After a jury trial, appellant was convicted of aggravated assault while armed (AAWA) and five related firearms offenses.
1
On appeal, he contends that the trial court abused its discretion when it allowed the government to introduce evidence of suspected marijuana that was found on his person and in the console of the car he was driving at the time of his arrest, even though he was not charged with possession of marijuana. Second, he challenges the trial court’s ruling that allowed the government to cross-examine a defense witness about that witness’ pending criminal case and detention status. Third, appellant contends that the trial court committed reversible error in instructing the jury on the definition of “serious bodily injury,” an element of ag
I
On September 4, 2003, at approximately 3:00 p.m., Officer Mark Harrison of the Metropolitan Police was on duty in the 600 block of Atlantic Street, S.E., when he heard a gunshot. He went to investigate and found Reginald Bailey in a nearby alley, limping and in extreme pain, with blood coming from his boot. Mr. Bailey told Officer Harrison that a man named “Little Tony” shot him and then drove away in a black Honda with tinted windows. Officer Harrison also heard Mr. Bailey tell his brother, who arrived a few minutes later, that Little Tony shot him. 2 Eight days later, Mr. Bailey identified appellant as the person who shot him from an array of photographs shown to him by another member of the Metropolitan Police, Detective Philip Moore. 3
Several weeks after the shooting, Mr. Bailey saw appellant driving the same black Honda, wrote down its license number, and notified Detective Moore. On October 21, a few days later, while on patrol in a police cruiser with two other officers, Officer Lance Andriani saw appellant driving the black Honda. He and his fellow officers stopped the car because they knew there was an outstanding arrest warrant for appellant. When they searched the Honda, the officers found a loaded .40 caliber Smith & Wesson pistol in the covered center console beside the driver’s seat. In the console, next to the gun, were sixty-one small plastic ziplock bags containing a green weed substance. Four additional plastic bags containing a green weed substance, similar in size and color, were recovered from appellant’s pocket. A police department firearms expert, Jonathan Pope, compared the bullet taken from Mr. Bailey’s foot with the gun recovered from the car and determined that the bullet was fired from that gun.
Appellant presented one witness in his defense, William Murdock. Mr. Murdock testified that he was a friend of appellant. On the day of the shooting, he said, he was standing right next to appellant, about fifty feet away from Mr. Bailey, when Bailey was shot. He stated that appellant did not shoot Mr. Bailey, but he did not see who did. On cross-examination, Mr. Murdock admitted that he had been incarcerated for almost two weeks in a pending criminal case in federal court. He also revealed that he was not on good terms with Mr. Bailey and had talked with appellant virtu
II
Appellant contends that the trial court erred when it admitted evidence about the ziplock bags of suspected marijuana which the police recovered from his person and from the black Honda’s console, next to the gun, more than six weeks after the shooting of Mr. Bailey. 4 He argues that this evidence was more prejudicial than probative because it could only portray him to the jury as a drug dealer. Moreover, he contends, the suspected drugs were not admissible because there was no evidence to connect the drugs to the shooting. The government maintains in response that it had to introduce the ziplock bags that were found on appellant’s person and in the console of the black Honda, along with the gun, in order to prove that appellant was in constructive possession of the gun several weeks after the shooting. We find the government’s argument more persuasive.
“A decision on the admissibility of evidence ... is committed to the sound discretion of the trial court, and we will not disturb its ruling absent an abuse of discretion.”
Smith v. United States,
In
Johnson v. United States,
In the instant case,
Drew
is not applicable because the evidence of the ziplocks containing material appearing to be marijuana does not fall under the prohibitions of
Drew
6
“Specifically,
Drew
does not apply where such evidence (1) is direct and substantial proof of the charged crime, (2) is closely intertwined with the evidence of the charged crime, or (3) is necessary to place the charged crime in an understandable context.”
Johnson,
Ill
Appellant contends that the trial court abused its discretion when it permitted the government to cross-examine a defense witness, William Murdock, about his pending criminal case in federal court and his current detention on those federal charges. The government maintains that this brief questioning 10 was warranted to show that Mr. Murdock was biased against the government because of his pre-trial detention status in another matter unrelated to this case. We hold that the trial court erred by allowing this line of questioning, but that the error was harmless.
to assume categorically that a witness awaiting criminal trial on charges unrelated to the present case is fired by anti-government hostility. In general, the probative force of that inference is too slight to risk injecting the witness’s (and associatively the defendant’s) character into the criminal trial through reference to his arrest or pending charges.
Id. at 1322 (footnote omitted). We reaffirm here what we said in Williams, and emphatically reiterate that a defense witness does not have “a motive to ‘get even’ ” with the government simply because he stands accused in another unrelated criminal case. The government must present “additional circumstances” to support such a claim of bias, id. at 1322, and in this case there was no showing of “additional circumstances.”
The government relies on
Ebron v. United States,
As for
Littlejohn,
it can be distinguished from both
Williams
and the instant case because it holds that a defendant does not have an absolute right, under the Sixth Amendment, to call a witness in his defense if his exercise of that right would cause the potential witness to forego his Fifth Amendment right against self-incrimination.
If the government would have a reasonable opportunity to cross-examine [the witness] with questions not posing a threat of self-incrimination, the trial judge had the authority, and even the duty, to restrict that cross-examination to accommodate [the defendant’s] Sixth Amendment rights as well.
Id. (citation omitted). The holding of Litt-lejohn is not applicable to the facts of this case, since Mr. Murdock was not precluded from testifying on behalf of appellant, and he did not raise any issues about self-incrimination during his testimony.
Like the witness in
Williams,
Mr. Mur-dock “had no more to gain by testifying untruthfully than any other defense witness wanting to keep a friend out of jail.”
We are not convinced, however, that this error warrants reversal.
See Williams,
IV
While this opinion was being written, appellant’s attorney informed this court that he had managed to obtain a copy of a transcript, previously thought to be unavailable, which includes the trial court’s response to a note that the jury sent to the court after it had begun its deliberations. The note concerned the definition of “serious bodily injury,” an element of the crime of aggravated assault while armed (AAWA). The jury wanted the court to clarify whether the phrase “substantial risk of’ in the instruction’s definition of serious bodily injury applied only to the word “death” or to all of the subsequently listed physical conditions. After some discussion, and over defense objection, the court instructed the jury that “substantial risk of’ applied to each of the physical conditions listed in the instruction:
Well, “substantial risk of,” that is a modifier of all of them, not just death. So it would be as if you had “substantial risk of’ in front of each of those items separated by the comma.
This court granted appellant’s motion to supplement the record and invited supplemental briefing on the issue raised by the newly discovered transcript whether the trial court, in its reinstruction to the jury, erred in defining the term “serious bodily injury” as it related to the AAWA charge. Appellant now contends that “the trial court’s instruction with respect to serious bodily injury ... was an impermissible broadening of the definition of serious bodily injury,” and that this error was so prejudicial as to require reversal of the AAWA conviction. The government concedes in its supplemental brief that the trial court’s reinstruction was erroneous, but argues that any error was harmless.
When an appellant challenges an instruction given by the trial court, our review is for abuse of discretion.
E.g., Broadie v. United States,
Our case law since
Nixon
makes clear that a “ ‘high threshold of injury [is] required to prove aggravated assault....”
Jackson v. United States,
The instruction given by the trial court in this case would have permitted the jury to find serious bodily injury if it determined that the victim sustained an injury involving not just a substantial risk of death, but a substantial risk of (1) unconsciousness, (2) extreme physical pain, (3) disfigurement, or (4) “protracted loss or impairment of the function of a bodily member, organ or mental faculty.”
Nixon,
In formulating the reinstruction, the trial court relied on
Gathy v. United States,
For example, in
Hart v. United States,
In the instant case, the evidence established that Mr. Bailey was hospitalized for four days following the shooting and that doctors performed surgery to remove a bullet from his foot. After being discharged from the hospital, Mr. Bailey spent a month in a wheelchair. He testified that being shot caused him to experience the worst pain he had ever known. Officer Harrison testified that he saw Bailey limping after the shooting, and that he noticed blood leaking from Bailey’s shoe. Harrison also said that Mr. Bailey vomited from the trauma and that, from his own observations, he believed that Mr. Bailey was experiencing excruciating physical pain. This evidence, standing alone, might well support the verdict of a properly instructed jury that the victim suffered seri
Moreover, the evidence does not stand alone. There is one additional factor in this case which persuades us that the error was not harmless, and that is the speed with which the jury returned its guilty verdict after receiving the erroneous instruction. The supplemental transcript reveals that the jury, after being reinstruct-ed, left the courtroom at 11:37 a.m. for further deliberations. At 11:55, only eighteen minutes later, the case was recalled, and the court informed counsel that the jury had sent another note reporting that “they have a verdict.” A couple of minutes after that, the jury returned to the courtroom, and the foreman announced a verdict of guilty on all seven counts of the indictment. Given this sequence of events — in particular, the very brief passage of time between the erroneous instruction and the verdict — we can only conclude that the instructional error, in the words of
Kotteakos,
“substantially swayed” the jury’s verdict on the AAWA charge (count one). Stated another way, we cannot say “with fair assurance,”
Kotteakos,
It is important to note, however, that the erroneous instruction affected only two counts of a seven-count indictment. In particular, it did not affect the jury’s verdict on count three, which charged appellant with the crime of assault with a dangerous weapon (ADW). As we noted earlier,
supra
note 1, the jury found appellant guilty of ADW, but the trial court suspended imposition of sentence on that count. The trial court’s reason for doing so is not entirely clear from the record because the transcript is garbled,
11
but a few pages earlier in the transcript the court declared its understanding that ADW is a lesser included offense of aggravated assault while armed, as we expressly held in
Gathy,
V
Finally, appellant contends that there was insufficient evidence from which a jury could conclude that he was guilty. Appellant points out that this was essentially a two-witness case, based mainly on the testimony of the victim, Mr. Bailey, and that of the defense witness, Mr. Murdock. Appellant asserts that Mr. Bailey, the victim, was not a credible and reliable witness because he was a “slow learner,” was taking prescription medications for his mental health conditions, and had smoked two blunts of marijuana on the morning of the shooting. For these reasons, he maintains, Mr. Murdock was necessarily the more credible witness, and the case should never have gone to the jury.
This court “reviews the evidence in the fight most favorable to the government, giving full play to the right of the jury to determine credibility, weigh the evidence, and draw justifiable inferences of fact, and making no distinction between direct and circumstantial evidence.”
Curry v. United States,
“Contradictions among witnesses at trial are inevitable and are matters for the jury to resolve as they weigh all the evidence.”
Payne v. United States,
VI
For the reasons set forth in part IV of this opinion, appellant’s convictions of aggravated assault while armed (count one of the indictment) and possession of a firearm
Affirmed in part, reversed in part, and remanded for partial resentencing, 14
Notes
. The jury also found appellant guilty of assault with a dangerous weapon, with which he was charged in the third count of the seven-count indictment. The court, however, did not impose sentence on that count.
. Mr. Bailey testified that he was on his way home from an errand when he ran into appellant, whom he had known since childhood. The two of them got into an argument, in the course of which appellant struck Mr. Bailey on the chin. Bailey swung back at him, but missed. Appellant then stepped back a few feet, pulled out a gun, and shot Bailey in the leg. Mr. Bailey’s bloody boots were admitted into evidence, along with a photograph of his injured leg and foot.
. Mr. Bailey, who had graduated from a special high school for "slow learners,” testified that he took several medications on the day of the shooting which had been prescribed for his problems with mood swings and depression; these medications included Prozac, Zoloft, and Deprocote, as well as lithium. He also testified that he smoked two blunts of marijuana on the morning of September 4, but he said that the effect of the marijuana had worn off by the time of the shooting (approximately 3:00 p.m.), and thus it had no effect on his recollection of what happened.
. All of the plastic bags were admitted into evidence, along with the gun and a photograph of the gun lying next to the plastic bags.
. For a discussion of the difference between
Drew
and
Toliver, see Bell v. United States,
. Even if we were to assume
arguendo
that
Drew
was applicable to this case, the evidence would still have been admissible to prove identity.
See Drew,
. As the government points out in its brief, Officer Andriani testified that the ziplock bags seized from appellant’s pocket “were identical” to the ziplock bags recovered from the console next to the gun.
. This car also matched Mr. Bailey’s description of the car that appellant was driving on the day of the shooting.
. The government’s need to connect the gun to appellant through the ziplock bags became all the more important when the analysis of a fingerprint recovered from the gun established that it was not appellant’s fingerprint.
. The relevant cross-examination was as follows:
Q. Mr. Murdock, you have a pending case in United States Federal District Court, don’t you?
A. Yes.
Q. And you have been held, incarcerated, since January 30th pending trial in that case; isn't that right?
A. Yeah.
Immediately following this exchange, the trial court instructed the jury to limit its consideration of this testimony to a determination of whether Mr. Murdock was biased.
. The sentencing transcript was prepared from a tape recording, not by a live court reporter from stenographic notes, and for that reason there are several passages in the transcript marked “indiscernible.” One of those passages contains the court’s explanation of why it was not imposing sentence on the ADW count.
. In its supplemental brief, the government has agreed that, if we conclude (as we have) that the instructional error was not harmless, it would not seék “to retry appellant on the AAWA charge and [would] instead ... accept entry of judgment on the lesser included offense of ADW.”
. We take no position, of course, on what might be an appropriate sentence for ADW.
. Appellant has filed in this court a motion for release pending appeal. In light of our direction to the trial court to resentence appellant within forty-five days, we deny the motion.
