Seebeck v. StateSeebeck v. State
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This appeal raises three principal issues: (1) When a trial court has denied a petitioner’s request for certification to appeal, pursuant to
On August 26,1986, the petitioner and a codefendant, Adam John, were convicted of felony murder
In that initial appeal, we stated that “[t]he jury reasonably could have found the following facts. During the late morning of Wednesday, June 18, 1980, the defendants visited the home of Morris Frost, an acquaintance.
“On Thursday, June 19, 1980, Ponte Patterson, the victim, picked up his dog from a veterinarian clinic. The next morning, on Friday, June 20, 1980, at about 10 a.m., [the victim] phoned the veterinarian to discuss the condition and treatment of his dog. At noon on that Friday, M, [the victim’s] friend, phoned [the victim] at [the victim’s] home in Waterford. The two spoke briefly, at which time [the victim] told M that he could not speak with him at that time, and that he would call back M in one-half hour. When [the victim] did not return the phone call, M phoned [the victim] at 12:30 p.m. and again at 12:45 p.m., getting no answer each time. M phoned [the victim] on Saturday and Sunday as well, still getting no answer.
“Early Friday afternoon, on June 20, 1980, the defendants arrived at the home of [the petitioner’s] parents in Oakdale. Prior to this visit, [the petitioner], who did not live with his parents, had seen his parents infrequently. [The petitioner] informed his parents that he was leaving the state to ‘get his head on straight.’ The defendants left the house, crossed the street, and drove away in an old green automobile.
“At 5:15 p.m. on that Friday, a green 1965 Buick was found abandonеd and out of gas on the shoulder of the westbound lane of Interstate 84 in Brewster, New York. Brewster is a two and one-half hour drive from Waterford. The car was registered to [the victim]; it had not been reported stolen. The defendants’ fingerprints were
“After abandoning the car in Brewster, the defendants continued westward. On June 21, 1980, John called his mother from Bloomsburg, Pennsylvania, and on June 22, 1980, he called his father from the same location. On Tuesday, June 24, 1980, between 2 p.m. and 3 p.m., Michael Adams, who was traveling on the Ohio Turnpike, picked up the defendants, who were hitchhiking, in Sandusky, Ohio, and drove them to Andalusia, Illinois. The defendants had no money and had with them only the clothes that they were wearing and two or three blankets. The defendants rode with Adams for seven hours, during which time [the petitioner] sat in the front passenger seat and John sat in the middle of the back seat.
“During the course of the trip, Adams asked the defendants how they had gotten as far as Ohio. One of the defendants responded that they had gotten a car from an old man who lived out in the woods, that they had run out of gas in New York, and that they had hitchhiked from New York to Ohio. When asked by Adams whether thе car had been stolen, John responded that the car was not stolen, because ‘the guy that owned it was dead.’ [The petitioner] did not respond to this statement. Adams then asked them how the owner of the car had died. [The petitioner] answered that he had died ‘of old age or something.’ Adams asked the defendants whether anyone else knew that the owner of the car was dead, to which question neither defendant responded.
“On the same Tuesday morning, June 24, 1980, the body of [the victim], a seventy year old man, was found by two of his cousins in the backyard of his house, located in a wooded area in Waterford. One of them
“Examination of the area in front of the victim’s house revealed that a struggle apparently had taken place there, because the victim’s hat, bow tie and camera were strewn about. Near the front door, the police found an area of matted down grass on which there was a bloodstained brick, and from that area, there were drag marks along the right side of the house to the rear comer where the body was found. The victim’s body and his clothing were in a position that indicated that he had been dragged by his feet. The victim’s right front pants pocket, in which he ordinarily kept his keys, was inside out and empty. No keys to his car or house were found at the scene, inside the house, or on his person, and the victim’s car was missing. Several bloodstained bricks were found on the ground near the victim’s head.
“In the front yard, in the area where the struggle had occurred, the police found a bent copper bracelet, which looked ‘just like’ a copper bracelet that a Mend of [the petitioner’s] had given back to [him] several weeks earlier. In the victim’s mailbox, across the street from his house, the police found mail that had been delivered on Friday, June 20, between 2 and 2:30 p.m., and was still in the box on June 24, even though [the victim] usually picked up his mail from the box every day.
“An autopsy revealed that the victim had suffered extensive injuries to the head, a fractured skull, a broken right arm, a dislocated wrist, four stab wounds in the back, and six fractured ribs. The cause of death was a depressed skull fracture with laceration of the brain, caused by an object such as the comer of a brick. There was considerable maggot activity on the victim’s head and body.
On appeal to this court, the defendants claimed, inter alia, that the trial court improperly had denied their motions for acquittal based on an alleged insufficiency of the evidence. Id., 655. They claimed that “the ‘uncontradicted evidenсe’ indicated that the victim was alive at a time after they had left Connecticut, and that a rational jury, having viewed this evidence, could not have concluded that they were guilty beyond a reasonable doubt.” Id., 660.
We rejected that claim. Although the defendants had presented witnesses to establish that the victim was alive after Friday, June 20,1980, the state demonstrated inconsistencies in that testimony. Id., 661. In addition, the state “presented considerable evidence” that the victim died some time during the afternoon of June 20. Id. That evidence included the following: “M said that he had spoken with the victim shortly before noon on June 20, 1980. The victim did not call back in thirty
“The state also presented evidence to prove that the victim’s car had bеen found abandoned at 5 p.m. on June 20, in a location two and one-half hours from Waterford, with the defendants’ fingerprints inside the car. The state proved that when the defendants were with Michael Adams, before the discovery of [the victim’s] body was generally known, they were aware that the owner, an ‘old man who lived in the woods,’ was dead. On the basis of this evidence and the reasonable inferences drawn therefrom, the jury could have concluded that the victim was killed at about noon on June 20, 1980, that his car was stolen shortly after he was killed, and that the only way the defendants could have known of the victim’s death was through their participation in the homicide of the victim, the theft of his car, and their immediate flight from the state in that car. Although the evidence against the defendants was in part circumstantial, the jury could nonetheless have found that the defendants were guilty beyond a reasonable doubt.” Id., 661-62.
In their original appeal, the defendants also claimed “that the trial court [Walsh, J.] had erred in failing to disclose at trial certain portions of statements made to the police by B . . . relating to [his] associations with the victim.” Id., 666. These statements were described
“The portion of the report that [the trial court did not permit] the defendants ... to see at the trial contained a statement of B that he knew of the victim’s homosexual tendencies and that he recalled an occasion about one year before when the victim had made a sexual advance toward him. B also told the police investigator that ‘nothing came of these advances and he and the victim had remained friends.’ During this interview a color photograph of B in ordinary attire found by the police in the victim’s house was shown to B, who recalled that it was probably taken about
In addition, the defendants made further claims on appeal regarding “an additional part of the police report concerning B [that] had not been disclosed to the trial court” during the trial. Id., 668. This portion of the report described B’s telling “of an incident that had occurred during the month preceding the murder in which the victim had arranged for B to have a ‘sexual encounter’ with a married woman at the victim’s home. ” Id., 668. This omission was discovered during the pendency of the appeal. Id. “This discovery became the basis for motions for a new trial filed by the defendants, which were heard by [Judge Walsh] who had presided at the trial. He denied the motions, finding that the state’s failure to have delivered the entire report during the trial had been inadvertent. He also concluded that, if the missing part of the report had been presented at the time of the ruling on disclosure, it would not have been made available to the defendants because it contained no exculpatory material.” Id. On appeal, the defendants claimed that: “(1) the withholding of the full police report by the state constituted prejudicial prosecutorial misconduct; and (2) the trial court erred in denying the defendants’ motions for a new trial based upon its ruling that the withheld portions of the report were not exculpatory.” Id., 656.
This court rejected all of the defendants’ claims regarding the police report prepared by McCarthy concerning B, stating: “The defendants have not demonstrated nor can we conceive of any way in which the portions of the police report concerning B that were not disclosed at trial can reasonably be said to contain evidence favorable to the defendants and so material to their guilt as ‘to undermine confidence in the outcome.’
“We agree with the trial court that none of the evidence kept from the defendants at the trial was sufficiently relevant to have been admissible. A defendant may give evidence concerning a third party’s involvement with the crime, as long as there is some evidence which directly connects the third party with the crime.’ Siemon v. Stoughton,
In September, 1990, the petitioner, pursuant to
I
A
We first consider whether this court has subject matter jurisdiction to consider this appeal. The petitioner argues that the same reasoning that led us to conclude that we have subject matter jurisdiction to consider an
We recently reaffirmed the “elementary rule of statutory construction [that when interpreting statutes] the intention which the legislature has expressed must govern.” (Internal quotation marks omitted.) Iovieno v. Commissioner of Correction,
We begin with the language of the statute.
In Simms I, supra,
Although the issue before us in Simms I was the availability of appellate review pursuant to
In Simms v. Warden,
Not only does the similarity in the language of
Moreover, not only are the policy objectives underlying the certification requirements of both
Furthermore, our interpretation of an analogous statute,
Finally, there is no suggestion in the language of
In light of the virtually identical wording of the statutory provisions governing appeals pursuant to
B
Having decided that this court has jurisdiction to consider an appeal from the denial of a request for certification to appeal pursuant to
In Simms II, supra,
II
We next consider whether, applying these principles to the present case, the trial court clearly abused its discretion in denying the petitioner’s request for certification to appeal its denial of the petition for a new trial. We conclude that it did not.
The petitioner claims that the trial court’s denial of his request for certification to appeal constitutes an abuse of discretion because three issues warranted appellate consideration.
A
We first consider the petitioner’s claims regarding the first two issues. We consider these issues, as did the trial court, in light of the well established “standard
The petitioner claimed in the trial court that there was newly discovered evidence regarding, generally, developments in the field of forensic entomology, and specifically, alleged changes in the opinion of Lord, who had testified as a witness for the state in the original trial. As the present trial court stated, “[t]he focus of [the petitioner’s] claim as newly discovered evidence is that Lord’s testimony at the [criminal] trial was crucial in estabhshing the time of death of [the victim] to be late morning or early afternoon of Friday, June 20,1980, [that is, before the petitioner had left the Waterford area], but, since that testimony in 1986, he has given [an] opinion in subsequent homicide cases which differs entomologically” from the opinion expressed in that testimony.
In support of this assertion, the petitioner offered in evidence two depositions of Lord, taken on September 7, 1990, and on June 9, 1992. “The [petitioner] also
The trial court found, however, that the petitioner’s evidence did nоt indicate any material change in Lord’s opinion. Contrary to the petitioner’s contention, the trial court found that Lord still disagreed with Greenberg. The court noted that, when asked about Greenberg’s study at his deposition, Lord sardonically commented, “if Greenberg said he saw oviposition at night, he believed it,” and that Lord further testified that no other scientist has been able to duplicate such observations and that another prominent entomologist has found to the contrary. Moreover, the court found that, contrary to the petitioner’s claim, Lord testified
On the basis of these findings, the trial court concluded that the petitioner had failed to offer any new entomological evidence. Rather, in the court’s view, insofar as the evidence indicated that the opinions of Lord, Greenberg and Kriniski had not changed, the evidence was essentially the same as, and cumulative to, the evidence offered at the criminal trial. In addition, the court concluded that “Lord’s opinion given in 1986 . . . was not, as [the petitioner claims], crucial in establishing the time of death. Even if Lord had joined in the opinions shared by Kriniski and Greenberg, the joinder would not have excluded Friday [June 20, 1980] as the date of [the victim’s] death in light of the other evidence produced in the criminal trial.” Furthermore, the trial court concluded that, even if evidence of a hypothetical change of opinion by Lord were considered in conjunction with the petitioner’s other alleged new evidence regarding the activities of B and couple X — which we examine next — “weighed against the evidence presented in the original trial,” the result of the trial was not likely to be different.
We have reviewed fully the record regarding this issue. There is nothing in the record to suggest that the trial court’s findings and conclusions are debatable among jurists of reason, that a court could have resolved this claim in a different manner, or that there are any questions that deserve further proceedings. Therefore,
The petitioner’s second claim was based upon allegedly newly discovered evidence regarding B’s relationship to the victim, B’s involvement in sexual activities with couple X at the victim’s house, and B’s allegedly belligerent deportment while testifying at the present trial. This evidence was presented mainly through the testimony of Detective McCarthy and B.
The substance of McCarthy’s testimony concerning his contact with B was essentially the same as the contents of his July 8, 1980 report based on his interview with B at that time, and a subsequent report based on an interview with B on June 7, 1985. Poitions of the first report and the entire contents of the second report had been disclosed to the petitioner prior to his criminal trial, and the remainder of the July 8, 1980 report was disclosed after the trial, when it then became the subject of the petitioner’s unsuccessful motion for a new trial and the basis for a number of unsuccessful claims on appeal. See State v. John, supra,
The substance of McCarthy’s testimony regarding B involved B’s relationship with, and his last contacts with the victim.
The petitioner claimed in the trial court, in the present proceedings, that the evidence of B’s sexual contact
The trial court rejected these claims. First, citing State v. Giguere, supra,
Moreover, the trial court concluded that, even assuming the petitioner had established the first three requirements for granting a new trial — which, the trial court found, he had not — he had faded to establish the fourth requirement, namely, that the purported new evidence was likely to produce a different result. First, the trial court rejected the petitioner’s claims regarding the inferences that the evidence would support in the minds of a fact finder. Regarding B’s truculent deportment, the trial court stated: “It is natural for people to be unfriendly to others who wish to expose to the public their private activities.” Regarding the petitioner’s claim that B’s 1980 statement that B had given the victim a ride at 3:30 p.m. on June 20, 1980, indicated that B was the murderer, and that he lied in 1985 when he stated that he was uncertain of the date in order to distance himself from the murder, the court stated: “It is common for the perpetrator of a crime to distance himself from the scene thereof, and if B had known that the crime was committed on June 20, it would be folly to have acknowledged giving [the victim] a ride on that very day.”
We have reviewed fully the record regarding this issue. There is nothing in the record to suggest that the trial court’s findings and conclusions are debatable among jurists of reason, that a court could have resolved this claim in a different manner, or that there are any questions that deserve further proceedings. The trial court did not abuse its discretion in denying certification to appeal with respect to this issue.
B
The petitioner also claims that the trial court’s denial of his request for certification to appeal constituted an abuse of discretion because certain discovery rulings by Judge Stanley in October, 1991, and by Judge Corrigan in May, 1996, warrant appellate review. The first ruling denied without prejudice the petitioner’s discovery request for information possessed by the police regarding the identity of couple X and the information regarding police investigative interviews with couple
First, the petitioner’s claim that he has been denied his constitutional right to present a defense is without merit. As the petitioner has acknowledged in his brief to this court, “[a] petition for a new trial is a civil action . . . .” In this civil action, the petitioner is just that, a petitioner, and, therefore, in the trial court he bore the burden of proving, by a preponderance of the evidence, that newly discovered evidence warranted the granting of a new trial. Asherman v. State, supra,
Moreover, the petitioner has not demonstrated that the trial court abused its discretion in rejecting his discovery requests. The state argues that this information was protected by a qualified law enforcement privilege that this court has long recognized. See State v.
Beyond his insistence that the state’s information about couple X would somehow be exculpatory, the petitioner has offered no response to the state’s assertion of its qualified law enforcement privilege. Our review of the record in the present case has not revealed anything to suggest that these discovery rulings are debatable among jurists of reason, that a court could
The appeal is dismissed.
In this opinion the other justices concurred.
Notes
The petitioner appealed from the judgment of the trial court to the Appellate Court, and we transferred the case to this court pursuant to
The petitioner’s codefendant in the criminal trial, Adam John, filed a similar petition for a new trial. The trial court heard both petitions together, and denied them both in a single memorandum of decision. John’s appeal
The petitioner was also convicted of manslaughter in the first degree, but on appeal that conviction was vacated on the ground that “the imposition of sentences for both the manslaughter and the felony murder convictions, for a single homicide, was contrary to the intention of the legislature . . . .” State v. John,
The identity of certain individuals has remained undisclosed since the inception of the investigation in this case to protect their privacy.
See 7 S. Proc., supra, pp. 2936-44, remarks of Senator Filer (indicating that certification requirements in
The petitioner stated the issues as follows: “(1) Should this petition for a new trial have been granted and did the trial judge abuse his discretion
“(2) Should this petition for a new trial have been granted, and did the trial judge abuse his discretion by denying certification to appeal, when newly discovered evidence regarding couple X which was not disclosed until the start of the trial of this petition and which is still not fully disclosed, would probably, in conjunction with the newly discovered evidence regarding B, result in a different outcome to the trial of the petitioner, and the failure to disclose deprived the petitioner of his constitutional right to present a defense at trial?
‘■(3) Should this petition for a new trial have been granted and did the trial judge abuse his discretion by denying the certification to appeal, when newly discovered evidence establishes that the most likely time of death [of the victim] was after June 20, 1980, and that such newly discovered evidence would probably result in a different outcome at a new trial of the petitioner?” For purposes of clarity in reviewing the petitioner’s claims, we have rephrased and reorganized the issues as described in the text of part II of this opinion.
The petitioner also presented M as a witness. The petitioner, has not provided us with a transcript of M’s testimony, however, and his claims do not pertain to that testimony.
The petitioner gave the following summary of McCarthy’s testimony in his brief to this court: “According to McCarthy, B indicated [at the July 8, 1980 interview] that he had known [the victim] for most of his life; that [the victim] was a family friend and that he had been to [the victim’s] home many times. He further told McCarthy that he was last with [the victim] on Friday, June 20,1980, between 3:30 and 3:45 p.m., when he saw [the victim] walking . . . and gave him a ride to his home . . . B also indicated that the victim did not mention that his car was missing, and that the only conversation he remembered concerned a recent tennis match in France.
McCarthy further testified that dining his 1985 interview with B, B had informed him that he was uncertain of the precise date on which he gave the victim a ride, and that he believed that the tennis competition that he and the victim had discussed had been ongoing at the time. McCarthy stated that his research indicated that the French Open took place between May 29 and June 6,1980. McCarthy further indicated that аt that time he believed the time of death was most likely June 20, that the petitioner and John were the primary suspects, and that B was not considered a suspect at that time.
McCarthy testified that he had interviewed couple X on July 3, 1980, and on at least three other occasions. He stated that they had told him that: they had a single sexual encounter with B at the victim’s home, in which B engaged in sexual activities with Mrs. X while Mr. X observed, approximately four weeks prior to the murder of the victim; the victim had arranged this encounter for them, but that he was not present during it; they had had a similar sexual contact, also arranged by the victim, with M, approximately one year before the murder, and possibly two other such encounters with different people prior to that; and no money or compensation was exchanged
“The sixth amendment to the United States constitution provides in relevant part that [i]n all criminal prosecutions, the accused shall enjoy the right ... to have compulsory process for obtaining witnesses in his favor .... This right is applied to the states under the due process clause of the fourteenth amendment to the United States constitution. Washington v. Texas,