Segreto v. KirschnerSegreto v. Kirschner
MEMORANDUM DECISION
This matter comes before the Court on defendants Charles Rival (“Rival”) and Lawrence Callahan’s (“Callahan”) motion for summary judgment. Plaintiff, Richard Segreto (“Segreto”), claims that defendants violated his “civil and due process rights by intentionally, [sic] assaulting, battering, sexually harassing, defaming and discriminating against plaintiff without reason in violation of his civil rights.” 1 Plaintiffs Objection to Magistrate Judge’s Recommended Ruling, p. 1. For the reasons discussed below, we ratify and adopt the Magistrate Judge’s recommended ruling and GRANT defendants’ motion for summary judgment (document # 56).
PROCEDURAL HISTORY
Defendants Rival and Callahan moved for summary judgment January 12, 1996. This motion then was referred to Magistrate Judge Holly B. Fitzsimmons on April 4,1996 by the late Judge T.F. Gilroy Daly to whom this case was then assigned. On September 26, 1996, plaintiff filed a motion for an extension of time to complete discovery and respond to defendants Rival and Callahan’s motion. An interim ruling on summary judgment was filed on September 26, 1996. Oral argument was held on October 7, 1996, after which the Magistrate Judge granted defendants’ motion, and the ruling was entered in the Clerk’s office in Bridgeport on March 14, 1997.
Believing that no objections to the Magistrate Judge’s ruling had been filed, this Court, by endorsement, ratified and adopted the recommended ruling on March 28, 1997, granting summary judgment for defendants Rival and Callahan. However, when it became apparent that objections had been
FACTS AND DISCUSSION
For the sake of brevity, we do not restate the facts or the standard for summary judgment, both of which were set forth in detail in the Magistrate Judge’s ruling. To the extent that plaintiff has not raised on objection, we ratify and adopt the Magistrate Judge’s ruling and her reasoning therein in the absence of objection. With respect to those issues to which plaintiff objects, we make the following de novo determination. See Fed.R.Civ.P. 72(b).
Plaintiffs Objections Nos. 1 & 2
Plaintiff first objects to the Magistrate’s ruling on the grounds that the motion for summary judgment was made prior to the completion of discovery. He argues that, as a result, he was forced to submit an incomplete memorandum, exhibits, and Local Rule 9(c) statement.
As a preliminary matter, we note that the proper procedure for opposing a motion for summary judgment on the grounds that additional discovery is needed is to file a Rule 56(f) affidavit. Plaintiff did not file such an affidavit. Rather, in his response to the Magistrate Judge’s interim ruling on defendants’ motion for summary judgment, plaintiff stated that additional discovery was necessary.
2
A reference to the need for additional discovery in a memorandum of law in opposition to a motion for summary judgment is not an adequate substitution for a Rule 56(f) affidavit.
Paddington Partners v. Bouchard,
However, even if we were to consider plaintiffs objection, there is no requirement that, before a motion for summary judgment may be granted, all discovery must be complete. Rule 56 provides that “[a] party against whom a claim, counterclaim, or cross-claim is asserted ... may,
at any time,
move with or without supporting affidavits for a summary judgment in the party’s favor as to all or any part thereof.” Fed. R.Civ. P. 56(b) (emphasis added). It is within a courts’ discretion to reject a party’s contention that more discovery was appropriate.
See Burlington Coat Factory Warehouse Corp. v. Esprit De Corp.,
Furthermore, there is no indication that additional discovery would be beneficial to the plaintiffs case against the two defendants at issue here. Rival and Callahan’s motion for summary judgment turns on a question of law; specifically, the issue is whether defendants are qualifiedly immune. The Magistrate Judge found that they were after viewing all of the evidence in the light most favorable to the plaintiff and with all permissible inferences drawn in his favor. In a summary judgment context, an opposing party’s hope that further evidence may develop is an insufficient basis upon which to deny a motion.
See Gray v. Town of Darien,
Plaintiffs Objection Nos. 3 & 6
Plaintiff also claims that the Magistrate Judge erred in finding that defendants, at least with respect to the issue of whether they personally violated Segreto’s constitutional rights, did not act under the color of state law, as is required to sustain a claim under § 1983. He argues that he made sufficient allegations to support a finding that the “actions taken by Rival and Callahan ... were undertaken with authority vested in them by the state and ... use[d] their supervisory power to harass plaintiff or direct others to harass him.” Plaintiffs Objection, p. 6. We disagree.
While defendants in this case, as well as the plaintiff, are police officers, and it is possible to infer that defendants were in a position to engage in the conduct forming the basis of plaintiffs allegations because then-jobs enabled them to have frequent encounters with him at their place of employment, these facts do not compel the conclusion that defendants acted under the color of state law.
See Polk County v. Dodson,
Moreover, while plaintiff takes issue with the Magistrate Judge’s characterization of the defendants’ conduct as “personal in nature,” we find nothing wrong with this description. The conduct complained of, if it occurred, certainly is reprehensible, and our decision is not meant to condone such behavior. That being said, however, there is nothing in the evidence to suggest that defendants’ actions had anything to do with the nature of their jobs as police officers or were related in any way to the real or apparent authority of the police department. Accordingly, summary judgment properly was granted on plaintiffs § 1983 claim that these defendants violated his constitutional rights.
Plaintiffs Objection No. 7
Plaintiff also contends that the Magistrate Judge incorrectly applied
Anderson v. Branen,
Summary judgment on the basis of qualified immunity is appropriate if the court finds that the rights asserted were not clearly established or that, viewing the evidence in the light most favorable to the plaintiff and with all permissible inferences drawn in his favor, no rational jury could conclude that it was objectively unreasonable for the defendants to believe that they were acting in a fashion that did not violate a clearly established right.
Williams v. Greifinger,
With respect to this issue, the Magistrate Judge found that “[t]he duty of police officers to intervene to counteract a fellow officer under the circumstances alleged here was not clearly established, especially when Sgt. Murphy’s conduct might not have occurred under color of law, or where because of the relationship between Murphy and Segreto, the officers might not have recognized the actions as constitutional violations, or where, because Murphy was senior to them in the chain of command, intervention might not have afforded a realistic opportunity to prevent the harm.” Magistrate Judge’s Ruling, p. 564.
Plaintiff’s Objections Nos. 4, 5 & 8
The remaining arguments raised by plaintiff in his opposition do not merit discussion. Essentially, plaintiff claims error by mischaracterizing the Magistrate Judge’s ruling. However, contrary to plaintiffs assertions, it is clear from a careful reading of her ruling that the Magistrate Judge treated Rival and Callahan as plaintiffs supervisors and coworkers, see Magistrate Judge’s ruling, p. 559 n. 6; addressed the issue of defendants’ liability for failing to intervene in the assault of plaintiff by codefendant Murphy; and correctly found that the “record reflects that the relationship between Segreto and Murphy was not always hostile, and not purely professional,” Magistrate Judge’s ruling, p. 564 n. 11.
CONCLUSION
For the reasons discussed above, we ratify and adopt the Magistrate Judge’s recommended ruling and GRANT defendants’ motion for summary judgment.
RULING ON MOTION FOR SUMMARY JUDGMENT
The plaintiff, Richard Segreto, brings this action pursuant to Title 42, U.S.C., §§ 1983, 1985 and 2000e, and the Fourth and Fourteenth Amendments to the United States Constitution. 1 The defendants are Kenneth Kirschner, David Ogle, James Tracy, Anthony Murphy, Charles Rival and Lawrence Callahan. A Motion for Summary Judgment [Doc. # 56] was filed on January 12, 1996 by defendants Charles Rival and Lawrence Callahan, whose claims are the only ones addressed in this opinion. 2
On September 26, 1996, plaintiff filed a Motion for Extension of Time [Doc. # 125] to complete discovery and respond to the Rival/Callahan Motion for Summary Judgment. An Interim Ruling on Summary Judgment [Doc. # 126] was filed on September 26,1996. The parties filed responses to this Court’s Interim Ruling [Doc. # # 126 and 128]. Oral argument was held on October 7, 1996. [Doc. # 129],
For the following reasons, defendants Rival and Callahan’s Motion for Summary Judgment [Doc. # 56] is GRANTED.
BACKGROUND
For purposes of this motion, the Court accepts the following facts as true. 3
Segreto is a police officer in the Capitol Police Department. He was hired in July of
1988.
In the fall of 1988, he dated a female Capitol police officer. Sergeant Anthony
In 1989, a departmental anniversary party was held in Plainville, Connecticut, which the defendants Murphy, Rival 6 and Callahan, 7 as well as other Capitol Police officers attended. At the party Segreto was hung upside down by unidentified officers who then attempted to stuff his head in a urinal.
At a Christmas party in December of 1989, Murphy directed Capitol Police Officer Robert Bates to handcuff Segreto and drag him across the dance floor while other people were dancing. Other capitol police officers observed this incident; however, Rival and Callahan are not alleged to have been at this party.
In late 1993, Murphy began to hit Segreto with a caning stick. Murphy named the stick the “Segreto Beat Me Stick” and hit Segreto on numerous occasions in the presence of Rival and Callahan. Segreto was hit hard enough that it hurt and told Murphy on several occasions to stop. In May of 1994, Rival drafted and presented to Segreto, on behalf of the Capitol Police, a certificate for getting hit with the stick. 8
In March of 1995, Segreto told two fellow officers that he was depressed and could not take it any more and he felt like shooting himself with his handgun. Segreto then went into Murphy’s office and took the two caning sticks as well as a file in Murphy’s desk containing posters with Segreto’s picture on them.
This lawsuit was filed in March of 1995. The complaint does not distinguish separate causes of action against particular defendants. This Motion for Summary Judgment is premised in part on qualified immunity and on the argument that plaintiff has failed to demonstrate that defendants were acting under color of state law.
STANDARD
In a motion for summary judgment, the burden is on the moving party to establish that there are no genuine issues of material fact in dispute and that it is entitled to judgment as a matter of law. Fed. R. of Civ. P. 56(c). To avoid summary judgment, the plaintiff must proffer “concrete evidence from which a reasonable jury could return a verdict in its favor.” Anderson v. Liberty Lobby, Inc.,477 U.S. 242 , 256,106 S.Ct. 2505 , 2514,91 L.Ed.2d 202 (1986). A court must grant summary judgment “if the pleadings, depositions, answers to interrogatories, and admissions on file, together with affidavits, if any, show that there is no genuine issue as to any material fact....” Miner v. Glens Falls,999 F.2d 655 , 661 (2d Cir.1993) (citation omitted). A dispute regarding a material fact is genuine “if the evidence is such that a reasonable jury could return a verdict for the nonmoving party.” Aldrich v. Randolph Cent. Sch. District,963 F.2d 520 , 523 (2d Cir.1992) (quoting Anderson,477 U.S. at 248 ,106 S.Ct. at 2510 ), cert. denied,506 U.S. 965 ,113 S.Ct. 440 ,121 L.Ed.2d 359 (1990). After discovery, if the non-moving party “has failed to make a sufficient showing on an essential element of [its] case with respect to which [it] has the burden of proof,” then summary judgment is appropriate. Celotex Corp. v. Catrett,477 U.S. 317 , 323,106 S.Ct. 2548 , 2552-53,91 L.Ed.2d 265 (1986).
DISCUSSION
I. TITLE VII
Claims Against Individual Defendants
Our Court of Appeals holds that “individual defendants with supervisory control over a plaintiff may not be held personally liable under Title VII.”
Tomka v. Seiler Corp.,
Accordingly, summary judgment is GRANTED as to defendants Callahan and Rival in their individual capacities.
Claims Against Defendants As Agents of the Employer
“The proper method for a plaintiff to recover under Title VII is by suing the employer, either by naming the supervisory employees as agents of the employer or by naming the employer directly.”
Jungels,
Accordingly, summary judgment is GRANTED for defendants Rival and Callahan on the claims raised against them in their official capacity under Title VII.
II. CLAIMS UNDER W U.S.C. § 1983
Defendants rely primarily on three grounds in seeking summary judgment on plaintiffs Section 1983 claims. First, plaintiff has not shown that defendants were acting under “color of state law.” Second, qualified immunity shields them from liability. Last, plaintiff has not shown that defendants violated any civil right secured by the Constitution or laws of the United States.
Section 1983 states, in relevant part, that: Every person who, under color of any statute, ordinance, regulation, custom, or usage of any State ... subjects or causes to be subjected, any citizen of the United States ... to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law....
In order to state a claim under Section 1983, a plaintiff must allege a violation of rights secured by the Constitution or laws of the United States and show that the violation was committed by a person acting under the color of state law.
See Greenwich Citizens Committee, Inc. v. Counties of Warren and Washington Indus. Dev. Agency,
1. Color of State Law/Personal Violations
Defendants contend that, even accepting plaintiffs allegations as true, they were not acting under color of state law when these acts occurred. Plaintiff argues that the evidence shows that “Rival and Callahan actively participated [in conduct], while on duty, by virtue of their authority.” [Doc. # 66 at 11], Where, as here, the acts complained of are
Liberally construed, Segreto’s complaint alleges that Rival and Callahan were present at one party in 1989 where other officers hung Segreto upside down and attempted to-stuff his head in a urinal, that they were present on several occasions when Murphy hit Segreto with a caning stick in the Capitol police offices, and that in May of 1994, Rival drafted and presented to Segreto, on behalf of the police, a certificate for getting hit with the stick. It is also stipulated that Rival called the plaintiff “J.T.W.” or and Callahan called him “Jimmy.”
Additionally, Segreto alleges that Rival and Callahan, knowing of the violation of plaintiffs constitutional rights by Anthony Murphy, failed to intervene to prevent those violations. The Court will consider the issue of whether Rival and Callahan were acting under color of state law when they did the actions which are alleged to have personally violated Segreto’s constitutional rights separately from the issue of Rival and Callahan’s obligation to intervene to prevent Murphy from violating Segreto’s civil rights.
“The traditional definition of acting under color of state law requires that the defendant in a § 1983 action have exercised power possessed by virtue of state law and made possible only because the wrongdoer is clothed with the authority of state law.”
West v. Atkins,
Liability may be found where a police officer, albeit off-duty, nonetheless invokes the real or apparent power of the police department.
See Rivera v. La Porte,
There is clearly a distinction “when the actions complained of were committed while the defendants were purporting to act under the authority vested in them by the state, or were otherwise made possible because of the privileges of their employment,” for example, where “a judge is figuratively and literally clothed in state power, and the officers were acting behind badges.”
Hughes v. Halifax County School Bd.,
Here, there is no dispute that defendants Rival and Callahan were plaintiffs supervisors and were employed by the State. Plaintiff does not, however, allege that the actions he complains of were undertaken with the authority vested in the defendants by the state, or that they used their supervisory power to harass him, or direct others to harass him. Nor is there any evidence that Segreto appealed to their authority to stop the harassment by others of which he complains.
It is possible to infer that defendants were in a position to engage in abusive or offensive conduct toward plaintiff because their jobs enabled them to have frequent encounters with him at their place of employment. “This conclusion, however, does not mean that defendants’ actions were pursued under color of state law.” Id. As the case law reveals, “actions taken under color of state law must be related to the state authority conferred on the actor, even though the actions are not actually permitted by the authority.” Id. Status as a police officer, or conduct occurring at work, is simply not enough. Here, the alleged conduct was not in any way related to the duties and powers inherent in Rival and Callahan’s jobs. However tortious their actions, the defendants were not acting under color of state law as required for liability under § 1983.
Several courts have reached similar legal conclusions under analogous factual circumstances. In
Delcambre v. Delcambre,
In
Murphy v. Chicago Transit Authority,
In
Hughes v. Halifax County School Bd.,
Martinez v. Colon,
plaintiff ha[d] not produced any evidence tending to show that this tormentor, when brandishing the firearm, was exercising or purporting to exercise police power. In the absence of any additional indicia of state action, we believe that the unauthorized use of government-issue weapon is too attenuated a link to hold together a section 1983 claim.
Id. at 988.
The Court further commented that if plaintiff had “been a civilian rather than a fellow officer, the significance of [defendant officer’s] uniform and weapon for purposes of the color-of-law determination might well have been greater.” Id. at 988 n. 6.
But when the victim is himself a fellow officer and the particular interaction between the two officers is of a distinctively personal nature, it can generally be assumed that the aggressor’s official trappings, without more, will not lead the victim to believe that the aggressor in acting with the imprimatur of the state and, in turn, to forgo exercising legal rights.
Id.
Even accepting all of Segreto’s allegations as true, the conduct alleged against Rival and Callahan was purely personal in nature, and Segreto unquestionably realized this; indeed, there is no evidence that Rival and Callahan’s conduct invoked the authority of their office. “Hazing of this sort, though reprehensible, is not action under color or pretense of law.”
Martinez,
Accordingly, summary judgment is GRANTED to the defendants Rival and Callahan on the § 1983 claims that they personally violated plaintiff’s constitutional rights. It is therefore unnecessary to reach the defendants’ second and third claims that qualified immunity attaches to their actions or that the Constitution or laws of the United States were not violated by their actions.
2. Qualified Immunity/Duty to Intervene
Government officials are shielded from liability for damages on account of their performance of discretionary official functions “insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.”
Harlow v. Fitzgerald,
(1) whether the right in question was defined with “reasonable specificity”; (2) whether the decisional law of the Supreme Court and the applicable circuit court support the existence of the right in question; and (3) whether under preexisting law a reasonable defendant official would have understood that his or her acts were unlawful.
Jermosen v. Smith,
Our Court of Appeals recognizes that “all law enforcement officials have an affirmative duty to intervene to protect the constitutional rights of citizens from infringement by other law enforcement officers in their presence.”
Anderson v. Branen,
Plaintiff alleges that defendants Rival and Callahan violated § 1983 by failing to intervene to prevent Sgt. Murphy from assaulting him, sexually harassing him and otherwise violating his constitutional rights.
It is unresolved and open to dispute whether the conduct attributed to Murphy violated Segreto’s federal constitutional rights. The duty of police officers to intervene to counteract a fellow officer under the circumstances alleged here was not clearly established, especially when Sgt. Murphy’s conduct might not have occurred under color of law, or where because of the relationship between Murphy and Segreto, 11 the officers might not have recognized the actions as constitutional violations, or where, because Murphy was senior to them in the chain of command, intervention might not have afforded a realistic opportunity to prevent the harm.
As the First Circuit noted in
Martinez
in 1995, “the precise contours of the rule as it applies to onlooker officers are murky.”
Martinez,
3. Title VII
Our Court of Appeals holds that “a § 1983 claim is not precluded by a concurrent Title VII claim, when the former is based on substantive rights distinct from Title VII.”
Saulpaugh v. Monroe Community Hospital,
Accordingly, to the extent that plaintiff asserts a § 1983 claim based on a statutory violation of Title VII against Rival and Callahan, it is precluded and they are entitled to summary judgment.
III. CLAIMS UNDER 4.2 U.S.C. § 1985
In order to support a claim under 42 U.S.C. § 1985
12
, a plaintiff must be a member of a protected class.
Gay Veterans Ass’n, Inc. v. American Legion-New York County Org.,
Under § 1985(3), the language requiring intent to deprive of equal protection of the laws “means that there must be some racial, or perhaps otherwise class-based, invidiously discriminatory animus behind the conspirator’s action.”
Griffin v. Breckenridge,
Segreto contends that defendants’ animus was based on homosexuality, even though it is undisputed that Segreto is not homosexual. Nevertheless, “courts have not designated homosexuals a ‘suspect’ or ‘quasi suspect’ classification so as to require more exacting scrutiny....”
DeSantis v. Pac. Tel. & Tel. Co., Inc.,
Consequently, white heterosexual males and homosexuals are not protected classes under Section 1985(3); thus, plaintiffs claims under this section must fail and defendants Rival and Callahan are entitled to summary judgment.
IV. PENDENT STATE LAW CLAIMS
In addition to the Title VII and § 1983 claims, the complaint includes pendent state law claims including conspiracy to commit the state crimes of assault, threatening and reckless endangerment, promotion of a hostile work environment, state constitutional violations, and intentional infliction of emotional distress. Pendent jurisdiction is a doctrine of discretion; “its justification lies in considerations of judicial economy, convenience, and fairness to litigants; if these are not present a federal court should hesitate to exercise jurisdiction over state claims.”
United Mine Workers v. Gibbs,
Generally, “where the federal claims are dismissed before trial ..., the state claims should be dismissed as well.”
United Mine Workers,
Following these principles, the Court declines to exercise pendent jurisdiction over the state law claims.
CONCLUSION
For the foregoing reasons, Rival and Callahan’s motion for summary judgment [Doc. # 56] is GRANTED.
Any objections to this recommended ruling must be filed with the clerk of the court within ten (10) days of receipt of this order.
March 14,1997.
Notes
. Plaintiff brings this action pursuant the Fourth and the Fourteenth Amendments to the United States Constitution and 42 U.S.C. §§ 1983, 1985, and 2000e. Plaintiff also alleges violations of Conn. Gen. Stat. §§ 46a-58, 46a-60, 46a-70, 46a-71, and 46a-81c and Article One, Sections One, Seven, Nine, Ten, and Twenty of the Connecticut Constitution. The defendants named in the complaint are Kenneth Kirschner, David Ogle, James Tracy, Anthony Murphy, Charles Rival, and Lawrence Callahan.
. We note that plaintiff made this objection, not in opposition to defendants' motion for summary judgment, but after the Magistrate Judge made an interim ruling on the matter.
. The Complaint also raises pendent state law claims under Connecticut General Statutes Sections 46a-58, 46a-60 46a-70, 46a-71, 46a-81c and Article First, Sections One, Seven, Nine, Ten and Twenty of the Connecticut Constitution.
. Consideration of that motion was deferred while all of the parties engaged in protracted settlement discussions, interspersed with discovery which the Court believed might be relevant to the settlement process. Those settlement discussions reached an impasse in late August, 1996, and the Court proceeded to consider the Rival/Callahan summary judgment motion.
.In response to Rival and Callahan’s Motion for Summary Judgment, Segreto relies on his affidavit, defendants' admissions, the pleadings, and unsworn' statements in both the state police report and the legislative report. No opposing affidavits were submitted by plaintiff.
The Court has considered defendants' Motion for Summary Judgment [Doc. #56], Memorandum in Support [Doc. # 57], 9(c) Statement of Undisputed Facts, Plaintiffs Memorandum in Opposition [Doc. # 66], defendants’ reply [Doc. # 67], defendants' Supplemental Memorandum [Doc. # 123], plaintiff’s Response to Interim Ruling [Doc. # 126], and defendants’ reply to plaintiff's response [Doc. # 128].
. Muiphy was the Chief of the State Capitol Police Department.
. It is undisputed that Segreto is a heterosexual.
. Rival was the Executive Officer in the Capitol Police and he reported directly to Murphy. For purposes of summary judgment Rival and Callahan stipulate that they were plaintiffs supervisors and co-workers [Doc. # 128 at 2],
. Callahan was one of two supervisors in the Capitol Police and reported directly to Murphy.
. See Defendants’ Stipulation of Fact [Doc. #128 at 2],
. Specifically, plaintiff argued that "he was assaulted, battered, and subjected to intentional emotional distress under color of state law because he was accosted by county employees with retaliation in their eyes, on county land, with a county-owned rope, during work hours.”
Hughes,
. The taunting included defendant calling plaintiff a "pretty boy," threatening to "blow away” plaintiffs penis, holding a gun to his stomach and cocking the hammer, and ripping plaintiffs undershirt.
. The record reflects that the relationship between Segreto and Murphy was not always hostile, and not purely professional. For example, Rival stated
Let me clarify what I observed. Rich [Segreto] and Tony [Murphy] has this running joke going, or so I thought. They would call each other names, joke around, and basically get involved in what you would refer to as "grabassing” around.
"I always viewed this as two guys who liked each other....” In fact, "[Murphy] dated for some time Rich Segrelo’s divorced mother.” Rival states that Murphy and Segreto had serious discussions in private about "troubles [Segreto] was having with girlfriends....” "[Segreto] would always be asking [Murphy] to take him on fishing trips, or go out drinking with him.” [Doc. #57, Ex. A],
. Section 1985(3) provides in pertinent part:
If two or more persons ... conspire ... for the purpose of depriving ... any person or class of persons of the equal protection of the laws ... [and] if one or more persons engaged therein do, or cause to be done, any act in furtherance of the object of such conspiracy, whereby another is injured in his person or property, or deprived of having and exercising any right or privilege of a citizen of the United States, the party so injured or deprived may have an action for the recovery of damages, occasioned by such injury or deprivation, against any one or more of the conspirators.