JACQUELYN L. SCOTT, Executrix of the Estate of Roger W. Scott, deceased, et al. v. DENNIS C. MCCLUSKEY, M.D. & ASSOCIATES, INC., et al.
C.A. No. 25838
IN THE COURT OF APPEALS NINTH JUDICIAL DISTRICT
June 6, 2012
[Cite as Scott v. McCluskey, 2012-Ohio-2484.]
DICKINSON, Judge.
STATE OF OHIO, COUNTY OF SUMMIT ss: APPEAL FROM JUDGMENT ENTERED IN THE COURT OF COMMON PLEAS COUNTY OF SUMMIT, OHIO CASE No. CV 2009 07 4941
DICKINSON, Judge.
INTRODUCTION
{¶1} When Roger Scott sought help for chest pain and swelling in his extremities, a nurse practitioner working for Dennis C. McCluskey M.D. & Associates Inc. examined him and sent him home, where he died two days later of a heart attack. During discovery, the estate learned that a doctor had signed off on the nurse practitioner‘s plan to refer Mr. Scott to a cardiologist. In this refiled lawsuit, Mr. Scott‘s wife, Jacquelyn Scott, individually and as the administratrix of his estate, sued the medical practice and Dr. Brenda Spinks Hensley for medical malpractice and wrongful death. The trial court granted summary judgment to Dr. Hensley on both claims based on the statutes of limitations, but denied the medical practice‘s motion for summary judgment. It later decided that the estate would not be permitted to pursue a theory of vicarious liability against the practice based on the conduct of Dr. Hensley. Following a jury
BACKGROUND
{¶2} There is no dispute that in the original complaint the estate sued Dennis C. McCluskey M.D. & Associates Inc., asserting vicarious liability claims for the negligence of its employees and/or agents, including nurses and John/Jane Doe doctors. On the two-year anniversary of Mr. Scott‘s death, the estate moved for leave to amend the complaint instanter and attached an amended complaint naming Dr. Hensley as Jane Doe #4, asserting medical malpractice and wrongful death claims against her. The trial court ruled that the amended complaint was not timely filed and granted summary judgment to Dr. Hensley on both claims. After that, the estate voluntarily dismissed its claims.
{¶3} When it refiled this action under the savings clause, the estate named as defendants the McCluskey practice and Dr. Hensley. It asserted wrongful death and medical malpractice claims against both defendants, alleging that “[s]aid [d]efendants, including their employees and/or agents, were negligent in providing medical care and treatment to decedent, Roger Scott[.]” When neither defendant timely answered the complaint, the estate moved for
{¶4} Both defendants moved for summary judgment on both claims. On August 13, 2010, the trial court granted summary judgment to Dr. Hensley on both claims because it determined that the estate had failed to commence its action against her within either the one-year medical malpractice statute of limitations or the two-year wrongful death statute of limitations. The estate did not immediately appeal that judgment. In the August 13 entry, the trial court also denied the McCluskey practice‘s motion for summary judgment based on the Supreme Court‘s decision in National Union Fire Insurance Company of Pittsburgh, PA v. Wuerth, 122 Ohio St. 3d 594, 2009-Ohio-3601.
{¶5} The practice later moved for reconsideration of the trial court‘s decision to deny it summary judgment. The trial court denied the motion to reconsider, writing that it would not “eviscerate in one stroke the concept of vicarious liability that has been [in] existence for hundreds of years.” The trial court also wrote, however, that the estate was permitted to proceed against the practice based only on the conduct of the nurse, rather than that of the doctor. Following trial on that limited basis, the jury rendered a verdict for the practice, and the estate appealed. On appeal, the estate has abandoned its arguments in regard to the medical malpractice claims against Dr. Hensley and the practice, focusing its arguments on the wrongful death claims against both defendants. The estate has argued that the trial court incorrectly (1) denied its motion for default judgment, (2) determined that the wrongful death statute of limitations against Dr. Hensley had expired before the estate sued her, (3) determined that the wrongful death respondeat superior claim against the practice for Dr. Hensley‘s conduct was
DEFAULT JUDGMENT
{¶6} The estate‘s fourth assignment of error is that the trial court incorrectly denied its motion for default judgment. After the estate refiled its complaint, the clerk of courts served both defendants via certified mail in mid-July 2009. On September 3, the estate moved for default judgment against both defendants on the issue of liability and requested a damages hearing. It served the motion on both defendants, neither of whom had appeared in the matter. On September 21, 2009, the defendants jointly opposed the motion for default judgment and moved for leave to file an answer instanter. They attached to their motion a joint answer to the complaint and the affidavit of Sherri Campailla. The defendants argued that their failure to timely answer the complaint was excusable neglect because their office manager followed their procedure, but faxed the complaint to the wrong insurance company. By affidavit, the office manager, Ms. Campailla, testified that she faxed the refiled complaint to the insurance carrier for Dr. McCluskey rather than to the carrier that insures Dr. Hensley and the medical practice. The trial court granted the motion and deemed the answer timely filed.
{¶7} Under
{¶9} In this case, the defendants supported their opposition to the motion for default judgment with an affidavit attesting to the truth of their argument that their failure to respond was due to an honest mistake by an employee trying to follow the established office policy for dealing with complaints. The office manager explained in her affidavit that she made the mistake because it was a refiled complaint that did not include Dr. McCluskey as a defendant, although the estate had named him as a defendant in the original complaint. The trial court exercised proper discretion under {¶10} Before briefing began in this matter, the defendants moved this Court to partially dismiss the appeal as untimely. They argued that any assignments of error related to the trial {¶11} {¶12} “Even if a trial court‘s journal entry is a judgment or final order, it is not appealable if it does not comply with the rules prescribed by the Ohio Supreme Court regarding the timing of appeals.” Zaffer v. Zaffer, 9th Dist. No. 10CA009884, 2011-Ohio-3625, ¶ 3. Under {¶13} “Acknowledging the dual requirements of finality and appealability, the Ohio Supreme Court has explained that ‘[a]n order which adjudicates one or more but fewer than all {¶14} “An order that affects a substantial right in an action that in effect determines the action and prevents a judgment” is a “final order” for purposes of appeal. {¶15} Via the August 13, 2010, entry, the trial court granted summary judgment to Dr. Hensley on each of the estate‘s claims against her and denied summary judgment to the medical practice. The August 13 order disposed of the estate‘s claims against Dr. Hensley, so it affected a substantial right and prevented the estate from obtaining a judgment against Dr. Hensley. Therefore, it met the definition of a “final order” under {¶16} Because the order adjudicated Dr. Hensley‘s liability without adjudicating the liability of her co-defendant, the next question is whether the order met the requirements of {¶17} The estate has argued that the August 13 order was not appealable because the claims against Dr. Hensley were inextricably intertwined with the claims against the medical practice. In this case, Ms. Scott, individually and as executrix of the estate of her husband, sued two parties. The trial court granted summary judgment on all claims against one party, and the case proceeded to trial against the other. As this is a multiple parties case, the “inextricably intertwined” claims analysis does not apply. Chef Italiano Corp. v. Kent State Univ., 44 Ohio St. 3d 86, 90 n.5 (1989) (explaining that the “inextricably intertwined” claims analysis to determine whether {¶18} Ordinarily, if a judgment disposes of all claims against one of several defendants, and the entry includes a {¶19} Under {¶20} In this case, the trial court seems to have attempted to direct the clerk of courts to serve the judgment on all parties by writing “cc: Jack Morrison/Vicki DeSantis, Christopher Humphrey” below the signature line on the last page. See In re Anderson, 92 Ohio St. 3d 63, 67 (2001). The clerk of courts, however, did not make any notation on the docket regarding service of the judgment on any party. In the absence of a notation in the docket, service is not complete. Davenport v. Big Brothers & Big Sisters of Greater Miami Valley Inc., 2d Dist. No. 23659, 2010-Ohio-2503, ¶ 7 n.1 (citing {¶21} The estate‘s first assignment of error is that the trial court incorrectly granted summary judgment to Dr. Hensley on the wrongful death claim based on the statute of limitations. This assignment of error presents a purely legal question. There is no dispute regarding any of the facts necessary to the resolution of this assignment of error. The statute of limitations for wrongful death is two years. {¶22} On January 30, 2006, the two-year anniversary of Mr. Scott‘s death, the estate moved for leave to amend its complaint and attached to the motion an amended complaint naming Dr. Hensely as a party defendant in place of Jane Doe #4. The trial court granted leave {¶23} Based on decisions of the Sixth and Eighth District Courts of Appeals, the estate has argued that the amended complaint naming Dr. Hensley should have been deemed filed as of the date it moved for leave to amend. The estate has cited an Eighth District case for the proposition that “an amended complaint attached to a motion for leave to amend the complaint is filed on the date the motion for leave is filed.” Guerrero v. C.H.P. Inc., 8th Dist. No. 78484, 2001 WL 931640, *3 (Aug. 16, 2001) (citing Mayes v. AT & T Info. Sys., 867 F.2d 1172 (8th Cir. 1989); Chaddock v. Johns-Manville Sales Corp., 577 F. Supp. 937 (S.D. Ohio 1984); Cannon v. Metcalf, 458 F. Supp. 843 (E.D. Tenn. 1977); Trosin v. Int‘l Harvester Co., 6th Dist. No. WD-86-37, 1986 WL 11945 (Oct. 24, 1986)). In Guerrero, the trial court granted the plaintiff leave to amend the complaint to add parties before the statute of limitations expired, but the plaintiff did not separately file the amended complaint until after the deadline. Guerrero, 2001 WL 931640 at *2. The Eighth District analyzed precedent and concluded that “[f]ederal courts have held that a motion for leave to file an amended complaint, with an attached amended complaint, constitutes filing the amended complaint.” Id. (citing Mayes, 867 F.2d 1172; Chaddock, 577 F. Supp. 937; Cannon, 458 F. Supp. 843). “The rationale is that the plaintiff has no control over when the court might decide the motion for leave.” Id. The Court in Guerrero did not rely on the fact that the trial court had granted leave to amend before the expiration of the statute of limitations. {¶25} Dr. Hensley has argued that the cases cited by the estate conflict with the plain language of {¶26} In the cases cited by the estate, federal and state courts have based their reasoning in part on the same filing requirements mentioned by Dr. Hensley. Under both the Federal and Ohio Rules of Civil Procedure, “a civil action is commenced by filing a complaint with the court[,]” although the Ohio Rule also requires obtaining service within one year. {¶27} Dr. Hensley has also argued that this Court‘s precedent directly contradicts the position of the Eighth and Sixth District Courts of Appeals on this issue. The defendants have cited Eady v. East Ohio Gas, 9th Dist. No. 19598, 2000 WL 563323 (May 10, 2000), for the {¶28} The defendants have also cited Meeker v. American Torque Rod of Ohio Inc., 79 Ohio App. 3d 514 (10th Dist. 1992), in support of their position. In that case, a former employee amended his complaint against his former employers regarding work-related chemical exposure to add product liability claims against the manufacturers of the chemicals. The court analyzed the application of the discovery rule for purposes of determining the date the statute of limitations began to run. Via footnote, the Tenth District mentioned that, although the plaintiff had “filed his motion for leave to amend on August 4,” he “did not file his amended complaint until August 8,” that is, the day the trial court granted leave to amend the complaint. Id. at 520 n.2. It is not clear from the court‘s decision, however, whether the plaintiff had attached his amended complaint to his motion for leave, and the court did not analyze the question. Id. at 515-16. Without that information, it is unclear whether the Tenth District disagreed with the Sixth and Eighth Districts on this issue. {¶30} The estate‘s second and third assignments of error are that, regardless of whether the wrongful death statute of limitations applicable to Dr. Hensley had expired, the trial court incorrectly insulated the McCluskey practice at trial from the vicarious liability wrongful death claim based on the doctor‘s conduct. Although the trial court denied the practice‘s motion for summary judgment, it ruled prior to trial that the estate would be precluded from pursuing any theory of vicarious liability against the practice based on Dr. Hensley‘s conduct. Thus, at trial against the McCluskey practice, the estate‘s claims were limited to holding the practice liable for the conduct of its employee nurse. {¶31} The second and third assignments of error involve arguments about two issues: (1) whether the trial court incorrectly refused to allow the estate to pursue vicarious liability claims against the practice, as an employer, regardless of whether the doctor-employee was {¶32} The McCluskey practice has argued that the trial court‘s refusal to permit the estate to pursue a theory of respondeat superior liability based on the conduct of Dr. Hensley was harmless error. It has argued that, since the estate presumably has presented all of its evidence and the first jury found that the practice was not liable, the error is harmless and no retrial against it is necessary. On the other hand, the estate has argued that, at trial, Dr. Hensley fell on the sword, adopting the nurse‘s treatment plan in order to insulate the practice from liability since the jury was not permitted to assign any negligence to her. {¶33} The trial court‘s error in so limiting the trial was not harmless to the estate because the jury forms did not allow the jury to assign any liability to Dr. Hensley. The first interrogatory indicated that if the jury found that the nurse had not failed to comply with the {¶34} The defendants’ motion for partial dismissal of the appeal is denied. The estate‘s appeal is timely because the record contains no evidence that the estate was ever served with notice of the trial court‘s August 13, 2010, judgment entry granting summary judgment to Dr. Hensley. The estate‘s fourth assignment of error is overruled because the trial court exercised proper discretion under There were reasonable grounds for this appeal. Judgment affirmed in part, reversed in part, and remanded. Immediately upon the filing hereof, this document shall constitute the journal entry of judgment, and it shall be file stamped by the Clerk of the Court of Appeals at which time the period for review shall begin to run. Costs taxed equally to both parties. CLAIR E. DICKINSON FOR THE COURT WHITMORE, P. J. BELFANCE, J. CONCUR. APPEARANCES: THOMAS R. HOULIHAN, Attorney at Law, for Appellant. CHRISTOPHER S. HUMPHREY, Attorney at Law, for Appellees.MOTION FOR PARTIAL DISMISSAL OF APPEAL
WRONGFUL DEATH STATUTE OF LIMITATIONS
MEDICAL PRACTICE‘S LIABILITY FOR DOCTOR‘S CONDUCT
CONCLUSION
