Lead Opinion
Scott Davis was injured in September 1978 while diving into Devil’s Kitchen Lake in the Crab Orchard National Wildlife Refuge. The Refuge is owned and operated by the United States, and is heavily patronized — it had one and a half million visitors in 1978 — especially by students at the nearby campus of Southern Illinois University (SIU). In the nine years preceding the accident there had been five diving accidents at another lake in the Refuge, Crab Orchard Lake. One of the accidents had been fatal; two others had rendered their victims quadriplegics. Knowing there was swimming in Devil’s Kitchen Lake too and fearing lest the subsurface rocks in the lake cause serious diving injuries such as had occurred at Crab Orchard Lake, the government in 1975 had closed Devil’s Kitchen Lake to swimming except at a beach at one end of the lake, and had posted along the Refuge’s roads leading to the lake, near the entrances to the Refuge, signs of moderate size reading, “No Swimming in Devil’s Kitchen Lake.” Beneath each sign had been erected a slightly smaller one reading, “No Diving.” Neither the size nor the color
It was against this background that Davis, a 23-year-old student at SIU, went with three friends to swim in Devil’s Kitchen Lake one summer afternoon. One of the young men, Ellison, had swum in Devil’s Kitchen Lake before and had not noticed any hazardous rocks. As the group drove into Crab Orchard Refuge, Davis was seated on the left-hand side of the rear seat of the car and did not see the no-swimming and no-diving signs. One of the young men asked Ellison whether it was okay to swim in Devil’s Kitchen Lake and he replied, “you’re not supposed to but everyone does.” Davis testified that he did not hear this exchange. The group parked in a gravel “widened spot” and walked to the shore. There was no one in the water and no indication that it was an authorized swimming area. Ellison inflated a rubber raft and floated out on it. Davis and another young man swam about for a short time without incident and then got out and walked some feet to a point on the shore opposite Ellison on his raft. The shore here was a stone ledge about three feet above the surface of the lake. The lake seemed clear to Davis, but he also testified, “There was glare from the sun. So that if you looked down at the water the sun was reflected into your eyes.” Davis and his companion decided to swim out to Ellison and tip him into the water from his raft. They took running dives and while in the air Davis dropped his arms to his side. He landed head first on a rock outcropping that protruded from the bottom of the lake to a point about a foot and a half below the surface, and broke his neck. His companion struck the same outcropping but just scraped his chest.
The accident rendered Davis a quadriplegic. He brought this suit for damages against the United States under the Federal Tort Claims Act, 28 U.S.C. §§ 1346(b), 2671 et seq. The district court determined his damages to be $4,047,000, and the amount is not contested. The district court also determined that the accident was due 75 percent to Davis’s own negligence and 25 percent to that of the United States, and therefore awarded him $1,012,000. He has appealed, contending that he is entitled to his full damages or at least to more than 25 percent; the government has cross-appealed, contesting liability.
We think it clear to begin with that under Illinois law (which governs the substantive issues in this case, see 28 U.S.C. § 1346(b), because the accident occurred in Illinois) the government was at least negligent in failing to warn the public of the danger of subsurface rocks more effectively than it did. The danger was not obvious, as in our recent decision in Kohl v. United States,
The history of diving accidents at Crab Orchard Lake showed that people were diving despite the prohibition against swimming and diving and were getting seriously hurt doing so; and the government was aware of unauthorized swimming, and similar danger, at Devil’s Kitchen Lake. It would not have cost much to amend the “No Diving” sign to add “Danger: Subsurface Rocks,” and to have posted these signs where swimmers could be expected, such as at the gravel widened spot where Davis and his friends parked their car, as well as at the entrances to the Refuge. Of course the cheapness of a precaution is not the only consideration in deciding whether its omission is negligent; the benefit from the precaution must be commensurate. See Lance v. Senior,
But under the common law of Illinois it is not a tort negligently to injure a trespasser. Trout v. Bank of Belleville,
It is possible that circumstances suggesting an implied invitation might override the signs, and even that a land
The rule that there is no duty of ordinary care to a trespasser is, however, closely allied to another common law rule— that contributory negligence is a complete defense to a charge of negligence. In both cases the victim could have prevented the accident at reasonable cost — the trespassing victim by not trespassing, the contributorily negligent victim by using due care for his own safety — and this is enough in common law thinking to excuse the defendant from any liability. Illinois recently abrogated contributory negligence as a defense and substituted comparative negligence. Alvis v. Bibar,
This is conjecture, though, and there is a solider ground for thinking that the Illinois courts would not apply the rule that there is no duty of care to a trespasser in this case. Although at one time the only duty of a landowner to a trespasser was not to set traps for him, see, e.g., Bush v. Brainard,
In Latimer v. Latimer,
In addition, section 335 of the Restatement states: “A possessor of land who knows ... that trespassers constantly intrude upon a limited area of his land, is subject to liability for bodily harm caused to them by [a highly dangerous] artificial condition on the land, if ... the condition ... is of such a nature that he has reason to believe that such trespassers will not discover it, and ... [he] has failed to exercise reasonable care to warn such trespassers of the condition and the risk involved.” The director of the Crab Orchard Refuge had described Devil’s Kitchen Lake before the accident as “a man-made impoundment creating a hazardous environment for swimming and diving,” and we would add only that it was very hazardous. Altering nature in this fashion created an artificial condition, see cases cited in Prosser, supra, at 355 n. 45; the government was well aware that “trespassers constantly intrude ... ”; yet it failed to take reasonable care to warn trespassers of the risk. Although we have found no Illinois case that cites section 335 of the Restatement, the fact that the Illinois Appellate Court in Latimer used section 342 to define “willful and wanton” suggests that Illinois courts would, a fortiori, insist that landowners come up to the less demanding (because limited to conditions that are both artificial and highly dangerous) standard of care in section 335.
The district judge found, however, that the government was not “willful and wanton” in this case. He said, “I think, first of all, ‘wilfulness’ means doing something intentionally that you know should not be done thereby constituting a misconduct. It implies, at least, an exercise of a will. ‘Wantonness’ implies a complete disregard for the rights or the safety of others.” Although there is some support for this formulation in the Illinois cases, we think Illinois courts today would be more likely to apply the tests of sections 335 or 342 of the Restatement; and although we could remand the case for a determination of the government’s liability under either of these tests, we are sufficiently confident that any reasonable trier of fact would find the government in this case willful and wanton to be unwilling to prolong the litigation. We understand and share the district judge’s reluctance to find the government guilty of serious misconduct; the facts, as shall appear, do not support such a finding. Where we disagree with the district judge is over the meaning of “willful and wanton.” In Illinois law, these terms do not have their usual English meaning; they merely denote a somewhat heightened form of negligence such as the government was guilty of here.
The next question is whether the government’s liability for its willful and wanton injury was excused by Illinois’ Recreational Use of Land and Water Areas Act, Ill.Rev.Stat.1981, ch. 70, Hf 31-37. The Act is intended to “encourage owners of land to make land and water areas available to the public for recreational purposes by limiting their liability toward persons entering thereon for such purposes.” H 31. To this end, it provides that a landowner who opens his land for public recreation “owes no duty of care to keep the premises safe for entry or use by any person for recreational purposes, or to give any warning of a dangerous condition, use, structure, or activity on such premises to persons entering for such purposes,” H 33, except a duty to avoid a “willful or malicious failure to guard or warn against a dangerous condition,” 1136(a). If “willful or malicious” does not denote a higher degree of wrongdoing than “willful and wanton,” the government’s Use Act argument fails at the threshold. But we think it does. We derive some support from cases construing similar statutes in other states, see Gard v.
The government’s failure to warn here was not “willful or malicious.” It knew there was a hidden hazard, but did not just sit on its hands. It took steps to prevent the type of accident that occurred here, and just failed to take additional precautions that also would have been cost-justified — yet would not have been of certain efficacy. Many people would pay little attention to a sign that said “Danger: Subsurface Rocks.” They would think that if they stared hard at the water they would see the rocks; and if like Davis and his friends they had swum around for a bit before diving, they might decide that the sign referred to another part of the lake, or was just another manifestation of what they might consider the nanny spirit of modern government. So while such signs would be cheap and the accidents they would avert if effective are horrendous, we cannot call the government’s failure to put up explicit warning signs in addition to the signs and other precautions that it did employ willful or malicious.
Therefore, if the Use Act applies to Crab Orchard Refuge, the government’s misconduct toward Davis is excused. The plaintiff concedes that if the Refuge were privately owned, its owner would be within the literal scope of the Use Act; and under the Federal Tort Claims Act the government is liable only “in the same manner and to the same extent as a private individual under like circumstances .... ” 28 U.S.C. § 2674. But in Miller v. United States,
The government asks us to reconsider our holding in Miller that landowners subject to the Licensing Act may no longer claim immunity from tort liability under the Use Act. It points out, first, that the Illinois Appellate Court later rejected this
The government points out next that the two acts are not literally inconsistent, which is true but ignores their purposes. The Use Act, passed in 1965, was designed to encourage landowners to open up their property for free public recreation. By 1971, when the Licensing Act was passed, the state had become concerned about safety and health at recreational areas, whether or not operated on a user-fee basis, that contained facilities for overnight stays. The Licensing Act brought these areas under a detailed scheme of licensing requirements and other regulatory controls. The government argues that the legislators’ only real concern was with sanitation, but this is belied by the statutory language quoted earlier, which repeatedly describes safety and sanitation as alternative concerns. See also Ill.Rev.Stat.1981, ch. 111½, ¶ 781 (Licensing Act). It would be odd if, having brought under the strict safety and health requirements of the Licensing Act a subset of the landowners who had been encouraged by the earlier Use Act to open their land to public recreation, the state wanted these landowners to continue to enjoy the almost complete immunity from tort liability conferred by that act. This would mean that until the state got around to issuing regulations under the Licensing Act covering swimming and diving in unauthorized areas (which it has not yet done), the owner of a recreational area would enjoy immunity under the Use Act from liability for his negligence while being governed by the safety regulations of the Licensing Act at his swimming beach. Since the Licensing Act contains no provisions relating to tort liability at all, it may reflect a preference for a regulatory over a common law system for preventing accidents in recreational areas. But we imagine that its overriding concern is safety, and so conceived the Act would be undermined if landowners subject to it continued to enjoy the tort immunity of the Use Act with its very different purpose of encouraging the opening of land for public recreation free of charge but at the price of some danger to the public. Also, the Licensing Act bespeaks concern for recreational areas where the landowner, whether or not for profit, has taken steps to encourage recreational uses by providing overnight facilities; and the fact that he has done so suggests he has the resources to protect users from safety hazards.
If the spirit of a later statute may be allowed to limit the scope of an earlier one, as cases such as Erlenbaugh v. United States,
We turn to the question of Davis’s own negligence. To dive into water head-first is to court disaster unless you know that, where you hit, the water has sufficient depth to absorb the dive. The truly cautious confine their diving to the deep ends of swimming pools, the piers or jetties of lakes that are marked as safe for diving, and the sides of boats far from shore. To dive from the shore of a lake that has not been marked as safe for diving is negligence per se unless the diver has taken careful soundings of the depth of the lake at the point where he will hit the water, which Davis had not done. True, he
So we agree with the district court that Davis was negligent, but must next decide whether his negligence can be compared with the willful and wanton misconduct of the government. At common law, where contributory negligence was a complete defense but only to negligence, a finding that the defendant was guilty of willful and wanton misconduct overrode the plaintiff’s contributory negligence and allowed him to collect his full damages. See, e.g., Iverson v. Iverson,
Therefore, although the Illinois courts have yet to decide whether a defendant’s willful and wanton misconduct may be compared with the plaintiff’s contributory negligence, we think it likely that when the issue arises they will align themselves with the majority of comparative-negligence jurisdictions, which hold that it may. See, e.g., Plyler v. Wheaton Van Lines,
We have now to consider whether a reasonable trier of fact could have found Davis to be three times as blameworthy as the government (75 percent versus 25 percent). The exact meaning of such a finding is none too clear, and the cases from other jurisdictions (comparative negligence is too recent in Illinois for the Illinois courts to have formulated guidelines for its application) are unhelpful in clarifying it; comparative-negligence judgments are left largely to the intuition of the triers of fact. See Schwartz, supra, chs. 17-18. But at its root may be some such idea as the following: though both parties to the accident, injurer and victim, could have avoided the accident at reasonable cost — for otherwise both would not have been negligent and the need to compare their negligence would not arise — one of them could have avoided the accident at a lower cost than the other, and he should bear a larger share of the burden of having failed to do so. Cf. Schwartz, supra, at 278 and n. 10. So if the expected cost of the accident is $10 and the plaintiff could have avoided it at a cost of $1 and the defendant at a cost of $2, the plaintiff, being twice as blameworthy as the defendant, should bear twice the cost of the accident as the defendant, which means that his damages should be reduced by two-thirds.
The government could have prevented this accident (if at all) only by erecting signs warning of the danger of subsurface rocks, or by stepping up patrols of its rangers, and neither form of prevention would have been of certain efficacy. But to stop with this observation would be to let the government off the hook too easily. As the signs and increased ranger patrols would not''have benefited just Davis but all potential victims of swimming and diving accidents, the cost to the government of pre
But Davis’s own fault was grave. He could have prevented the accident by just not diving. This would have been a trivial sacrifice. He still could have swum out to tip Ellison off the raft; it would just have taken him a few seconds longer. If he derived particular pleasure from diving, he could have pursued the sport in areas marked safe for diving; but it appears he dove just to get to the raft faster. Furthermore, had he not insisted on taking a running dive — and from a ledge three feet above the surface of the water — the danger would have been less. By running and diving from a height he made it certain that he would dive into a part of the lake the depth of which he could not gauge from his position on the shore. (Oddly, the record contains no evidence of the distance between the point from which he jumped and the rock outcropping on which he landed.) Finally, by dropping his arms to his sides while in flight he increased the risk of injury. In short, he could have. greatly reduced the danger to himself with very little effort — by not running, by not diving from a height, by keeping his hands extended in front of him (as his companion had the sense to do). Of course he did not know there were subsurface rocks where he was diving, but a reasonable man would have known that the danger, though small, was great enough (considering the possible consequences) to warrant the simple precautions that would have averted catastrophe.
Davis’s conduct was, therefore, not minimally negligent but willful and wanton, like that of the plaintiff in Beverly Bank v. Penn Central Co., supra. But it does not follow that Davis’s willfulness and wantonness was three times as great as that of the government. Although the scope of judicial review of such a determination is limited, the determination is not committed entirely to the discretion of the trier of fact and we must reverse if we have a firm conviction that it is wrong. See, e.g., Caldwell v. Piggly-Wiggly Madison Co.,
We shall therefore reverse the judgment of the district court insofar as it failed to award Davis more than one-fourth of the $4,047,000 damages that the parties agree is the proper measure of his injury, and remand the case for a new trial limited to the proper apportionment of the parties’ fault, unless Davis, within 21 days of the receipt of our mandate by the district court, files a written election to accept one-third of the damages. We direct the district court to enter judgment for that amount if Davis files such an election within the specified time. Otherwise there must be a new trial limited to the apportionment question. Cf. Schwartz, supra, at 206; Parchia v. Parchia,
This procedure is not foreclosed by Dimick v. Schiedt,
Should there be a new trial, under our Circuit Rule 18 it will be before a different judge, even though the trial will be limited to one issue; we mention this because there has been some uncertainty as to whether the rule applies in cases of partial new trial.
Finally, there will be no award of costs in this court.
Affirmed in Part and Reversed in Part.
Concurrence Opinion
concurring in part, and dissenting in part.
I concur in the majority’s rejection of the claim of the government that it is entitled to reversal and judgment in its favor.
I have serious doubt as to the majority’s conclusion as a matter of law that Davis was a trespasser. There seems to be no question that the public was invited into the property for recreational purposes, including swimming at various locations. Under the FTCA it is necessary to equate the government with a private individual under like circumstances. An invitee on privately owned land would not be charged with constructive notice of the private owner’s decision not to permit swimming. I doubt that Illinois would hold that an invitee becomes a trespasser by violating an ineffectively communicated restriction on an otherwise apparently acceptable use.
Similarly, I doubt whether the government’s failure to give a more adequate warning can properly be held as a matter of law to be willful or wanton.
But even assuming that the majority has correctly resolved these two issues, I do not share the “firm conviction” that the 75%-25% apportionment of causal fault was wrong. I would affirm the judgment appealed from.
