Lead Opinion
Order; Opinion by Judge McKEOWN; Dissent by Chief Judge KOZINSKI; Dissent by Judge CALLAHAN; Dissent by Judge MURGUIA.
ORDER
The opinion filed on September 22, 2014, is amended. The amended opinion is filed concurrently with this order.
With these amendments, the panel has voted to deny the petition for rehearing.
The petition for rehearing is DENIED. No further petitions for rehearing or rehearing en banc will be entertained.
OPINION
Opinion by McKEOWN, Circuit Judge, joined by SCHROEDER, WARDLAW, FISHER, PAEZ and M. SMITH, Circuit Judges:
An American poet wrote more than 100 years ago: “When I see a bird that walks like a duck and swims like a duck and quacks like a duck, I call that bird a duck.”
In late 1999, a naive and relatively uneducated nineteen-year-old Tio Sessoms sat alone in an eight-by-ten foot interrogation room. Four days earlier, on the advice of his father, Sessoms had turned himself in to the police. Before doing so, Sessoms’s father told his son: you must ask for a lawyer before talking to the police.
Sessoms followed his father’s advice. When the two police detectives entered the interrogation room, Sessoms sat slouched in his chair. He looked up, and they exchanged brief pleasantries. Sessoms was unfailingly polite, even saying he was glad the detectives “had a safe flight.” Forty seconds after the detectives entered the room, the following exchange occurred:
Sessoms: There wouldn’t be any possible way that I could have a— a lawyer present while we do this?
*618 Det. Woods: Well, uh, what I’ll do is, um—
Sessoms: Yeah, that’s what my dad asked me to ask you guys ... uh, give me a lawyer.2
Instead of immediately ceasing the interrogation, the detectives carried on, convinced Sessoms that his accomplices had already told them what had happened, and impressed upon Sessoms that the only way to tell his side of the story was to speak to the officers then and there, without an attorney. Only after talking with him, softening him up, and warning him about the various “risks” of speaking with counsel did the detectives read Sessoms his rights under Miranda v. Arizona,
Sessoms was convicted of murder, robbery, and burglary, and sentenced to life without the possibility of parole. We consider his habeas appeal under the “demanding but not insatiable” standard of the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”). See Miller-El v. Dretke,
Background and Procedural History
I. The Interrogation
On October 20, 1999, Sessoms and two others burglarized Edward Sheriffs home in Sacramento, California. During the burglary, one of Sessoms’s accomplices repeatedly stabbed Sheriff, resulting in Sheriffs death.
Sessoms then fled from California to Oklahoma. When he became aware that there was a warrant out for his arrest, and after having discussed the situation with his father, Sessoms surrendered to Oklahoma police on November 15, 1999. His father advised him to ask for a lawyer before talking to the police.
Two detectives, Woods and Keller, flew from California to Oklahoma to question Sessoms on November 20, 1999, at the county jail where he was being held. Ses-soms was in custody for at least four days before he was interrogated.
Before the officers entered the interrogation room, Sessoms sat alone, and quietly said to himself, “I’m not a criminal.... They didn’t tell me if I have a lawyer. I know I want to talk to my lawyer now.”
*619 Det. Woods: ... Tio, I’m Dick.
Sessoms: How you doing, all right. You already know me.
Det. Woods: You say—
Det. Keller: Tio, Pat Keller.
Det. Woods:You say Tio or Theo?
Sessoms: It — my name is pronounced Tio because it’s [SJpanish.
Det. Woods: Tio. Okay.
Det. Keller: Why don’t we swap corners here for a minute, you guys? Go ahead and sit here.
Sessoms: So glad you fellows had a safe flight.
Det. Woods: Huh?
Sessoms: I’m glad you fellows had a safe flight out here.
Det. Keller: So are we. Huh.
Det. Woods: Well, we want a safe one back too.
Sessoms: Oh, you know ([i]naudible).
Det. Woods: Yeah. Uh, we both, uh— both from, uh, Sacramento PD and, uh—
Sessoms: There wouldn’t be any a — a lawyer present while we do this?
Det. Woods: Well, uh, what I’ll do is, um—
Sessoms: Yeah, that’s what my dad asked me to ask you guys ... uh, give me a lawyer.
Woods proceeded as though Sessoms had said nothing. Instead of ending the interrogation, Woods persuaded Sessoms that having a lawyer was a bad idea. Ses-soms explained that he was concerned that some police officers “end up switching your words afterwards,” to which Woods responded that he had no intention of playing any “switch games.” Woods even produced a tape recorder to allay Sessoms’s fears. As it turns out, the session was videotaped from the outset.
Woods then explained the situation: Sessoms and two accomplices were all being “charged with the same thing.” Woods said he already knew “what happened” because the accomplices had waived their rights “and laid it out from A to Z.” Woods reassured Sessoms that he believed that Sessoms “did not participate in the stabbing,” but warned that if Ses-soms didn’t make a statement right then and there, Woods wasn’t going to be able to “get his version of it” because “most all attorneys — in fact, all attorneys will — will sometimes or usually advise you not to make a statement.” Woods said he didn’t really “need [Sessoms’s] statement to make [the] case” anyway because he “already [had] two and a half other complete statements,” reiterating that he already “[knew] what happened” and had the hard evidence to back it up.
Only then — after telling Sessoms that having a lawyer would only hurt him and that invoking his right to counsel would be futile because the police already knew what had happened — did Woods read Ses-soms his rights under Miranda. Sessoms hesitated, shrugged his shoulders, and said, “[l]et’s talk,” proceeding to implicate himself in the crime.
II. Proceedings in the California Courts
Before trial, Sessoms moved to suppress the incriminating statements arguing that they were obtained in violation of Miranda because he had “clearly and unequivocally” invoked his right to counsel. The trial court denied the motion. Sessoms went to trial and was convicted of first-degree murder, robbery, and burglary, with the special circumstance that he was engaged in the commission or attempted commission of the crimes of robbery and burglary when the murder occurred. At the conclusion of the trial, Sessoms moved for a new trial “based upon prejudicial Miranda er
Sessoms appealed to the California Court of Appeal, which determined that Sessoms’s statements did not qualify as an invocation of the right to counsel under Davis,
III. PROCEEDINGS IN THE FEDERAL COURTS
After exhausting his state court remedies, Sessoms filed a federal habeas petition, arguing primarily that he had invoked his right to counsel. A magistrate judge recommended denying the petition. The district court adopted the magistrate judge’s findings and recommendations and denied the petition, but granted a certificate of appealability on the Miranda and ineffective assistance of counsel claims.
A divided three-judge panel of this court upheld the district court’s denial of Sessoms’s habeas petition. Sessoms v. Runnels,
We granted rehearing en banc. In an opinion authored by Judge B. Fletcher, the majority concluded that the state court’s decision was an unreasonable application of clearly established federal law and reversed the district court’s denial of habeas relief. Sessoms v. Runnels,
The Supreme Court granted the state’s petition for a writ of certiorari, vacated the decision, and remanded the case in light of Salinas v. Texas, — U.S. -,
Analysis
I. Miranda and its Progeny
Our analysis begins with the landmark case of Miranda v. Arizona, which established certain safeguards that must be afforded to suspects, including the right to have counsel present during a custodial interrogation. The Supreme Court refined its analysis of the Miranda right to counsel in a series of cases including, as relevant here, Edwards v. Arizona,
In Miranda, the Supreme Court established rules that law enforcement must follow to ensure certain “basic” and “precious” rights “enshrined in our Constitution.”
The Court wrote that “[a]n understanding of the nature and setting of [an] in-custody interrogation is essential” to its decisions in Miranda. Id. at 445,
To ensure that the use of such psychological tactics to exploit a suspect’s vulnerabilities do not run afoul of the Fifth Amendment, Miranda set a clear bright-line rule: “Prior to any questioning, the person must be warned that he has a right to remain silent, that any statement he does make may be used as evidence against him, and that he has a right to the presence of an attorney....” Id. at 444,
Fifteen years later, in Edwards v. Arizona, the Supreme Court reiterated the principle that the “assertion of the right to counsel [is] a significant event and that once exercised by the accused, ‘the interrogation must cease until an attorney is present.’ ”
The Court applied the principles of Miranda and Edwards just three years later in Smith. Eighteen-year-old Smith was taken into custody for interrogation, and the officers immediately gave him the Mi
Q. Do you wish to talk to me at this time without a lawyer being present?
A. Yeah and no, uh, I don’t know what’s what, really.
Q. Well. You either have [to agree] to talk to me this time without a lawyer being present and if you do agree to talk with me without a lawyer being present you can stop at any time you want to.
Q. All right. I’ll talk to you then.
Id. Smith proceeded to make incriminating statements. Id.
The Court reasoned that the Illinois Supreme Court erred “by looking to Smith’s subsequent responses to continued police questioning” — namely, his statements that he didn’t “know what’s what, really” — to inform its holding that Smith’s initial requests for counsel were ambiguous. Id. at 97,
The Supreme Court revisited the scope of Miranda and Edwards in Davis. During a custodial interview with the Naval Investigative Service, Davis executed a written waiver of his rights and expressly agreed to speak to law enforcement. Davis,
The Court went on to clarify, however, that “if a suspect makes a reference to an attorney Chat is ambiguous or equivocal in that a reasonable officer in light of the circumstances would have understood only that the suspect might be invoking the right to counsel, our precedents do not require the cessation of questioning.” Id. at 459,
A suspect who knowingly and voluntarily waives his right to counsel after having that right explained to him has indicated his willingness to deal with the police unassisted. Although Edwards provides an additional protection — if a suspect subsequently requests an attorney, questioning must cease — it is one that must be affirmatively invoked by the suspect.
More recently, in Berghuis and Salmas, the Court considered the significance of silence in the Miranda context. In Ber-ghuis, after being informed of his Miranda rights, the suspect refused to sign a waiver form and simply remained silent through almost three hours of interrogation before making an incriminating statement. See
Just last year, in Salinas, the Court reiterated that although “no ritualistic formula is necessary in order to invoke the privilege,” to “simply stand[] mute,” as Salinas did, was insufficient.
In Salinas, the Court first noted that a witness “must claim [the privilege against self-incrimination] at the time he relies on it.” Id. at 2179 (internal quotation marks omitted). This ruling came against the backdrop of Edwards, Smith, Davis and Berghuis, which establish that, under the circumstances of the interrogation, the invocation must be clear and unambiguous.
The results in Berghuis and Salinas are no surprise — mere silence does not qualify as an invocation of the right to remain silent. The discussion of the Fifth Amendment in Salinas is instructive, however, to the resolution of the right to counsel issue in this case. See Berghuis,
We now consider Sessoms’s claim in light of the teachings of Miranda and its progeny. Viewing the totality of the circumstances of the interrogation, we conclude that not only did Sessoms claim the privilege twice before being suitably warned, he did so unequivocally.
II. The State CouRt’s Unreasonable Application op Supreme Court Precedent
This case involves an “unreasonable application” of clearly established federal law, which we review under AEDPA’s deferential standard of review. See 28 U.S.C. § 2254(d); Williams v. Taylor,
The court fell short, however, in its application of those precedents to the undisputed facts. It unreasonably applied those precedents by analyzing Sessoms’s statements in isolation rather than collectively and in context to conclude that “although [Sessoms] twice explicitly referred to an attorney, neither statement was an unequivocal or unambiguous request for counsel.” Sessoms,
We begin with the circumstances leading up to Sessoms’s statements regarding counsel. See Smith,
Miranda recognized that overzealous police practices during custodial interrogation create the potential for compulsion in violation of the Fifth Amendment. Id. at 455-58,
The interrogation started out politely, with Sessoms saying that he was glad the detectives had a safe flight from California. In keeping with the pleasant small talk Sessoms made with the detectives when they entered the interrogation room, and before receiving any advice regarding counsel, Sessoms politely asked: “There wouldn’t be any possible way that I could have a — a lawyer present while we do this?” Unlike Davis, where the defendant asked, “[m]aybe I should talk to a lawyer?,” Sessoms was not asking whether he should speak to a lawyer. Like the defendant in United States v. Lee,
The detectives understood that Sessoms was requesting counsel, as Woods’s response to a subsequent question illustrates. After requesting counsel and before receiving the Miranda warnings, Sessoms paralleled the phrasing of his first request for counsel asking, in response to Woods’s question about whether Sessoms wanted to talk, “[w]ould it be a possible chance that I can call my dad ... ask him?” The officers understood that statement as an expression of Sessoms’s desire to speak to his father and responded accordingly: ‘Well no, because ... [y]ou’re an adult.” There was no ambiguity in the first request for counsel — Ses-soms was expressing his desire to speak to an attorney — any more than there was ambiguity in Sessoms’s request to speak to his father.
The answer to “[t]here wouldn’t be any possible way that I could have a ... lawyer present while we do this?” was easy— “yes, you have the right to remain silent and you have the right to a lawyer even if you can’t afford one.” But the detectives did not respond that they could not decide for him whether he should speak to a lawyer, they did not follow up about whether he was asking for a lawyer as the officers in Davis did, nor did they answer his question. The detectives instead pretended that Sessoms had never raised the issue of a lawyer in the first place.
Ignoring the defendant’s request flies in the face of clear Supreme Court precedent: “No authority, and no logic, permits the interrogator to proceed ... on his own
Persisting in his attempts to speak with counsel before speaking to the officers, Sessoms repeated what he gleaned from his father: “give me a lawyer.” This was a very clear statement that Sessoms wanted counsel, yet the California Court of Appeal viewed this statement as a “statement of his father’s advice to him.” Ses-soms was not simply conveying his father’s advice. Why would he? He was stating the fact that his father had told him to request counsel and that he was following through. That his father instructed him to ask for counsel does not dilute the clarity of Sessoms’s request; it simply means that Sessoms’s father gave him good advice, and he took it.
The only reasonable interpretation of “give me a lawyer” is that Sessoms was asking for a lawyer. What more was Ses-soms required to say? Was he obligated to repeat the obvious — “give me a lawyer” — another time? It is no more reasonable to demand grammatical precision from a suspect in custody than it is to strip the officers of all common sense and understanding. To the extent the first statement spawned any uncertainty — and we believe that it did not reasonably do so— taken together the two requests leave no doubt about what Sessoms wanted: a lawyer.
In light of clear Supreme Court precedent, we have recognized the importance of evaluating a suspect’s in-custody statements as a whole. See Hunter,
Viewed in the context of Sessoms’s prior request that the detectives make counsel available to him during the interrogation, it was unreasonable to hold that Sessoms’s second statement, “give me a lawyer,” was an ambiguous request for counsel. What else could this mean? I don’t want an attorney? I’m not sure I want an attorney? My dad wants an attorney? No, it means what it says in plain English: dad told me to ask you and I am — “give me an attorney.”
What happened after Sessoms made these two statements illustrates precisely why, once a lawyer is requested, questioning must stop. It is also a testament to why Miranda warnings are required at the outset of custodial interrogation. Interrogation does not begin once the officers get to the hard questions. Miranda warnings are required before any interrogation begins.
Instead of giving Miranda warnings at the outset, or saying “yes” when Sessoms asked whether he could have a lawyer, Woods persisted with his questioning. He told Sessoms that they already knew what happened and that Sessoms’s accomplices had confessed “la[ying] it out from A to Z,” thereby “displaying] an air of confidence in [Sessoms’s] guilt” and appearing only to be “interested] in confirming certain details.” See Miranda,
[I]f you said you didn’t want to make any statement without an attorney, we’re not really going to be able to talk to you and get your version of it. Uh, most all attorneys — in fact, all attorneys will — will sometimes or usually advise you not to make a statement. But— and — and we don’t need to have your statement to make this case because we’ve already got two and a half other complete statements. And we know what happened....
Why would Woods need to talk Sessoms out of an attorney if he hadn’t understood that Sessoms wanted an attorney?
In determining that Sessoms’s statements are unlike the wavering statement in Davis, we hew to the teachings of Salinas that invocation of Miranda rights must be “express.” See
Context and circumstances matter. Under Davis and Smith, the Court of Appeal was bound to analyze whether a reasonable officer viewing the situation in light of all of the circumstances leading up to the statements would have understood Ses-soms’s statements to be a request for counsel. Rather than following that procedure, the California Court of Appeal analyzed each statement separately, did not explore the context in which the statements were made, and, unsurprisingly, landed on an unreasonable application of clearly established federal law. See Sessoms,
III. The Constitutional Error Was Not Harmless
Harmless error review applies to the introduction of Sessoms’s illegally obtained confession. Arizona v. Fulminante,
Accordingly, the question is whether we can fairly determine that Sessoms’s confession did not substantially sway the jury to convict him for felony murder, burglary, and robbery.
To begin, as the Supreme Court has emphasized, a “defendant’s own confession is probably the most probative and damaging evidence that can be admitted against him.” Fulminante,
This case underscores that point. In his statements to police, Sessoms readily implicated himself in the crime, admitting that he knew about the planned robbery beforehand and was an active participant in carrying it out. Critically, Sessoms confessed that he entered the house along with his two co-conspirators, expecting to rob the victim while he wasn’t home. He described the crime in vivid detail, down to the pajamas the victim was wearing when Sessoms and his cohorts stumbled upon him.
In closing arguments, prosecutors drove home the point, returning to Sessoms’s confession again and again and telling jurors it was “very important evidence.” The prosecutor added, “You should consider it carefully. He admits in his statements to the detectives his full and knowing involvement in the underlying crimes of burglary and robbery....” He went on to argue: “You should not question that what Mr. Sessoms said about his involvement and what happened that night is true.”
The other evidence against Sessoms pales in comparison. Two teenage witnesses placed Sessoms near the scene on the night of the murder, but neither saw him enter the house. Eight days after the crime, police recovered Sessoms’s finger7 prints on documents inside the glove box of the victim’s car. This circumstantial evidence may have supported an accessory charge, but it provided, at best, limited proof that Sessoms actually participated in the botched robbery, much less that he had the specific intent necessary for the felony murder, robbery, and burglary convictions.
Sessoms’s confession was the linchpin of the prosecution’s case. Because the confession likely substantially swayed the jury toward conviction, the constitutional error was not harmless.
Conclusion
Sessoms’s statements, taken together, are a far cry from the ambiguous statement offered in Davis and the unclear conduct in Berghuis and Salinas. Davis recognized that “a suspect need not speak with the discrimination of an Oxford don,” however, “he must articulate his desire to have counsel present sufficiently clearly
REVERSED AND REMANDED.
Notes
. This quotation is often attributed to James Witcomb Riley, an American poet. Max Cryer, Who Said That First? The Curious Origins of Common Words and Phrases 139 (2001); see In re Fletcher,
. The transcript of the colloquy says "give me a lawyer,” but, after comparing the transcript to the videotape, Detective Woods testified that Sessoms said "[g]et me a lawyer.” This minor distinction is not material to our analysis.
. Sessoms’s statements to himself were made prior to the detectives entering the room, and there is no evidence that the detectives heard these statements. We, therefore, do not rely on these statements as part of the context relevant to whether a reasonable law enforcement officer would have understood Ses-soms's statements as unambiguous requests for counsel.
. The California Court of Appeal’s opinion is "the last reasoned opinion” in this matter for purposes of AEDPA. Ylst v. Nunnemaker,
. The ineffective assistance of counsel claim arose from counsel's "fail[ure] to investigate and present evidence that [Sessoms's] constitutional rights were violated by Sacramento Detectives Woods and Keller during his interrogation.”
. Because we conclude that Sessoms is entitled to relief on his Miranda claim, we do not address his ineffective assistance of counsel claim.
. We cite circuit precedent to outline the standard at issue, but recognize that a circuit court "may not consul[t] its own precedents, rather than those of th[e] [Supreme] Court, in assessing a habeas claim governed by 28 U.S.C. § 2254.” White v. Woodall, - U.S. -,
. The state acknowledges that, with respect to the jury’s special circumstances verdict, the introduction of Sessoms’s confession was not harmless.
Dissenting Opinion
reluctantly dissenting:
This is a sad and troubling case. There can be no doubt that Tio Sessoms meant to ask for a lawyer. Nor is there any doubt that detectives Woods and Keller understood exactly what he was asking for — and used their hefty leverage to divert him from that purpose. It was hardly a fair contest: a boy in his teens, held in custody and cut off from friends and family, pitted against two police detectives with decades of experience in overcoming the will of recalcitrant suspects and witnesses.
But what we must decide is not what Sessoms meant or the officers understood, but whether it was unreasonable for the state courts to conclude that a reasonable officer would have been perplexed as to whether Sessoms was asking for an attorney. This is the kind of question only lawyers could love — or even understand— and perhaps not even most of them. I am dismayed that Sessoms’s fate — whether he will spend his remaining days in prison, half a century or more caged like an animal — turns on such esotérica. But that’s the standard we are bound to apply, even if we are convinced that the habeas petitioner’s constitutional rights were violated. See Cavazos v. Smith, — U.S. -,
Under this unforgiving standard, Judge Murguia has the better of the argument. This is not a case where the state judges were confused about the law or overlooked key evidence, as in Taylor v. Maddox,
While I agree with Judge Murguia’s analysis and join her dissent, it’s just as well that our view doesn’t command a majority. If the State of California can’t convict and sentence Sessoms without sharp police tactics, it doesn’t deserve to keep him behind bars for the rest of his life. I have seen far too many cases where police extract inculpatory statements from suspects they believe to be guilty, then stop looking for evidence, confident that the courts will uphold the interrogation, no matter how tainted. See, e.g., Milke v. Ryan,
The state courts should have been far more vigilant in correcting and condemning the detectives’ improper conduct, particularly since it involved a naive teenager who clearly tried very hard to invoke his constitutional right to have a lawyer present during questioning. The state courts having failed Sessoms, I’m glad that a majority of our en banc court is able to conclude that the state courts were unreasonable. I hope their view prevails in the end.
Dissenting Opinion
dissenting:
This case is before our en banc panel for a second time after the Supreme Court vacated our prior opinion and remanded for further consideration in light of Salinas v. Texas, — U.S. -,
Although Salinas concerned the right to remain silent rather than the right to counsel, Justice Alito’s plurality opinion in Salinas sets forth a controlling perspective.
ensures that the Government is put on notice when a witness intends to rely on the privilege so that it may either argue that the testimony sought could not be self-incriminating, see Hoffman v. United States,341 U.S. 479 , 486,71 S.Ct. 814 ,95 L.Ed. 1118 (1951), or cure any potential self-incrimination through a grant of immunity, see Kastigar v. United States,406 U.S. 441 , 448,92 S.Ct. 1653 ,32 L.Ed.2d 212 (1972).
The application of this perspective to Sessoms’s situation precludes a finding that the California Court of Appeal’s decision was “based on an unreasonable application of, clearly established Federal law.” 28 U.S.C. § 2254(d)(1).
The logic behind the determination that Salinas’s silence was ambiguous leads to the conclusion that Sessoms’s comments concerning counsel were also ambiguous. In both instances the defendants were at police stations. Although Salinas may not have been “in custody,” Sessoms had voluntarily placed himself in custody. In both instances, the officers had legitimate reasons for needing specificity. In Salinas, as noted, the officers could have considered grants of immunity. Similarly, with Sessoms, the officers might have considered grants of immunity and definitely needed to know whether under Miranda v. Arizona,
As a practical matter, Salinas’s reason for not answering the officer’s question was more obvious than Sessoms’s intent. The officer asked Salinas whether his shotgun would match the shells recovered at the scene of the murder. Salinas,
The majority, perhaps seeking to avoid this conclusion, purports to grant relief on the first prong of § 2254(d), holding that the California Court of Appeal “landed on an unreasonable application of clearly established federal law.” Maj. Op. at 629-30. The State court’s alleged failings were that it “analyzed each statement separately, [and] did not explore the context in which the statements were made.” Id.
The California Court of Appeal’s decision, however, speaks for itself. The court wrote:
“ ‘[A] statement either is such an assertion of the right to counsel or it is not.’ [Citation.] Although a suspect need not ‘speak with the discrimination of an Oxford don,’ [citation], he must articulate his desire to have counsel present sufficiently clearly that a reasonable police officer in the circumstances would understand the statement to be a request for an attorney. If the statement fails to meet the requisite level of clarity, Edwards does not require that the officers stop questioning the suspect. [Citation.]” (Davis, supra,512 U.S. at p. 459 [114 S.Ct. 2350 ].)
In the present case, although defendant twice explicitly referred to an attorney, neither statement was an unequivocal or*634 unambiguous request for counsel. On the first occasion, defendant asked, “There wouldn’t be any possible way that I could have a ... lawyer present while we do this?” As the court found, this was a question, not an unambiguous request. Defendant’s second reference to an attorney was “Yeah, that’s what my dad asked me to ask' you guys ... uh, give me a lawyer.”
We find defendant’s first statement is legally indistinguishable from the equivocal remarks in Davis, “ ‘Maybe I should talk to a lawyer’ ” (Davis, supra,512 U.S. at p. 455 [114 S.Ct. 2350 ]), and in People v. Crittenden (1994)9 Cal.4th 88 , 123 [36 Cal.Rptr.2d 474 ,885 P.2d 887 ] (Crittenden), “ ‘Did you say I could have a lawyer?’ ” These equivocal remarks in Davis and Crittenden were not requests for counsel triggering the Edwards rule. (Davis, supra,512 U.S. at p. 462 [114 S.Ct. 2350 ].) Similarly, “[i]n the present case, defendant did not unequivocally state that he wanted an attorney, but simply asked a question.” (Crittenden, supra,9 Cal.4th at p. 130 [36 Cal.Rptr.2d 474 ,885 P.2d 887 ].)
Nor was defendant’s second reference to an attorney an unequivocal request for an attorney. At best, it was a statement of his father’s advice to him. We cannot find such a statement to be “sufficiently clear[ ] that a reasonable police officer in the circumstances would understand the statement to be a request for an attorney.” (Davis, supra,512 U.S. at p. 459 [114 S.Ct. 2350 ].)
People v. Sessoms, No. C041139,
Indeed, the majority opinion appears to reflect a disagreement with the California Court of Appeal’s view of the facts, not its application of clear Federal law.
Critically, some of the reasons offered by the majority to support its conclusion were rejected by the Supreme Court in Salinas. The majority asserts that the “detectives understood that Sessoms was requesting counsel,” Maj. Op. at 626; and that the “detectives’ behavior confirms that — like any reasonable law enforcement officers — they understood that Sessoms was requesting counsel.” Maj Op. at 628. However, the plurality opinion in Salinas noted that the Court had “repeatedly held that the express invocation requirement applies even when an official has reason to suspect that the answer to his question would incriminate the witness.”
Furthermore, as Judge Murguia notes in her dissent, the detectives’ reaction was consistent with concerns that Sessoms might be invoking his right to counsel. As Justice Alito explained in Salinas, the Government is entitled to a clear invocation in order that it may consider curing “any potential self-incrimination through a grant of immunity.”
Because Supreme Court precedent does not compel a determination, either as a matter of law or fact, that Sessoms’s statements, either separately or together, constitute an unambiguous invocation of his right to counsel, we are compelled to deny him relief. “A state court’s determination that a claim lacks merit precludes federal habeas relief so long as ‘fairminded jurists could disagree’ on the correctness of the state court’s decision.” Harrington v. Richter,
. Sessoms's claim would clearly fail under Justice Thomas’s concurring opinion, which Justice Scalia joined. Justice Thomas wrote: “In my view, Salmas' claim would fail even if he had invoked the privilege because the prosecutor’s comments regarding his precustodial silence did not compel him to give self-incriminating testimony.”
. Justice Alito added the following footnote:
The dissent suggests that officials in this case had no "special need to know whether the defendant sought to rely on the protections of the Fifth Amendment.” Post, at 2186-2187 (opinion of BREYER, J.). But we have never said that the government must demonstrate such a need on a case-by-case basis for the invocation requirement to apply. Any such rule would require judicial hypothesizing about the probable strategic choices of prosecutors, who often use immunity to compel testimony from witnesses who invoke the Fifth Amendment.
. It might further be noted that as a practical matter, a suspect may, on occasion, benefit from waiving his Miranda rights in exchange for immunity or a bargained sentence. This reality supports the requirement that a request for counsel be unambiguous because a defendant may mention his Fifth Amendment rights as a negotiating tactic.
. The majority’s distinction between a determination of fact and the application of clearly established Federal law is less than clear. It notes that the California Court of Appeal identified "the governing Supreme Court precedents, Miranda, Edwards and Davis," but then opines that the court "unreasonably applied those precedents by analyzing Sessoms’s statements in isolation rather than collectively and in context.” Maj. Op. at 625. This suggests that where, as here, the underlying facts are not disputed, a determination of whether a suspect's statement concerning counsel is ambiguous is a question of law, not fact. This does not seem right.
. Such a test was implicitly rejected in cases such as Davis v. United States,
Dissenting Opinion
with whom KOZINSKI, Chief Judge, and SILVERMAN, CALLAHAN, and IKUTA, Circuit Judges, join, dissenting:
When Congress enacted the Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA), it severely restricted the power of federal courts to provide relief to habeas petitioners convicted in state court, even when we might believe that the conviction was the result of unlawful proceedings. The statutory provision at issue here, 28 U.S.C. § 2254(d), provides that
[a]n application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a State court shall not be granted with respect to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim—
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.
Our inquiry falls under § 2254(d)(1); specifically, we must consider whether the California Court of Appeal “unreasonably] appli[ed]” the Supreme Court’s holding in
For purposes of § 2254(d)(1), “an unreasonable application of federal law is different from an incorrect application of federal law.” A state court must be granted a deference and latitude that are not in operation when the case involves [direct review].
Harrington v. Richter,
The Supreme Court has recognized that AEDPA, by its intention and design, prohibits us from granting relief in almost all cases in which a petitioner alleges that federal law has been unreasonably applied. See id. “As amended by AEDPA, § 2254(d) stops short of imposing a complete bar on federal court relitigation of claims already rejected in state proceedings.” Id.
Thus, AEDPA has the effect of limiting this court’s consideration of Sessoms’s petition to an excruciatingly narrow question. It does not matter whether we believe that the state court incorrectly applied Davis. It does not matter whether we believe that the state court’s decision was inconsistent with the vital constitutional principle that animated Edwards — that “an accused, ... having expressed his desire to deal with the police only through counsel, is not subject to further interrogation by the authorities until counsel has been made available to him.”
I believe that a fairminded jurist could reach such a conclusion. Sessoms first asked, “There wouldn’t be any possible way that I could have a, a lawyer present while we do this?” This question, punctuated with hesitation and conditions and phrased in the negative, is subject to different interpretations and comparable to statements that this court and other courts have found ambiguous. Compare Davis,
Sessoms followed up his question by stating, “That’s what my dad asked me to ask you guys ... uh, give me a lawyer.” It is unclear if Sessoms was merely expressing his father’s opinion or if he was agreeing with his father and he himself wanted an attorney. Either interpretation is plausible. A reasonable jurist could conclude that telling a detective, “My dad told me to ask for a lawyer” is different than saying, “I want a lawyer.” Because a reasonable jurist could find either of Ses-soms’s statements — or both, considered together — ambiguous or equivocal, relief is barred by AEDPA.
The majority points to the detective’s behavior in reaction to Sessoms’s statements as evidence that the detective believed Sessoms had invoked his right to counsel. According to the majority, the officer attempted to “talk Sessoms out of an attorney,” which demonstrates that the officer understood Sessoms to have invoked his right to speak with counsel. The detective’s reaction, however, could easily have been that of an officer faced with a suspect who only might have invoked his right to counsel. The detective’s acknowledgment of Sessoms’s statements about speaking to an attorney supports this theory:
Uh, I want to back up to your question you asked about an attorney. Um, first, before you ask questions, uh, I’m going to tell you why we’re here, just lay it out and be up front. And then — then I’m going to advise you of your rights. And then it’s up — for you to decide if you want the attorney or not.
The majority believes the officers should have answered Sessoms’s question by simply saying “yes,” reading him his Miranda rights, and then terminating the interrogation in the absence of a clear waiver. Maj. Op. at 626-27. The majority likewise believes that, in the brief exchange before Sessoms was read his Miranda rights, the detective manipulated Sessoms into waiving his right to counsel. Again, however, Sessoms is not claiming that he was pressured into an involuntary waiver, but only that he asked for counsel, which should have terminated the interrogation. “[T]he likelihood that a suspect would wish counsel to be present is not the test for applicability of Edwards.” McNeil v. Wisconsin,
While the majority correctly observes that the state court should have considered Sessoms’s statements together rather than in isolation, that is not a basis for granting habeas relief where, as here, the state court could have reached the same outcome even if it had done so. See Harring
I acknowledge that this reasoning results in a harsh outcome for a nineteen-year-old who turned himself in, expressly told the officers that his father wanted him to have a lawyer, and may have simply been trying to be respectful when asking for counsel. However, the potential for a harsh outcome does not permit us to disregard AEDPA’s “highly deferential standard for evaluating state-court rulings, which demands that state-court decisions be given the benefit of the doubt.” Cullen v. Pinholster, — U.S. -,
Could the police officers have assumed that Sessoms was in fact asking for a lawyer? Yes. Was it objectively unreasonable for the California Court of Appeal to hold that a police officer could have interpreted Sessoms’s statement as merely a possible request for a lawyer, which would not require the officer to stop the interrogation? I cannot say that it was. Because this court is constrained by the deference mandated by AEDPA, even when faced with a close case in which it may have ruled differently than the state court, I respectfully dissent.
. As the majority correctly observes, although the Supreme Court’s holding in Davis applied only to waivers of the right to counsel made after a suspect had been informed of and waived his Miranda rights, Salinas v. Texas, - U.S. -,
. The majority’s characterization of this assessment as ”jettison[ing] the only 'logical interpretation’ of Sessoms’s statements,” Maj. Op. at 628, misapprehends the structure that AEDPA imposes on our inquiry. We do not seek to identify the best interpretation of Ses-soms’s statements. Our task is to identify the universe of reasonable interpretations. Here, if the state court’s understanding of Sessoms’s statements can meet the extremely low bar that the Supreme Court has set for reasonableness, then we are precluded from granting relief.
