Lead Opinion
Thе primary issues which are to be resolved in this appeal, which is taken from a conviction of sexual assault in the first degree as defined in § 6-4-302, W.S.1977, relate to the necessity for severance of this case from trial with the case of a co-defendant after the cases were consolidated for trial; the sufficiency of the evidence to sustain the appellant’s conviction; and the refusal of the trial court to give offered instructions on asserted lesser-included offenses. There are other issues which in some respects intertwine with the primary issues relating to the admissibility of evidence of prior bad acts on the part of the co-defendant; the failure of the court to limit the effect of testimony as to prior bad acts to the co-defendant’s case by appropriate instruction; the denial of equal protection of the law because of the ineffective assistance of counsel at trial; and an abuse of discretion in sentencing the appellant. We conclude that there is no reversible error in this case. The judgment and sentence are affirmed.
The statement of issues in Seeley’s brief lists the following:
“I. THE PRIOR BAD ACTS EVIDENCE ADMITTED AGAINST CO-DEFENDANT CAREY WAS IMPROPERLY ADMITTED AND WAS PREJUDICIAL TO APPELLANT SEELEY.
“II. THE CASES OF HERMAN CAREY AND TERRY KENT SEELEY WERE IMPERMISSIBLY JOINED FOR TRIAL.
“HI. THE TRIAL COURT ERRED IN NOT GRANTING APPELLANT SEE-LEY A MISTRIAL AND/OR SEVERANCE.
“IV. THE COURT’S FAILURE TO PROPERLY INSTRUCT THE JURY TO ‘COMPARTMENTALIZE’ THE BAD ACTS AND OTHER TESTIMONY CONCERNING CO-DEFENDANT CAREY IRREPARABLY PREJUDICED APPELLANT SEELEY.
“V. THE TRIAL COURT ERRED IN ITS REFUSAL TO OFFER INSTRUCTION AS TO LESSER INCLUDED OFFENSES.
“VI. THE SENTENCE IMPOSED UPON APPELLANT SEELEY WAS EXCESSIVE, CONSTITUTES AN ABUSE OF JUDICIAL DISCRETION AND IS CRUEL AND UNUSUAL PUNISHMENT UNDER THE SIXTH AMENDMENT TO THE UNITED STATES CONSTITUTION.
“VII. APPELLANT SEELEY WAS DENIED DUE PROCESS OF LAW BE*235 CAUSE OF THE INEFFECTIVE ASSISTANCE OF TRIAL COUNSEL IN THE MATTER.
“VIII. THE EVIDENCE WAS INSUFFICIENT FOR A REASONABLE JUROR TO FIND APPELLANT SEELEY GUILTY OF THE CRIME AS CHARGED BEYOND A REASONABLE DOUBT.”
In response, the State of Wyoming restates and reorders the issues in this way:
“I. WAS THE EVIDENCE SUFFICIENT FOR CONVICTION?
“II. DOES APPELLANT HAVE STANDING TO RAISE A RULE 404(b), WYOMING RULES OF EVIDENCE ISSUE?
“HI. DID MISJOINDER OCCUR?
“IV. IF MISJOINDER DID NOT OCCUR, IS ABUSE OF DISCRETION THE STANDARD OF REVIEW?
“V. DID TRIAL COURT ABUSE ITS DISCRETION IN DENYING MOTION FOR SEVERANCE AND/OR MISTRIAL?
“VI. DID TRIAL COURT ABUSE ITS DISCRETION IN NOT GIVING LESSER INCLUDED OFFENSE INSTRUCTIONS?
“VII. DID TRIAL COURT ABUSE ITS DISCRETION IN SENTENCING APPELLANT TO TEN (10) TO TWELVE (12) YEARS?
“VIII. WAS APPELLANT DENIED EFFECTIVE ASSISTANCE OF COUNSEL?”
The material facts begin with the victim and a friend of hers whom she met at her place of employment encountering Seeley and Herman Carey at a club in Casper. During the next several hours, these four people drank alcoholic beverages, danced, rode in Seeley’s pickup to another similar nightclub where they did not go in, and returned to the club where the victim and her friend had first encountered the two men. During their travels they had stopped at a liquor store to buy whiskey and mix. When the club closed, they left in their separate vehicles with the victim and her friend first going to obtain gas for the friend’s pickup. After buying the gas, they were unable to get the pickup started and Seeley then pushed it with his pickup to the parking lot of the friend’s apartment. The friend went into her apartment, but in a short while came back outside after having a falling out with her boy friend.
The four people then rode around for a short period of time in Seeley’s pickup, and returned to the friend’s apartment. Both the victim and the friend went inside, and Seeley and Carey waiting in Seeley’s pickup in the parking lot. The victim testified that she intended to stay overnight with her friend, but she did not feel comfortable there because of the situation between her friend and the friend’s boy friend. Seeing Seeley and Carey in the parking lot, she decided to ask them to give her a ride to her sister’s house where she was living.
Seeley and Carey agreed to give her a ride home, but during the journey, Seeley did not follow her instructions as to the route. Instead, they drove to a trailer park where Seeley had a mobile home. The victim testified that, although she was reluctant to do so, she voluntarily accompanied the two men inside the mobile home, and after they had gone inside, she observed Carey locking the door. When she asked him what he was doing, he replied that they were going to have some fun. The victim testified that subsequently through the exercise of violence and force Carey perpetrated a sexual assault upon her. Those facts are detailed in the companion case of Carey v. State, Wyo.,
Additional faсts will be discussed as necessary in disposing of the several issues raised in this appeal. At trial, both Seeley and Carey were convicted of sexual assault in the first degree in violation of § 6-4-302(a)(i), W.S.1977 (superseded by § 6-2-302, W.S.1977 (June 1983 Replacement)).
Seeley’s first four claims of error are all related to the evidence of prior bad acts on the part of his co-defendant, Carey. Addressing those in the chrоnological context of the proceedings, we first hold that the initial joinder of Seeley’s case with Carey’s case for trial was not improper. Rule 12, W.R.Cr.P., provides that:
“The court may order * * * informations * * * to be tried together if the offenses, and the defendants * * * could have been joined in a single information. * * ”
Joinder is provided for under Rule 11(b), W.R.Cr.P., in the following language:
“Two * * * defendants may be charged in the same * * * information if they are alleged to have participated in the same act or transaction, or in the same series of acts or transactions, constituting an offense or offenses. * * * ”
Joinder, pursuant to Rule 11(b), W.R.Cr.P., and therefore consolidаtion pursuant to Rule 12, W.R.Cr.P., is proper in those instances in which the two defendants participated in the same act or transaction, or in the same series of acts or transactions. Lee v. State, Wyo.,
Seeley insists, however, that even if consolidation was proper, there did occur prejudicial error in refusing to grant him a mistrial or a severance of his case for trial when the evidence of the prior bad acts on the part of Carey was offered at the trial. In this instance, Seeley did not request a severance when the evidence of Carey’s prior bad acts was offered, but he did ask for a mistrial. Precedent in Wyoming in which prejudicial joinder is discussed consists of cases which have involved motions on the part of the defendant to sever. Ostrowski v. State, Wyo.,
According to Wright, Federal Practice and Procedure, § 213, p. 767 (1962), “a defendant who did not object to trial together in the district court cannot complain on appeal.” The same text also notes, however, that “the case law is not in a satisfactory state concerning whether a motion for relief from prejudicial joinder is required or whether the court should act on its own motion.” Wright, Federal Practice and Procedure, § 221, p. 769 (1982). See Linn v. State, supra; Sims v. United States, 132 U.S.App.D.C. Ill,
The prejudice which Seeley points to in this instance is testimony to the effect that his co-defendant, Carey, had perpetrated a sexual assault on a female victim in Phoenix, Arizona, and had grabbed and thrown to the ground a young female in Gillette, Wyoming. The propriety of admitting this evidence against Carey has been disposed of in our decision in Carey v. State, Wyo.,
The evidence of Carey’s bad acts, like the evidence in Lee v. State, supra, “ * * * could be easily ‘compartmentalized’ by the jury” and therefore no prejudice to Seeley can be discerned. The damaging effect of this evidence as to Carey does not constitute prejudice, because Seeley is not entitled to severance simply becausе the evidence against a co-defendant is more damaging. Lee v. State, supra; United States v. Jackson,
Turning then to Seeley’s complaint about the failure of the court to instruct the jury to “compartmentalize” the evidence of the bad acts and other testimony
Pursuing further his claims of instructional error, Seeley contends that the trial court improperly refused to give several offered instructions on lesser-included offenses. It is his position that instructions should have been given on sexual assault in the second degree, sexual assault in the third degree, attempted sexual assault, assault and battery and simple assault, which he contends are all lesser-included offenses within the crime of sexual assault in the first degree. He further argues that the evidence in this case warrants the giving of each of these lesser-included-offense instructions.
We again note that Seeley testified in this case that he had no sexual involvement with the victim. Of course, the victim’s testimony was contrary to See-ley’s, and some of the physical evidence and laboratory test evidence corroborated the victim’s testimony. Succinctly, it was Seeley’s position that he was not guilty of any criminal conduct. If the choice of the jury on the evidence before it is that of guilty of the offense charged or not guilty, a lesser-included-offense instruction is not required. Our cases hold that a lesser-included-offense instruction need not be given when it is clear from the evidence that the defendant is guilty either of the charged offense or not guilty. Stamper v. State, Wyo.,
Furthermore, in order for an offense to constitute a lesser-included offense, every element of the lesser offense must be included in the greater, that is one cannot commit the greater offense without also necessarily committing the lesser offense. Balsley v. State, Wyo.,
“(a) Any actor who inflicts sexual penetration or sexual intrusion on a victim commits a sexual assault in the first degreе if:
“(i) The actor causes submission of the victim through the actual application, reasonably calculated to cause submission of the victim, of physical force or forcible confinement; * * * ” § 6-4-302(a)(i), W.S.1977 (superseded by § 6-2-302, W.S.1977 (June 1983 Replacement)).
A comparison of the statutory language proscribing sexual assault in the second degree and sexual assault in the third de
Seeley also proposed an instruction on attempted sexual assault. This offense is proscribed by § 6-4-314, W.S.1977, in the following language:
“Whoever perpetrates an assault or assault and battery upon anyone with intent to commit a sexual assault in the first or second degree, shall, upon conviction, be imprisoned in the penitentiary not less than one (1) year nor more than five (5) years.”
Under prior forms of sexuаl assault statutes, assault and battery with intent to rape was a lesser-included offense of rape. Martinez v. State, Wyo.,
Seeley also asserts that an instruction should have been given with respect to simple assault and assault and battery under the theory that these are lesser-included offenses of the crime of sexual assault. Section 6-4-501, W.S.1977, defines the offense of assault as follows:
“Whoever, having the present ability to do so, unlawfully attempts to commit a violent injury on the person of another, is guilty of an assault and shall be fined in the sum not exceeding fifty dollars ($50.00).”
Section 6-4-502, W.S.1977, defines assault and battery in this language:
*240 “Whoever, in a rude, insolent or angry manner, unlawfully touches another, is guilty of an assault and battery, and shall be fined not more than one hundred dollars ($100.00), to which may be added imprisonment in the county jail not exceeding six (6) months.”
In light of our rule that a lesser-included offense instruction need be given only when the trial court determines that the evidence before the jury warrants the giving of such an instruction, the proffered instruction relating to assault and battery clearly was inappropriate. Amin v. State, Wyo.,
Seeley further argues that in this case the evidence was not sufficient to support a finding of guilt of sexual assault in the first degree. We reiterate that Seeley testified at trial that he did not touch the victim in any way. On appeal, he argues that even accepting the victim’s testimony there was no evidence that he used force in achieving sexual penetration as the instruction given by the court requires. That instruction reads as follows:
“You are instructed that the necessary elements of sexual assault in the first degree are:
“1. The crime occurred within the County of Natrona, State of Wyoming, on or about the date of September 10th, 1982; and
“2. The Defendant inflicted sexual penetration on [the victim]; and
“3. The Defendant caused submission of [the victim] through the actual application of physical force which was reasonably calculated to cause submission of [the victim].
“If you find from your consideration of all the evidence that any of these elements has not been proved beyond a reasonable doubt, then you should find the Defendant not guilty of sexual assault in the first degree.
“If, on the other hand, you find from your consideration of all thе evidence that each of these elements has been proved beyond a reasonable doubt, then you should find the Defendant guilty of sexual assault in the first degree.”
The victim testified of force and violence on the part of Carey. She testified that then Seeley came into the room where she and Carey were, dropped his pants and asked if he could have some fun too. This was the same language attributed to Carey prior to the violent assault on his part. The victim said she attempted to avoid See-ley but that Carey held her leg while See-ley accomplished sexual intercourse with her.
The standard by which we review the sufficiency of the evidence is well established in Wyoming. We look at the evidence in a light most favorable to the prosecution, and then inquire whether a rational trier of fact could conclude that the defendant is guilty beyond a reasonable doubt. Broom v. State, Wyo.,
Seeley’s argument is that the evidence is insufficient to support this verdict of guilty because the evidence does not establish that he himself actually applied any physical force in accomplishing sexual intercourse. In earlier cases this court recognized a principle to the effect that forcible rape can be established without proof of violence to the victim and that the victim need not always resist the assault. The gravamen of sexual assault in the first degree is lack of consent to the sexual penetration or intrusion which can be shown by resistance. See Morris v. State, Wyo.,
The claimed deficiency in the testimony of the victim in this instance with respect to the use of force simply brings her within the theory of those prior cases that resistance would be futile, she already had been overcome by superior strength, and she was paralyzed by fear. Under such circumstances, a lesser degree of force on the part of the perpetrator is sufficient to justify the conviction. In this instance Seeley did not need to use any more force than was necessary under the circumstances. It was not necessary that he further abuse the victim by striking her. The force in arranging her body so that the sexual рenetration could be achieved was sufficient under these circumstances. From the evidence a reasonable person could conclude that Seeley did exert some additional force. The jurors were entitled to believe that the victim had done all that was required to manifest her lack of consent to sexual intercourse with Seeley and that he did accomplish the offense charged by the actual application of physical force which was reasonably calculated to cause submission of the victim. The evidence was sufficient to support the verdict under the instruction which was given.
Seeley alsо argues that he should be afforded a new trial because of ineffective assistance of counsel at his trial in this case. In determining whether a defendant in a criminal case had effective assistance of counsel, this court has adopted the standard of reasonableness. Munden v. State, Wyo.,
Our review of the record in this case persuades us that trial counsel was not unprepared, performed skillful cross-examination, and made sound strategic decisions. Trial strategy, even though unsuccessful, still can be the result of reasonable professional judgment. Strickland v. Washington, supra. The record demonstrates tactical decisions not to request a limiting instruction, not to delve into the past sexual behаvior of the victim, and not to emphasize the victim’s subsequent behavior. Counsel did call attention to asserted prejudice relating to the admission of evidence of prior bad acts of Carey, and the failure to make a specific motion for severance was not unreasonable in an instance in which the court would not have been required to grant it. An allegation that a failure to obtain a discovery order, particularly in view of the prosecutor’s open-file policy, does not demonstrate ineffective assistance of counsel.
To succeed with a claim of ineffective assistance of counsel, appellant must overcome a presumption of competency. Spilman v. State, supra; Hoskovek v. State, supra. “Seemingly this would in-
Lastly, we deal with the contention that Seeley received an excessive sentence. The legislatively mandated minimum and maximum sentence for a violation of § 6-4-302, W.S.1977, is found in § 6-4-306, W.S.1977, as follows:
“A person convicted of sexual assault * * * shall be punishеd as follows:
“(i) For sexual assault in the first degree, imprisonment for not less than five (5) nor more than fifty (50) years.”
Seeley was sentenced to serve not less than ten nor more than twelve years in the Wyoming State Penitentiary. This sentence is within the statutory parameters, and we will not set aside a sentence on review absent an abuse of the sentencing discretion afforded to the trial court. Ventling v. State, Wyo.,
The judgment and sentence of the district court is affirmed. Seeley has failed to demonstrate any error in the trial of his case.
Notes
. Section 6-4-302(a)(i), W.S.1977, provided as follows:
"(a) Any actor who inflicts sexual penetration or sexual intrusion on a victim commits a sexual assault in the first degree if:
"(i)- The actor causes submission of the victim through the actual applicаtion, reasonably calculated to cause submission of the victim, of physical force or forcible confinement: * * "
. The pertinent portion of § 6-4-303, W.S.1977, proscribing sexual assault in the second degree, reads:
"Any actor who inflicts sexual penetration or sexual intrusion on a victim commits sexual assault in the second degree if, under circumstances not constituting sexual assault in the first degree:
******
"(ii) The actor causes submission of the victim by any means that would prevent resistance by a victim of ordinary resolution; * *"
Section 6-4-304, W.S.1977, which proscribes sexual assault in the third degree, provides:
“Any actor who subjects a victim to sexual contact under the circumstances of W.S. 6-63.2(a)(1) through (iv) [§ 6-4-302(a)(i) to (iv) ] or W.S. 6-63.3(a)(i) through (vii) ] [§ 6-4-303(a)(i) to (vii) ] under circumstances not constituting sexual assault in either the first or second degree commits sexual assault in the third degree."
Dissenting Opinion
dissenting.
I find inconceivable the majority holding that the record in this case fails to demonstrate prejudice to appellant Seeley arising out of the admission of evidence of co-defendant Carey’s prior bad acts. This evidence had absolutely no connection to See-ley, could not have been introduced against him in a separate trial, and posed the substantial risk of conviction because of his association with one having a history of wrongdoing. Therefore, the admission of co-defendant Carey’s prior offenses prejudiced appellant’s right to a fair trial, and the court should have awarded the accused separate trials.
The Eighth Circuit Court of Appeals addressed this issue in United States v. Engleman,
A second ground for reversal of Seeley’s conviction is the failure of the trial court to instruct the jury on the lesser included offense of second degree sexual assault. Contrary to the majority holding, the statutory definition of second degree sexual assault, applicable in the instant case, constitutes a lesser offense necessarily included in the offense of first degree sexual assault, under our holdings in Balsley v. State, Wyo.,
In deciding this question, it is necessary to examine the elements of first and second degree sexual assault since, under Balsley and Selig, an offense constitutes a lesser included offense if every element of the proposed lesser offense is also included in the charged, greater offense. Section 6-2-302(a)(i), W.S.1977, under which Seeley was convicted, provides:
“(a) Any actor who inflicts sexual penetration or sexual intrusion on a victim commits a sexual assault in the first degree if:
“(i) The actor causes submission of the victim through the actual application, reasonably calculated to cause submission of the victim, of physical force or forcible confinement; * * * ”
Section 6-2-303, W.S.1977, defines sexual assault in the second degree:
“Any actor who inflicts sexual intrusion on a victim commits sexual assault in the second degree if, under circumstances not constituting sexual assault in the first degree:
* * sfc sfs * *
“(ii) The actor causes submission of the victim by any means that would prevent resistance by a victim of ordinary resolution; * * * ”
As the majority point out, the statutory definition of second degree sexual assault contains language differentiating the offense from first degree sexual assault. That is, second degree sexual assault expressly occurs only “under circumstances not constituting sexual assаult in the first degree.”
We held in Jahnke v. State, Wyo.,
In similar fashion, the differentiating phrase in the statutory offense at issue in the case at bar does not create a distinct element, but, instead, emphasizes the enhanced requirements — physical force in this case — of first degree sexual assault. By focusing on the true elements of the defined crimes, it becomes clear that one who inflicts sexual intrusion and causes the submission of the victim through physical force (first degree sexual assault) also inflicts sexual intrusion and causes submission of the victim “by any means that would prevent resistance by a victim of ordinary resolution” (second degree sexual assault). Thus, second degree sexual assault is necessarily included within the greater offense of first degree sexual assault under Balsley v. State, supra.
Appellant Seeley requested an instruction on second degree sexual assault. The facts support the giving of such instruction since the element of the actor’s application of physical force was in contest. The trial court refused to give the proffered instruction, and appellant is entitled to reversal of his conviction.
Concurrence Opinion
concurring.
Had appellant Seeley objected to or resisted in any way the joinder of his case with that of Herman Carey for trial, I would join Justice Rose in his dissent. As I read the record, however, Seeley agreed to the joint trial and is not now in a position to claim error.
