*1 in procedure responding further. The July briefly frequently meets with both Court Mail and U.S. Via facsimile sentencing hearing to a prior counsel Gans, Esq. E. Michael procedural questions simply alert- address Clerk of Court to what issues remain to Court on the and how addressed record the law- Appeals States Court United proceed. meetings As yers wish these Eagleton F. U.S. Courthouse Thomas record, no substantive are not on dis- Street, Room 24.329 111 South 10th involved, offered, argument no cussion is Louis, Missouri 63102 St. and no substantive decisions are made. Only rarely present are defendants this States v. Gerald RE: 08-3819 United discussion; and procedural therefore Gammage expect Gammage would not Mr. Court Dear Mr. Gans: present meeting if such a occurred in this of the United Pursuant to the Order case. Eighth for the Appeals Court of States adequately responds I trust this to the Lee States v. Gerald Circuit United I inquiry. pleased Court’s would be 08-3819, pro- Gammage, No. this Court respond questions. additional following regarding certification vides the Sincerely, underlying in connection with the matters sentencing proceedings this Court. James E. Gritzner no indication the record There is James E. Gritzner of this it ever was Judge the files Court District Court U.S. with or considered a commitment
provided Mr. B. cc: William Ortman Court of Jones order from Circuit Purdy Mr. William C. to Defen- County, Mississippi, attesting Mr. Mark E. Weinhardt offense in burglary conviction of a dant’s January term of 1984. The D. that court’s Mr. Clifford Wendel independent has no recollection of Court the Exhibit and
such a document. While 121) (Clerk’s No. identifies
Witness List Mississippi Commit-
Exhibit 3 as Order, In- that exhibit is in fact an
ment January 1984 term of dictment from Talmadge SCOBEY, Appellant, court, County, Mississippi and is
the Jones v. as such in the tran- correctly identified STEEL-ARKANSAS, Appellee. NUCOR script. No. 08-1192. specific has ho record and no This Court meeting prior of a to this sen- recollection Appeals, States Court of United sentencing tencing hearing. Eighth Circuit. begin p.m. was set to at 1:30 hearing Dec. 2008. Submitted: hearing reflect the Clerk’s Minutes Aug. Filed: suggesting there was began p.m., at 1:45 prior counsel to the brief discussion with any specific
hearing. In the absence of
recollection, relies on routine the Court *2 Gilbert,
Justin L. argued, Scott Michael Russell, brief, Jackson, TN, on the appellant. Mayes, M. disclosed that his ex-wife’s
Jeffrey argued, S. David father had brief, Linker, passed away K. on the how to arrange Minces and John and asked Houston, TX, appellee. time from off work order to attend the funeral. Blakemore told him that he *3 BYE, SHEPHERD, BEAM, and Before arrange should call into work and a swap Judges. Circuit employee. Scobey with another then Seratt, Nucor, Paul called a “lead man” at SHEPHERD, Judge. Circuit if Wednesday, to ask he could take April Scobey appeals the district Talmadge 13, off from work attend the funeral. summary judgment on court’s1 dismissal Scobey Serratt told that he could attend alleging violations of the his lawsuit if, the funeral day, while at work the next (“FMLA”), Family and Medical Leave Act arranged he for a co-worker to work his seq. 2601 et §§ affirm. 29 U.S.C. We shift. 10, Sunday, April Scobey I. On did not come to work and called Seratt in- while 1998, Scobey began working In at Nucor toxicated. Seratt stated that: Hickman, Arkansas. From Steel [Scobey] through said he was and done 2005, he as a “ladle man” at the worked us, very with he was emotional and I mill, dangerous a demanding po- steel and very was concerned over his mental handling that involved the of thou- sition state at the time. I asked him not to do pounds sands of of molten steel. This anything stupid, Monday call $80,000 $90,000 position paid between [Teeter], Kirby come and talk to ... or Scobey rotating to work a and allowed myself over what he wanted to do or shift. options what his were. This suit arises from Nucor’s demotion Seratt then express called Blakemore to Scobey position company’s to a in the Scobey’s his concerns about welfare. La- department having incurred shipping night, Scobey ter that called and told 10-13, April four unexcused absences from “done, through” Blakemore he was Scobey due to drunkenness. also hung up phone. and then Worried prior had two unexcused absences in Feb- mind, Scobey’s about state of Blakemore ruary 2005. attendance Under Nucor’s Scobey called back and then met with him policy, on the “fourth occasion” an em- in person. During their conversation Sco- ployee’s unexcused absence bey complained to Blakemore about the company. be terminated from the pressure put employees. on its 9, 2005, Saturday, April Scobey at- On Monday, April spoke On Teeter with tempted to contact his direct supervisor, Scobey concerning April his call on 9. Sco- Teeter, Kirby message and left him a ask- bey told Teeter he had suffered a call, Scobey’s apparently him to return hung up nervous breakdown and then explaining without reason for the call. phone explanation. without further Although attempted Teeter to return the Scobey’s Teeter stated in an affidavit that call not April speak did speech was slurred and that he had the Scobey until 11. Later on Blakemore, Scobey Randy impression that was intoxicated. called another Scobey’s, a supervisor dishonesty, friend of and Due to incidents of Wright, Honorable Susan Webber Unit- tricl of Arkansas. Judge ed States District for the Eastern Dis- this, Scobey’s completion. Despite EAP claim of Nucor’s Teeter did believe completed told thought breakdown and Crain nervous program. initial to avoid work because he treatment did making excuses Then, Scobey designate Scobey’s called absences for treatment was intoxicated. Nucor, leave, designated paid at as FMLA but it as Segars, manager shift Steve that, company. him due to the death of his leave from the and told personal and some former father-in-law 20, Scobey May On met with Nucor’s he would not be back work problems, Commella, plant manager, Sam to deter- Next, Scobey drove Ser- for a while. appropriate discipline. During mine the he had and returned ladder att’s house meeting, Commella reminded *4 borrowed, with him. speak but refused policy permitted Nucor’s absenteeism 12, Scobey up did not show at April On consecutive, termination after four unex- anyone and not contact at Nucor. work did Although cused absences. he admitted to 13, earlier, a a April Scobey having days On missed work for the “taste” of beer few day. Scobey fourth He called and left asked for a consecutive second chance. Com- Crain, message agreed Scobey with Nucor’s Hu- mella had made efforts Kellie behavior, Manager person improve man Resources and the in to his and that he could leave, charge designating saying employment of FMLA continue his with Nucor. However, day. that he would call her the next suspended Scobey On Commella for 14, April Scobey days entry- called Blakemore and told three and demoted him to an him that position he could not recall the level in Nucor’s shipping depart- days help. position four and that he wanted some ment. This new resulted a 40- Blakemore Scobey percent Scobey’s pre-demo- told to contact HR 50 reduction in Manager Scobey Crain. pay required and tion and that he work the night Scobey Crain were unable to reach each other shift. now states that he 15, until April April Scobey interpreted 19. On visited an attempt by his demotion as physician. physician diagnosed Nonetheless, Nucor to force him quit. Sco- bey hypertension, Scobey object but did not mention did the time to his and, depression during or alcoholism and did not state demotion the first two weeks that he position, needed time off from work. When of his pay new he received a Scobey and spoke April notify- Crain Sco- raise. thereafter Soon and without bey leave, told Crain that he an Scobey alcohol Nucor of his intent to problem depressed. and that he stopped coming to work. up appointment Crain set an with the Em- Nucor, Scobey then sued asserting (“EAP”)
ployee Program Assistance discriminatory claims of interference and day. the next retaliation under the FMLA. The district April Scobey On summary was assessed at court dismissed both claims on EAP, Nucor’s which him to judgment. referred Lake- The court dismissed his inter- System side Behavioral Health for inpa- ground ference claim on the depres- tient treatment of alcoholism and had failed to notice that four provide his sion. On discharged Lakeside absences from 10 to might outpatient and transferred him to FMLA-qualifying leave. The court dis- care following diagnoses depen- for alcohol missed his retaliation claim on ground the dence, withdrawal, depression, alcohol genuine dispute there was no as to disorder, post-traumatic stress hyperten- whether Nucor demoted for ab- sion, job/family impairment. Scobey protected by sences that were not terminated outpatient care before its FMLA. (Colloton, J., concurring) (arguing that
II.
against an em-
alleging
claims
retaliation
summary judg
grant
We review
exercising
his or her FMLA
Parcel
Battle v. United
de novo.
ment
understood as interfer-
rights
properly
are
(8th
Inc.,
Cir.
Serv.,
438 F.3d
2615(a)(1), not
ence claims under section
2006).
appropriate
Summary judgment is
claims
under
section
discrimination
discovery and disclo
pleadings,
“if the
2615(a)(2)).
summary
Scobey appeals the
affidavits,
file,
materials on
sure
of his interference and retaliation
dismissal
as to
no
issue
that there is
show
claims.
that the movant
any material fact and
“In
state a claim for inter
order to
matter of law.”
judgment as a
entitled to
FMLA, [Scobey]
ference under the
must
56(c).
reviewing
grant
In
Fed.R.Civ.P.
need for
given
[his]
view the evi
summary judgment, we
Al
Phillips,
without
more information will
an
to an
trig-
designed
not be
questions
considered sufficient notice to
to determine whether an
ger
employer’s obligations
potentially FMLA-qualifying.
an
under the
absence is
Thorson,
totality
surrounding
employee missed more than
the
circumstances
and,
ab-
days
during
three
of work
her
to determine whether sufficient notice was
sence,
from
physi-
two notes
her
provided
825.303(b).
given. See 29 C.F.R.
For
that she was unable to work.
stating
cian
instance,
v.
Spangler
Federal Home
requesting
at 381. Without
F.3d
Moines,
Bank
the employer
Loan
Des
form, the employer
medical certification
many years
had known for
that the em-
employment
her
summarily terminated
ployee’s depression
periodically
neces-
policy.
its attendance
Id.
violating
time
sitated
off from work. 278 F.3d
request
medical evalua-
employer did
(8th Cir.2002).
context,
852-53
Within
filed suit
employee
tion until the
several
employee’s
the
statement
she would
In
Id. at 382.
that situa-
months later.
be absent from work
of her
because
“de-
tion,
the employee’s
this court held
again”
pression
put
employer
on notice
advising
of two doctor’s notes
submission
might
that she
be entitled to FMLA leave.
put
that she should not work
Id. at 852.
might
eligible
she
be
notice that
Id. at
leave.
381. This
FMLA-protected
In other
we have
circumstances
found
employer’s responsi-
triggered
Woods,
notice to be
In
insufficient.
we
bility
to count the
absence as
explana
held
notice must contain an
inquire
further into the
leave
rendering
tion of
the employ
a medical certifica-
by requesting
matter
ee unable to
in order
adequately
work
Having
tion form. Id. at 381-82.
failed to
apprise
employer that
the condition
inquiries,
make
could
further
protected by
the FMLA. 409 F.3d
medical evaluations to create
use later
(holding
that two
992-93
doctor’s
issue of material fact as to the
stating
*7
ployer
diagnosed
that
had been
she
with
that
bey put
might
Nucor on notice
be
depression
given adequate
had not
notice
Only
the
if
entitled to leave under
FLMA.
because
...
“[depression
is
notice do
provided adequate
we need to
many
any
and the employer
examine whether
defaulted on
variations”
obligation
further.
inquire
Having
to
ex- would need additional details before being
record, we conclude
amined the
that there
on notice
rendered
that her condition
her
no
of material
that
is
issue
fact
unable to work.
3. court took a different in do not need to harmonize contradiction This Gemini, Inc., Thorson, hand, Thorson v. Rask where between on the one we held Woods, other, adequate employee provided because notice when merely provide adequate stating notice under she submitted two notes "no failed either 374, However, work.” 205 F.3d at we standard. 788 Scobey argues that Woods and Rask notice that something gone “itself
impose employees medically burdens on in wrong, perhaps excess no [excuse] obligations the minimal notice in 29 C.F.R ....” tice Id. at 381. the DOL case, § Citing 825.303. a Seventh Circuit subsequently has deleted the sentence re Scobey argues “probable cause” is the by lied on the court in Byrne replaced appropriate determining standard for ade- it with language currently reads: “[i]t quacy of notice. See Aubuchon v. generally should practicable be for the em Knauf GmbH, (7th Fiberglass, 359 F.3d provide notice of leave that is Cir.2004) (“[T]he employee’s duty is mere- within prescribed unforeseeable the time ly place on notice aof by employer’s customary usual and leave.”). probable for FMLA basis requirements applicable to such Whether Seventh Circuit uses a stan- 825.303(a).5 leave.” 29 C.F.R. Now any significant respect dard different in that the DOL has nullified regulatory circuit, from the standard used we doctrine, basis for the we decline to create need not address. We are bound our exception constructive-notice to an em law, case not that of one of our sister Woods, ployee’s duty,” “affirmative see circuits. 990-91, notify F.3d at his or her em adopt also asks us to the “con ployer of the might need for leave that doctrine, structive notice” which states FMLA-qualifying. that “either an employee’s inability to com Prior to his four absences from municate his illness to his employer or 13, 2005, 10 to Scobey had clear abnormalities be incurred two unexcused absences in Feb havior constitute constructive notice ruary of the year. Scobey same initially of a serious health condition.” Stevenson requested day funeral, off to attend a Elec., Co., (7th v. Hyre 505 F.3d which is not protected by the FMLA. See Cir.2007) Prods., (citing Byrne v. Avon Co., Andonissamy v. Hewlett-Packard (7th Cir.2003)). 328 F.3d 381-82 We (7th Cir.2008) F.3d (employee re have serious continuing doubts about the quest to nephew’s attend funeral is not a
validity of constructive notice in the
leave).
request for FMLA
He then called
FMLA context. The
Seventh Circuit
in while intoxicated and stated that he
Byrne v.
Avon Prods. relied on a
wanted to
employment
terminate his
825.303(a),
version of 29 C.F.R.
which
Nucor. This was not notice that he need
that,
unforeseeable,
stated
when leave is
ed time off from work. This was notice
expected
that an employee
give
“[i]t
will
that he intended to
employ
terminate his
notice to
within no more than
ment at Nucor. He was intoxicated
working days
one or two
learning
of the
*8
throughout
the four days of his absence
leave, except
need for
in extraordinary
and cannot
any
remember
details of this
circumstances where such notice is not
period. While absences for treatment of
(adding
sence because
treatment,
Scobey provided to
employer
does
than
Nucor.
substance,
than for
rather
leave.”).
(genuine
Phillips,
Further-
F.3d at 919-11
See
qualify for FMLA
not
conversations,
notice
more,
issue of material fact whether
was
Scobey had several
that
person,
adequate
employer
and in
knew
telephone
where
em
both over the
during
time off for a doctor’s
representatives
ployee needed
visit
with Nucor’s
conversations,
a
relating
these
Sco-
to recent accident and
period. During
anticipation
of
that
anything
prepared
paperwork
mention
bey made no
leave);
have constituted no-
possible
of
need for additional
plausibly
could even
leave until
Spangler,
(genuine
tice of need for FMLA
Under
and,
were,
if
the FMLA only
even
there
provided adequate notice
to show that he
treatment,
alcohol
protects absences for
to Nucor that he had
“serious health
Scobey’s
alcohol
statements and
use.
him
rendering
“unable to work.”
condition”
only
put
on notice
that he
behavior
we have held that
The cases in which
*9
Thus,
upset
Scobey
intoxicated.
as a
of was
inadequate,
not
matter
was
law,
with no basis on which to
provided
in which the em-
involved situations
alcoholism,
tension,
depression
not
or
and did
provided
Scobey
6.
that he
a note from
claims
say
hypertension necessitated the
April
that his
physician
Howev-
he visited
15.
er,
Scobey
diagnosed
hyper-
absences.
the doctor
ordinary
He
four
“distinguish
from
claim.
claims that his
[his absence]
unexcused
type
‘sick-days,’
malingering,
or even
as
merely
were
for
pretext
absences
demot
Rask,
privileged
of unusual and
absence.”
using paid
him retaliation for
leave
Having
depression.8
failed
is no evi
claim that
with his
interfered
supporting
dence
this claim and the four
his four
rights by demoting
FMLA
him for
absences, especially when combined with
April
April
unexcused
from
absences
absences,
his two
unexcused
were
reason,
13 must fail. For this
it is unnec
enough to warrant
termination under Nu-
essary
Scobey’s
arguments
to reach
other
Thus,
policies.
attendance
cor’s
there is
concerning
successfully
he has
whether
no
issue of material fact as to
he
health
demonstrated that
had a serious
whether Nucor was
entitled
demote
by the
We can
protected
FMLA.7
for the
Scobey
absences
incurred from
only
reach a claim that an
inter
10 to
April
April
Having
13.
failed to
employee’s right
fered with an
under the
show that he was demoted for absences
FMLA to take leave for a
health
serious
FMLA,
protected by
Scobey
cannot
employee
condition if
demon
first
against
show
Nucor “discriminated
or
employ
strates that he
she notified the
him for
FMLA
exercising
rights.”
his
possible
Having
er of the
need for leave.
Phillips,
(quotation
consider whether Nucor’s stated reasons III. demoting Scobey for a pretext were under Scobey’s burden-shifting framework for large- retaliation claim for FMLA fails ly the same reasons as his interference retaliation claims. See at 912. id. Scobey argues 7. Nucor committed an claim ence that an suffered an ad- additional violation of the FMLA it nei- employment when verse action because he or she designated subsequent ther treatment for protected by took leave the FMLA is difficult depression alcoholism leave as FMLA nor distinguish from a retaliation claim that an request did it a medical certification form against discriminated such an em- Manager when he HR that he informed Crain exercising rights. his or her FMLA needed such treatment. does al- 2615(a)(1) 29 U.S.C. states that “[i]t shall claim, lege separate as a violation howev- with, any employer be unlawful for to interfere alleges requested er. He that had Nucor restrain, deny attempt exercise orof form, medical certification would exercise, any right provided under [the retroactively been able to show that he had a added). (emphasis FMLA].” The FMLA also qualifying serious health condition for FMLA provides against an additional cause of action protection from 10 to 13. employers "discharge any who or in other against any manner discriminate individual parties agree that the leave took opposing practice by made unlawful in-patient to obtain treatment alcohol- for his 2615(a)(2). [the FMLA].” U.S.C. This depression FMLA-qualifying. ism and sort, prohibits but retaliation of a not retalia- tion for an exercise of his or her statute, rights. similarity Scobey’s 9. The Under the obvious retaliation for between exercising rights appears “interference” and "retaliation” claims calls one's FMLA to be question articulating just aspect into case law one what meant our "interfer- See, ence,” separate Phillips, two claims available under the FMLA. not a claim. See J., (Colloton, e.g., Phillips, concurring). F.3d at 909. interfer- An F.3d at 913-15
rv. a serious health the result of protection. to FMLA entitled the district affirm Accordingly, we judgment of summary on dismissal court’s timely. Nucor Scobey’s notice was also claims. Scobey’s all of notice he Scobey give did not argues 14, which it April until needed treatment dissenting. Judge, BYE, Circuit days or beyond the one two claims was ' context of in the majority is correct by the statute. See contemplated leave to FMLA being entitled Scobey not DaimlerChrysler Corp., 409 v. Woods use, to opposed as of alcohol the basis Cir.2005) (8th (citing 29 F.3d See 29 C.F.R. treatment. alcohol abuse 825.303(a)). Rather, disagree. I C.F.R. 825.114(d). However, there is I believe possible need indicating the statements as to material fact issue began for mental health issues for leave as to Nucor on notice Scobey put whether his expressed first much earlier. leave on the of FMLA being in need his having a “nervous break- he was belief I therefore depression. severe basis of 11, only day one after his April down” on dissent. comments which His other first absence. employees express concern notice as led Nucor sufficient
Scobey gave Nucor began day on the on the over his mental state FMLA leave in need of being his Therefore, absence, April he his first depression because of severe basis giving notice on a “nervous commenced having he was twice stated sufficient, at notice became College Dic- and this See Webster’s breakdown.” ed.2000) latest, (2d when he stated he (defining “ner- tionary 888 having a “nervous breakdown.” “any disabling mental was as breakdown” vous simply be- probable it treat- While requiring disorder emotional to be excuses or lieved these statements ment”); Dictionary 515 English Oxford his obvious in- ed.1989) because of (2d exaggerations “nervous break- (defining toxication, be- the statute was satisfied or inca- severe as a “term down” disorder”). enough information to Scobey gave In cause addi- emotional pacitating (that incapacitated he possibility indicate a was tion, his other statements problems. of mental “had some from work because up,” and “through,” “f*cked it was possibility, raised this issues”), just as easi- Once they could while require upon Nucor and intoxi- then incumbent alcohol use ly related between to differentiate cation, express substantiation employees led Nucor Gemini, v. causes. See Thorson possible and even his mental state concern over (8th Cir.2000). Inc., F.3d 381-82 example, Serratt ex- For possible suicide. mental Scobey’s concern over pressed dissent. respectfully I therefore state, relayed to Blakemore. which Scobey’s concerned over Blakemore was so health, possible suicidal including
mental Scobey’s house that he went to
thoughts, And, Scobey final- when on him.
to check Crain, Scobey Manager HR
ly spoke mental alcohol and her he had both
told indicated These statements
problems. gave generic depression than
more Scobey’s absences notice that notes was “advised the employee’s the notes from validity of inadequate to remain off work” were be physician excusing her from work. Id. at they cause mention the did not nature of illness).3 Rask, Similarly, we held however, applies, Whether Thorson de- that an employee who informed her em pends first and foremost whether Sco-
