Scot L. Zimmerman v. State of Oregon Department of JusticeScot L. Zimmerman v. State of Oregon Department of Justice
Plaintiff brought this action claiming, in part, that defendant’s employment practices discriminated against him in violation of Title II of the Americans with Disabilities Act (ADA),
FACTUAL AND PROCEDURAL BACKGROUND
Because this is an appeal from the dismissal of an action pursuant to
On January 21, 1995, defendant hired plaintiff on a trial basis as a child support agent. Plaintiff suffers from a disabling eye condition that renders him visually impaired. During his employment, plaintiff asked that defendant reasonably accommodate his disability. Defendant refused and thereafter retaliated against plaintiff. Finally, on December 18, 1995, defendant fired plaintiff.
On June 23, 1997, plaintiff filed this action alleging that defendant had violated Titles I and II of the ADA and a similar state anti-discrimination statute.
Zimmerman v. Oregon Dep’t of Justice,
The district court first dismissed plaintiffs Title I claims, holding that plaintiff had failed to file a timely charge with the Equal Employment Opportunity Commission (EEOC). Id. at 1328-29. The court also dismissed plaintiffs state law claim, holding that defendant has Eleventh Amendment immunity. Id. at 1330-31. On appeal, plaintiff does not challenge either of those rulings.
Finally, the court dismissed plaintiffs Title II claim, holding that Title II does not apply to employment. Id. at 1329-30. The court acknowledged that it is possible to interpret the words of Title II broadly to cover employment. Id. at 1330. However, the court relied on contextual clues to reject that interpretation:
I reject plaintiffs interpretation of Title II because it is inconsistent with the structure of the ADA as a whole. In Title I, Congress created a comprehensive statutory scheme prohibiting employment discrimination. In Title II, headed “Public Services,” Congress prohibited governments from discriminating against disabled persons in providing services such astransportation or parks. Allowing employment discrimination claims under Title II would make Title I almost completely redundant as applied to public employees. After establishing a comprehensive statutory scheme in Title I to prohibit discrimination by both public and private employers, why would Congress then create a vague implied remedy for employment discrimination, available only to public employees? Public employees would have no reason to bring discrimination claims under Title I if Title II allowed them to take claims directly to federal court without exhausting administrative remedies.
Id. at 1329-30 (footnote and citations omitted). Plaintiff brings this timely appeal to challenge that decision.
STANDARD OF REVIEW
We review
de novo
the district court’s dismissal of an action pursuant to
DISCUSSION
A Statutory Overview
The ADA contains five titles: Employment (Title I), Public Services (Title II), Public Accommodations and Services Operated by Private Entities (Title III), Telecommunications (Title IV), and Miscellaneous Provisions (Title V). 1 Americans with Disabilities Act of 1990, Pub.L. No. 101-336, 104 Stat. 327, 327-28 (1990). As those headings suggest, Title I applies specifically to employment:
No covered entity shall discriminate against a qualified individual with a disability because of the disability of such individual in regard to job application procedures, the hiring, advancement, or discharge of employees, employee compensation, job training, and other terms, conditions, and privileges of employment.
Congress has defined “covered entity” to include state employers such as defendant. The term “covered entity” includes an “employer.”
Although Congress generally included governmental employers in Title I, it exempted the
federal
government from that Title.
See
Neither party disputes that Title I ordinarily would apply to plaintiffs action. However, Title I requires an employee first to file a charge with the EEOC in a timely manner.
See
B. Chevron deference
Title II is the “Public Services” title of the ADA. Congress required the Attorney General to promulgate regulations implementing Title II.
See
No qualified individual with a disability shall, on the basis of disability, be subjected to discrimination in employment under any service, program, or activity conducted by a public entity.
Under these circumstances,
Chevron U.S.A. Inc. v. Natural Resources Defense Council, Inc.,
In
Chevron,
the Supreme Court devised a two-step process for reviewing an administrative agency’s interpretation of a statute that it administers.
See Chevron,
Plaintiff and the Attorney General, as ami-cus, argue that Title II is ambiguous and thus requires us to defer to the Attorney General’s regulation. Defendant, to the contrary, argues that Title II expresses Congress’ intent unambiguously.
We agree with defendant. Congress unambiguously expressed its intent for Title II not to apply to employment. That being so, we end our inquiry at the first step of the
Chevron
analysis and accord the Attorney General’s regulation no weight.
See National Credit Union Admin. v. First Nat’l Bank & Trust Co.,
C. Wording of Title II
Using our “traditional tools of statutory construction,”
Chevron,
Title II’s operative section provides:
Subject to the provisions of this sub-chapter, no qualified individual with a disability shall, by reason of such disability, be excluded from participation in or be denied the benefits of the services, programs, or activities of a public entity, or besubjected to discrimination by any such entity.
As is evident, that section contains two clauses. First,
no qualified individual with a disability shall, by reason of such disability, be excluded from participation in or be denied the benefits of the services, programs, or activities of a public entity[.]
Congress did not define any of the terms in that clause except “public entity” and “qualified individual with a disability.”
See
A common understanding of the first clause shows that it applies only to the “outputs” of a public agency, not to “inputs” such as employment.
See Decker,
Consider, for example, how a Parks Department would answer the question, “What are the services, programs, and activities of the Parks Department?” It might answer, “We operate a swimming pool; we lead nature walks; we maintain playgrounds.” It would not answer, “We buy lawnmowers and hire people to operate them.” The latter is a means to deliver the services, programs, and activities of the hypothetical Parks Department, but it is not itself a service, program, or activity of the Parks Department.
Similarly, consider how a member of the public would answer the question, “What are the services, programs, and activities of the Parks Department in which you want to participate, or whose benefits you seek to receive?” The individual might answer, “I want to participate in the Wednesday night basketball league, or find out about the free children’s programs for the summer months.” The individual would not logically answer, “I want to go to work for the Parks Department.”
We conclude, then, that the wording of the first clause does not suggest that Congress intended for Title II to apply to employment.
2
Almost all other courts have, at least implicitly, adopted the foregoing interpretation.
3
In particular, although they have held that Title II applies to employment, they have not done so because of the wording of the first clause. Instead, the courts that have considered that wording have held that it does not apply to employment.
See, e.g., Decker,
The second clause of
no qualified individual with a disability shall, by reason of such disability, ... be subjected to discrimination by any such entity.
Some courts have held that the second clause is entirely independent from the first and that it prohibits any form of discrimination by a public entity. See Bledsoe v. Palm Beach County Soil & Water Conservation Dist.,
Under that interpretation, Title II would be broad enough to include employment discrimination by a public entity. We do not, however, agree with that interpretation for two reasons: (1) it takes the key phrase out of context, and (2) it conflicts with Ninth Circuit precedent.
Initially, the placement of the second clause in the single sentence that forms
To prevail on a Title II claim, including a claim under the second clause, a plaintiff must prove that he or she is a "qualified individual with a disability." See 42 U.s.c.
As used in this subchapter:
The term "qualified individual with a disability" means an individual with a disability who, with or without reasonable modifications to rules, policies, or practices, the removal of architectural, communication, or transportation barriers, or the provision of auxiliary aids and services, meets the essential eligibility requirements for the receipt of services or the participation in programs or activities provided by a public entity.
This court already has hinted at the foregoing interpretation of the second clause. In
Crowder v. Kitagawa,
Crowder, thus, suggests that both clauses prohibit discrimination by a public entity in providing its services, programs and activities. The clauses differ only in their method of prohibiting discrimination. See, e.g., id. at 1483-84 (“Few would argue that architectural barriers to disabled persons such as stairs, or communication barriers such as the preference for the spoken word, are intentionally discriminatory. Yet, stairs can deny the wheelchair-bound access to services provided on the second floor of a government building; and communicating only by the spoken word can deny deaf persons the ability to find out that it is the second floor where they must go to obtain the services they seek.”).
In summary, the second clause of
D. Structure of the ADA
Even were the wording of Title II ambiguous, by itself, the structure of the ADA as a whole unambiguously demonstrates that Congress did not intend for Title II to apply to employment.
See National R.R. Passenger Corp. v. Boston & Maine Corp.,
The structure of the ADA demonstrates congressional intent in five main ways: (1) Congress placed employment-specific provisions in Title I, which it labeled “Employment,” whereas Congress placed no employment-related provisions in Title II, which it labeled “Public Services.” (2) Congress defined “qualified individual with a disability” differently in Title I than in Title II. In Title I, a person is “qualified” if the person can work, whereas in Title II a person is “qualified” if the person is eligible to receive services or participate in a publicly provided program. (3) Allowing employment discrimination claims under Title II would make Title I redundant as applied to public employees and would eviscerate the procedural requirements of Title I for those employees. (4) Congress gave regulatory authority to different agencies for Title I and Title II. Congress gave authority over Title I to the EEOC, the agency that administers most federal employment-related statutes. (5) Congress expressly linked the employment-related provisions of the Rehabilitation Act to Title I of the ADA, not to Title II. We discuss each of those aspects of the ADA’s structure in turn.
First, Title I contains detailed and comprehensive employment provisions. Title II, on the other hand, is completely devoid of any employment provisions. For example, in Title I (“Employment”), the term “qualified individual with a disability” speaks to a person’s qualifications
to work.
By contrast, as discussed above, in Title II (“Public Services”) a “qualified individual with a disabili
As used in this subchapter:
The term “qualified individual with a disability” means an individual with a disability who, with or without reasonable accommodation, can perform the essential functions of the employment position that such individual holds or desires. For the purposes of this subchapter, consideration shall be given to the employer’s judgment as to what functions of a job are essential, and if an employer has prepared a written description before advertising or interviewing applicants for the job, this description shall be considered evidence of the essential functions of the job.
with
As used in this subchapter:
The term “qualified individual with a disability” means an individual with a disability who, with or without reasonable modifications to rules, policies, or practices, the removal of architectural, communication, or transportation barriers, or the provision of auxiliary aids and services, meets the essential eligibility requirements for the receipt of services or the participation in programs or activities provided by a public entity.
Likewise, in Title I, “reasonable accommodation” addresses specifically the needs of the disabled
in the workplace.
Title II does not contain a similar definition.
Compare
As used in this subchapter:
The term “reasonable accommodation” may include-
(A) making existing facilities used by employees readily accessible to and usable by individuals with disabilities; and
(B) job restructuring, part-time or modified work schedules, reassignment to a vacant position, acquisition or modification of equipment or devices, appropriate adjustment or modifications of examinations, training materials or policies, the provision of qualified readers or interpreters, and other similar accommodations for individuals with disabilities.
with
Congress thus crafted extensive employment-specific provisions in Title I. It omitted any mention of employment in Title II. In that circumstance, we must give effect to the different wording and different focus of the two provisions.
See Russello v. United States,
We turn next to the principle of giving full effect to each provision of a statute. Congress consciously and expressly chose to include the employment practices of state and local governments in Title I. To hold that Title II also governs their employment practices would render Congress’ special effort to ensure their inclusion in Title I superfluous. Public employees could avoid the procedural requirements of Title I by pursuing all their claims under Title II. This court generally refuses to interpret a statute in such a manner.
See Northwest Forest Resource Council v. Glickman,
Titles I and II of the ADA incorporate their remedies and procedures from different acts: Title I incorporates provisions of Title VII of the Civil Rights Act of 1964, as amended,
4
while Title II incorporates provi
Next, we consider Congress’ choices respecting delegation of authority to the Executive Branch. Titles I and II delegate the responsibility to promulgate regulations to different agencies. Title I requires the EEOC to issue regulations interpreting that title.
Congress was aware of the problem that conflicting regulations could create. In response to that potential problem, Congress ordered the agencies charged with enforcing Title I (the EEOC) and the Rehabilitation Act of 1973 (the Attorney General) to “develop procedures to ensure that administrative complaints filed under this subchapter and under the Rehabilitation Act of 1973 are dealt with in a manner that avoids duplication of effort and prevents imposition of inconsistent or conflicting standards for the same requirements under this subchapter and the Rehabilitation Act of 1973.”
Finally, the ADA’s linkage of Title I and the Rehabilitation Act establishes that Congress thought that the ADA’s employment-related provisions were embodied in Title I, not Title II. Congress made this linkage even stronger in 1992 when it amended the Rehabilitation Act to incorporate employment-related standards from Title I, not Title II:
The standards used to determine whether this section has been violated in a complaint alleging employment discrimination under this section shall be the standards applied under title I of the Americans with Disabilities Act of 1990 (42 U.S.C. 12111 et seq.) and the provisions of sections 501 through 504, and 510, of the Americans with Disabilities Act of 1990 (42 U.S.C. 12201-12204 and 12210), as such sections relate to employment. 6
In conclusion, when viewed as a whole, the text, context and structure of the ADA show unambiguously that Congress did not intend for Title II to apply to employment. Under these circumstances, we do not resort to legislative history, and we do not defer to the Attorney General’s regulation.
See, e.g., Sloan v. West,
E. Rehabilitation Act
1. Express incorporation
Plaintiff and amicus argue that Title II expressly incorporates the Rehabilitation Act’s prohibition on employment discrimination. We disagree.
Plaintiff and
amicus
rely, first, on
The remedies, procedures, and rights set forth in section 79ia of Title 29 [the Rehabilitation Act] shall be the remedies, procedures, and rights this subehapter provides to any person alleging discrimination on the basis of disability in violation ofsection 12132 of this title.
(Emphasis added.) Because one of the “rights” in the Rehabilitation Act is the right to be free from employment discrimination, plaintiff and
amicus
argue,
However,
Second, plaintiff and
amicus
rely on
[Regulations under subsection (a) of this section shall be consistent with this chapter and with the coordination regulations under part 41 of title 28, Code of Federal Regulations (as promulgated by the Department of Health, Education, and Welfare on January 13, 1978), applicable to recipients of Federal financial assistance undersection 794 of Title 29.
They argue that, because
Unlike
We conclude that Congress did not expressly incorporate the substantive employment provisions of the Rehabilitation Act into Title II.
2. Implied, incorporation
Even if Title II of the ADA does not expressly incorporate the Rehabilitation Act’s substantive employment rights, plaintiff and amicus argue, it impliedly incorporates those rights. We are not persuaded.
Congress did model Title II on the Rehabilitation Act.
See Weinreich,
Unlike the Rehabilitation Act, Title II applies to all public entities, whether or not they receive federal financial assistance. Thus, in some respects, it is true that Congress broadened the provisions of the Rehabilitation Act in Title II.
On the other hand, the Rehabilitation Act also applied (and still does apply) to private entities that receive federal financial assistance.
See
In the circumstances, Congress’ use of the Rehabilitation Act as a model for Title II does not, standing alone, evidence Congress’ intent to incorporate the employment provisions from that Act into Title II, as distinct from Title I. Rather, we must examine carefully the similarities and differences between the two statutes to determine whether Congress had such an intent.
Plaintiff and
amicus
note that Title II contains wording that is similar to the wording found in § 504 of the Rehabilitation Act. Before the enactment of the ADA, the Supreme Court had held that § 504 applies to employment.
Consolidated Rail Corp. v. Darrone,
The answer is not so simple, for four reasons. (1) Textually, Congress did not borrow the wording of § 504 verbatim when it drafted Title II, although the phrasing of the two statutes is similar. (2) Contextually, surrounding sections of the Rehabilitation Act relate explicitly to employment, whereas no section of Title II relates to employment. (3) The Congressional purpose to cover employment could not be carried out under the Rehabilitation Act except by construing its
We turn first to the statutory text. “[W]hen a legislature borrows an already judicially interpreted phrase from an old statute to use it in a new statute, it is presumed that the legislature intends to adopt not merely the old phrase but the judicial construction of that phrase.”
Long v. Director, Office of Workers’ Comp. Programs,
When the Supreme Court interpreted § 504 of the Rehabilitation Act, that section provided in part
No otherwise qualified handicapped individual in the United States, as defined in section 706(7) of this title, shall, solely by reason of his handicap, be excluded from the participation in, be denied the benefits of, or be subject to discrimination under any program or activity receiving Federal financial assistance or under any program or activity conducted by any Executive agency or by the United States Postal Service.
The focus of the emphasized phrase in § 504 of the Rehabilitation Act is the receipt of Federal financial assistance.
See Consolidated Rail,
To the extent that there was any ambiguity about the breadth of that wording when the Supreme Court decided Consolidated Rail, Congress amended § 504 in 1988 to make its breadth clear. That amendment defined the term “program or activity” to include “all of the operations” of the entity. 9
By contrast, the focus of Title II of the ADA is on the services, programs, or activities that a public entity provides. That is an outward-looking focus.
In summary, when Congress enacted the ADA, § 504’s “under any program or activity” wording was very broad. Congress’ decision to use a narrower phrase in Title II indicates its intent for Title II not to be coextensive with the Rehabilitation Act.
Moreover, unlike Title II of the ADA, the Rehabilitation Act contained several employment-related provisions. For example, Congress limited the application of § 504 to an “otherwise qualified handicapped individual in the United States, as defined in section 706(7).”
In fact, one of Congress’ express purposes in enacting the Rehabilitation Act was to “promote and expand employment opportunities in the public and private sectors for handicapped individuals.”
See Consolidated Rail,
By contrast, Title II contains no employment-specific provisions. Congress placed all of those provisions in Title I. Unlike the ADA, the Rehabilitation Act has no separate title specifically governing employment.
See, e.g., Consolidated Rail,
The Supreme Court’s interpretation of Title IX of the Education Amendments of 1972 (which the Supreme Court also has held applies to employment) highlights the effect of that difference in statutory structure.
See North Haven Bd. of Educ. v. Bell,
No person in the United States shall, on the basis of sex, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any education program or activity receiving Federal financial assistance ....
[I]f we are to give [Title IX] the scope that its origins dictate, we must accord it a sweep as broad as its language. Because [Title IX] neither expressly nor impliedly excludes employees from its reach, we should interpret the provision as covering and protecting these “persons” unless other considerations counsel to the contrary.
Id. at 521 (emphasis added) (citations and internal quotation marks omitted).
There is no need under the ADA to interpret Title II broadly “to give [the ADA] the scope that its origins dictate.” Unlike both Title IX and the Rehabilitation Act, the ADA contains a detailed, separate employment discrimination title. Title I protects nearly all state and local government employees even if Title II does not apply to employment.
See Bledsoe v. Palm Beach Soil & Water Conservation Dist.,
Finally, as noted above, Congress amended the Rehabilitation Act to incorporate the employment provisions from Title I of the ADA.
In summary, the Rehabilitation Act does not provide a basis for interpreting Title II to apply to employment. To the contrary, the differences between that Act and Title II further support the conclusion that Congress did not intend for Title II to apply to employment.
F. Precedent
We are mindful that most courts have held that Title II applies to employment. Ordinarily, we would find it difficult to hold that the wording of a statute
unambiguously
indicates a contrary congressional intent in the face of such precedent. However, those courts generally have ignored the wording of Title II altogether,
11
including the definition of “qualified individual with a disability” from that Title and the surrounding words in
CONCLUSION
We realize that our decision creates an inter-circuit split of authority. Although we are hesitant to create such a split, and we do so only after the most painstaking inquiry, we must follow the unambiguously expressed intent of Congress. We therefore hold that Title II does not apply to employment.
AFFIRMED.
Notes
. As codified, the telecommunications title is not a separate subchapter.
. If there were any doubt about the meaning of the first clause, it would be resolved by resort to the statutorily defined term, "qualified individual with a disability,” which we discuss in the text below.
. The only exception appears to be
Dominguez v. City of Council Bluffs, Iowa,
.
See
.See
. The other cited sections of the ADA are among the "Miscellaneous Provisions.”
. Ordinarily, the 1992 Congress’ interpretation of a 1990 statute would provide no guidance. However, 1992 was the first year in which the ADA took effect, so the 1992 Congress was the first Congress that had to address the interrelationship between the ADA and the Rehabilitation Act.
. The Eleventh Circuit in
Bledsoe
stated that “[ejxtensive legislative commentary regarding the applicability of Title II to employment discrimination, however, is so pervasive as to belie any contention that Title II does not apply to employment actions.”
Bledsoe,
. Title
For the purposes of this section, the term "program or activity” means all of the operations of—
(1)(A) a department, agency, special purpose district, or other instrumentality of a State or of a local government; or
(B) the entity of such State or local government that distributes such assistance and each such department or agency (and each other State or local government entity) to which the assistance is extended, in the case of assistance to a State or local government^]
. As the citation shows, the Eleventh Circuit has reversed the district court's decision in Bled-soe. We cite the district court’s decision for the strength of its reasoning and not the force of its authority.
. The major exception is the Eleventh Circuit’s decision in
Bledsoe.
Like the cases listed
infra
at footnote 13, that court relied primarily on the ADA’s legislative history and the Attorney General's regulation.
See Bledsoe,
.
See, e.g., Holmes
v.
Texas A & M Univ.,
.
See, e.g., Hernandez v. City of Hartford,
.
See, e.g., Bledsoe,
.
See, e.g., Saylor v. Ridge,