Lead Opinion
Opinion by Judge FISHER; Dissent by Judge IKUTA.
We are presented with a conflict between those who wish to conduct a parade on Seattle’s city streets — a forum historically preferred by people who want to demonstrate their messages of honor, celebration or, as in this case, protest — and the city’s interests in traffic safety. The City of Seattle by ordinance gives its police chief, when issuing a parade permit, the discretion to require marchers to use the sidewalks instead of the city streets.
I. Factual and Procedural Background
The Seattle affiliate of the October 22nd Coalition to Stop Police Brutality, Repression and the Criminalization of a Generation (“Coalition”) is an unincorporated association dedicated to raising awareness of the problem of police brutality. It is part of a national coalition with 40 affiliates in cities throughout the United States; the focus of these affiliates’ efforts is holding a coordinated annual day of protest on October 22. Every year since 1996, the Coalition’s Seattle members have held parades, rallies and speeches on this day in order to publicly commemorate their “National Day of Protest to Stop Police Brutality.” The Coalition intends to continue holding these events annually in the future.
The City of Seattle requires anyone wishing to conduct a parade in Seattle to first obtain a permit from the Seattle Chief of Police. The relevant ordinance states:
No person shall conduct or participate in a parade upon any street or alley in the City without first submitting a written notification to the Chief of Police and obtaining a permit from the Chief of Police to do so. Upon written notification to the Chief of Police, the Chief of Police shall grant a permit. So that preparations for traffic regulation can be made, the written notification for permit shall state the place and hour of formation, the proposed line of movement or march, the scheduled starting time, and the names of the persons having charge or control.... The Chief of Police may modify the place and hour of formation, the proposed line of movement or march, and the scheduled starting time in the interest of vehicular or pedestrian traffic safety.
Seattle Mun.Code Ord. 11.25.020 (hereinafter “Parade Ordinance”).
The Coalition has applied for and received a parade permit from the Seattle Chief of Police every year since 2001. Over the course of several years, however, these permits have been subjected to conditions that the Coalition found objectionable. In both 2002 and 2004, the Seattle Chief of Police issued parade permits requiring the Coalition’s marchers to “use the sidewalk and obey traffic control signals” if there were fewer than 200 marchers present.
Seattle does not include a minimum numbers requirement in all — or even most — -parade permits as a condition of allowing marchers to utilize the streets, nor does it set the minimum requirement at a consistent number when it does impose one. Seattle issued 279 parade permits between January 1999 and July 2005, of which 25, or approximately nine percent, imposed some form of a minimum numbers requirement as a prerequisite to marching in the street. Twenty-one of these permits required a minimum of 200 participants, while the remaining set limits that varied between 50 and 500 participants. The Coalition maintains that Seattle’s permitting practices reveal that political or protest marches were more likely than other parades to have their permission to use the streets conditioned on gathering a minimum number of marchers. The district court agreed, noting that “a review of defendants’ permitting decisions over the last few years shows that applications for political and/or protest marches are more likely to garner a minimum participant requirement than are community or sports-related events.” This conclusion is borne out by the record, which shows that while not all expressly political or protest marches received such conditional permits, a minimum numbers requirement was disproportionately likely to be imposed on political, as opposed to community or religious, events.
The Coalition brought this action in federal district court, contending that the conduct of Seattle’s police officers at the Coalition’s 2003 parade violated their free speech and due process rights and that Seattle’s Parade Ordinance on its face violates the First Amendment to the U.S. constitution, as well as provisions of the Washington state constitution. On cross-motions for summary judgment, the district court held that the Parade Ordinance does not violate the First Amendment on its face. The parties agreed to settle the Coalition’s free speech claim as applied to the officers’ conduct during the 2003 parade, and so all that remains before us on appeal is the facial challenge. We review the district court’s decision on cross-motions for summary judgment de novo. Ar-akaki v. Hawaii,
II. Seattle’s Parade Ordinance
Before we consider the Coalition’s First Amendment challenge to the Parade Ordinance, we address the extent of the authority the Ordinance confers. The Parade Ordinance is fairly terse, but the scope of the Chief of Police’s authority is clear. First, the Chief of Police has no authority to deny a parade permit. See SMC 11.25.020 (“Upon written notification ... the Chief of Police shall grant a permit.” (emphasis added)). Second, the permitting requirement applies to any “parade upon any street or alley.” Id. Elsewhere, Seattle defines a “parade” to include “any organized movement or march of persons and/or things which requires the closure of streets to prevent a conflict with the regular flow of vehicular traffic.” SMC 11.14.410. Third, the Parade Ordinance gives the Chief of Police the discretion
The Coalition suggests that we may avoid the constitutional question if we conclude that placing marchers on the sidewalks, whether the marchers are required to obey traffic signals or not, amounts to a constructive and impermissible denial of a parade permit because a “parade” under Seattle law occurs only when there is a “closure of the streets.” Because Seattle law requires parade permits to be conferred as of right, the Coalition contends, the Chief of Police has no authority to place parades onto sidewalks. Seattle responds that sidewalk marches can also be parades under Seattle law because they may require some closure of the streets, such as when police provide traffic control at intersections or close a lane of traffic so that they can safely escort marchers. Thus, Seattle argues, sidewalk marches are merely rerouted parades, not complete denials of parades. The Coalition conceded that during the Coalition’s 2003 march, when the marchers were compelled to remain on the sidewalk, police officers occupied a lane of traffic throughout the march and marchers were required to obey some traffic signals, but not others.
We agree with the Coalition that a constructive denial of a permit could occur if police officials confined marchers to the sidewalk without providing a street escort or other police services, and that such a denial would be open to challenge on an as-applied basis. We agree with Seattle, however, that the Parade Ordinance on its face does not limit the Chief of Police’s authority to “modify ... the proposed line of movement” of the march by placing marchers on sidewalks. If police close a lane of traffic for safety reasons or otherwise provide traffic control during the march, then marchers receive a privilege not accorded to non-marching pedestrians. Therefore, the Chief of Police has authority under the Parade Ordinance to alter the parade route by requiring marchers to use sidewalks instead of streets.
III. Facial Challenge Under the First Amendment
To determine whether the Parade Ordinance complies with the requirements of the First Amendment, we must first decide whether the Coalition may properly bring a facial challenge to the Ordinance. We conclude that it may.
The Coalition does not question Seattle’s authority to require parade organizers to obtain a permit in advance of holding a street parade, and the constitutionality of such permitting schemes is well established. See Forsyth County v. Nationalist Movement,
Facial challenges are generally disfavored, both because they may require us to pass judgment on a statute that has not been implemented and because a ruling of unconstitutionality undermines the democratically expressed will of the people. See Wash. State Grange v. Wash. State Republican Party, — U.S.--,
The Parade Ordinance is susceptible to the Coalition’s facial challenge because the Ordinance would be similarly subject to abuse and the attendant dangers of self-censorship if it confers unfettered discretion on the Seattle Chief of Police or his subordinates. The exclusive purpose of the Ordinance is to regulate constitutionally protected expressive activity, thereby creating a greater danger of both censorship and self-censorship than laws of general applicability that may incidentally be misused to burden expression. See id. at 760-61,
That the Ordinance authorizes only a “modification” of a parade permit by rerouting marchers from the streets to the sidewalk, not an outright denial of a permit, does not preclude a facial challenge. We must look to the implementation of the Ordinance to ascertain whether the City
The implementation of the Ordinance by the Seattle police thus demonstrates the appropriateness of a facial challenge in two ways: First, as applied the Ordinance seems to be more akin to a permit scheme that allows the deciding official to grant or deny a permit for speech than to a system allowing mere modifications to the conditions under which speech is allowed. Second, taking the City at its word that the intention of the Ordinance was to guarantee “parade” permits to all applicants, the fact that the police believed themselves authorized to transform a parade into a group walk on the sidewalks illustrates that the Ordinance contains no readily apparent guidelines.
Furthermore, by routing marchers onto sidewalks, Seattle undoubtedly “den[ies] use of a forum in advance of actual expression,” namely, the streets. See Ward,
We therefore disagree with the dissent’s suggestion that the Coalition should not be permitted to bring a facial challenge because Seattle’s permit scheme requires officials to make available another public forum — the sidewalks — at the same time they deny access to the streets. This would ignore that both the message and the ability to reach an audience are sensitive to the place and method of communication. See, e.g., City of Ladue v. Gilleo,
If all speech permit schemes were immune from facial challenge simply because they required officials to permit access to some forum for speech, legislatures would simply be encouraged to draft their regulations more broadly, sweeping up a broad class of speech and then leaving administrators a free hand to make extensive “modifications” within that class.
IV. The First Amendment
Having concluded that the Coalition may bring a facial challenge to the Parade Ordinance under the First Amendment, we turn to whether the way in which the Ordinance regulates marchers’ access to the streets satisfies the requirements of the First Amendment. We hold that it does not.
A. Legal Framework
The Supreme Court has emphasized in a long line of cases that robust political discourse within a traditional public forum is the lifeblood of a democracy. See, e.g., Garrison v. Louisiana,
The Supreme Court has traditionally referred to any permitting scheme as a “prior restraint on speech” that faces a “heavy presumption against validity.” See Forsyth County,
The Coalition does not seriously dispute that the Parade Ordinance is a content-neutral time, place and manner regulation, and in fact concedes that the Ordinance is content neutral on its face. Although the Coalition argues that the Ordinance has been used by officials to discriminate on the basis of content in the past, the reasons for the differential treatment are not sufficiently developed in the record for us to infer they were content based. Further, the Ordinance itself does not instruct the Chief of Police to differentiate speech on the basis of content, and so any content-based discrimination, if it occurred, happened because the Ordinance failed to prevent it, not because the Ordinance required it. We shall therefore take the Ordinance at face value for purposes of our analysis. See G.K. Ltd. Travel,
The only question before us, therefore, is whether the Ordinance satisfies the requirements of a valid time, place and manner restriction on speech. To be valid under the First Amendment, “[s]uch restrictions (1) must not delegate overly broad discretion to a government official; (2) must not be based on the content of the message; (3) must be narrowly tailored to serve a significant governmental interest; and (4) must leave open ample alternatives for communication.” Santa Monica Food Not Bombs,
B. Overly Broad Discretion
To determine whether the Ordinance impermissibly grants “the licensing official ... unduly broad discretion,” we consider whether the language of the Ordinance “contain[s] adequate standards to guide the official’s decision and render it subject to effective judicial review.” Thomas,
Starting with the language of the Parade Ordinance itself, the Chief of Police may modify parade permits for only one reason: “in the interest of vehicular or pedestrian traffic safety.” SMC 11.25.020. Seattle’s Chief of Police and the police lieutenant in charge of administering parade permits testified to a variety of circumstances that officials might consider when deciding to place a parade on the sidewalk, including the lighting and weather conditions at the time of the march, the proposed route, any construction or roadway problems along the route, emergency vehicle access, sidewalk widths, the size of the proposed march and whether the march would include vehicles or floats. The articulated list of relevant factors both changed and grew during the course of litigation in the district court, however; at various points, the list ranged from whether “normal citizens [are] trying to spend money and have a meal” on the sidewalk to the dangers a street march would pose to marchers and drivers. Moreover, Seattle never claimed that these factors were enumerated in any official policy; in fact, the police officer responsible for issuing parade permits said that to his knowledge, these factors were “not spelled out anywhere, [or] written down.”
In evaluating the facial challenge to the Parade Ordinance, we consider “the [City’s] authoritative constructions of the ordinance, including its own implementation and interpretation of it.” Forsyth County,
Seattle argues that the language of the Ordinance — which states that the Chief of Police may move marchers onto sidewalks only “in the interest of vehicular or pedestrian safety” — provides an adequate standard to guide official discretion. Seattle asserts that this standard confers no more discretion on its face than the standards the Supreme Court approved in Thomas and Cox v. New Hampshire,
We agree with the Coalition that the Parade Ordinance’s language provides less guidance to officials than the standards considered in Cox and Thomas. In Thomas, the ordinance allowed the city to deny a permit to use the park if, among other reasons, the activity “would present an unreasonable danger to the health or safety” of the public or park employees.
The breadth of the Ordinance becomes particularly troublesome when we consider its failure to require officials to articulate their reasons for denying permission to march in the streets and the absence of any mechanism for direct administrative or judicial review.
Both the Supreme Court and this court have repeatedly recognized that requiring officials to state the reasons for a license denial provides an important check on official discretion by “facilitat[ing] effective review of the official’s determination” and “ensuring] that the ... determination is properly limited in scope.” G.K. Ltd. Travel,
Requiring officials to state their reasons for restricting speech is particularly important because without a written explanation it is “difficult to distinguish, ‘as applied,’ between a licensor’s legitimate denial of a permit and its illegitimate abuse of censorial power.” See Plain Dealer,
This problem is highlighted here, where the Coalition presented evidence that political and protest marches disproportionately received parade permits that conditioned their use of the streets on the appearance of a certain number of marchers. See Long Beach Area Peace Network,
CONCLUSION
The Parade Ordinance’s open-ended standard, combined with the absence of a requirement that officials articulate their reasons or an administrative-judicial review process, vests the Seattle Chief of Police with sweeping authority to determine whether or not a parade may utilize the forum of the streets to broadcast its message. The First Amendment prohibits placing such unfettered discretion in the hands of licensing officials and renders the Parade Ordinance constitutionally defective on its face. See, e.g., Thomas,
REVERSED.
Notes
. Hereinafter, all citations to "SMC” refer to the Seattle Municipal Code.
. Seattle ultimately agreed to reduce this minimum numbers requirement in the 2004 permit to 100, after negotiations with the Coalition’s attorney.
. The Dissent, at footnote 3, misses the point of our citation of these examples, which simply demonstrate that the City does in fact constructively deny parade permits.
. Further, the Supreme Court has allowed facial challenges to statutes that did not themselves actually give officials discretion to deny a permit, but rather allowed officials the discretion to burden a group’s speech differently depending on its message. See, e.g., Forsyth County,
. For example, if we adhered to the dissent's proposed distinction, then an ordinance requiring a permit for "a billboard” would be subject to facial challenge, whereas an ordinance requiring officials to issue a permit for "any sign,” but allowed officials to "modify” a request for a billboard by approving a two-foot lawn sign instead, would not. Subjecting these two statutes to two different constitutional tests, on the theory that one denies speech whereas the other allows only "modifications” to speech, would hang too much on
. Seattle suggested for the first time on appeal that parade permits could be reviewed on appeal through a separate permitting system that exists for "special events.” See SMC 15.52.060(D). Special events are events involving more than 50 people that are likely to have a substantial impact on the public place where they are held and require the provision of substantial public services. SMC 15.52.005(A). Special events permits, unlike parade permits, must be sought three months in advance. SMC 11.15.060(A). There is no basis for concluding that parades and special events are synonymous under Seattle law, and Seattle presented no evidence that the terms of parade permits could be appealed under the Special Events Ordinance.
. The procedural checks of Thomas are quite different from the procedural requirements rejected in Southern Oregon Barter Fair v. Jackson County,
. We agree with the dissent that wider discretion may be more appropriate for the police on the scene than the officials who grant permits, because officers on the ground may be confronted with unexpected conditions at the time of the parade and be required to make instantaneous decisions. The officials who grant permits in advance, however, do not face these exigencies. The dissent does not contend that the Ordinance can or should be construed to apply only to the police on the ground, and the Ordinance cannot be saved from facial invalidity when it confers excess discretion on administrators who face no obstacles to providing a written explanation with an appeal right. We express no opinion as to whether a revised ordinance conferring discretion solely on the police officers escorting the parade would need to meet the same requirements as those governing the initial permitting decision in order to satisfy the First Amendment.
. The dissent argues that the Coalition's now-settled as-applied challenge that Seattle modified parade permits for parades with a political message demonstrates that as-applied challenges are enough to remedy any potential violations of discretion. We believe the lawsuit demonstrates the precise opposite, that only a systemic pattern of discrimination against political groups, shown by catalogu-ing hundreds of marches to uncover a recognizable pattern, can weigh against so vague a standard as "in the interest of vehicular and pedestrian safety.”
Dissenting Opinion
dissenting:
Seattle requires the Chief of Police to grant a parade permit to anyone who applies for one. SMC 11.25.020.
A
“[I]n order to regulate competing uses of public forums, [local governments] may impose a permit requirement on those wishing to hold a march, parade, or rally.” Forsyth County v. Nationalist Movement,
[E]ven in a public forum the government may impose reasonable restrictions on the time, place, or manner of protected speech, provided the restrictions are justified without reference to the content of the regulated speech, that they are narrowly tailored to serve a significant governmental interest, and that they leave open ample alternative channels for communication of the information.
Ward
The Coalition contends the Seattle ordinance is facially unconstitutional because it grants the city “unbridled discretion” to deny expressive activity. On its face, the Seattle ordinance gives the Chief of Police no discretion to deny, or even to condition, a permit. Rather, the ordinance requires the Chief of Police to grant every permit request. The Coalition bases its claim that the ordinance is facially invalid on the seemingly modest amount of discretion granted to the Chief of Police: the authority to modify only “the place and hour of formation, the proposed line of movement or march, and the scheduled starting time” and only “in the interest of vehicular or pedestrian traffic safety.” SMC 11.25.020.
In my view, the Seattle ordinance is far removed from a grant of unbridled discretion. As noted above, the Chief of Police must grant all parade permits and may modify the direction of a parade only on the ground of traffic safety. This ground is “reasonably specific and objective, and do[es] not leave the decision to the whim of the administrator.” Thomas,
The majority’s conclusion to the contrary is not supported by the Supreme Court decisions that have invalidated permit schemes on a facial unbridled discretion theory. In Forsyth County, for instance, the Supreme Court invalidated an ordinance requiring a parade permit applicant to pay a fee for certain costs prior to the issuance of a permit, where “[t]he decision how much to charge for police protection or administrative time — or even whether to charge at all — [was] left to the whim of the administrator.”
The majority asserts that the Seattle ordinance vests too much discretion in government officials because the ordinance lacks two procedural safeguards: First, the ordinance does not require administering officials to state their reasons for undertaking a modification; and second, the ordinance does not provide an administrative review process to challenge modifications on a case-by-case basis. Maj. Op. at 801-02. While these procedures were included in ordinances the Supreme Court upheld against unbridled discretion challenges, see Thomas,
Nor would a requirement that a content-neutral time, place and manner restriction contain specific procedural safeguards be reasonable, because such procedures may not make sense in every context. Here, for example, decisions regarding permit modifications often occur on the ground, where police are forced to rapidly respond to emergent and unpredictable conditions such as traffic and weather. Officers at the scene of a parade cannot do their jobs properly and at the same time be obliged to provide an explanation for every tactical decision or an opportunity for administrative appeal.
Indeed, Thomas itself does not place any special weight on the procedures included in the ordinance at issue in that case, but rather focuses on whether the standards guiding government officials’ exercise of discretion are sufficiently narrow. In analyzing the provisions of the specific ordinance at issue, Thomas mentions the procedures relied upon by the majority, but focuses on the grounds on which officials could deny a permit, concluding that the standards “are reasonably specific and objective, and do not leave the decision to the whim of the administrator.”
In sum, neither Supreme Court precedent nor our own case law supports the majority’s elevation of procedural safeguards to central importance in determining whether an ordinance grants officials unfettered discretion. In striking down the Seattle ordinance for failing to incorporate procedural measures, the majority has lost sight of the Court’s ultimate question: whether the Seattle ordinance “contain[s] adequate standards to guide the official’s decision and render it subject to effective judicial review.” Thomas,
B
The Seattle ordinance not only adequately constrains the Chief of Police’s discretion, but easily meets the other requirements for a valid time, place, and manner restriction.
First, the Coalition does not dispute that the Seattle ordinance is content-neutral. See Maj. Op. at 797-98. Second, the ordinance is “narrowly tailored to serve the government’s legitimate content-neutral interests,” Ward,
Finally, the ordinance “leaves open ample alternatives for communication.” Santa Monica Food Not Bombs,
This conclusion is consistent with the rulings of two of our sister circuits, which have held that sidewalks can be a reasonable alternative to the streets. In Stonewall Union v. City of Columbus, the Sixth Circuit upheld the constitutionality of a Columbus parade ordinance that imposed a fee on applicants for a parade permit.
C
In sum, the Seattle ordinance requires the Chief of Police to grant a permit, subject only to modifications based on “objective,” “narrowly drawn, reasonable and definite standards,” Forsyth,
. The ordinance states:
No person shall conduct or participate in a parade upon any street or alley in the City without first submitting a written notification to the Chief of Police and obtaining a permit from the Chief of Police to do so. Upon written notification to the Chief of Police, the Chief of Police shall grant a permit. So that preparations for traffic regulation can be made, the written notification for permit shall state the place and hour of formation, the proposed line of movement or march, the scheduled starting time, and the names of the persons having charge or control of the parade, and the name of the sponsoring agency, if any. Such written notification shall be delivered to the Chief of Police at least forty-eight (48) hours before the parade is scheduled to begin: Provided, that the forty-eight (48) hour time limit for written notification may be waived by the Chief of Police if, at the time the written notice is submitted, the Chief of Police anticipates being able to make reasonable preparations for the parade within less time than forty-eight (48) hours. The Chief of Police may modify the place and hour of formation, the proposed line of movement or march, and the scheduled starting time in the interest of vehicular or pedestrian traffic safety.
. As a threshold matter, I doubt the Coalition may properly bring a facial challenge against the ordinance. Because the ordinance does not give the Chief of Police the discretion to permit or deny parade licenses, it does not grant the type of unbridled discretion that has previously caused the Supreme Court to make an exception to its general disapproval of facial challenges. See City of Lakewood v. Plain Dealer Pub. Co.,
. The majority has extracted from the record several examples of occasions when the Seattle police rerouted marches to the sidewalk based on the size of the march. There has been no finding that such incidents are representative of Seattle's implementation of the ordinance. Nevertheless, even assuming it is proper to consider such isolated examples in a facial challenge, these incidents support Seattle's position that its ordinance does not grant police unbridled discretion to deny expressive activity for illegitimate reasons. Regardless of the terminology the police informally used in describing their decision to reroute certain marches, the evidence identified by the majority demonstrates that the police allowed each of the proposed marches at issue to go forward. Moreover, the police rerouted marchers to the sidewalk based on the size of the march, a content-neutral criterion that is reasonably related to vehicular and pedestrian safety concerns (i.e., a police officer could reasonably determine that a small number of marchers is less visible to oncoming traffic) and which would be readily subject to review and challenge in court.
