Shоrtly before her release from prison, having served all but a few days of her three-year sentence by a New York State court for armed robbery, the plaintiff Choice Scott was informed by the New York Department of Corrections that she would be subject to a five-year period of post-release supervision (“PRS”). PRS had neither been mentioned in her plea agreement nor imposed by a judge, at sentencing or otherwise. It was prescribed administratively, instead, by the Department of Corrections, acting pursuant to N.Y. Penal Law § 70.45, a New York State statute that required thаt sentences for specified violent felonies be accompanied by a mandatory term of PRS.
This is an appeal from a judgment of the United States District Court for the Southern District of New York (Naomi Reice Buchwald, Judge) granting the defendants’ motion to dismiss an action brought by Scott pursuant to 42 U.S.C. § 1983 and the Fourteenth Amendment. Scott seeks compensatory and punitive damages for being given a term of PRS that was not imposed by judicial sentence, and for her subsequent arrest and incarceration for non-compliance with the PRS.
The district court granted the defendants’ motion to dismiss оn the ground that each defendant is entitled to qualified immunity because the right that Scott asserts was violated was not clearly established at the time of the alleged violation.
It is now indeed clearly established that such an administrative imposition of PRS is unconstitutional. The questions presented by this appeal are therefore whether that was so at the time the Department of Corrections defendant-employees administratively imposed PRS on Scott, and whether, following her arrest and re-incarceration for violation of that PRS, Scott has pleaded sufficient facts to set forth a *103 viable claim that the defendants violated clearly established constitutional law by failing to take action to remove her administratively-imposed PRS or to release her from custody. We conclude in the negative as to both questions and therefore affirm.
BACKGROUND
On August 6, 1998, the New York State Legislature enacted what is known as “Jenna’s Law,” N.Y. Penal Law § 70.45(1). Under the law, certain violent felonies that had theretofore been punished by the imposition of indeterminate sentences 1 were to be punished with a combination of a determinate sentence and a mandаtory term of PRS. 2 Although PRS was mandatory at all times relevant to this appeal, the statute that so provided contained no requirement that a sentencing judge impose the PRS or announce it, at sentencing or otherwise. 3
Scott pleaded guilty to armed robbery in the second degree on July 12, 1999. In accordance with a plea agreement, she was sentenced to a determinate sentence of three years, with no mention by the sentencing judge at the time of sentencing, either orally or in writing, of a term of PRS. Not until July 1, 2002, a few days prior to her release from prison, did the Deрartment of Corrections inform Scott that she would be subject upon release to a five-year period of PRS.
On March 12, 2004, after Scott failed to comply with the terms of her PRS, defendant Thompson, a parole officer, recommended the issuance of a parole violation warrant for her arrest. In October 2006, Scott was arrested in New Jersey pursuant to that warrant, and extradited to New York. Following a parole revocation hearing held on January 16, 2007, Scott was sentenced to an 18-month term of imprisonment for violation of her PRS.
Scott filed a petitiоn for a writ of habeas corpus in state court to challenge her parole revocation. On August 7, 2007, after she had been incarcerated at Rikers Island Correctional Facility for some ten months, the writ was granted. Scott was released shortly thereafter. She then brought the instant action pursuant to 42 U.S.C. § 1983 alleging that her ten-month incarceration for violation of her PRS constituted a deprivation of her liberty in violation of the Due Process Clause of the Fourteenth Amendment. She named as defendants Audrey Thompson, the parole officer who requested the arrest wаrrant for violation of the PRS; Brian Fischer, then-Commissioner of the New York State Department of Correctional Services (“DOC”); Glenn Goord, the former Commissioner of DOC; Richard de Simone, the Associate Counsel in Charge of the Office of Sentencing Review at DOC; and John Does Nos. 1-10, described as agents, employees, officers and servants of DOC who *104 actively participated in the actions alleged in the complaint. The allegations against defendant Thompson were based on Thompson’s procurement of the arrest warrant against Scott, while those against the DOC оfficials were premised on their role in adopting, approving, or ratifying the policy of administrative imposition of PRS pursuant to which individuals such as Scott were administratively sentenced.
The defendants moved to dismiss the complaint on four grounds: (1) that abstention was appropriate under the
Younger, Pullman,
and
Colorado River
abstention doctrines; (2) that Scott failed to exhaust her state remedies, as required by
Heck v. Humphrey,
The District Court Decision
The district court rejected the first three of the defendants’ arguments. First, the court found abstention inappropriate because, Scott having completed her sentence by the time she filed the complaint, there was no possible State resentencing proceeding from which to abstain. Next, the court rejected the defendants’ exhaustion arguments because Scott’s conviction had been vacated and the time to resentence had passed, so there were no more actions to be taken in her criminal case. Finally, the court rejected the defendants’ statute of limitations argument both because the statute of limitations was tolled under Heck, supra, and because, even if it had not been, the statute of limitations did not begin to run until Scott’s PRS was vacated in 2007.
The district court nevertheless granted the defendants’ motion to dismiss because it concluded that all of the defendants were entitled to qualified immunity. The court based that conclusion on the ground that the law governing administrative imposition of PRS was not clearly established until this Court decided
Earley v. Murray,
The district court decided that defendant Thompson was entitled to qualified immunity because the issuance of the parole violation warrant in 2004 occurred before Earley was decided and, even had it occurred afterwards, it would have been reasonable for Thompson to rely on government computer records to determine that Scott was on and had violated the terms of her PRS, and to procure an arrest warrant. According to the court, defendants Fischer, Goord, and de Simone, all then-current or former officials of DOC, were entitled to qualified immunity because the DOC policy of imposing administrative PRS that was applied to Scott was implemented prior to 2002, and therefore prior to Earley, and because Scott had not alleged personal involvement by these defendants in any claimed constitutional violation after Earley was decided.
Scott appeals from the district court’s judgment with respect to the DOC defendants, although she does not challenge the court’s grant of qualified immunity to defendant Thompson. She makes two principal arguments. First, she contends that it was error for the district court to conclude that the administrative impоsition of PRS was not clearly established to be unconstitutional until
Earley
was decided. Rather, Scott argues, the law has been clearly established since the Supreme Court’s 1936 decision in
Hill v. United States ex
*105
rel. Wampler,
DISCUSSION
I. Standard of Review
We review a district court’s grant, on qualified immunity grоunds, of a motion to dismiss made pursuant to Federal Rule of Civil Procedure 12(b)(6)
de novo,
accepting as true all material allegations of the complaint and drawing all reasonable inferences in favor of the plaintiff.
See Pena v. DePrisco,
II. Qualified Immunity
“[Government officials performing discretionary functions generally are shielded from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.”
Harlow v. Fitzgerald,
A. When the Law Governing Administrative PRS Became Clearly Established
1. “Clearly Established” Law Prior to
Earley. In
Earley,
we held that if a sen
*106
tencing court dоes not explicitly impose a term of PRS on a criminal defendant, it is unconstitutional for DOC subsequently to impose one, irrespective of whether DOC is acting pursuant to a statute that makes such PRS a mandatory part of the sentence of the crime for which that defendant has been convicted.
Earley,
Before
Earley
was decided, New York State courts had routinely upheld the administrative imposition of mandatory PRS under Jenna’s Law.
See, e.g., Deal v. Goord,
Scott argues that the law was clearly established, more than 70 years prior to
Earley,
by the Supreme Court’s decision in
Hill v. United States ex rel. Wampler,
In
Earley,
we did indeed rely on
Wampler
and the quoted passage to decide that administrative sentencing to PRS is unconstitutional.
Earley,
But
Earley
was a habeas proceeding governed by the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”). And “[u]nder AEDPA, an application for a writ of habeas corpus may not be granted unless the state court’s adjudication of the claim was ‘contrary to, or involved an unreasonable application of,
clearly established Federal law,
as determined by the Supreme Court of the United States.’ ”
Earley,
Moreover,
Wampler
involved the nonjudicial imposition of a sentence that was ordinarily reserved to the discretion of the sentencing judge but that the sentencing judge had not in that case imposed, not the imposition of a mandatory term of supervision that was explicitly required by statute.
See Earley,
Jenna’s Law made PRS a mandatory part of sentences for specified crimes of violence.
See
N.Y. Penal Law § 70.45. There is a well-established “general principle that, absent contrary direction, state officials and those with whom they deal are entitled to rely on a presumptively valid state statute, enacted in good faith and by no means plainly unlawful.”
Lemon v. Kurtzman,
2. “Clearly Established” Law after
Earley. Whether
Earley
itself sufficed clearly to establish the unconstitutionality of administratively imposed PRS for a reasonable New York State correctional official may be open to question inasmuch as two Departments of the New York Appellate Division thereafter continued to find the practice constitutional, conclusions that appear to reflect oversight rather than defiance of
Earley. See Garner v. N.Y. State Dep’t of Corr. Servs.,
To resolve this appeal, however, we need not and therefore do not decide precisely when it became clearly established that the administrative imposition of PRS, even when statutorily mandated, is unconstitutional. It suffices for us to conclude, as we do, that the law was not clearly established before our decision in Earley, the period during which PRS was imposed by DOC on Scott.
B. When Defendants’ Allegedly Unconstitutional Conduct Took Place
On appeal, Scott advances two separate theories as to when the defendants’ allegedly unconstitutional conduct took place, only one of which appears to have been asserted in her complaint. First, she argues that in 2002, four years before Earley, the DOC defendants violated her constitutional rights by taking part in the administrative imposition of her PRS, presumably through their role in the creation or ratification of DOC policies governing PRS. For the reasons we have already rehearsed, because any conduct on the defendants’ part that led to the imposition of Scott’s PRS occurred some four years before Earley, the law as to the unconstitutionality of such acts was not clearly established when they took place and the defendants are therefore entitled to qualified immunity.
Scott argues further, however, that even after Earley, the DOC defendants violated her constitutional rights (1) by not seeking to remove her PRS or quash her warrant in light of Earley, (2) by revoking her PRS and sentencing her to ten months’ incarceration, and (3) by not releasing her while she remained in custody or seeking to have her resentenced in light of Earley.
The only allegation contained in the complaint that addresses the DOC defendants’ purportedly unconstitutional actions with respect to Scott’s PRS is that they “adopted, approved, and/or ratified the imposition of mandatory [PRS] on individuals such as plaintiff sentenced to determinate terms of imprisonment in New York State courts but not sentenced to mandatory [PRS].” Compl. ¶ 16. This allegation does not appear to include Scott’s second, tripartite argument advanced on appeal concerning actions taken after our decision in Earley. Reading the allegation in the complaint liberally, as we are required to do when reviewing the grant of a motion to dismiss, the challenge is directed at thе administrative imposition of PRS, not the failure to take action to remove it after it was imposed.
Nevertheless, because we recognize that “[a] supervisory official may be liable [under section 1983 not only] be
*109
cause he or she created a policy or custom under which unconstitutional practices occurred, [but also because he or she] allowed such a policy or custom to continue,”
Williams v. Smith,
We conclude that the facts pleaded are insufficient to make out such a claim. None of Scott’s allegations with respect to the DOC defendants include assertions that affirmative actions taken by these defendants after
Earley
violated her rights; they refer only to the DOC defendants’ failure to act. And Scott has not pleaded facts giving rise to a clearly established affirmative legal obligation on the part of the DOC defendants to take any of the actions that Scott alleges they failed to take. A claim for failure to act is cognizable only in the presence of a corresponding duty to have acted.
See, e.g., Benzman v. Whitman,
1. Failure to Seek to Remove Scott’s PRS or Quash Her Warrant after Earley. Scott asserts in her brief that the DOC defendants violated her due process rights by failing to take action to remove her PRS and quash her warrant after Earley was decided. See, e.g., Appellant’s Br. at 19 (noting that “DOC[] did not seek to have any criminal defendants re-sentenced to PRS until July 2008”). Thus the argument seems to be that after Earley was decided but before Scott was arrested by the New York State Division of Parole, DOC should have searched its records for people who had PRS imposed administratively and purged the PRS. But this argument fails because no facts are alleged in the complaint that would support a finding that DOC had the power, through its employees, unilaterally to revoke Scott’s PRS despite the conceded fact that DOC had imposed it.
Indeed, it was not until June 2008, some ten months after Scott’s release from her parole violation sentence, that the New York State Legislature provided a statutory method by which government officials could seek to resentence or otherwise handle the cases of inmates who had received administrative imposition of PRS, also thereby imposing an affirmative duty on the part of such officials to do so.
See
N.Y. Corr. Law § 601-d (2008). And Scott herself concedes that “New York law prohibits DOC[ ] from unilaterally correcting sentences — even illegal ones.” Appellant’s Br. at 16 (citing
Murray v. Goord,
Even if there were a basis for a conclusion that DOC officials had the power unilaterally to revoke her PRS, moreover, there is no pleaded basis on which to conclude that DOC would have been obligated under
Earley
to do so. Scott provides no authority for the proposition asserted on appeal that DOC, as opposed to the District Attorney, the sentencing court, the Division of Parole, or any other state actor
*110
with responsibilities with respect to criminal sentencing,
6
had such an affirmative legal duty at the time, much less a clearly established one.
See Mitchell v. Forsyth,
2. Revocation of Scott’s PRS.
Scott also asserts, in her brief if not in her complaint, that the DOC defendants violated her constitutional rights in connection with her parole violation hearing after her arrest for non-compliance with her PRS. But that hеaring was conducted entirely by and before the New York State Division of Parole.
See
Appellant’s Br. at 19 (arguing that DOC “allowed perhaps thousands of criminal defendants, including appellant, to be arrested and re-incarcerated for violating their administratively-imposed PRS”). Scott does not plead facts that, if proven, could establish that the DOC defendants were aware of, let alone participated in, the hearing.
7
To the contrary, Scott herself asserts that “appellees may not have known of appellant’s arrest or participated in appellant’s parole revocation hearing.” Appellant’s Br. at 25. This lack of alleged personal involvement or knowledge bars any claim that the DOC defendants can be held liable for what occurred at the hearing.
See McKinnon v. Patterson,
S. Failure To Release Scott from Incarceration or To Move to Have Her Re-sentenced.
Finally, Scott asserts that the DOC defendants violated her Due Process rights by not taking action to release her from custоdy after she was sentenced to eighteen months’ incarceration for violating the terms of her PRS.
See, e.g.,
Appellant’s Br. at 26 (arguing that “appellees could have rescinded appellant’s administratively-imposed PRS and requested parole officials to issue any necessary release orders”). But there is no allegation of a failure to release or failure to seek resentencing in her complaint,
8
nor indeed does the complaint assert that the DOC defendants themselves knew whether her PRS had been imposed administratively or judicially. There is nothing in the complaint, then, that would support a conclusion that
*111
the defendants were deliberately indifferent to known violations of Scott’s rights.
See Colon,
And again, Scott has failed to point to any clearly established affirmative duty on the part of the DOC defendants to make a motion to correct her sentence.
Mitchell,
Scott would in any event have had doubtful standing to pursue this claim because of the absence of any pleaded injury-in-fact to her arising from the DOC defendants’ failure to act in this regard.
See Lujan v. Defenders of Wildlife,
CONCLUSION
For the foregoing reasons, we affirm the judgment of the district court.
Notes
. A law enacted in 1995 had abolished indeterminate sentences for certain felony offenses, but did not require PRS. Act of June 10, 1995, ch. 3, 1995 McKinney's N.Y. Laws 107, 108.
. The terms and conditions of mandatory PRS can include curfews, travel restrictions, substance-abuse testing and treatment, and placement in residential facilities.
People v. Catu,
.Section 70.45(1) was subsequently amended in 2008 to require that a sentencing court "shall in each case state not only the tеrm of imprisonment, but also an additional period of post-release supervision determined pursuant to this article.” N.Y. Penal Law § 70.45(1) (2008). •
. Neither Scott nor the defendants ask us to review the district court's ruling as to the
Younger, Pullman,
and
Colorado River
abstention doctrines, exhaustion of her state remedies, or the application of the statute of limitations. Accordingly, we deem any such arguments waived and do not address those issues further below.
See Norton v. Sam’s Club,
. It was two months after Gamer and Sparber were decided that the New York State Legislature created a statewide statutory "framework'’ for resentencing or otherwise handling the cases of inmates who had received administrative imposition of PRS, thereby imposing an affirmative duty on the part of government officials to resentence or release such inmates. N.Y. Corr. Law § 601-d (2008).
.
Earley
explicitly recognized the right of the state officials to seek resentencing for persons serving terms of administratively-imposed PRS.
Earley,
. There is no evidence in the record that the DOC defendants had any contact at all with Scott during this period. Quite to the contrary, it appears that Scott was being held at Riker's Island, a non-DOC facility.
.Scott did, however, appear to make an argument to this effect in her opposition to defendants’ motion to dismiss. See Appellant’s Reply Br. at 8.
