Shakopee Mdewakanton Sioux (Dakota) Community v. BabbittShakopee Mdewakanton Sioux (Dakota) Community v. Babbitt
MEMORANDUM OPINION AND ORDER
Introduction
Plaintiff Shakopee Mdewakanton Sioux (Dakota) Community (“Community”) commenced this action seeking judicial review of certain administrative actions taken by the Secretary of the Interior
1
regarding a federal election initiated by the Community and called by the Department of the Interior to amend the Community’s tribal constitution pursuant to
Background 3
The Community is a federally recognized Indian tribe organized pursuant to Section 16 of the IRA,
A Amendment Process — Legal Framework
A brief overview of the statutory and regulatory framework governing the enactment of tribal constitutions and amendments is necessary prior to resolving the parties’ current dispute. The process by which a federally recognized Indian tribe may adopt or amend its constitution is set out in
(a) Adoption; effective date
Any Indian tribe shall have the right to organize for its common welfare, and may adopt an appropriate constitution and bylaws, and any amendment thereto, which shall become effective when—
*516 (1) ratified by a majority vote of the adult members of the tribe or tribes at a special election authorized and called by the secretary under such rules and regulations as the secretary may prescribe; and
(2) approved by the Secretary ...
Under
The regulations promulgated pursuant to
Once an election is held pursuant to the requirements in
(d) Approval or disapproval by Secretary; enforcement
(1) If an election called under subsection (a) of this section results in the adoption by the tribe of the proposed constitution and bylaws or amendments thereto, the Secretary shall approve the constitution and bylaws or amendments thereto within forty-five days after the election unless the Secretary finds that the proposed constitution, and bylaws or any amendments are contrary to applicable laws.
(2) If the Secretary does not approve or disapprove the constitution and bylaws or amendments within the forty-five days, the Secretary’s approval shall be considered as given.
B. The Community’s Amendment Process
The Community adopted its constitution under
On March 8, 1995, the Community provided the BIA with the names of 116 individuals it recognized as adult persons belonging to the community and entitled to vote in the election. (Compl. ¶20.) The Community subsequently posted a “Registered Voter List” containing the names of 111 persons. (Compl. ¶21.) Objections to over 50% of these 111 persons were filed with the BIA pursuant to
The Secretary conducted the election on the proposed amendments on April 19, 1995. The amendments passed by a vote of 35 in favor and 27 opposed. (Compl. ¶28.) The Election Board certified the election results on April 19, 1995. (McNeal Aff., ¶ 9.) Pursuant to
On June 2, 1995 — 43 days after the election — the Assistant Secretary issued a decision letter regarding the 40 challenges. (Id.) The Assistant Secretary deferred to the Election Board on 17 of the challenges, but did not defer to the Election Board or otherwise resolve the remaining 23 challenges. (Id.) Instead, the Secretary issued an order concluding:
the Department [of the Interior] cannot approve the election results due to alleged irregularities in the determination of voter eligibility. A hearing examiner or administrative law judge will be appointed to determine the eligibility of twenty-three individuals who are challenged before me pursuant to25 C.F.R. § 81.22 . After a determination as to their eligibility is made, the [Department of the Interior] Deputy Commissioner will call a new election.
(Id. at 1.) The Secretary issued a second order on June 2, 1995, authorizing an administrative law judge to determine the Mde-wakanton blood lineage of an additional 40 persons. 5 (Defs.’ Ex. 4, attach.)
C. Litigation
On June 30, 1995, the Community filed a verified Complaint seeking an order (1) declaring unlawful the Secretary’s acts: (a) purporting to abrogate the results of the April 19, 1995 secretarial election; (b) overturning “final agency action by the [Ejection [B]oard determining all challenges to the eligibility of persons to vote in that secretarial election”; (c) appointing an administrative law judge to determine the Mdewakanton blood quantum and eligibility to vote as tribal members of between 23 and 63 persons; (d) ordering a new secretarial election; and (2) declaring that the amended tribal constitution “approved” by the voters of the Community in the April 19,1995 election is valid and *518 approved as a matter of law. (Compl. §§ A, C.) The Community further requests an injunction permanently enjoining the Secretary or his agents from proceeding with the blood quantum determinations and the second election as ordered in the Secretary’s June 2, 1995 decision letter. (Compl. § D.)
On August 16, 1995, several of the individuals who challenged the Election Board’s eligibility determinations filed a Motion to Intervene in this action. (Doc. No. 12.) These individuals sought to interpose a complaint alleging a variety of claims against the Secretary arising out of the April 19, 1995 election. The Motion to Intervene was denied (see Mem. Op. and Order dated September 12, 1995), and these individuals were granted leave to participate in this action as amici curiae. This matter came before the undersigned at a hearing held on September 21, 1995. All parties, including amici curiae, submitted briefs and participated in oral argument.
This Court has jurisdiction over this action pursuant to
Discussion
I. Standard of Decision
[summary] judgment shall be rendered forthwith if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.
II. Analysis
The Community claims the amended constitution approved at the April 19, 1995 election is effective as a matter of law. The Community asserts (1) the Secretary lacked authority to review the Election Board’s voter-eligibility determinations pursuant to
A.
The Plaintiffs first claim relates to the Secretary’s interpretation of
The election board shall determine the eligibility of any written claim to vote presented to it by one whose name does not appear on the official list of registered voters as well as any written challenge of the right to vote of anyone on the list. Its decision shall be final. It shall rule on all claims no later than ten days before the election.
The Court must give substantial deference to an agency’s interpretation of its own regulations.
Thomas Jefferson Univ. v. Shalala,
— U.S. -, -,
The Court finds the meaning of the term “final” as used in
Having concluded that
The Department is extremely reluctant to inject itself into matters related to tribal membership and eligibility to vote in tribal elections. However, elections on the adoption or amendment of tribal constitutions under the Indian Reorganization Act of 1934 are Federal elections for which the *520 Secretary has adopted regulations and for which he is accountable....
[T]he finality of the election board’s decisions is best viewed as the completion of but one step on the way to the actual vote on the election. It clears the path for the actual election to take place in an orderly and timely manner, while§ 81.22 provides a mechanism for those who are not determined eligible, or who feel that others are not eligible, to make their case to the Secretary if they can produce substantiating evidence. It is necessary to make the election board’s decisions final for purposes of holding the election because under the Department’s appeal regulations, no decision is effective during the time it is appealable unless it is made final.43 C.F.R. § 4.21 ,25 C.F.R. § 2.6 . Thus if the election board’s decisions were made final by the regulations, a handful of challenges to their decisions could frustrate an entire tribe from considering and voting on a fundamental constitutional issue. With the adoption of the statutory time frames in the 1988 amendments of the IRA, the need to get the issue before the voters in a timely manner has become a congressional mandate.
(Def.’s Ex. 3 at 2.)
The Court finds the agency’s interpretation as enunciated by the Assistant Secretary is “reasonable.” First, as noted, the absence of the language “final for the Department” suggests that the term “final” standing alone does not mean final for the Department. More importantly, the Secretary’s interpretation is consistent with the regulatory scheme established in § 81.
Contesting of election results
Any qualified voter, within three days following the posting of their results of an election, may challenge the election results by filing with the Secretary through the officer in charge the grounds for the challenge, together with substantiating evidence. If in the opinion of the Secretary, the objections are valid and warrant a recount or new election, the Secretary shall order a recount or a new election....
Moreover, the election to amend a tribe’s
For these reasons, as well as the reasons set forth in the June 2, 1995 decision letter, the Court finds the Secretary’s construction of
B. § m(d)
In addition to challenging the Secretary’s authority to review the Election Board’s eligibility determinations, the Community challenges the Secretary’s interpretation of
As set forth in
Chevron,
the Court must begin its analysis of the Secretary’s decision by considering the language of the challenged statute.
(d) Approval or disapproval by Secretary; enforcement
(1) If an election called under subsection (a) of this section results in the adoption by the tribe of the proposed constitution and bylaws or amendments thereto, the Secretary shall approve the constitution and bylaws or amendments thereto within forty-five days after the election unless the Secretary finds that the proposed constitution, and bylaws or any amendments are contrary to applicable laws.
(2) If the Secretary does not approve or disapprove the constitution and bylaws or amendments within the forty-five days, the Secretary’s approval shall be considered as given.
The Community claims the amended constitution is “approved as a matter of law” under
The “precise question at issue” in this case is whether
Since
Any Indian tribe ... may adopt an appropriate constitution and bylaws, and any amendment thereto, which shall become effective when—
(1) ratified by a majority vote of the adult members of the tribe or tribes at a special election authorized and called by the Secretary under such rules and regulations as the Secretary may prescribe; and
(2) approved by the Secretary pursuant to subsection (d) of this section.
Having concluded that the provisions of
Although not argued by the Secretary, the June 2, 1995 decision letter also demonstrates the Secretary in fact “disapproved” the Community’s amendments within the forty-five day period set out in
Conclusion
Based on the foregoing, and upon all the files, records and proceedings herein, IT IS ORDERED that:
(1) Plaintiffs Motion for Summary Judgment (Doe. No. 3) is DENIED;
(2) Defendants’ Motion for Summary
Judgment (Doc. No. 9) is GRANTED;
(3) Plaintiffs Verified Complaint (Doe. No. 1) is DISMISSED WITH PREJUDICE. LET JUDGMENT BE ENTERED ACCORDINGLY.
Notes
. Except where otherwise noted, the Court will collectively refer to Defendants Brace Babbitt, the Secretary of the Interior, and Ada Deer, the Assistant Secretary — Indian Affairs, United States Department of the Interior, as the "Secretary."
. The Community initially sought a preliminary injunction in addition to summary judgment. By agreement of the parties, the Community’s request for a preliminary injunction was superseded by the cross motions for summaiy judgment before the Court. (See Pis.’ Reply Mem. at 1.) The Community currently seeks permanent in-junctive relief.
.The background in this case is more fully set forth in this Court’s September 12, 1995 Memorandum Opinion and Order denying the Amici Curiae’s Motion to Intervene. (Doc. No. 24.)
. As originally enacted, Article II, Section 1 of the Community's Constitution provided:
The membership of the Shakopee Mdewakan-ton Sioux Community shall consist of:
(a) All persons of Mdewakanton Sioux Indian blood, not members of any' other Indian tribe, band or group, whose names appear on the 1969 census roll of Mdewakanton Sioux residents of the Prior Lake Reservation, Minnesota prepared specifically for the purpose of organizing the Shakopee Mdewakanton Sioux Community and approved by the Secretary of the Interior.
(b) All children of at least one-fourth ftt) degree Mdewakanton Sioux Indian blood born to an enrolled member of the Shakopee Mdewakan-ton Sioux Community.
(c)All descendants of at least one-fourth (%) degree Mdewakanton Sioux Indian blood who can trace their Mdewakanton Sioux Indian blood to the Mdewakanton Sioux Indians who resided in Minnesota on May 20, 1886, provided they apply for membership and are found qualified by the governing body, and provided further, they are not enrolled as members of some other tribe or band of Indians.
Section 2. The governing body shall have the power to pass resolutions [and] ordinances, subject to the approval of the Secretary of the Interior, governing future membership, adoptions and loss of membership.
(Compl. ¶ 9 (emphasis added).)
. This second order relates to determinations regarding membership for the purposes of receiving funds from a federally administered trust referred to by the parties as “Docket 363 distributions.” These additional membership determinations are not part of the proceeding currently challenged, and the Secretary’s authority regarding these determinations is not in any way affected by this Memorandum Opinion and Order.
. The Secretary has used the language "final for the Department” with respect to decisions made in numerous other regulations.
See
. In its Memorandum, the Defendants cited several examples in the regulations where the Secretary has used the language "final for the Department” to show the language "final” by itself did not necessarily mean final for the Department. The Plaintiffs characterize this argument as follows: "[t]he [Defendants essentially argue that because an entirely separate set of regulations
explicitly provides
for review of a final determination, the Secretary therefore has
implicit
authority to review the election board's decisions under
. The Plaintiffs claim the review described in
. In the June 2, 1995 decision letter, the Assistant Secretary specifically recognized this concern, explaining:
In this case there is substantiating evidence that eligible voters may have been denied the opportunity to vote and that persons were allowed to vote who did not meet the threshold tribal constitutional membership requirements. The number of theses persons is sufficient to change the outcome of this very close election. Under these unusual circumstances, the Secretary does have the authority to evaluate the merits of the protests. This review is especially necessary since at least some challenges to the eligibility of registered voters were made without notice to those individuals. Those challenged voters accordingly were not provided an opportunity to present evidence or argument as to their entitlement to vote. A conclusion that the Secretary cannot review such determinations by the election board presents serious due process concerns.
(Defs.' Ex. 3 at 2.)
. The Court does not, in any sense, question the competence or motives of the tribal representatives on the election board. This is purely a question regarding the Community and the federal government's respective sovereign powers in the conduct of a federal election. The Community’s construction of
. The language of