Lead Opinion
delivered the Opinion of the Court.
{1 Petitioner Fabian Sebastian filed an action under 42 U.S.C. § 1983 (2014) against respondents Douglas County, Colorado, the Douglas County Sheriff's Office, Douglas County Sheriff David A. Weaver, and Sheriff's Deputy Greg A. Black ("the County"), alleging that his Fourth Amendment right to be free from unreasonable Seizures was violated when he was attacked by a K-9 police dog. More specifically, he alleged that an intentional seizure occurred when the dog, released by the deputy to seize two suspects who had fled a vehicle and climbed over a fence, ran back to the vehicle and attacked him while he was Slttmg Wlth hlS hands up in the back seat.
12 After Sebastian failed to respond to the County's motion to dismiss within the time limit, the trial court dismissed his claim. Sebastian then moved to set aside the judgment under C.R.C.P. 60(b)(1), alleging exeusable neglect. Under Goodman Assocs., LLC v. Mountain Properties LLC, a trial court must consider three factors when determining whether to grant a Rule 60(b)(1) motion for excusable neglect: "(1) whether the ne-gleet that resulted in entry of judgment by default was excusable; (2) whether the moving party has alleged a meritorious claim or defense; and (8) whether relief from the challenged order would be consistent with considerations of equity."
13 In the initial appeal of the case, the court of appeals determined that although the trial court properly concluded that there was no excusable neglect under the first factor, it had failed to conduct a full three-factor analysis under Goodman; accordingly, the appellate court reversed and remanded the case for such an analysis. On remand, the trial court once again denied the motion, determining. that Sebastian failed to demonstrate a meritorious claim under the second- factor; and failed to show that the equities weighed in his favor under the third factor. This time the court of appeals affirmed the trial court, reiterating its earlier conclusion that Sebastian failed to show excusable neglect under the first factor, and further concluding that the trial court properly determmed that Sebastian failed , to plead & mentor-mus claim.
+ 4 Relevant here, the appellate court concluded that Sebastian failed to plead an intentional seizure as required by Brower v. Cty. of Inyo,
"[ 5 We affirm the court of appeals, but on narrower grounds. We decline to adopt the appellate court's "space" analysis, and instead hold that Sebastian failed to allege a meritorious claim because his allegations regarding an intentional seizure consist of only legal conclusions, We remand this case for further proceedings consistent with this opinion. e
~4.
1 6 According to Sebastian's complaint, he was a passenger in the back seat of a car as it pulled into a pal-lung lot adjoining, James G. Toepfer Park in Douglas County. The driver of the car picked up two boys from the parking lot. Because of a disturbance in the park, the driver maneuvered the car off the parking lot and proceeded southbound on
T7 At this point, the two boys who had recently become passengers in the vehicle ran from the vehicle and jumped over a fence approximately ten feet to the right of the vehicle. Deputy Black released a "find and bite" K-9 police dog, and dirécted the K-9 to chase the two boys running away, The K-9 ran to the fence, but reached it only after the two had escaped over the fence. The K-9 then turned around, ran back to the vehicle, and attacked Sebastian, who was still seated in the back seat with his hands up. Deputy Black and. two other deputies had to pull the K-9 off Sebastian,. Sebastian suffered injuries to his left upper arm, elbow, and forearm.
[ 8 Sebastian first filed a complaint in June 2009, and amended his complaint on October 7, 2009. The County filed a motion to dismiss pursuant to C.R.C.P. 12(b)(5) on November 20, 2009, claiming that (1) Sebastian had not set out facts which would warrant relief 'under section 1983, (2) Sebastian's claims were barred by qualified immunity, and (8) Sebastian's state law claims of negligence and outrageous conduct were barred by. the Colorado Governmental Immunity Act, §§ 24-10-101 to -120, C.R.S. (2015).
T9 Sebastian filed a motion for extension of time on December 14, 2009. In this motion, Sebastian asked for a two-week extension, but requested the due date be moved to Décember 22, 2009, only one week after the initial deadline for a motion to dismiss. Sebastian failed to respond within either period, and filed his response to Douglas County's motxon on January 3, 2010-after the district court had already dismissed his complaint under C.R.C.P. 121, § 1-15(8) for failing to file a responsive brief, and thereby confessing to Douglas County's motion.
' 10 On January 26, 2010, Sebastian filed a motion under C.R.C.P. 60(b)(1), stating that (1) his counsel had missed the filing deadline due to the paralegal in the counsel's office making an excusable mistake
11 The trial court denied Sebastian's motion on March 10, 2010, finding that Industrial Claim Appeals Office v. Zarlingo,
. 12 The court of appeals reversed, finding that the trial court did not complete a full analysis of the three-factor inquiry of Rule 60(b)(1) under Goodman, which requires a trial court to analyze "(1) whether the ne-gleet that resulted in the entry of the judgment was excusable; (2) whether the moving party has alleged a meritorious claim or defense; and (8) whether relief from the challenged judgment would be consistent with considerations of equity." Sebastian v. Douglas Cty., No. 10CA0660, slip op. at 6,
T 18 On remand, the'trial court again denied Sebastian's Rule 60(b)(1) motion, As to the first factor, the trial court again found that Sebastian failed to establish exeusable neglect, - Regarding the second factor, whether the moving party has alleged a meritorious claim, the district court found that Sebastian had failed to state a claim under section 1983. Taking the allegations as true, the trial court found that Sebastian did not allege a meritorious claim under the Fourth Amendment, as he was not seized through a "governmental termination: of freedom of movement through means intentionally applied" under Brower,
{14 The court of appeals affirmed the district court's judgment. It began by reiterating its earlier conclusion regarding the first Goodman factor-namely, that Sebastian's neglect in not filing a responsive brief in time was "not exeusable." Sebastion, ¶ 15. The court of appeals then went on to analyze the second prong of Goodman, and found that Sebastian had not asserted a meritorious section 1983 claim because he had not asserted an actionable intentional seizure. Id. at ¶ 29. The court held that to plead a violation, of his Fourth Amendment right against unreasonable searches and seizures, Sebastian needed to plead that he had "been seiz{ed] by means intentionally applied by a government actor." Id. at ¶ 21 (alteration in original) (quoting Brower,
[ 15 Finally, the court of appeals analyzed the third Goodman factor, whether relief from the challenged order would be consistent with considerations of equity, The court noted that the district court did not comply as fully as it might have with its previous mandate regarding the making of findings as to this factor. Id. at ¶ 34. However, the court noted that because the first and second factors weighed against granting relief, it could not "conclude. that the district court's decision refusing to vacate the judgment of dismissal was manifestly arbitrary, unreasonable, or unfair, and, thus, an abuse of diseretion." Id. at ¶ 36.
. 116 Sebastian petitioned this court to review the issue of whether the court of appeals erroncously concluded that he had not been seized for purposes of the Fourth Amendment.
117 Three factors guide a trial court's consideration of a motion to set aside a default judgment for "excusable neglect" under Rule 60(b)(1); "(1) whether the neglect that resulted in entry of judgment by default was excusable; (2) whether the moving party has alleged a meritorious claim or defense; and (8) whether relief from the challenged order: would be consistent with considerations of equity." Goodman,
This weighing process is a matter within the trial court's discretion, and thus we review the denial of relief under Rule 60(b)(1) for an abuse of discretion, Id. at 314. Even if an appellate court might disagree with the trial court's disposition of a motion, it must respect the decision unless the movant proves that the trial court's judgment was "manifestly arbitrary, unreasonable, or unfair," Id.
~ {19 This case comes before us in an unusual procedural posture. As the court of appeals concluded, in an aspect of the case not challenged here, Sebastian's failure to respond to Douglas County's motion to dismiss under Rule 12(b)(5) cannot be deemed "excusable" under the first factor. Sebastion, ¶ 15. As to the third factor, the court of appeals decided not to consider his argument that equity weighed in his favor because it concluded that he failed to state a meritorious claim, the second factor, Id. at ¶ 36. Before us, Sebastian does not argue that the equities favor him, presumably be-leving that consideration of the trial court's treatment of the third factor would be for the court of appeals on remand if he is successful in his challenge regarding the meritorious claim factor. Therefore, the only issue before us is the trial court's consideration of the meritorious claim factor.
{ 20 Given this unusual procedural posture, the parties disagree with regard to what standard of review should apply to our consideration of the trial court's application of the second factor. The County argues that we should apply an abuse of discretion standard, relying on the standard of review, discussed above, that applies to a trial court's ultimate conclusion to deny the movant's Rule 60(b)(1) motion. Sebastian, on the other hand, argues that we should apply a de novo standard of review, reasoning that consideration of whether a plaintiff has alleged a meritorious claim is a legal issue. - Neither side draws our attention to any precedent that answers this particular question, We need not resolve this question in this case, however, because we conclude that the trial court, under any standard of review, properly determined that Sebastian has not alleged a meritorious claim.
1 21 In determining whether a mov-ant has alleged a meritorious claim, we look to the pleadings. Craig v. Rider,
, 122 Sebastian alleged that Deputy Black "directed the K-9 to give chase" after the two boys who had fled the vehicle, The boys, however, climbed over a fence that was about ten feet away. At that point, the K-9 "made no effort to get over the structure and find the boys but turned and saw [Sebastian] seated in the back seat of his friend's car with his hands up." Next, "having failed to apprehend the boys who were running away, [the K-9] turned its attention to [Sebastian] . and attacked [him]." In his first claim for relief alleging excessive force, Sebastian states that by "directing the dog to subdue the occupants of the car without distinguishing those fleeing from those remaining in the vehicle Defendant Deputy Black intentionally
128 In Brower, the U.S. Supreme Court held that under the Fourth Amendment, a section 1983 plaintiff must show, as a threshold matter, that he has been "seiz[ed]" by "means intentionally applied" by the government.
124 Sebastian alleged only that Deputy Black "directed the K-9 to give chase" after the fleeing boys. The remainder of the allegations focus on the K-9's conduct-for example, the allegation that "[the dog, having failed to apprehend the boys who were running away, turned its attention to" Sebastian. Sebastian's single allegation regarding Deputy Black does not amount to an allegation that the seizure here was the product of "means intentionally applied" under Brower.
¶ 25 Sebastian's first claim for relief-that "Ibly directing the dog to subdue the occupants of the car without distinguishing those fleeing from those remaining in the vehicle," Deputy Black intentionally seized him-provides no further assistance. This allegation is a "legal conclusion," which we are to disregard. Goodman,
11 26 Because Sebastian asserts only a legal conclusion regarding an intentional seizure, we hold that he failed to allege a meritorious claim under the Fourth Amendment for purposes of Rule 60(b)(1).
127 Sebastian argues that his allegation that Deputy Black intentionally released the K-9 to seize the fleeing boys describes suffi-clently "willful" conduct to be a meritorious intentional seizure. claim. According to Sebastian, because a K-9, onee deployed, cannot distinguish between suspects and non-suspects, anyone bitten within the "space" in which the K-9 is released is subject to an intentional seizure, He argues that because he alleged that the fence was ten feet from the vehicle, he has adequately alleged that the K-9 was released within the relevant "space." The court of appeals essentially adopted this underlying reasoning, but concluded that, because the dog was deployed away from the vehicle and had to turn back to focus on Sebastian, Sebastian was not within the "space" of the dog's release. Sebastian, ¶ 28. 'We decline to adopt this rationale.
¶28 The "space" terminology comes from Rodriguez v. City of Fresno,
T29 Moreover, the primary case upon which Rodrigues relied for the "space" terminology addressed. a situation not at issue here-that is, a case of mistaken identity. In Vathekan v. Prince George's Cty.,
€80 At most, then, Vathekan stands for the proposition that an intentional seizure occurs when a police officer intentionally releases a K-9 to apprehend a suspect, even when that person turns out to be an innocent bystander. It does not stand for the proposition that Sebastian advances, namely, that an intentional seizure occurs whenever an officer intentionally releages a K-9 in a particular "space" and the K-9 eventually apprehends someone in that "space."
131 We also note that cases such as this one are highly fact intensive and do not lend themselves to a general rule. In this case, however, there has been no factual development of any kind regarding Deputy Black's intention, the physical location of the incident, the K-9's training, the behavior of K-98 in general, or, for that matter, any issue raised in this case. Instead, we are left to examine the amended complaint, which, as noted above, includes nothing but a legal conclusion regarding an intentional seizure. Accordingly, we hold that, based on his amended complaint, Sebastian failed to allege an intentional seizure and therefore failed to allege a meritorious claim under Goodman. On this narrow ground, we affirm the court of appeals
IIL
32 For the reasons stated above, we affirm the court of appeals' decision.
Notes
. Although Sebastian's motion and notice of appeal (May 24, 2012) phrased his failure to respond as both "excusable neglect" and "mistake 'or inadvertence," it has been treated throughout this litigation as an allegation of "excusable neglect," or occasionally "excusable error'" under Rule 60(b)(1), rather than "mistake."
. At the time, Rule 6(e) provided that "[ulnless otherwise specifically ordered, whenever a party must or may act within a prescribed period after service is made under C.R.C.P. 5(b)(2)(B), (C), or (D), three calendar days shall be added after the prescribed period would expire under the rule that defines the length of the prescrxbed period." CRCP. 6 (2010). That rule has since been repealed, See C.R.C.P. 6 (2016).
. We granted certiorari on the following question:
Whether the government's willful use of a police dog that turned and attacked a nearby non-resisting untargeted suspect was a "seizure" achieved "through means intentionally applied."
. The Brower Court also included a of. cite to Garrison; which involved a warrant that, seen "[wlith the benefit of hindsight," described the place to be searched in terms "broader than appropriate."
Dissenting Opinion
dissenting.
T 33 We granted certiorari in this case on the following questlon (which we reframed): "Whether the government's willful use of a police dog that turned and attacked a nearby non-resisting untargeted suspect was a 'seizure' achieved 'through means intentionally applied."" The majority purports to narrowly resolve this case but offers up a broad proposition instead. After exploring the procedural setting in which the question we actually took emerged, it essentially holds that an actionable seizure under 42 U.S.C. § 1988 (2014) occurs only when a K-9 "find and bite" dog manages to find and bite a specifically targeted person-namely the precise person (or persons) at whom the handler intended to. direct the dog. But it is not the handler's intention about precisely whom the
¶ 34 It is unquestionably true that a plann— tiff has no cognizable Fourth Amendment seizure claim unless "there is a governmental termination of freedom of movement through means intentionally applied." Id. at 596-97,
85 The test for intent in this context is objective and is satisfied when any person is stopped by an instrumentality set in motion or put in place in order to achieve a seizure. Id. at 596, 599,
1 36 The majority's analysis today suggests that if another driver had smashed into the barrier he would not have been seized because the police only meant to target Brower. But Justice Scalia's majority opinion was explicit: "A seizure occurs even when an unintended person or thing is the object of the detention or taking" so long as the detention or taking is "willful." Id. at 596,
137 The majority finds Sebastian's allegation to be an inadequate legal conclusion because ultimately it was the dog who failed to distinguish between those who fled and Sebastian who stayed. See maj. op. ¶ 25. But blaming the dog seems an odd way to resolve the matter when it was law enforcement who made the decision to deploy the dog, This brings to mind the adage that it's a poor craftsman who blames his tools. Surely, law enforcement has sufficient accountability for the inherent characteristiecs-the nature-of the tool it decided to use here that this pleading is facially adequate, even as viewed through the prigm of C.R.C.P. 60(b)(1), as the plaintiff struggles to resuscitate his case.
138 When police deploy a find and bite dog, they do so realizing that the dog might choose to deviate from the intended target. Careful deployment can make it more likely that the dog will bite only the specific target, though, in the end, even a well-trained dog remains an autonomous creature capable of acting on its independent intelligence. In this sense, dogs are radically different from other tools police use to subdue recalcitrant suspects. A nightstick has no mind of its own, And projectiles generally go where they're aimed. But dogs can stray.
"39 Recognizing this distinction, the panel below sought to fashion a rule sensitive to the nature of the instrumentality used. It concluded that we may infer an officer's intention to seize whomever the dog encounters within some spatial limitation, Therefore, it subscribed to the view that a law enforcement officer who intentionally deploys a dog to seize someone intends to seize anyone in "the space" where the dog is released. Sebastian v. Douglas Cty.,
¶40 But what exactly 'is the space? And how would parties apply such a nebulous concept in a principled fashion across a broad array of factual seenarios going forward? Sebastian alleges that he was approximately
T 41 The majority rests on the K-9's failure to distinguish and thereby gives the dog too little eredit and too much power. The dog's job is to find and to bite, and if it manages to do both, it has had a successful day. If the dog deviates from the officer's intended quarry and bites the wrong person, that does not overrule the officer's intention to deploy the dog in the first place. It is the selection and deployment of the dog as the instrumentality to effect a seizure that matters. But, for the majority, that holds true only if the dog sticks to the plan. While the dog in this case may have gone off seript in biting Sebastian, "(tlhe dog is not a defendant in this suit nor could it be." Andrade v. City of Burlingame,
142 Ultimately, the faulty premise supporting today's majority opinion, as well as the opinion of the panel below, is that an actionable seizure requires the intent to acquire physical control over a specific target ora target within some specific space, as opposed to simply releasing the dog with the intent that the dog find and bite any person in any space. Adbering to Brower, I find this more generalized intent sufficient for determining whether there is a seizure.
€ 43 The majority seeks to distinguish the prominent K-9 cases from around the country by noting that many of them simply involved mistaken identity-law enforcement sent the dog to find and bite a. bad guy, only to discover that the bad guy (e.g., a burglar) was really a good guy (e.g., a homeowner). The majority seems to accept that these cases involved seizures because, even though the dog attacked an innocent person, it was at least the person whom the officer intended the dog to attack, A requirement that the person bitten be the person targeted leaves random, innocent bystanders-those whose seizure by police dogs is the least reasonable-with no Fourth Amendment claim be-couse of their status as bystanders. This is not the proper test,
44A recent decision from the Northern District of California is instructive on this point, In McKay v. City of Hayward,
145 To similar effect is Garcia v. City of Sacramento, No. 10-cv-00826-JAM-KJN,
[ 46 This doesn't mean that anytime a K-9 bites someone there is a basis for a lawsuit. Some cases involve dogs not trained to find and bite, such as scent-tracking dogs. E.g., Dennis v. Town of Loudon, No. 11-cv-302-JL,
147 Here, however, there is nothing to suggest the dog's release was accidental (e.g., due to escape). On the contrary, it is undis: puted that the deputy intentionally employed his K-9 to find and bite someone. The deputy intended to release the dog. He intended for the dog to chase and seize the suspects from the ear. Therefore, he intended a gov-ernmentally sanctioned seizure and frtended for his dog to be the instrumentality for that seizure, The dog did its part by terminating a person's freedom of movement. (And not just any person-someone from the car.) Although it may be true that Deputy Black did not intend to seize Sebastian in particular, that is irrelevant.
* 48 Of course, the threshold question of seizure is just one.component. of a meritori- - ous Fourth Amendment claim. Whether releasing the dog finder these cireumstances constituted an unreasonable use of force is a separate issue 'not before us. See McKay,
© For all these reasons, I respectfully dissent.
I am authorized to state that JUSTICE MARQUEZ joins in this dissent. /
