Lead Opinion
Opinion for the Court filed by Circuit Judge STEPHEN F. WILLIAMS.
Dissenting opinion filed by Circuit Judge SENTELLE.
Plaintiffs raise Second Amendment and local law claims against provisions of the District of Columbia’s criminal code that bar them from registering and lawfully possessing pistols within the District of Columbia, or maintaining firearms in their homes free of mandates that they be unloaded and disassembled, or secured by a trigger lock. The district court held that the plaintiffs lacked standing to challenge the provisions limiting the lawful possession of pistols,’ but that one plaintiff (Hailes) could challenge the “trigger lock” provision. Seegars v. Ashcroft,
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D.C.Code § 7-2502.01 prohibits a person from possessing a firearm in the District of Columbia unless it is validly registered. Pursuant to D.C.Code § 7 — 2502.02(a)(4), pistols not already registered before September 24, 1976 may not now be registered. And D.C.Code § 22-4504(a) prohibits carrying a pistol either openly or concealed on or about one’s person without a license within the District of Columbia. As a result, it is not possible in the District to purchase and lawfully possess a new pistol — or indeed any pistol not registered here three decades ago. A fourth provision requires that registrants keep firearms unloaded and disassembled, or bound by a trigger lock or similar device, subject to exceptions for firearms kept at places of business or firearms that are being lawfully used for recreational purposes in the District. See D.C.Code § 7-2507.02. All plaintiffs in this case would like to lawfully possess pistols in the District. Joint Appendix (“J.A.”) 14-15. Plaintiff Jordan is the only plaintiff who owns a pistol, but he stores it outside the District in order to avoid violating the law. J.A. 15. Plaintiff
No plaintiff in this case has been arrested and prosecuted for violating the disputed provisions of the Code, so plaintiffs’ case constitutes a “preenforcement” challenge. To meet the “case and controversy” requirement of Article III they must allege an “injury in fact — an invasion of a legally protected interest' which is (a) concrete and particularized, and (b) actual or imminent, not conjectural or hypothetical.” Lujan v. Defenders of Wildlife,
Assessing standing to attack a statute on constitutional grounds, the Supreme Court has said:
When the plaintiff has alleged an intention to engage in a course of conduct arguably affected with a constitutional interest, but proscribed by a statute, and there exists a credible threat of prosecution thereunder, he should not be required to await and: undergo a criminal prosecution as the sole means of seeking relief.
Babbitt v. United Farm Workers Nat’l Union,
In addressing the plaintiffs side of the story, some circuits have demanded that he express an unconditional intention to engage in the proscribed behavior, regardless of whether the statute is invalidated, see, e.g., San Diego County Gun Rights Committee v. Reno,
In United Farm Workers, a union challenged provisions of a state statute that made it an unfair labor practice, punishable with criminal penalties, to encourage consumer boycotts of agricultural products by the use of “dishonest, untruthful and deceptive publicity.”
Related to but distinct from the requisite likelihood of enforcement is a possible requirement that the plaintiffs occupy a position different from that of others who (conditionally) intend to commit acts that would violate the statute. The district court used language arguably reflecting such a view: “A generalized grievance, which is presumably shared with many other citizens of the District of Columbia, without an imminent threat of prosecution
To the extent that this language implied that plaintiffs must be individually or specifically burdened in a way distinct from some broader class of potential prosecutees, it is at variance with Supreme Court precedent. Although injuries that are shared and generalized — such as the right to have the government act in accordance with the law — are not sufficient to support standing, see Allen v. Wright,
For preenforcement challenges to a criminal statute not burdening expressive rights and not in the form of appeal from an agency decision, our circuit’s single post-United Farm Workers case appears to demand more than a credible statement by the plaintiff of intent to commit viola-tive acts and a conventional background expectation that the government will enforce the law. In Navegar, Inc. v. United States,
We cannot help noting that Navegar’s analysis is in sharp tension with standard rules governing preenforcement challenges to agency regulations, where an affected party may generally secure review before enforcement so long as the issues are fit for- judicial review without further factual development and denial of immediate review would inflict a hardship on the challenger — typically in the form of its being forced either to expend non-recoverable resources in- complying with a potentially invalid regulation or to risk subjection to costly enforcement . processes. Abbott Labs. v. Gardner,
One might explain our greater readiness to hear challenges to regulations than to statutes on the ground that challenges to a statute bring into play all the conventional reasons to avoid premature constitutional adjudications. That answer seems weak, as courts reviewing agency action commonly give preenforcement review not only to statutory claims but to constitutional attacks on the underlying statute. See Time Warner Entertainment Co. v. FCC,
There is also tension between Navegar and our cases upholding preenforcement review of First Amendment challenges to criminal statutes. See, e.g., Chamber of Commerce v. FEC,
Despite these apparent tensions, we faithfully apply the analysis articulated by Navegar. We do so not because it represents our “law of firearms.” See generally Frank H. Easterbrook, Cyberspace and the Law of the Horse, 1996 U. Chi. Legal F. 207, 207-08 (1996). We do so because it represents the only circuit case dealing with a non-First Amendment preenforcement challenge to a criminal -statute that has not reached the court through agency proceedings. See LaShawn v. Barry,
Pistols. All plaintiffs allege that but for D.C.Code §§ 7-2502.02(a), 22-4504(a), they would obtain and register pistols to keep and carry in their homes in the District. J.A. 14-15, 17. Plaintiff Jordan already owns a pistol that he stores outside the District, which he would register and keep in the District but for the Code. J.A. 15. The district court held that the pistol plaintiffs lacked standing because they face no credible threat of imminent prosecution under the District’s gun laws. Seegars,
Whatever the ultimate understanding of the Second Amendment, compare Silveira v. Lockyer,
We agree with the district court, however, that the pistol plaintiffs have not shown a threat of prosecution reaching the level of imminence required by Navegar. See
Plaintiff Jordan presents a slightly different case, as he currently owns a pistol, which he stores outside the District. But this improves only the assurance of his conditional intent to commit acts that would violate the law, an assurance that is adequate even for the other plaintiffs.' As is true of the other pistol plaintiffs, there is nothing in the record to indicate that he has been personally threatened with prosecution ■ or that his prosecution has “any special priority” for the government. See Navegar,
Plaintiffs correctly argue that Peoples Rights Organization, Inc. v. Columbus,
But PRO is plainly inconsistent with Navegar. Indeed, the imminence of enforcement appears to have been greater in Navegar, as in that case agents of the Bureau of Alcohol, Tobacco and Firearms had visited the plaintiff gun manufacturers, alerted them to the prohibitions in question, and conducted inventories of their firearms stocks, including those of the weapons about to be barred.
Thus the district court here was correct not to follow PRO, which applied a far less stringent standard than Navegar. But it distinguished PRO on the ground that the need for judicial intervention was stronger there because the case included a vagueness challenge. Seegars,
Under Navegar, therefore, we affirm the decision of the district court that no plain-, tiff challenging the District’s pistol provi
Trigger Lock. Plaintiff Hailes possesses a shotgun that she keeps in her home secured by a trigger lock. J.A. 15. She alleges that but for the D.C.Code she would “remove the trigger lock when she deems it necessary to defend herself in her home.” Id. The district court concluded that Hailes had standing because she must maintain the trigger lock on her shotgun and forego possibly lawful activity because of her “well-founded fear of prosecution.” Seegars,
But the lack of an administrative remedy, while it increases the hardship resulting from denial of preenforcement review, still does not enable Hailes to meet the Navegar test. In that case the manufacturers denied standing had. no administrative remedy, at least so far as appears, and yet we held their challenge (to the provisions that didn’t identify their unique brands) non-justiciable simply because we found the threat of prosecution inadequate, even though the visiting BATF agents had taken an inventory of their soon-to-be-prohibited weapons. Navegar,
Accordingly, because no plaintiff has demonstrated a threat of prosecution, sufficiently imminent under circuit law, we have no justiciable case or controversy before us. Therefore, we do not reach the merits. The judgment of the district court is
Affirmed in part and reversed in part.
Dissenting Opinion
dissenting.
While I commend the balanced tone and thoroughness of the majority opinion, I find that after examining the authorities discussed therein, I reach a different conclusion. As the court relates, plaintiffs seek to challenge the provisions of the District of Columbia’s Criminal Code limiting the possession of pistols, as violative of their Second Amendment rights to keep and bear arms. The District Court held that they had no standing. Today this court has affirmed.
I would find standing based on the authority of cases cited by the majority. The record offers essentially undisputed evidence of the appellants’ intent to engage in gun-related conduct prohibited by the challenged Code provisions, but for the existence of those provisions. Appellants adequately allege and argue that this conduct is protected by the Second Amendment to the United States Constitution.
The Supreme Court has said, as the majority quotes:
When the plaintiff has alleged an intention to engage in a course of conduct arguably affected 'with a constitutional interest, but proscribed by a statute, and there exists a credible threat of prosecution thereunder, he should not be required to await and undergo a criminal prosecution as the sole means of seeking relief.
Babbitt v. United Farm Workers Nat’l Union,
In United Farm Workers, a union challenged provisions of a state statute that made it an unfair labor practice, punishable with criminal penalties, to encourage consumer boycotts of agricultural products by the use of “dishonest, untruthful and deceptive publicity.”442 U.S. at 301 ,99 S.Ct. 2301 . The state argued that the criminal penalty provision had not yet been applied and might never be applied to unfair labor practices. Id. at 302,99 S.Ct. 2301 . The Court found standing, saying that “the State has not disavowed any intention of invoking the criminal penalty provision against unions that commit unfair labor practices,” id., and that the union’s fear of prosecution was not “imaginary or wholly speculative,” id. Thus United Farm Workers appeared to find a threat of prosecution credible on the basis that plaintiffs’ intended behavior is covered by the statute and the law is generally enforced.
Maj. Op. at 1252. As appellants allege a similarly realistic fear of prosecution, I would hold United Farm Workers controlling, and conclude that appellants have standing to bring the Second Amendment challenge.
As the majority notes, a long line of cases upholds pre-enforcement review of First Amendment challenges to criminal statutes by plaintiffs with bases for standing no different than that asserted by appellants herein for their Second Amendment challenge. For example, in Virginia v. American Booksellers Ass’n,
As the Supreme Court further noted in American Booksellers, the danger of the statute before it could “be realized even without an actual prosecution.” Id. Needless to say, the harm lay in self-censorship-that is, the curtailing of an otherwise constitutional activity because of an allegedly unconstitutional criminal statute. The only difference between that harm and the harm alleged in this case is that there it was to First Amendment interests, here to Second. I know of no hierarchy of Bill of Rights protections that dictates different standing analysis.
I acknowledge, as the majority notes, that a case from this circuit, Navegar, Inc. v. United States,
While I acknowledge that the majority is correct that Navegar can be read as controlling the case before us and barring standing, I think it is distinguishable. The allegedly constitutionally ' protected conduct in the record before us is clearly defined and clearly unlawful under a statute that the District apparently enforces regularly, and under which there is certainly no doubt that plaintiffs reasonably apprehend enforcement. I would therefore find the line of cases represented by American Booksellers, rather than Nave-gar, controlling.
For the reasons set forth above, I respectfully dissent.
