274 Pa. 63 | Pa. | 1922
Opinion by
The City of Scranton, which is statutorily charged with the duty of keeping the streets of the municipality reasonably safe for public travel, filed a bill in equity against the Peoples Coal Company, alleging that to permit any more coal to be mined from under certain of those streets would result in a sinking of the surface, en
“Pending final disposition of the case, except as hereinafter stated, special injunction is awarded restraining and enjoining defendant and all persons acting by or under its authority, as follows:
“First: From all and singular any mining under the streets and other highways mentioned in the bill;
“Second: From mining or removing from the two so-called surface veins more than sixty per centum of the coal within the distance of one hundred feet of the center line of either of the streets or avenues mentioned in the bill;
“Third: From mining or removing from said surface veins more than the like proportion of sixty per centum of the coal within the distance of fifty feet from the center line of all highways, other than the streets and avenues, to wit, the courts, alleys, etc., involved in the bill;
“Fourth: The mining, where so limited to 60%, to be done as nearly as may be by chambers driven on 40 foot centers so as to leave pillars columnized not only as between these two veins, but also with reference to those in the underlying veins wherever that is possible;
“Fifth: Plaintiff, by its proper officers, to have the right of access to the mines at all reasonable times for purpose of inspection;
“Sixth: Main avenue is excepted from the operation of this order because of former adjudication in No. 1, March Term, 1915, between the same parties in this court.”
A final decree was later entered by agreement, in substantially the same language, the following immaterial changes being made, however: the preliminary recital was omitted, the first paragraph was changed to name the particular highways to which the injunction applied, and a clause was added awarding a sum of money for the “damages occasioned by mine subsidences, which have
Subsequently a petition was filed by the city, averring that the company, acting through these appellants (and certain other employees and officials, who were later exonerated from liability by the court below), had violated the decrees in thirty-two specified particulars; answers were filed, testimony taken, and definite findings of fact were made, by which the company, and Christian, Hayes I and Pearn were held to have been guilty of contempt off court in twenty-three of the specifications. It was also I found, indeed was not denied by evidence, that to give to the streets the same support they had before the decrees were violated, would require that concrete pillars should be placed at the points where the coal had been wrongfully removed; that the cost of doing this would be the sum of $233,725.07, which, with a fine of $1,000 for breach of the paragraph of the decrees authorizing plaintiff to inspect the mine, and $15,917.44 expended in proving the violations alleged, aggregated the sum of $250,642.51, which the court below decreed appellants should pay to the city. From this order the four appeals now under consideration were taken.
A motion has been made to quash the appeal of the corporation, because it entered security in the sum of $5,000 only. Section 15 of the Act of May 19, 1897, P. L. 67, 70, provides that, “where a corporation, other than a county, township or municipal corporation, appeals on
In considering the other appeals, the first question to be determined is the extent of our jurisdiction in this class of cases. At common law there was no right of review whatever (9 Cyc. 61, 62) ; but we held in the Case of Hummell and Bishoff, 9 Watts 416, 431, and in Com. v. Newton, 1 Grant 453-4, that, “for the purpose of seeing that their jurisdiction has not been transcended, and that their proceedings, as they appear of record, have (been according to law, we possess, and are bound to exercise, a supervisory power over the courts of the Com- * monwealth” in regard to contempt proceedings. This limited jurisdiction was greatly enlarged by the Act of April 18, 1919, P. L. 72, which provides that where the “order, sentence, decree or judgment” from which an appeal is taken, is founded on testimony, this shall be duly certified and filed, and “shall be reviewed by the appellate court, as a part of the record, with like effect as upon an appeal from a judgment entered upon the verdict of a jury in an action at law, and the appeal so taken shall not have the effect only of a certiorari to review the regularity of the proceedings in the court below.” We held in Hand’s Case, 266 Pa. 277, 281, that this act “does not require us to overrule findings which have evidence to support them,” for the obvious reason that we would not do so “upon an appeal entered upon the verdict of a jury”; but we are required to determine whether each essential fact, the finding of which was excepted to and is assigned as error, had any substantial
The first of the objections made by the individual appellants is that the decrees, which they are alleged to have violated, are so uncertain in scope and meaning as to be unenforceable. This is an ineffective plea of confession and avoidance, however, for if the matters complained of are not within the purview of those decrees, it is of no consequence whether or not they are uncertain in either scope or meaning, since no punishment can be inflicted; if they are, then punishment may be imposed, the extent thereof not being a matter which we can review, unless some constitutional or statutory provision is violated thereby, or perhaps if it is so excessive as to shock the conscience.
Appellants assert, however, that because of the uncertainty of the decrees they should not have been punished for contempt, especially as counsel for the company had advised the decrees did not forbid some or all of the matters specified as violations thereof. It is not necessary to decide how many of the alleged violations came within the scope of counsel’s advice, since appellants admit it cannot wholly excuse a contempt of court, but can go no further than to appeal to the conscience of the chancellor on the question of the extent and character of punishment; which, for the reason stated, is not, ordinarily, reviewable by us.
We are of opinion, however, that the decrees are not uncertain in scope or meaning. Two objections are urged which, rightly understood, resolve themselves into but one. It is claimed that the words “except as hereinafter stated,” in the preamble to the preliminary injunction, and the language of- the second and third paragraphs of both decrees, necessarily make it questionable whether the first paragraph should not be limited to
Nor is the award of the $250,642.51 within the inhibition of article I, section 13, of the Constitution of this State, which provides that “Excessive bail shall not be required nor excessive fines imposed, nor cruel punishment inflicted,” for this applies only to criminal proceedings, whereas an “attachment......partakes of the nature of a civil remedy to enforce obedience to the decree, not merely to punish for the contempt”: Tome’s App., 50 Pa. 285, 296; Com. ex rel. v. Lewis, 253 Pa. 175, 181; Patterson v. Wyoming Valley District Council, 31 Pa. Superior Ct. 112, 116. The principle embodied in the constitutional provision is, of course, applicable in all proceedings, civil as well as criminal; but this conclusion is of no help to appellants, since that cannot be excessive which is not punitive. If plaintiff and appellants had entered into a contract which had for its purpose the preservation of the status which existed at the time those decrees were made, and the latter had breached it by doing the things of which complaint is now made, the cost of restoration would be the measure of plaintiff’s damage. So also, under like circumstances, if appellants wrongfully removed the coal and plaintiff was required to construct pillars to furnish adequate support to the highways, the damages would be measured by the expense thereof, with sufficient punitive damages added to cover these costs. A court would be weak indeed if a wrongdoer could wilfully violate its decrees, and escape with a less liability than if he had breached a contract or committed a tort.
Appellants next urge that they were not served with copies of the decrees, and hence cannot be attached for contempt in violating them, though they enjoined “all persons acting by and under its [the People’s Coal Company’s] authority,” as well as the company itself. As
In Wilson v. United States, 221 U. S. 361, which was a proceeding against the president of a corporation for refusing to produce books required by a subpoena duces tecum issued against the company only, it is said, quoting from Commissioners of Leavenworth County v. Sellew, 99 U. S. 624: “As the corporation can only act through its agents, the courts will operate upon its agents through the corporation......Although the command is in form to the board, it may be enforced against those through whom alone it can be obeyed......While the board is proceeded against in its corporate capacity, the individual members are punished in their natural capacities for failure to do what the law requires of them as the representatives of the corporation.” In Rapalje on -Contempts, section 48, it is said: “Officers of a corporation who have personal knowledge that the corporation is enjoined, and, nevertheless, violate the injunction, are punishable.” To the same effect is 1 Joyce on Injunctions, sections 257, 275a; 13 C. J. 40, 41. If this were not so, since a corporation can be punished by fine only, innocent stockholders would be compelled to pay the penalty, and the officers, unless they were stockholders also, would escape altogether, although the actual contempt was theirs. Hence it has been held that such liability exists where they had “actual notice......though
In answering the petition for an attachment the furthest the individual appellants were willing to go, was to aver “on information and belief no violations of the decrees have occurred since April 23, 1919,” and they had “never wilfully, intentionally or knowingly, in any form, manner or way whatsoever, either directly or indirectly violated any of the provisions of the said decrees, and that they have never knowingly or intentionally been guilty, in any form or manner, either directly or indirectly, of any act of contempt of the said court or any decree or order of the said court.” The first of these denials, based on information and belief only, is admittedly founded on the erroneous construction of the decrees hereinbefore referred to; and the others, which allege an absence of wilful and intentional wrongdoing, but do not deny an actual violation, are perhaps as far as they felt it wise to go in view of their acquaintance, through the petition, with the extent of the city’s knowledge, and also of their own purpose to rest, as far as they could, on the advice of counsel. These tacit admissions of their actual, though, as they say, not wilful or intentional violations of the decrees, may have had great weight with the court below in reaching its conclusions, and hence must be so considered by us in determining whether or not these appellants were responsible for the violations found; the evidence bearing upon this question being now stated as briefly as it can be done.
It appears that, when a portion of the area, from which by the decrees no further coal could be mined, was so far wrongfully exhausted as to probably render it unwise or unsafe to proceed further, the roof of the mine, in at least four separate places, was blown down, thereby effectually preventing an examination of the workings,
By law and custom, books and maps are required to be kept to display the mine workings; if accurately done they show between what dates the coal in designated areas was removed and how much remained at each period. In the present instance these books and maps were kept in the executive department, of which Christian was chief and where his and Hayes’s office was located, and the maps were posted, from time to time, under the direction of Pearn. Those which would have shown the workings in the areas where the roof was blown down to conceal the wrongful mining, could not be found, and of this fact no adequate explanation was made. At times the survey of the advanced work was kept on loose memoranda, or posted on blueprints instead of on the regular maps, and were placed in the office safe. On at least one occasion, after it became certain that these memoranda and blueprints would become valuable in showing what had been done, Pearn made certain postings therefrom on the maps, and then threw the original papers into a waste-paper basket, from which they appear to have been taken and burned; at least they were not produced (for the effect of this as evidence.
When the city determined to make a real inspection of the mine, appellants requested the usual day’s delay; perhaps this time was partially spent in a posting of the maps, as was stated would be done, but if so they were still left incorrect; it is highly probable the delay was utilized, as usual, to reerect walls which hid the wrongful mining. Appellants make the remarkable but suggestive statement regarding this, that they thought the city’s engineers were to be guests of the coal company, and were only “to examine the live workings”; this would appear to have meant, as theretofore, those “workings” which appellants chose to leave open for inspection; hence no objection was made to the visit when the day’s
The evidence thus outlined so clearly indicates an intentional, concerted and continuous effort to violate the decrees, shown especially by the persistent efforts to conceal the wrongdoing, in which, of course, the subordinate employees who performed the manual labor of concealment could have had no personal or financial interest, that the only question is: Who are the real culprits? Recognizing this, Christian, in an endeavor to exculpate himself, points to certain other testimony which shows that, immediately after the decrees were made, he directed that they be obeyed, that he was sick at his home for some two months during the time the alleged violations were taking place, and even when well and at the office, was rarely in the mine. We are not so much concerned, however, with where he was or what he at first
In solving the problem of individual responsibility, the first inquiry naturally is: Who connected with this company had a motive to do the wrong? Unhesitatingly one’s mind answers: Christian primarily, despite his contention above referred to. He was president, treasurer and director during the entire time covered by this controversy, and was receiving a salary for so acting and also a royalty on much of the coal mined. How much coal was left in the mine does not clearly appear, but it is reasonably certain it would rapidly become exhausted if that protected by the decree of the court was left undisturbed. It is also clear that the company had not been a financial success; Christian said it “had no profits but losses,” by reason whereof he had become a creditor for over $92,000, despite the high prices received for coal during the period of time covered by these proceedings. Apparently no other persons advanced any money to the company. In addition, Christian’s wife and her brother’s wife were the only stockholders of the company, Mrs. Christian receiving her $50,000 par value of stock by gift from her husband. He says no dividends were paid on this stock; but in any event the combined force of the facts stated shows that he had a strong motive to mine and sell at this particular time as much coal as possible,
It must be evident from the foregoing that there was not reversible error in the findings of the court below that Christian and Pearn were engaged in a deliberate intent to violate the decrees. As to Hayes the evidence is not so certain, but we cannot say there is an entire absence of clear and satisfactory proof thereof. He was general manager or general superintendent, and was getting $6,000 a year for half his time. True, he now denies he held these offices, and says he was only consulting engineer and assistant to the president, but since, in previous litigations, he swore he was general manager, at a time when he had no interest to deny the fact, he could hardly have expected the court below to accept his denial as true. As such officer he necessarily was often in the mine, not only when the wrongful mining was hidden by false walls and blown-down roof, but also when everything was open to his view, and he must have known that the decrees, a copy of which he had, were persistently being violated. On one occasion, when his attention was called to certain wrongful mining then going on, he said he would have it stopped, but did not; and in another instance he said mining could not be done at a particular place because of the “black damp,” though he knew or should have known that it was going on at that point in violation of the decrees. When he should have spoken, if innocent, he was silent, and continued in the employ of the company and under the control of Christian; these facts, added to the other matters above referred to, debar us from asserting there was no evidence he was acting in conjunction with Christian and Pearn in the wrong being done.
The last inquiry on this phase of the case is: Was there substantial evidence to sustain the findings as to actual violations in each of the instances specified in the decree appealed from? This is a matter entirely aside from a determination as to who is responsible therefor; and on
Finally, say appellants, assuming all the foregoing to be true, still we cannot be held liable in this proceeding, because the conduct of the mayor was such as to preclude plaintiff from obtaining the relief sought. The facts on • this point may be briefly stated: The fifth paragraphs of the decrees provide that “Plaintiff by its proper officers [shall] have the right of access to the mines at all reasonable times for the purpose of inspection.” After the mayor and engineers of the city had been refused access for the purpose of making the inspection, the former took forcible possession, and the investigation which followed resulted in a discovery of the facts above detailed. It would have been better had the mayor applied to the court, instead of proceeding by a strong hand; but since the discoveries serve to explain appellants’ conduct in opposing the inspection, which was expressly authorized by the decrees of the court, perhaps to some this measurably justifies the course pursued. Even if there is no justification, however, the argument made upon the point under consideration is without merit. All the violations complained of were before the mayor took possession; to say then that the flouting of the court’s decrees and reparation to the city for the wrong previously done, cannot equitably be granted because of his subsequent action, indicates a confusion of thought regarding the legal prin
The appeal of the Eeoples Coal Company is quashed, and on the appeals of John G-. Hayes, Frank E. Christian and James Eearn, the decree is affirmed and the appeals are dismissed at the costs of the respective appellants.