MEMORANDUM OF DECISION & ORDER
This action arises out of allegations by the Plaintiff Johnny Seemann (the “Plaintiff’) that he suffered injuries due to the unseaworthiness of a barge on which he worked, and the alleged negligence of the Defendant Coastal Environmental Group, Inc. (the “Defendant Coastal”), in violation of the Jones Act, 46 U.S.C. § 30104 (the “Jones Act”) and general maritime law. The Plaintiff now seeks to amend his complaint pursuant to Federal Rule of Civil Procedure (Fed. R. Civ. P. or the “Rule(s)”) 15 to add GSI Disaster Services, Inc. (“GSI”) as a Defendant. For the following reasons, the Plaintiffs motion to amend is granted in part and denied in part.
I. BACKGROUND
A. Relevant Procedural History
On April 15, 2015, the Plaintiff filed a complaint against the Defendant Coastal, seeking damages for the injuries he suffered due to the Defendant Coastal’s alleged negligence and the alleged unseaworthiness of a barge, the MV Army I (the “Army I”), upon which the Plaintiff worked. The Plaintiff asserted a claim under the Jones Act for negligence; and claims under general maritime law for the
On September 15, 2015, the Defendant Coastal filed an amended third-party complaint against GSI pursuant to Rule 14(c). Thereafter, GSI moved to dismiss the amended third-party complaint and, on July 2, 2016, the Court dismissed the third-party complaint. The Court based its holding on the fact that the Defendant Coastal moved to implead GSI under Rule 14(c) instead of 14(a), but also determined that because the Plaintiff did not designate his claims as admiralty claims under Rule 9(h), impleader under 14(c) was unavailable to the Defendant Coastal. (See Court’s Memorandum of Decision and Order, ECF No. 34 at 12).
On July 7, 2016, the Plaintiff moved to amend his complaint pursuant to Rule 15 to add GSI as a defendant, alleging the same causes of action against GSI as he alleged against the Defendant Coastal in the initial complaint. The Plaintiff clarified that he does not intend to file under Rule 9(h), and again requested a trial by jury.
On July 21, 2016, GSI filed a memorandum in opposition to the Plaintiffs motion to amend. The Court notes that when it dismissed the third-party complaint against GSI, that party should have been removed from the docket as a party. However, GSI was not removed from the docket on ECF. Although GSI was technically not a party to the action when it filed its memorandum in opposition, the Court exercises its discretion and accepts GSI’s memorandum of law as an interested party. The Defendant Coastal has not filed a memorandum in opposition.
B. The Alleged Facts
The following facts are drawn from the Plaintiffs proposed amended complaint (the “PAC”), and are accepted as true for the purposes of the instant motion.
At all relevant times, the Defendant Coastal and GSI both operated, managed and controlled the Army I, a self-propelled barge. (PAC at ¶¶5, 7-9, 11-18). GSI owned the Army I, and the Defendant Coastal owned it “pro hac vice.” (Id. at ¶¶ 5-6). That is, the Defendant Coastal chartered the Army I from GSI. (Id. at ¶ 18). The Defendant Coastal hired the Plaintiff as a seaman and member of the Army I crew. (Id. at ¶ 10).
On January 24, 2014, the Plaintiff injured his back and shoulder when he slipped and fell on a patch of ice and/or snow on the deck of the Army I. (Id. at ¶ 14). The Plaintiff states that he had to undergo surgery and, as of the filing of his PAC, the Plaintiff was allegedly still not fit for duty. (Id. at ¶ 19). The Plaintiff alleges that both Defendants were negligent by failing to de-ice the deck or maintain a non-skid surface. (Id. at ¶ 15). The Plaintiff further alleges that he made several requests for salt or de-icing material but that those requests were never fulfilled. (Id. at ¶ 16).
II. DISCUSSION
A. The Legal Standard
Fed. R. Civ. P. 15(a)(2) applies to motions to amend the pleadings once the time for amending a pleading as a matter of right has expired. It states, in pertinent part, that “a party may amend its pleading only with the opposing party’s written consent or the court’s leave. The court should freely give leave when justice so requires.” Courts have construed the rule liberally and have said that “the purpose of Rule 15 is to allow a party to correct an error that might otherwise prevent the court from hearing the merits - of the claim.” Safety-Kleen Sys., Inc. v. Silogram Lubricants Corp., No. 12-CV-849,
“In deciding whether to permit the addition of defendants, courts apply the ‘same standard of liberality afforded to motions to amend pleadings under Rule 15.’” Henriquez v. Kelco Landscaping Inc.,
A court should deny leave to amend “in instances of futility, undue delay, bad faith or dilatory motive, repeated failure to cure deficiencies by amendments previously allowed, or undue prejudice to the nonmoving party.” Burch v. Pioneer Credit Recovery, Inc.,
“The party opposing the motion for leave to amend has the burden of establishing that an amendment would be prejudicial.” Fariello v. Campbell,
B. Application to the Facts
1) As to the Delay of the Motion to Amend, whether the Plaintiff Acted in Bad Faith and the Resulting Alleged Prejudice to GSI
Although GSI does not argue prejudice or bad faith, the Court considers these matters sua sponte, and finds that the Plaintiff did not act in bad faith or with undue delay, and that there is no resulting prejudice to GSI.
“Mere delay ... absent a showing of bad faith or undue prejudice, does not provide a basis for a district court to deny the right to amend.” State Teachers Ret. Bd. v. Fluor Corp.,
As stated above, GSI was interplead into this action by the Defendant Coastal approximately three months after the Plaintiff filed his initial complaint. The Plaintiff moved to add GSI as a defendant only ten days after the Court dismissed the third-party complaint. Furthermore, discovery was stayed while GSI’s motion to dismiss the third-party complaint was pending. The Court therefore finds that there is no evidence that the Plaintiff has engaged in bad faith. Also, GSI is not prejudiced by the delay.
2) As to the Futility of the Plaintiff’s Motion to Amend
Proposed amendments are futile when they “would fail to cure prior deficiencies or to state a claim under Rule 12(b)(6) of the Federal Rules of Civil Procedure.” IBEW Local Union No. 58 Pension Trust Fund & Annuity Fund v. Royal Bank of Scotland Grp., PLC,
Under the Bell Atlantic v. Twombly standard, a complaint should be dismissed only if it does not contain enough allegations of fact to state a claim for relief that is “plausible on its face.”
First, although a court must accept as true all of the allegations contained in a complaint, that tenet is inapplicable to legal conclusions, and threadbare recitals of the elements of a cause of action, supported by mere conclusory statements, do not suffice. Second, only a complaint that states a plausible claim for relief survives a motion to dismiss and determining whether a complaint states a plausible claim for relief will be a context-specific task that requires the reviewing court to draw on its judicial experience and common sense.
Harris v. Mills,
The Court notes here that GSI refers to its contract with the Defendant Coastal throughout its memorandum. The Court declines to consider the contract in deciding the Plaintiffs motion to amend. In deciding a motion to amend, the Court accepts the factual allegations in the PAC as true, and does not consider any exhibits outside of those included or incorporated by reference in the complaint or the PAC. See Associated Mortg. Bankers, Inc. v. Calcon Mut. Mortg. LLC,
a) As to the Futility of the Plaintiffs Negligence Claim Under the Jones Act Against GSI
The Plaintiff states that he should be granted leave because justice so requires. GSI does not address the Plaintiffs negligence claim in any meaningful manner. However, the Court finds that the Plaintiffs proposed negligence claim under the Jones Act against GSI would be futile because GSI was not the Plaintiffs employer during the relevant period.
The Jones Act provides seamen injured during the course of their employment with a private right of action
The Second Circuit has reinforced what the statute itself says—that only employers can be held liable under the Jones Act. See Sologub v. City of N.Y.,
The Plaintiff has not alleged that GSI employed him. He stated clearly in his PAC that “Coastal hired [the] Plaintiff as a seamen and member of the crew .... ” (PAC at ¶ 10). Therefore, the Plaintiffs proposal to add a negligence claim under the Jones Act against GSI would be futile.
Accordingly, the Plaintiffs motion to amend his complaint to add a claim of negligence under the Jones Act against GSI is denied as futile,
b) As to the Futility of the Plaintiffs Unseaworthiness Claim Against GSI
The Plaintiff again relies on case law that broadly states that leave to amend should be granted when justice so requires. He does not state why his claim of unseaworthiness against GSI should withstand scrutiny under Fed. R. Civ. P. 12(b)(6). GSI relies on its contract with the Defendant Coastal, which, as stated above, the Court declines to consider, and further argues that the presence of ice or snow on the deck of a vessel does not render it unseaworthy.
Under general maritime law, unseaworthiness is a claim “based on the vessel owner’s duty to ensure the vessel is reasonably fit to be at sea.” Lewis v. Lewis & Clark Marine, Inc.,
A shipowner is strictly liable for injuries caused by the vessel’s unsea-worthy condition. Mitchell v. Trawler Racer, Inc.,
Accordingly, to prevail on a claim of unseaworthiness, a plaintiff must establish that a vessel was unseaworthy, in that it was insufficiently or defectively equipped and/or maintained, and that his injuries resulted from the vessel’s defective or insufficient condition. Oxley,
The Second Circuit has held that the presence of ice on a ship’s deck may present a condition of unseaworthiness. In Oxley v. City of N.Y.,
The Oxley decision is instructive because if the Court accepts the Plaintiffs allegations as true, which it must do at this juncture, they plausibly suggest that the vessel was unseaworthy. In sum, the fact that the Plaintiff slipped on ice or snow that had accumulated on the deck of the ship plausibly suggests that the vessel was unseaworthy.
Other courts in the Second Circuit have similarly held that the presence of ice or a slippery substance may render the vessel unseaworthy. See, e.g., Nicroli v. Den Norske Afrikar-Og Australielinie Wilhelmsens Dampskibs-Aktieselskab,
In support of their proposition that the presence of ice does not render a vessel unseaworthy, GSI cites to several cases, only one of which, Colon v. Trinidad Corp.,
The remainder of GSI’s argument is dedicated to arguing that an owner of a vessel does not have a non-delegable duty to provide seamen with a seaworthy vessel when the vessel is chartered under a bare-boat charter agreement, and that GSI did not know about any unseaworthy condition prior to the charter. As stated above, neither the Plaintiffs initial complaint nor his PAC refer to the charter agreement or incorporate it by reference, and therefore the Court declines to consider any arguments based on the alleged charter at this stage of the ease.
As to the knowledge requirement, the Supreme Court has held that a “shipowner’s actual or constructive knowledge of the unseaworthy condition is not essential to his liability. Th[e] [Alaska] decision also effectively disposes of the suggestion that liability for a temporary unseaworthy condition is different from the liability that attaches when the condition is permanent.” Trawler Racer,
Accordingly, the Court finds that the Plaintiff’s proposal to add an unseaworthiness claim against GSI would not be futile. Therefore, his motion to add that claim to his complaint is granted,
c) As to the Futility of the Plaintiffs Maintenance and Cure Claim Against GSI
The Plaintiff again relies on case law that broadly states that leave to
“Under general maritime law, seamen who have become ill or injured while in a ship’s service have the right to receive maintenance and cure from the owner of the vessel.” Padilla v. Maersk Line, Ltd.,
“The right to maintenance does not depend on the shipowner’s fault or the job-relatedness of the seaman’s injury; tort law rules of contributory negligence, comparative fault, assumption of risk and unseaworthiness do not apply.” Haney v. Miller’s Launch, Inc.,
However, similar to liability under the Jones Act, liability for general maritime maintenance and cure is restricted to employers. See Vaughan v. Atkinson,
As the Plaintiff stated in his PAC, the Defendant Coastal was the owner pro hac vice of the vessel, and the Defendant Coastal employed him. Therefore, GSI would not be liable to the Plaintiff for maintenance and cure.
Therefore, the Plaintiffs motion to amend his complaint to add a claim of maintenance and cure against GSI is denied because it would be futile.
III. CONCLUSION
Accordingly, the Plaintiffs motion to amend his complaint pursuant to Fed. R. Civ.
It is SO ORDERED:
