Scuba v. BriganoScuba v. Brigano
Robert S. Scuba was convicted in Geauga County, Ohio, on one count of aggravated robbery and one count of felonious, assault. After a lengthy appeals process, Scuba filed a petition for a writ of habeas corpus in federal district court. The district court dismissed Scuba’s petition, finding that he had procedurally defaulted his state court claims. Because we agree, the dismissal of Scuba’s habeas petition is affirmed.
I. Background
For the purposes of this appeal, the parties agree to the facts that unfolded on September 4, 1997. On that day, Scuba and two others, brandishing weapons, entered the home of Gordon Faith. During a struggle, Scuba grabbed Faith by his hair and threw him down. He then bound Faith’s arms and legs with duct tape, beat him, and threatened to shoot him. While
With the assistance of his trial counsel, Scuba appealed his conviction and sentence on five grounds. Relevant to the current appeal, Scuba raised the following arguments as his fourth and fifth grounds respectively: (1) “the trial judge abused his discretion by sentencing the Appellant to consecutive terms of incarceration when the factual findings relied on were against the manifest weight of the evidence;” and (2) “the trial court committed reversible error when sentencing Appellant to the maximum prison term allowed under the sentencing guidelines for aggravated robbery because such sentence was not supported by the record.” [Joint Appendix (“JA”) at 67.] The appellate court affirmed Scuba’s conviction and the consecutive nature of his sentences but remanded the case because “[t]he trial court must [and failed to] adequately state its reasons ... for imposing the maximum sentence pursuant to [Ohio statutory law.]” [JA at 131-45.]
Prior to his re-sentencing and with the assistance of new counsel, Scuba filed a Notice of Appeal along with a Motion for Delayed Appeal in the Supreme Court of Ohio. The Supreme Court granted the motion but ultimately dismissed “the appeal as not involving any substantial constitutional question.” [JA at 229.] None of Scuba’s assignments of error to the Supreme Court invoked federal constitutional issues. Additionally, Scuba’s only claim related to his sentence was that “[t]he trial court abused its discretion in sentencing defendant-appellant to consecutive terms when the trial court merely recites the statutory provisions and the evidence was against the manifest weight of the evidence.” [JA at 185.]
At his re-sentencing, the trial court permitted Scuba to represent himself pro se but appointed a standby legal advisor. The trial court imposed the same sentence, with the exception that Scuba received nine years for aggravated robbery, rather than his initial ten. His sentences were again to be served consecutively.
Scuba appealed this sentence as well, raising three claims of error. The appellate court concluded that two issues were barred as res judicata. That court noted that it had “already addressed the issue of consecutive sentences [in Scuba’s first appeal], and ... Scuba failed to raise the issue that he was issued excessive prison terms as a punishment for failing to enter a plea agreement in his initial appeal.” [JA at 425.] Scuba’s third assignment of error, based on the denial of his motion for the trial judge to recuse for re-sentencing, was dismissed as moot because the Ohio Supreme Court had already denied an affidavit of disqualification from Scuba.
Next, after nearly four years of legal challenges, Scuba appealed pro se to the Supreme Court, alleging two assignments of error:
Whether the appellant was denied Due Process of Law under Article I, § 16 of the Ohio Constitution and the Fourteenth Amendment of the United States Constitution, when the appellate court failed to adjudicate and reach the merit of appointed appellate counsels [sic] Motion for Leave to Appeal Consecutive Sentences as Allied Offenses Of [sic] Similar Import; Alternatively, Defendant-Appellant’s Application For Reopening.
Whether appellant was deprived of his rights under the Fifth Amendment of the United States Constitution from double jeopardy ... because the trial and appellate court(s) failed to apply the Allied Offenses of Similar Import to appellant’s convictions____
[JA at 438.] The Supreme Court dismissed the appeal “as not involving any substantial constitutional question” on August 7, 2002. [JA at 469.]
Scuba’s long litigation project also produced several collateral motions, 1 including an untimely Application to Reopen [Appellant’s Original] Direct Appeal pursuant to Ohio Rule of Appellate Procedure 26(B). Scuba filed the Application while his “re-sentencing appeal” was still pending with the appellate court. Under Rule 26(B), a defendant has ninety days to file an application for reopening.
The appellate court issued its judgment triggering the ninety-day deadline on or about November 8, 1999. In his Application, Scuba alleged that all three attorneys who acted as his counsel at various times were ineffective. Specifically, he contended that his counsel were collectively ineffective for failing to file an Application to Reopen within the ninety-day deadline. Scuba further argued that he had been denied Due Process of law for a variety of reasons and that he was deprived of his Fifth Amendment protection from double jeopardy, regarding his consecutive sentences for aggravated robbery and felonious assault. The Eleventh District Court of Appeals dismissed the Application on April 16, 2003, based upon Scuba’s failure to show cause “why he [ ] waited over two and one-half years to file an application for reopening.” [JA at 601, 604.]
Scuba’s original petition for writ of habeas corpus pursuant to
GROUND ONE: Petitioner was deprived of his Fourteenth Amendment Rights because the (11th District) Court of Appeals failed to properly adjudicate, barred by the doctrine of res judicata, appellate counsel’s Motion to Leave to Appeal Consecutive Sentences as Allied Offenses of Similar Import, Alternatively, Application for Reopening. 2
GROUND TWO: Petitioner was deprived of his Rights under the Fifth Amendment from Double Jeopardy as applicable to the states through the Due Process Clause of the Fourteenth Amendment because the trial court failed to apply Allied Offenses of Similar Import to Petitioner[’]s convictions, and by the appellate court’s dismissal of the issue on appeal, barred by the doctrine of res judicata.
GROUND FIVE: Petitioner was deprived of his Fourteenth Amendment Rights because the 11th district court of appeals dismissed, failed to adjudicate petitioner[’]s application for reopening raising a viable issue petitioner was denied choice of counsel prior to trial depriving him of his Sixth and Fourteenth Amendment Rights.
[JA at 7,11-12,15.]
The Magistrate Judge concluded that Scuba’s claims were procedurally defaulted and, therefore, recommended that his petition be dismissed. The district court adopted the Report and Recommendation (“R & R”) on the same grounds pursuant to
II. Analysis
A. Waiver
The State argues that Scuba waived his right to appeal the dismissal of his habeas petition by failing to file objections, or move for an extension of time to object, to the Magistrate Judge’s R & R within the prescribed time period. The R & R contained the following notice: “ANY OBJECTIONS to this Report and Recommendation must be filed with the Clerk of Courts within ten (10) days of receipt of this notice. Failure to file objections within the specified time WAIVES the right to appeal the District Court’s order.” [JA at 896 (citations omitted).] The R & R was dated and entered on May 17, 2004. The district court entered an order adopting the R & R on June 7. The next day, Scuba’s Motion to Extend Time for Filing Objections to Magistrate Judge’s Report and Recommendation was entered on the docket.
Scuba contends that he received the R & R, and first notice thereof, on or about May 21, as he was an incarcerated pro se petitioner. Nothing in the record suggests to the contrary. According to
The Sixth Circuit employs a four-part test to determine whether procedural default is a bar to a petitioner’s claims.
Maupin v. Smith,
Scuba’s first two grounds for relief in his habeas petition are procedurally distinct from his final ground for relief. His first two grounds are based upon his direct appeals in state court and pertain to his challenge of the consecutive nature of his sentences. Scuba’s final ground for relief (labeled as his fifth ground) is based on the state court of appeals’ denial of his Application to Reopen [Appellant’s Original] Direct Appeal as untimely. This Court has ruled that an application to reopen a direct appeal in Ohio under Rule 26(B) is a collateral attack to a defendant’s conviction and is not part of a direct appeal.
Lopez v. Wilson,
1. Consecutive Sentences
In his first appeal, Scuba argued that “the trial judge abused his discretion by sentencing the Appellant to consecutive terms of incarceration when the factual findings relied on were against the manifest weight of the evidence.” [JA at 67.] The court of appeals affirmed the lower court on this issue but remanded for re-sentencing on Scuba’s conviction for aggravated robbery. On appeal from his re-sentencing, Scuba argued that the trial court committed error by imposing consecutive sentences on convictions that clearly arose from allied offenses of similar import. The court of appeals affirmed the lower court, finding that it had already considered the nature of Scuba’s sentences as consecutive in Scuba’s first appeal and that his assignment of error was barred as res judicata.
As a matter of comity for the states’ capacity and duty to enforce federal law, a habeas petitioner is first required to “fairly present” his federal claims in state court before seeking relief in the federal court.
Whiting v. Burt,
(1) reliance upon federal cases employing constitutional analysis; (2) reliance upon state cases employing federal constitutional analysis; (3) phrasing the claim in terms of constitutional law or in terms sufficiently particular to allege a denial of a specific constitutional right;or (4) alleging facts well within the mainstream of constitutional law.
Id.
(quoting
McMeans v. Brigano,
In his first direct appeal, Scuba challenged his consecutive sentences for aggravated robbery and felonious assault on purely state law grounds. He contended that the trial judge’s factual findings were not supported by the record. Thus, Scuba claimed, the trial judge failed to lay a proper factual foundation for the imposition of consecutive sentences under Ohio statutory law.
On appeal from his re-sentencing, Scuba argued that because his aggravated robbery and felonious assault charges were “allied offenses of similar import” under Ohio Revised Code § 2941.25(A), it was error to sentence him consecutively for the violation of - these counts. Pursuant to § 2941.25(A), “if multiple offenses are of similar import, the indictment or information may contain counts for all such offenses, but the defendant may be convicted of only one.” OHIO REV. CODE ANN. § 2941.25(A) (2007). Had Scuba presented this issue in his original appeal, he would have satisfied the “fair presentation” criteria for asserting a Fifth Amendment, Double Jeopardy Clause, challenge to his consecutive sentencing. Ohio’s allied offense statute compliments federal double jeopardy jurisprudence, and the state courts consult federal jurisprudence as informative of what does and does not constitute an “allied offense of similar import.”
See supra,
n. 2. Furthermore, Scuba’s brief specifically cited the Double Jeopardy Clause and discussed the seminal federal constitutional case on double jeopardy,
Blockburger v. United States,
A review of the
Maupin
factors supports the conclusion that Scuba proeedurally defaulted his allied offense/double jeopardy claims. “Ohio has a rule that claims must be raised on direct appeal if possible; otherwise, res judicata bars their litigation in subsequent state proceedings. This rule was consistently applied in [Scuba’s] case.”
Seymour v. Walker,
Because the state court had an adequate basis for determining that Scuba defaulted his Fifth Amendment/allied offense claim for purposes of his second direct appeal, Scuba is left with the burden of demonstrating both ‘cause’ for not raising his constitutional claim in his original direct appeal and prejudice resulting from the alleged constitutional error.
Maupin,
Discussing that very proposition, this Court has held that:
[while] ineffective assistance of counsel may constitute cause, “the mere fact that counsel failed to recognize the factual or legal basis for a claim, or failed to raise the claim despite recognizing it, does not constitute cause for a procedural default.” In fact, “the existence of cause for a procedural default must ordinarily turn on whether the prisoner can show that some objective factor external to the defense impeded counsel’s effortsto comply with the State’s procedural rule.”
Rust v. Zent,
The Court will also not ignore the obvious: conviction and consecutive sentencing for both aggravated robbery and felonious assault is constitutionally sufficient under the Fifth Amendment pursuant to
Blockburger.
While felonious assault requires proof that the defendant “[c]ause[d] or attempted] to cause physical harm to another,”
Notwithstanding the dispositive analysis above, even if Scuba were capable of showing cause for procedural default in the form of ineffective assistance of counsel, the only time that Scuba alleged that his counsel was ineffective for failing to raise a Fifth Amendment challenge was collaterally in his Application to Reopen his direct appeal. In contrast to his Application, when Scuba appealed the dismissal of his second direct appeal to the Ohio Supreme Court, he did not raise an ineffective assistance of counsel claim. Instead, he argued that the court of appeals erred in not adjudicating the merits of his underlying allied offense/double jeopardy claims.
The Supreme Court has held that a defendant generally must present the claim of ineffective assistance of counsel to the state courts as “an independent claim before it may be used to establish cause for a procedural default.”
Murray v. Carrier,
Finally, it bears noting that with respect to the three grounds upon which Scuba appeals the dismissal of his current habeas case, Scuba persists in his assertion that the state courts improperly adjudicated various elements of Scuba’s case. Notably, however, he does not raise an independent claim alleging ineffective assistance of counsel.
2. Untimely Application to Reopen
In his fifth ground for habeas relief, Scuba argued that the appellate court “failed to adjudicate petitioner[’]s application
The Court again utilizes the
Maupin
factors to determine whether procedural default is a bar to Scuba’s claims.
Addressing the third
Maupin
factor, Scuba argues that the state procedural bar is not an ‘adequate and independent’ state ground because Ohio does not apply the rule uniformly. “[0]nly a ‘firmly established and regularly followed state practice’ may be interposed by a State to prevent subsequent review by [the federal courts] of a federal constitutional claim.”
Ford v. Georgia,
Our review of Ohio law leads us to conclude that there was sufficient guidance as to what would not constitute good cause at the time the rule was applied in this case. We do not dwell on the decisions issued shortly after the Mumahan decision, as the Ohio courts have had several years since then to consider the “good cause” requirement.
Monzo v. Edwards,
Because the first three
Maupin
factors favor a finding of procedural default, Scuba bears the burden of demonstrating “that there was ‘cause’ for him to not follow the procedural rule and that he was actually prejudiced by the alleged constitutional error.”
Maupin,
Even if we were to hold these attorneys’ collective failure to file an application for reopening constitutes good cause, “ ‘such good cause has long since evaporated. Good cause can excuse the lack of a filing only while it exists, not for an indefinite period.’ ” The decision in Scuba’sinitial appeal was released in November 1999. He has been represented by three different attorneys since this decision was released. Scuba does not explain why he has waited over two and one-half years to file an application for reopening.
[JA at 604 (citation omitted).] In his current appeal, Scuba also fails to show good cause for his long delay in filing.
Even if Scuba had been more diligent in filing his application closer to the ninety-day deadline, Scuba’s counsel could not have been “ineffective” for failing to file an application on his behalf. Ohio Appellate Rule 26(B) filings are collateral proceedings to which a defendant has no Sixth Amendment right to the assistance of counsel.
Lopez v. Wilson,
III. Conclusion
For the foregoing reasons, the dismissal of Scuba’s petition for a writ of habeas corpus is affirmed.
Notes
. For instance, he filed a pro se "Motion for Nunc Pro Tunc Judgment Entry ...” on April 8, 2001, with the trial court. [JA at 471.] Scuba subsequently appealed the denial of that motion, and the appellate court affirmed, noting that the issues concerned therein were already on appeal and that nunc pro tunc judgment entries could not be used to accomplish the relief Scuba sought.
. "Allied Offenses of Similar Import" is a reference to § 2941.25(A) of the Ohio Code, which states: "Where the same conduct by defendant can be construed to constitute two or more allied offenses of similar import, the indictment or information may contain counts for all such offenses, but the defendant may be convicted of only one.” OHIO REV. CODE ANN. § 2941.25(A) (2007). The Ohio courts cite federal Double Jeopardy jurisprudence as insightful to § 2941.25 analysis, though not dispositive.
State v. Rance,
. That Rule states in part:
An appeal of a case in which the death penalty has been affirmed for an offense committed prior to January 1, 1995, an appeal from the decision of a court of appeals under App. R. 26(B) in a capital case, or a case that originated in the court of appeals invokes the appellate jurisdiction of the Supreme Court and shall be designated an appeal of right.