*1 III. Conclusion
Because the decision of Commission supported by and is substan-
is reasonable evidence, petition for re-
tial EchoStar’s
view is
Denied. OPERA,
SEATTLE Petitioner/Cross-
Respondent,
v.
NATIONAL LABOR RELATIONS
BOARD, Respondent/Cross-
Petitioner. Artists,
American Guild of Musical
AFL-CIO, Intervenor.
No. 01-1127. Appeals,
United States Court of
District of Columbia Circuit.
Argued Feb. 2002.
Decided June *2 Cys argued
Richard L. the cause for the Lemly petitioner. Thomas A. was on brief. Dheenan, Attorney,
Usha National La Board, argued bor Relations the cause for Rosenfeld, respondent. Arthur F. Jr., Counsel, Higgins, E. General John Counsel, Fergu John H. Deputy General Counsel, son, Aileen A. Associate General Armstrong, Deputy Associate General Gaines, Counsel, Margaret A. Attor: Board, ney, National Labor Relations were on brief. I. the cause argued Auerbach
Melissa J. Hill Michael Holland for the intervenor. represents bargaining The Union unit appearance. entered dancers, choristers, stage managers, as- *3 stage managers stage and assistant sistant HENDERSON, RANDOLPH Before: Opera. directors of the The collective bar- ROGERS, Judges. Circuit gaining agreement Opera between the categories sets forth several Union of by filed Circuit Opinion for the court choristers, regular temporary choristers — Judge HENDERSON. choristers, regular alternate choristers and auxiliary Opera produces choristers. The Dissenting opinion filed Circuit approximately operas per five season and Judge RANDOLPH. employs regular to fill its choristers requirement. Regu- chorus basic seasonal HENDERSON, KAREN LeCRAFT required perform lar choristers are in at Judge: Circuit operas per least half of the offered season (Opera) petitions for The Seattle and, regular- in order to maintain their February of a 2001 decision and review status, undergo periodic chorister must au- of the National Labor Relations order agree- ditions and evaluations. Under the NLRB). (Board Op- See Seattle ment, paid regular each chorister is Artists, Am. Musical era Ass’n & Guild of any single performance” least “for $160 2001). (Feb. 8, In the Case 19-CA-27288 per hour “for each hour of re- $16 order, Opera’s the Board held that Appen- hearsal or fraction thereof.” Joint the American bargain refusal with (JA) They eligible dix are to receive a (Union) Artists Guild of Musical —after parking per perfor- of reimbursement $5 as the collective the Union was certified they if an mance or rehearsal submit ex- an bargaining representative allegedly pense- form reimbursement with “available appropriate Opera’s employ- unit of the receipts.” JA 90. ' practice an unfair ees—constituted labor pool The' has a of 100 to 200 (ULP) 8(a)(5) (1) under section auxiliary audition before a choristers who (Act), 29 National Labor Relations Act pool musical committee. From the of aux- (1). review, 158(a)(5), On U.S.C. iliaries, up to 16 “alter- selects dispute that it refused to Opera does not openings nate choristers” to fill additional Instead,
bargain with the it con- Union. production requires in chorus when a Op- the Board’s conclusion that the tests regulars than or when regulars more auxiliary “employees” are era’s choristers regular If a takes a leave are unavailable. that, employees, Act and as under the absence, replacement designated a his in they properly were included the bar- “temporary regular chorister.” Aternate alternative, Op- unit. In the gaining right first refusal given are a that, argues era even if the auxiliaries are temporary regulars. perform as When employees, they employees are casual choris- perform as “alternate alternates community of interest lacking sufficient ters,” rehearsal they receive for each Opera employees with other to be included they perform when performance; Opera’s con- bargaining choristers,” unit. The they “temporary regular merit; tentions .are without we therefore higher regular-chorister rate paid at the and, deny petition grant regulars, for review and are eli- described above like cross-application gible parking NLRB’s for enforcement to receive a reimbursement if per performance rehearsal or of its order. of $5 choristers,3 auxiliary alternate and expense reimbursement form submit in an to add the alternates and receipts.” JA 90. effort with “available unit. bargaining auxiliaries to the alternates, auxiliaries who those Like Opera agreed that the alternates could be may alternates not been selected as have objected unit to the included but perform when a upon called yet be auxiliaries, protesting that inclusion of the than 36 choris- requires more production employees under the Act. Moreover, fill if cannot ters.1 positions regular chorister temporary May On 2000 the alternates, it often relies on auxilia- with Region agreed Director for empty slots. Once selected ries to fill the auxiliaries are not *4 auxiliary signs a given production, for a not included in Act and therefore could be agreeing to be available for letter of-intent bargaining unit. See Seattle performances; all rehearsals and he also Artists, Am. Musical Ass’n & Guild of understanding by signs a letter of which 2000). 3, (May Au- Case 19-RC-13939 On agrees he to adhere to the attendance 24, gust 2000 the Board reversed the Re- in a requirements spelled out decorum Director, holding that the auxiliaries gional by Opera. The provided handbook employees under the Act. See Seattle auxiliary receives a flat fee of for the Opera Ass’n & Am. Guild Musical Art- production, expenses-or he incurs whether 2000). ists, (Aug. Case 19-RC-13939 not; required any is not to submit he Di- Regional The Board remanded to the receipts the full fee. or forms receive question the unresolved whether the rector Opera originally considered the $214 employees. Sep- are casual On auxiliaries fee an “honorarium” but now calls it a Regional 2000 the Director is- tember “transportation expense” reimbursement. supplemental holding sued a decision that performing given pro-
All in a merely choristers the auxiliaries are not casual em- they regulars, temporary reg- duction—be ployees adding that them to the bar- ulars, alternates or auxiliaries —are listed gaining appropriate. unit would be See together program heading Am. Musi- Seattle Ass’n & Guild of dressing Auxiliaries share “Chorus.” Artists, (Sept. cal Case 19-RC-13939 makeup facilities and receive instructions 2000). He directed an election which fittings and costume with the other choris- the auxiliaries were to decide “whether or Also, during production, ters. auxilia- represented for col- desire be perform regular ries often with choristers purposes by bargaining [the lective Un- group” performances. in “small At least 15. ion].” JA The Board then conducted regular half of the current choristers be- by an election secret mail ballot. The gan with the as auxiliaries.2 won the election and the Board Union it on November 2000 as “the petitioned On March 2000 the Union certified collective-bargaining representa- a among for self-determination election exclusive example, sung previous productions,” JA 1. For if 53 are needed for in two choristers given production, pool supported a of 16 alternates further its conclusion that auxilia- chorus, employees. will not suffice to round out the ries assuming regulars all 36 and all 16 alternates production. are available unrep- 3.A self-determination election allows employees to decide whether or not resented existing bargain- "performing found want to added to an 2. The Board the fact that be auxiliary ing generally Mary’s as an chorister counts unit. See St. Duluth toward satis- fying employment Sys., WL prerequisite as a Clinic Health chorister, i.e., 15, 2000). (N.L.R.B. general applicant Dec. Opera’s In following ap- gaining addressing unit. tive contentions, auxiliary we do not undertake a de All alternate and unit: propriate inquiry. Physicians See Nat’l Opera].” JA novo employed [the Fanning, v. 642 F.2d House Ass’n Staff (D.C.Cir.1980) (en banc) 492, 496-97 certification, the Union re- After (“Whether particular individual is an Opera bargain with quested employee depends upon the facts. The employment. the auxiliaries’ terms over task of on the facts of case decision each filed a Opera refused and the Union assigned primarily ... to [the has been 13, 2000 the charge. On December ULP Board,] agency by Congress created complaint alleg- Director issued a Regional (quotations the Act.” omit- administer bargain refusal ing 160(e) (“The ted)); see also U.S.C. filed an an- the Act. The violated findings respect of the Board with bargain but admitting its refusal to swer supported by fact if questions of substan- validity challenging the of the Union’s also tial evidence on the record as a considered Director certification.' conclusive.”). Rather, whole shall be we summary judgment Op- and the moved for must ask whether the “Board’s determina- by claiming responded to the motion *5 era ‘employees’ tion that [the auxiliaries] un- employees auxiliaries are not ... in under Act has warrant [the] 8, February Act. On 2001 der the record and a reasonable in law.” basis the order under review. The Board issued Am. v. Allied Chem. & Alkali Workers of representation that is- “[a]ll Board found Co., 157, Pittsburgh Plate Glass 404 U.S. by [Opera] were or could sues raised (1971) 383, 30 341 92 S.Ct. L.Ed.2d litigated prior representa- in the have been omitted). that it (quotations We conclude 25; accordingly, it proceeding,” JA tion does. holding that August its 2000 affirmed employees auxiliaries are A. Thus, because the auxiliaries were Act. respect to the first unit, With bargaining
properly included employ are not claim—that auxiliaries had concluded that the the Board inquiry 8(a)(5) (1) purview ees within the Act’s Act of the violated section —“our that from the fundamental canon It starts by refusing bargain to with the Union. statutory interpretation begins with and desist ordered the to cease ULPs; Butler v. recog- language of the statute itself.” engaging in similar from (D.C.Cir.1999) West, 634, 639 upon 164 F.3d bargain with the re- nize and Union omitted). The relevant statuto (quotation embody signed agreement in a quest; reached; ry text states: any understanding post and to of a remedial notice. copies any “employee” shall include The term to the shall not be limited employee, and
II. particular employer, un- of a employees oth- subchapter explicitly states grant this The asks us less erwise, any individual Di and shall reinstate the petition and include claims, consequence because, has ceased as a it whose work initial decision rector’s with, of, any in current within or connection employees auxiliaries are unfair alternative, any dispute or In the . labor because coverage. the Act’s not obtained practice, and who has the auxiliaries are labor Opera argues substantially any regular other lacking a suffi merely casual not in- employment, but shall equivalent with other community cient of interest ag- an employed as any in a clude individual employees to be included bar- 762 (1995), laborer, provides or in the S.Ct. 133 L.Ed.2d domestic
ricultural
family
person
necessary interpretive
or
at his
assistance:
any
service of
employed by his
home,
any individual
or
ordinary dictionary definition of
any individual hav-
spouse, or
parent or
“person who
“employee”
any
includes
independent con-
of an
ing the status
for another in return for financial
works
tractor,
employed as a
any
or
individual
compensation.” American Her-
or other
any
employed
individual
supervisor, or
(3d ed.1992).
Dictionary
See
itage
subject
Railway
to the
employer
an
(6th
Dictionary 525
also Black’s Law
Act,
from
as amended
time
Labor
(an
ed.1990)
employee
“person
is a
time,
person who is not
by any other
or
any
under
con-
the service
another
defined.
employer
as herein
hire, express
implied,
tract
oral or
or
152(3)
added).
written,
employer has the
(emphasis
where the
29 U.S.C.
power
right
to control and direct the
statutory
definition is
While
employee in
details of how
the material
unhelpful, we are not without
somewhat
performed”).
the work is to be
NLRB,
Sure-Tan, Inc. v.
guidance; in
phrasing of the Act ...
reiterate[s]
104 S.Ct.
81 L.Ed.2d
U.S.
ordinary dictionary
of the
defi-
breadth
(1984),
Supreme
States
Court
the United
says
“[t]he
nition
term ‘em-
[when]
made clear
any employee.”
ployee’ shall include
2(3)’s
§of
definition is
breadth
[t]he
(emphasis
origi-
Id. at
RANDOLPH, Circuit
Pass”; and—critical
Rehearsal
teer Dress
to volunteers
case
important
is an
This
paid
are
thinking they
Board’s
—
organi-
country and
throughout
perfor-
last
after the
flat amount
estimate, more
By one
they assist.
zations
and
travel
for
reimbursement
mance as
freely
in 1998
Americans
million
than 109
expenses.
parking
help in
energy
and
time
gave their
health,
education,
humanities, in
arts and
definition
a rose
A rose is
environment,
so
development,
youth
Act, an
Labor Relations
in the National
Independent
SectoR, The New
forth. See
29 U.S.C.
“employee.”
is
“employee”
(2001).
in Brief
Almanao
circle,
Board
152(3).
NONPROFIT
To break
payments
receive nominal
Some volunteers
“employees.”
are not
holds that volunteers
Na-
Now the
expenses.
defray their
Found., 328 N.L.R.B.
See WBAI Pacifica
Board, at
insti-
Relations
Labor
tional
1999).
(Aug.
1999 WL
No.
regular em-
representing
a union
gation
have
should
led
The WBAI decision
volunteers
has decided
ployees,
auxiliary choris-
to declare
Board
to bar-
are entitled
“employees”
also
To “work
employees.
ters were
wages, hours
over
collectively
gain
WBAI,
“is
hire,”
ruled
em-
of “law”
The rule
working conditions.
or ser-
for labor
compensation
receive
if
this:
is
Board’s decision
bedded
Court,
Supreme
at *4.
Id.
vices.”
to reim-
a flat amount
paid
volunteers
Committee
a House
approval
quoting with
is
payment
expenses,
them
burse
‘employ-
“An
same:
much the
report, said
“em-
become
volunteers
and the
“wages”
dictionaries,
all standard
ee,’ according to
deci-
view,
my
In
ployees.”
have
courts
as the
to the law
according
ma-
and ridiculous.
arbitrary
sion
universal
it,
according to the
stated
*16
the Board’s
compounds
only
opinion
jority
...
everyone
understanding of almost
dissent.
I therefore
errors.
for
another
works for
who
means someone
organi-
non-profit
is a
Seattle
v.
Workers
& Alkali
Chem.
hire.” Allied
old, specializing
forty years
zation, nearly
157,
Co., 404 U.S.
Plate
Pittsburgh
Glass
On
Wagner.
Richard
operas of
(1971).
L.Ed.2d 341
30
92 S.Ct.
more
Opera needs
the
occasions
infrequent
auxiliary choristers
are the
By no stretch
its 86
than
production
for a
choristers
services,
they
or are
their
paid for
being
and their alternates.
choristers
regular
or other
financial
“in return
working
for
,
aon
Opera draws
the
gap,
the
To fill
(emphasis
at 762
Maj. op.
compensation.”
“auxiliary
of volunteers —the
contingent
is the
added).
fact
telling
The most
known.
volunteers,”
they are
as
chorister
they receive.
amount
voice,
individuals,
in
who
trained
are
These
ex-
is
auxiliary chorister
average, an
On
If
Opera.
the
to
their services
volunteer
(each
rehearsals
7 music
attend
pected to
audition,
added to
they are
the
they pass
hours),
rehearsals
stage
7
lasting for
auxiliary choristers.
list of some
the
hours),
perfor-
(each
for 4
lasting
them,
upon
Opera calls
if
When
In
length).
in
(about 3
hours
mances
1/2
conse-
without
to decline
free
they are
rather
wages
words,
were
if the $214
other
for a
agree
volunteer
they
If
to
quence.
aux-
expenses
for
than reimbursement
up
must show
they
course
production,
making
grand
were
iliary choristers
perfor-
for
evening rehearsals
for
Di-
Regional
per hour.
sum of $2.78
unison.
and in
mances,
tune
sing
in
calculations,
making the same
rector, after
chorister
efforts,
volunteer
each
For their
trivi-
is
amount received
right
had
Opera’s end-of-the-season
is invited
—“the
al”; it represents “only an amount suffi-
retroactively
trainees
at
per
the rate of $4
day
cient
(this
to let an
for their
roughly
training period
individual
break
trans-
lates into
per
roughly
in
day
$32
even with
current
out-of-pocket expenses”
dollars). The Court held
despite
probably
enough
accomplish
payment, the trainees were not “employ-
that;
reality’
“the ‘economic
nobody
is that
subject
ees”
to the
wage
minimum
law
can
functioning
be
auxiliary primari-
as an
because
being
were not
compensated
ly for
gain.”
immediate financial
performed.
work
In language that
rejected
The Board
Di-
applies equally
the auxiliary
analysis
rector’s
for this reason: “to find and other
throughout
volunteers
the coun-
individuals not to
be
because
try, the Court refused to sweep within the
compensated
at
less than the
who,
law “each person
without promise or
minimum wage, or because
compen-
their
expectation
compensation,
solely
but
sation is less
living
than a
wage, contra-
personal
his
purpose
pleasure
or
worked
venes the stated principles of the Act.”
activities
carried on
persons
other
ei-
Ass’n,
Seattle Opera
331 N.L.R.B. No.
ther for pleasure or profit.” 330
at
U.S.
2000).
2000 WL
(Aug.
*3
775 defray ex- payments that unless ing did not opera the of phantom the Maybe report expense an preceded by are penses in modern but expenses commuting have wages. must be payments receipts, everyone else does.3 society most witnesses testified The own irra- Board’s with the content Not of ex- approximation an represented $214 of up one tionalities, majority makes payments reimbursement Flat penses. auxiliary that an supposes It own. (Consider per fairly are common. to all rehearsals walk might chorister receive many employees payment diem no incur travel and thus performances, travel, payment a on official they are when is the Maj. op. at What expenses. employee if wages not considered to the walks someone That because point? See, expenses. equivalent not incur did auxiliary does? Hall, every chorister Inc., Group, F.3d Excel Berry v. e.g., or two a chorister because it that Or is Cir.2002).) (5th save payments Flat driv- Hall without get to might to those bookkeeping are fair on the singing be auxiliary choristers must ing, all Con- up their time. freely giving are who impressed majority also is The wages? it amend- when as much recognized gress auxiliary of that none the fact with As the Act.4 Standards Fair Labor ed the expense to submit required crossing stated, “a volunteer report Senate at 763-64. Maj. op. receipts. or reports ‘employee’ be- an not become does guard propounded It too. Board was The a uniform allow- he or receives she cause ... “auxiliaries sequitur: following non S.Rep. No. expenses.” travel ance and/or receipts or to submit required not (1985), Cong. & 99-159, U.S.Code at 14 receive remu- reports, expense short at 662. Admin.News at the end in amount neration to the paid matter is the $214 they incur or not whether production aof reim- with is auxiliary choristers consistent auxiliaries’ find the we Therefore costs. entirely in- it is expenses; bursement for their compensation to be remuneration wages. with consistent Ass’n, 381 N.L.R.B. Seattle work.” many analysis is flawed 1224905, at Where 148, 2000 WL No. *3- just a few. I mention respects. will other from? There come “Therefore” does law definition common applying In law, none the at least labor rule of is no these does Board identified, employee, hold- anyone else Act, Standards the Fair Labor 4. Under majority indulge in it. Board did "employ- seq., defines § 201 et which charged U.S.C. Opera was forget that the seems National as the manner the same much ee” in practices. The committing labor unfair with Act, public aat volunteer a Relations general counsel Labor the Board's was on burden merely employee 160(c), not become agency does U.S.C. charges, see 29 prove those reason- "expenses, person paid *18 the because carried without not be which could burden benefits, U.S.C. 29 fee.” or a nominal were auxiliary choristers able that the proving the volun- 203(e)(4). is whether evidentiary This true Any § Act. "employees” receives expenses or receipts for Opera. the submits favor of teer in militated gap therefore of those amount “approximate" the instead 553.106(b). can One dis- § 29 C.F.R. costs. did not says the Board majority that 3. The volunteers tinguish between I have set computations the to consider have only "by Act Labor Standards Fair the under no "the Board text because in forth the payments of amount examining the total presented weigh not obligation to evidence benefits, fees) context the in (expenses, made computa- But the n.8. Maj. op. at 762 it.” particular of the realities the economic of al- reasoning evidence from represent tions 553.106(f). This is C.F.R. 29 situation.” record, reasoning that it is ready in the do. refused the Board what precisely decision. missing from the Board's 776 Elec.,
cases,
Country
see
v. Town
NLRB
&
The Board
majority
the
sig-
find it
Inc.,
85, 94,
516
nificant in determining
U.S.
116 S.Ct.
133
whether
the auxil-
iary choristers are employees
(1995),
rather
than
L.Ed.2d 371
it should have taken
volunteers
Opera
that
the
power
“has the
into account the tax treatment of
auxil
right
to control and
person
direct the
in
iary choristers’
See Nationwide
$214.
the material
of
details
how such work is to
Darden,
Mut. Ins. Co. v.
318, 324,
503 U.S.
performed.”
be
Maj. op. at 762. This is
(1992),
S.Ct.
gether differently from a little e’s a’s and
nounce it is therefore this context In
one another. treat control
nothing irrational but a vol- distinguishing a feature as
direction “employee.” from an
unteer its auxilia- never treated Opera has
The volunteers, but anything ry choristers DELIVERY EXPRESS CORPORATE themselves viewed have never Petitioner, SYSTEMS, revealing. very title Their otherwise. v. auxiliary, ladies with the familiar Most to be group used volunteer type of as one RELATIONS LABOR NATIONAL choris- such gives each called. BOARD, Respondent. Volunteer “Auxiliary Chorister ter Brotherhood season, International of the the end At Handbook.” Teamsters, Union Local the volunteers invitation to an addition 886, Intervenor. No. receives auxiliary chorister party, each thanking director Opera’s from letter No. 01-1058. stating “contributions” their them Appeals, Court States United achievements none Circuit. un- of Columbia “without District possible have been would Opera Volun- of Seattle support dying 1, 2002. Argued Feb. teers.” 11, 2002. June Decided all a this was the Board According to auxiliary Opera paid charade. wage, minimum less than the
choristers Standards Fair Labor in violation of - their taxes from not withhold
Act. It did tax the federal in violation
“paychecks,” transactions, phony engaged It
laws. auxiliary reimburse
pretending to actually while expenses, It work. their them for
compensating when volunteers auxiliaries
called treat- And really employees.
were the Seattle employees, them as
ing Act. Relations Labor the National
violated Board, thinks the deluded
Everyone was itself. the Board except that is
everyone Some- opposite. is the truth plain case. in this terribly wrong gone
thing to correct decisions review
Courts did not bad we Too aberrations.
such fate today. What function
perform
