Lead Opinion
Opinion for the Court filed by Circuit Judge TATEL.
Dissenting opinion filed by Circuit Judge SENTELLE.
This is a tort action by a White House chef against a White House electrician for allegedly threatening him with physical harm. Pursuant to the Federal Employees Liability Reform and Tort Compensation Act of 1988, commonly known as the Westfall Act, an Assistant United States Attorney certified that the electrician acted within the scope of his employment at the time of the alleged
I.
According to the complaint’s allegations, which are unchallenged at this stage of the litigation, Jeffrey A. Freeburger, an electrician at the White House, approached Sean T. Haddon, an assistant chef at the White House, and threatened to follow him to his car after work and “beat the shit out of him,” unless the chef withdrew an Equal Employment Opportunity claim that he had filed against the White House Chief Usher. The chefs EEO claim, which we dismissed in Haddon v. Walters,
Suing the electrician in Superior Court of the District of Columbia, the chef and his wife sought $2.4 million in compensatory and punitive damages for assault, intentional infliction of emotional distress, violation of the Bias-Related Crime Act of 1989, D.C.Code Ann. § 22-4004 (Supp.1995), and loss of consortium. They eventually dropped the loss of consortium claim, and the chefs wife withdrew from the lawsuit. The chef continues to press the first three claims, for which he seeks $2.3 million.
This tort suit then became a federal case. Acting pursuant to the general federal officer removal statute, 28 U.S.C. § 1442(a)(1) (1988) — permitting a federal officer with a colorable federal defense to remove a case to federal court, see Mesa v. California,
The District Court, applying D.C. law, ruled that the electrician acted within the scope of his employment when he allegedly threatened the chef. Haddon v. United States, No. 93-2626, slip op. at 5-11 (D.D.C. July 19, 1994). It therefore substituted the federal government as the sole defendant. Id. at 11. Since the chefs resulting lawsuit against the federal government was governed by the Federal Tort Claims Act, 28 U.S.C. §§ 1346(b), 2671-2680 (1988 & Supp. V 1993), and since he had not exhausted his administrative remedies as required by the FTCA, the District Court dismissed the complaint for lack of subject matter jurisdiction. Had-don, slip op. at 11.
On appeal, the chef contends that the electrician was acting outside the scope of his employment when he threatened him. He asks us to vacate the District Court’s order substituting the United States as the defendant and to remand the case to the D.C. Superior Court so that he can pursue his claims against the electrician.
II.
Congress enacted the Westfall Act in response to the Supreme Court’s decision in Westfall v. Erwin,
Under the Westfall Act, an Attorney General or designee who believes that a federal employee was acting within the scope of employment at the time of the alleged incident may issue a certification to that effect. 28 U.S.C. § 2679(d)(2) (certification by Attorney General); 28 C.F.R. § 15.3 (1995) (certification by designee). Where, as here, the lawsuit is initially filed in state court, this certification has three consequences: it requires the Attorney General to remove the lawsuit to the local federal court; it requires the substitution of the United States for the federal employee as the defendant in the lawsuit; and it converts the lawsuit into an action against the United States under the Federal Tort Claims Act. 28 U.S.C. § 2679(d)(2). Although the Westfall Act makes Attorney General certification conclusive for purposes of removal, the Supreme Court recently held that it is not conclusive regarding substitution of the federal government. Lamagno, — U.S. at-,
If the federal court determines that the employee acted within the scope of official duties, the employee becomes absolutely immune from actions for money damages arising from the same incident; plaintiffs only recourse is to proceed against the federal government under the Federal Tort Claims Act. 28 U.S.C. § 2679(b)(1); Lamagno, — U.S. at-,
III.
With this background, we turn to the central issue in this case, namely, whether the electrician acted within the scope of his employment when he allegedly threatened to beat up the chef. This is a question of D.C. law. See Kimbro,
As its framework for determining whether an employee acted within the scope of employment, the Court of Appeals for the District of Columbia looks to the Restatement (Second) of Agency (1957). Moseley v. Second New St. Paul Baptist Church,
[cjonduct of a servant is within the scope of employment if, but only if: [1] it is of the kind he is employed to perform; [2] it occurs substantially within the authorized time and space limits; [3] it is actuated, at least in part, by a purpose to serve the master; and [4] if force is intentionallyused by the servant against another, the use of force is not unexpected by the master.
Restatement (Second) of Agency § 228. Because the complaint states that the threat occurred during the workday on White House premises and contains no allegation that the electrician used any force, only the first and third criteria are at issue.
Finding that the electrician’s alleged threat was connected to a “job-related controversy” — the chefs EEO complaint — the District Court concluded that the electrician acted within the scope of his employment. Haddon, slip op. at 6-9. Although the existence of a job-related controversy may support a jury determination that an employee was at least partially motivated to farther the employer’s interests (the third prong of the Restatement test), it cannot support a conclusion that the employee’s conduct was “of the kind he was employed to perform” (the first prong of the Restatement test). See Weinberg v. Johnson,
To qualify as conduct of the kind he was employed to perform, the electrician’s actions must have either been “of the same general nature as that authorized” or “incidental to the conduct authorized.” Restatement (Second) § 229 (emphasis added). As the Government concedes, the White House employed Mr. Freeburger to work as an electrician, not to threaten kitchen staff. Defendant’s Memorandum in Support of Its Motion to Dismiss (February 16, 1994) at 12. Mr. Freeburger’s alleged conduct was thus not “of the same general nature” as the work he was hired to perform. This leaves the Government only with its argument that the electrician’s conduct was “incidental” to his authorized duties.
According to the D.C. Court of Appeals, conduct is “incidental” to an employee’s legitimate duties if it is “foreseeable.” See e.g., Johnson II,
The distinction between intentional torts that are a “direct outgrowth” of an employee’s instructions or job assignment and those that are simply made possible by the employee’s job is apparent from a series of cases decided by this Court and the D.C. Court of Appeals. In Lyon v. Carey,
The D.C. Court of Appeals reaches a different result when employees’ intentional torts do not arise directly from the performance of their authorized duties. In Penn Central Transportation Co. v. Reddick, for example, the D.C. Court of Appeals held a railroad not liable when its employee, traveling from one worksite to another after completing his duties, allegedly kicked a taxicab driver.
Applying these cases to the facts before us, we observe that Mr. Freeburger’s alleged tort did not arise directly out of his instructions or job assignment as a White House electrician. While our dissenting colleague correctly observes that the dispute here relates to the employer’s business, see Dissent at 2, D.C. law also requires that the alleged tort arise from the employee’s authorized duties. Unlike the rape in Lyon and the shooting in Johnson, the electrician’s threat did not stem from a dispute over the performance of his work. Unlike the sexual harassment in Howard University, the electrician was not performing his assigned duties at the time of the incident. The electrician’s threat related to an EEO complaint not involving him in any way. This case is thus closer to the kick in Penn Central and the assault in Boykin. As in those cases, the electrician’s conduct was completely unrelated to his official responsibilities. His action was therefore not within the scope of his employment.
We decline the Government’s invitation to expand the definition of scope of employment beyond the boundaries currently established under D.C. law. See Brief for the United States at 14 — 18. It is true, as the Government points out, that nearly two decades ago the D.C. Court of Appeals observed that “[r]ecent cases in this and other jurisdictions indicate a trend toward the more liberal application of the doctrine of respondeat superi- or.” District of Columbia v. Davis,
Because the electrician’s alleged threat was not “incidental” to his authorized duties, it was outside the scope of his employment. Therefore, the District Court should resubstitute Mr. Freeburger as the sole defendant.
IV.
This brings us to the question whether the District Court should try this case against Mr. Freeburger or remand it to the D.C. Superior Court. Admittedly, this is a close question. The Westfall Act contains two relevant provisions. Section 2679(d)(2) covers cases where, as here, the Attorney General certifies that the employee acted within the scope of employment at the time of the alleged incident. Although Section (d)(2) provides that Attorney General certification is conclusive “for purposes of removal,” it is silent on whether a district court, after reviewing the certification and finding that the employee acted outside the scope of duties, should remand the case to state court. By comparison, Section 2679(d)(3), which covers cases where the Attorney General has declined to issue a scope of employment certification, provides that if the federal court determines that the employee acted outside the scope of employment, the case “shall be remanded” to state court. See Lamagno, — U.S. at-,
Our sister circuits are divided on the significance of Section (d)(2)’s silence on the remand issue. The Third Circuit requires the federal court to retain the case. Aliota v. Graham,
As a threshold matter, we agree with the Third and First Circuits that the Westfall Act controls the remand question. Since the Westfall Act deals specifically with lawsuits brought against federal employees, see Pub.L. No. 100-694, § 2, 102 Stat. 4563-64 (1988) (findings and purposes); Lamagno, — U.S. at-,
According to the Third Circuit, Section (d)(2)’s requirement that certification is conclusive regarding removal must do more than “simply provide a temporary basis for removal until the district court review[s] it.” Aliota,
Our interpretation of the Westfall Act is also consistent with our responsibility to construe statutes to avoid constitutional questions. See United States v. X-Citement Video, Inc., — U.S.-,-,
V.
We reverse the District Court’s finding that Mr. Freeburger acted within the scope of his employment when he allegedly threatened Mr. Haddon, and remand with instructions to resubstitute Mr. Freeburger as the defendant and to remand the case to the Superior Court of the District of Columbia.
So ordered.
Lead Opinion
dissenting:
Although I concede that we are bound by the Supreme Court’s decision in Gutierrez de Martinez v. Lamagno, — U.S. -, 115 5.Ct. 2227,
First, as to the merits decision that the conduct alleged falls outside the scope of employment under District of Columbia (“D.C.”) law, I would reach the opposite conclusion. I do not find the state of D.C. law as clear as my colleagues do. While I agree that the D.C. courts, and this Court applying D.C. law, have paid lip service to the principles Of the RESTATEMENT (SECOND) OF AGENCY (1957), I cannot discern that D.C. law has used those principles to draw a line demarcating scope of employment outside of which the present conduct falls. While I agree that the electrician’s conduct in allegedly threatening his co-employee was not “of the kind” that he was employed to perform, Maj. op. at 6, neither was the mattress delivery man in Lyon v. Carey,
I also am not convinced that we rule rightly when we direct the District Court to remand this case to the Superior Court from whence it came. I agree with the Third Circuit in Aliota v. Graham,
I hasten to add that I think that both questions upon which I dissent are exceptionally close ones. I do not find the state of the District of Columbia’s law on the scope of employment to be so clear that I am plainly right; I simply see it as so unclear that I cannot conclude that the Attorney General and the District Court erred in reaching the conclusion opposite of that of the majority. As to the remand question, as the majority notes, Maj. op. at 1423, the Supreme Court, insofar as we are able to discern from Gutierrez, would divide four to four with the position of Justice O’Connor not yet stated.
