Lead Opinion
UPON REHEARING EN BANC
The trial court found Claude M. Scialdone, Barry R. Taylor, and Edward S. Jones in contempt of court. On appeal, a panel of this Court held the evidence was sufficient to support the contempt findings. Scialdone v. Commonwealth,
At the Commonwealth’s request, we agreed to rehear the cases en banc. Having done so, we now hold appellants failed to preserve for appeal their argument that the trial court deprived them of due process rights associated with plenary contempt. At no point during the contempt proceeding did appellants object to its summary nature or assert any entitlement to plenary due process rights. Instead, appellants raised these points for the first and only time solely in support of a request under Code 19.2-319 for bail and a stay of the judgments pending appeal. A motion under Code 19.2-319, standing alone, does not preserve issues for appeal not previously raised in the trial court.
I.
On July 11, 2006, the trial court began the jury trial of Frankie Dulyea on various criminal charges. Scialdone served as lead defense counsel at trial. Jones, a third-year law student, and Taylor, Scialdone’s law partner, assisted the defense. During the course of the trial, the court suspected Scialdone and Taylor had altered a document offered into evidence. The court also became concerned Jones had added insulting language to an exhibit offered for admission into evidence. The court investigated these concerns by examining the documents and by summoning additional witness testimony and documentary evidence. The court heard some of this evidence while Taylor and Jones were not present in the courtroom.
Anticipating where the court’s investigation might end, Scialdone stated he would “like to know what [he’s] being charged with” because he “may want to have a lawyer for that.” In response, the trial court ruled: “I’m finding you in summary contempt, all three of you.... At this point in time that’s what’s happening.” Upon being advised of this finding,
Dulyea’s jury trial ended three days later. Shortly after the jury had been discharged, the trial court referred back to its ruling made the first day of trial and stated: “Pursuant to Code § 18.2-456, I found all three of you in contempt of court.” Upon explaining the rationale behind its ruling, the court sentenced Scialdone, Taylor, and Jones to each serve ten days in jail and pay a $250 fine. Once again, none of the appellants objected to the summary nature of the contempt findings. Nor did they request any of the procedural protections associated with plenary contempt. That same day, appellants filed notices of appeal.
A few days later, appellants filed with the trial court Motions for Stay of Execution of Sentence.
We issued an order noting that “the circuit court’s oral ruling from the bench” found appellants in contempt of court and sentenced them to an active jail term. See Temporary Stay Order (July 19, 2006). In response, we further noted, appellants had “filed motions, pursuant to Code 19.2-319, with the circuit court asking that court for a stay of each of the ten-day sentences for contempt of court pending the appeals of these cases.” Id. We granted “a temporary stay of the execution of the jail sentences until such time that the circuit court rules on the pending motions filed before it pursuant to Code 19.2-319.” Id. Our remand was specific and limited:
In response to our remand order, the trial court conducted a hearing on the request for a stay pending appeal. At that hearing, appellants argued they should be granted bail in order to pursue an appeal challenging the factual sufficiency of the contempt findings and legal validity of the summary contempt procedures. For the first time during the trial court proceedings, appellants argued the court improperly found them guilty of summary contempt without providing them with prior notice of the charge, an opportunity to prepare a defense, or the benefit of legal counsel. Appellants, however, did not ask the court withdraw its contempt findings, issue a show-cause order outlining the charges, or continue the proceedings so they could retain counsel and prepare a defense. Instead, appellants criticized the summary nature of the contempt proceedings solely as a preview of the arguments they intended to make on appeal.
“[Bjased upon the foregoing,” appellants argued, they were entitled to “an order of stay of execution of the sentenced] pending appeal of the contempt conviction[s] to the Court of Appeals of Virginia.” Motions for Stay of Execution of Sentence (July 17-18, 2006). In their attachment to the motions, appellants specifically made clear the scope of their argument to the trial court: “This Court is respectfully requested to consider these authorities in support of the Motion to Stay Execution of Sentence pending appeal.” Id. at Attachment A.
The trial court denied the motion for a stay pending appeal. Appellants appealed the trial court’s Code § 19.2-319 ruling and eventually secured from the Virginia Supreme Court an order staying execution of the sentences pending appeal.
With the sentences stayed, the appeal continued. Scialdone, Taylor, and Jones filed appellate briefs contending the evidence was insufficient as a matter of law to find them guilty of contempt of court. They also argued that, even if the evidence were sufficient, the trial court erroneously conducted a
A panel of this Court rejected appellants’ challenge to the sufficiency of the evidence, Scialdone,
II.
Appellants did not petition for en banc rehearing of the panel’s decision finding the evidence sufficient and, thus, we need not reengage that aspect of these appeals. See generally Ferguson v. Commonwealth,
III.
Appellants contend the trial court erroneously conducted a summary contempt proceeding and thereby deprived them of due process rights associated with plenary contempt. See generally Int'l Union, United Mine Workers of Am. v.
Rule 5A:18 applies to appellate challenges of summary contempts, Singleton v. Commonwealth,
Under Rule 5A:18, raising a legal argument in support of one type of relief does not preserve for appellate review the same argument in support of another type of relief which was never requested. Put another way, when a “party does not simply disagree with the action of the trial court, but seeks the trial court to take action, that action must be expressly sought.” Parker v. Commonwealth,
This principle uniformly applies to objections to seating jurors,
In this case, appellants filed motions under Code 19.2-319 asking the trial court to stay their sentences and admit them to bail pending appeal. We remanded the case for the trial court to address those motions. “Code § 19.2-319 allows for a person who has been convicted of an offense to be released on bail during the pendency of an appeal.” Bowling v. Commonwealth,
In short, appellants never asked the trial court to grant them any procedural right associated with plenary contempt.
If we were to accept appellants’ argument, we would impose upon trial courts the sua sponte obligation to vacate a conviction on grounds raised for the first and only time during a motion for stay pending appeal when the party standing to benefit from the vacature, the defendant, conspicuously chose not to seek such relief. Doing so would be as unprecedented as it would be problematic—particularly in cases where, as here, appellants “may have had a perfectly good reason” for not specifically asking the trial court to proceed under plenary contempt proceedings. Singleton,
In many respects, our case parallels Nusbaum. There, a lawyer was held in summary contempt and argued on appeal he was entitled to due process protections available for plenary contempt. Prior to the entry of the final order, the lawyer stated “specific objections” to the summary proceeding (similar to the ones asserted here) claiming the trial court “violated his due process rights.” Nusbaum,
The lawyer in Nusbaum, however, did not ask the trial court to “reconsider and set aside the finding of contempt of court for those reasons.” Id. Stating that “he was not requesting the circuit court to reconsider its ruling,” the
On appeal, the lawyer argued that “having made the circuit court aware of his objections, he had no obligation to ask the court to reconsider any matter since the court had the opportunity, within 21 days of entering the final order, to vacate that order and change its rulings.” Id. at 402,
Like the lawyer in Nusbaum, appellants in this case never asked the trial court to vacate its oral contempt findings.
For these reasons, we find it inconsequential that “the trial judge acknowledged she received and read appellants’ motions for stay before she entered the order finding the men in contempt on Wednesday, July 19.” Post at 250,
IV.
Because appellants never asked the trial court to employ plenary contempt procedures, they will not now be heard to assert the trial court erred by failing to do so. We reinstate the panel’s sufficiency holdings and affirm the trial court’s findings of contempt against Scialdone, Taylor, and Jones.
Affirmed.
Notes
. Scialdone and Taylor filed their motions in the trial court on July 17. Jones filed his motion on July 18.
. The panel reviewed in detail the circumstances justifying this conclusion as applied to Scialdone and Taylor. Scialdone,
. A party who unsuccessfully objects to rulings made during the voir dire of a prospective juror has no appellate complaint as to that juror unless he specifically asked the trial court to strike that juror. See Mu'Min v. Commonwealth,
. Thus, an unsuccessful objection "to the admissibility of certain evidence [is] waived by the failure to object to the same evidence subsequently introduced.” Philip Greenberg, Inc. v. Dunville,
. A party who unsuccessfully objects to evidence cannot appeal on the ground the trial court failed to give a cautionaiy instruction unless he asked the trial court to give a cautionaiy instruction. Largin v. Commonwealth,
. A defendant’s notice to the court that a witness has likely peijured herself is not tantamount to asking the court for a mistrial, an order, or "any specific remedy.” Elliott v. Commonwealth,
. A party cannot appeal the trial court’s failure to take specific action in response to an irregularity in juiy deliberations unless the party asked the trial court to do something about it. See, e.g., Parker,
. Appellants do not argue that any exception to Rule 5A:18 applies, and we will not invoke one sua sponte. See Edwards v. Commonwealth,
. The trial court's oral contempt pronouncements were not merely forewarnings of the court’s ultimate decision. In Virginia, contempt orders "orally pronounced from the bench” are immediately effective and enforceable. Rollins v. Bazile,
Concurrence Opinion
concurring, in part, and dissenting, in part.
In this difficult case, I have concluded that the three appellants did, in fact, preserve their objections to the “sum
Although you’ve been found in summary contempt and thus have no right to counsel, I have, in fact, read all of the papers and information submitted by Mr. Miller and I’ve also reviewed a memorandum of law submitted by the National Association of Criminal Defense Lawyers.
It appears that their position is that this is not summary contempt but some other form of contempt. But I do not find their arguments persuasive.
Although this hearing was held to address appellants’ motion to stay the execution of their sentences, the trial court clearly considered the substance of appellants’ arguments regarding the procedure used by the court to find them in contempt.
Given the recent Supreme Court of Virginia decision in George v. Commonwealth,
Contempt charges are tried either with a summary proceeding wherein the trial court acts based on its own observations from the bench or with a plenary proceeding wherein evidence
“The substantial difference between a direct and a constructive [indirect] contempt is one of procedure. Where the contempt is committed in the presence of the court, it is competent for it to proceed upon its own knowledge of the facts, and to punish the offender without further proof, and without issue or trial in any form.” (Citations omitted).
“In dealing with indirect contempts—that is, such as are committed not in the presence of the court—the offender must be brought before the court by a rule or some other sufficient process; but the power of the court to punish is the same in both cases.”
[Burdett v. Com., Burdett’s Case,] 103 Va. [838,] 845-46, 48 S.E. [878,] 880-81 [(1904)].
Davis v. Commonwealth,219 Va. 395 , 398,247 S.E.2d 681 , 682 (1978). Indirect or constructive contempt charges, therefore, are not brought summarily, but must proceed under a more formal procedure than an immediate adjudication by the court.
Robinson v. Commonwealth,
To determine the appropriate remedy for this procedural error, the sufficiency of the evidence must be considered. Although the majority opinion cites Ferguson v. Common
In the case of appellant Scialdone, the evidence was sufficient to convict him of summary contempt, even if the evidence collected by the trial court about events that occurred outside its presence were excluded. Based solely on the documents presented to the trial court by Scialdone himself as
At this point, the trial court discovered a connection between Scialdone’s secretary and the sign-in name on Exhibit 2, told Scialdone to call his secretary and have her come to the courthouse, and also told Scialdone to have Taylor come to the courthouse. The trial court then proceeded to take testimony from the secretary and Taylor, asked questions of Scialdone and Jones, and accepted various additional documents that were printed out from the computers in Scialdone’s law office. Although both Taylor and Jones were excluded during much of this testimony, Scialdone’s counsel acknowledged during oral argument before this Court en bane that Scialdone was
Although Scialdone represented to the trial court that Exhibit 2 had been provided to his office by his client’s father, that exhibit was clearly not the one provided by the father, but instead was a copy of Exhibit 1, altered to omit the date. As an attorney and an officer of the court, Scialdone owed a duty of truthfulness and honesty to the trial court. Scialdone’s cavalier representation to the trial court that Exhibit 2, a document that he wanted to present to the jury, was authentic—when it clearly was not—violated this duty. Therefore, although the trial court continued to investigate the production of Exhibit 2, that deviation from summary contempt procedure did not unduly affect Scialdone’s conviction. Even if the additional testimony and evidence were excluded, the remaining evidence was still sufficient to convict Scialdone of summary contempt of court. Therefore, as the error in these proceedings was harmless beyond a reasonable doubt in relation to Scialdone, see Dearing v. Commonwealth,
In contrast, the trial court found Taylor guilty of summary contempt based on the evidence produced by the witnesses that the court examined in its efforts to investigate the production of Exhibit 2—not based on the documents proffered by Scialdone in open court as evidence in the criminal jury trial over which the court was presiding. The evidence that Scialdone introduced in an attempt to have Exhibit 2 admitted did not implicate Taylor in any wrongdoing before the trial court. In fact, Taylor was not even in the courtroom until the trial court ordered Scialdone to call and tell him to come to the courtroom.
As the error was not harmless, and as Taylor argues that the evidence was insufficient to convict him of contempt, I believe we should also consider the sufficiency of the evidence to convict him in order to determine if the conviction should be remanded for retrial or dismissed. See, e.g., Leybourne v. Commonwealth,
After reviewing the totality of the evidence against Taylor, I would find that the trial court had sufficient facts before it to allow a rational factfinder to conclude that Taylor acted in contempt of court. Taylor was the first person in the law office to see the original document, as the Ghent’s father gave the copy of the chat room’s guidelines to Taylor rather than to Scialdone. In addition, when the secretary returned to the office at the court’s direction to attempt to replicate Exhibit 2, Taylor’s computer produced a document exactly like Exhibit 2, except that document had a date at the bottom. Taylor himself admitted that he was in the office when his partner and Jones were working on the case and that he helped them prepare. He also testified that Exhibit 2 was the document given to him by the client’s father, and he claimed that, after Scialdone called and asked him to look for it, he found it on a table in their conference room during the criminal trial’s lunch break. The secretary testified that Taylor was the attorney who asked her to print off the chat room rules.
Considering all these facts, I would find that the evidence was sufficient to support the trial court’s finding of contempt. However, this evidence was not properly before the court in Taylor’s summary contempt proceedings, and Taylor was improperly excluded from the courtroom during the contempt hearing when the trial court heard important parts of the testimony concerning him. Therefore, I would reverse and remand Taylor’s conviction for a new plenary contempt hearing if the trial court or the Commonwealth be so inclined,
Finally, Jones also was found in contempt based on evidence presented after the trial court began taking evidence and questioning witnesses. The trial court had Jones sworn as a witness after hearing testimony from Taylor and the secretary. Jones admitted that he helped prepare the case before trial, but told the trial court that he was not present in the office during lunch. Instead, he went out to eat with his wife and her sister. Jones then admitted that he created and used the offending sign-in name that appeared on Exhibit 1 and that he printed out that document. The trial court then ordered Jones to go outside the courtroom while Scialdone presented his explanations for Exhibits 1 and 2.
Prior to the confession by Jones, the trial court did not have sufficient evidence to convict him of summary contempt. Therefore, the trial court’s error was not harmless error in relation to Jones, especially as the trial court also improperly excluded him from the courtroom during part of the contempt proceedings against him. However, unlike Taylor, the sufficiency of the evidence to convict Jones was not actually before us in his appeal, and so, consequently, I would presume that the totality of the evidence was sufficient to convict him.
Based on the foregoing analysis, I concur in the majority opinion’s conclusion affirming the trial court’s conviction of Scialdone, although I do so on alternate grounds. However,
. Although Taylor came to the courthouse with Scialdone’s secretary, the trial court excluded Taylor from the courtroom during the secretary’s and Jones’s testimony.
. Jones’s petition for appeal regarding the sufficiency of the evidence to convict was not granted. (Thus, he did not argue to the panel or to the Court en banc that the evidence was insufficient to support his conviction.) Therefore, I agree with the conclusion of the majority that, in relation to Jones, we should not consider the sufficiency of the evidence to support the contempt finding.
Dissenting Opinion
join, dissenting.
I believe the majority’s application of Rule 5A:18 to bar this appeal reaches new heights in elevating form over substance and extends the boundaries of the rule far beyond those previously set out in Virginia’s appellate decisions. Here, appellants objected to the trial judge’s finding of contempt when she sentenced them. Although they did not detail the basis for their objection at that time, they did so just a few days later in written motions for stay of execution of sentence, which they filed before the trial judge entered an order memorializing her contempt ruling. More importantly, the trial judge acknowledged she read the motions prior to entering the contempt order. The motions specifically challenged the validity of the contempt rulings, alleging the trial judge, by calling witnesses and gathering evidence, exceeded the bounds of summary contempt proceedings without affording appellants the additional procedural rights to which they were entitled in non-summary proceedings. The trial judge was clearly made aware of appellants’ specific objections to the contempt findings at a time when the matters were still within the breast of the court, and the trial judge expressly rejected those arguments in a later ruling on the record denying the motions for stay of execution of sentence. On these facts, I do not believe appellants were required to request a particular form of relief—the vacating or setting aside of the findings of contempt and the related sentences made from the bench but not yet memorialized in a written ruling—in order to satisfy Rule 5A:18. For the reasons set out in the majority opinion at the panel stage, Scialdone v. Commonwealth,
I.
Because I believe the majority opinion fails adequately to recount the sequence of events and some of the key facts related to those events, I briefly detail those here:
When the underlying criminal trial of Frankie Dulyea began in July 2006, Scialdone and third-year law student Jones served as trial counsel. Taylor, Scialdone’s law partner, was not present in the courtroom for any of the proceedings in Dulyea’s case. Taylor appeared only when, in the midst of trial on Wednesday, July 12, the judge directed Scialdone to use the telephone in the courtroom to summon Taylor and one of the firm’s secretaries to come immediately to court. The judge ordered Scialdone not to provide them with any explanation for the judge’s demand. Once Taylor and the secretary arrived, a significant portion of the judge’s inquiry concerning the questionable exhibit occurred outside the presence of all but Scialdone and before the trial judge ever used the word contempt. Once she did state she was finding the men in contempt, Scialdone and Taylor both challenged the sufficiency of the evidence to support a finding of contempt, arguing the evidence amounted to negligence at most. Scialdone also inquired about the nature of the proceedings and said, “I may want a lawyer,” which prompted a ruling from the trial court that the proceedings were for summary contempt. The judge indicated, “We will finish [Mr. Dulyea’s criminal] trial and then we will have hearings on [the contempt] matter as far as ... anything else you might want to say.”
Immediately following the conclusion of Dulyea’s trial on Friday, July 14, 2006, the trial judge stated the basis for finding each man in contempt and pronounced a sentence of ten days and a $250 fine for each. She ordered Scialdone and Jones to begin serving their sentences on Sunday, July 16, and allowed Taylor to delay reporting until July 24. Taylor re
On Monday, July 17, two days prior to the trial judge’s entry of the contempt order, Scialdone and Taylor filed motions for stay of execution of their sentences pursuant to Code § 19.2-319. On Tuesday, July 18, Jones filed an identical motion. Each of the motions averred that, although the proceedings were conducted in a summary fashion, “[t]he conduct upon which the Court relied was not wholly contained within the record of the [underlying criminal] proceedings [against] Dulyea” and that “[t]he Court conducted an investigation that included [summoning and] interrogat[ing] ... witnesses who were not participants in the trial proceedings” and using the court’s deputy sheriff to gather evidence from computers at counsel’s law office. Appellants alleged that because the proceedings were not in fact summary proceedings, they should have been allowed time to obtain counsel and prepare a defense. Thus, the basis of the motions for stay of execution of sentence pending appeal constituted a claim of the likelihood of success on the merits of the appeals.
On Wednesday, July 19, appellants filed in the Court of Appeals an emergency motion for stay of execution of sentence indicating two of them were already serving their sentences and that the circuit court “ha[d] been unwilling to say yes or no” to their motions for stay filed in that court, which they alleged “[was] tantamount to a denial” of those motions. The Court of Appeals, in the course of attempting to resolve appellants’ emergency motions, learned the trial court had not yet prepared or entered a written order finding the men in
II.
Rule 5A.T8 provides that “[n]o ruling of the trial court ... will be considered as a basis for reversal unless the objection was stated together with the grounds therefor at the time of the ruling, except for good cause shown or to enable the Court of Appeals to attain the ends of justice.” The purpose of the rule is to avoid unnecessary appeals, reversals, and mistrials by requiring litigants to inform the trial judge of the action complained of so that the judge has the opportunity to consider the issue intelligently and take timely corrective action. See, e.g., Robinson v. Commonwealth,
The majority holds that “Under Rule 5A:18, raising a legal argument in support of one type of relief does not preserve for appellate review the same argument in support of another type of relief which was never requested.” (Emphasis omitted.) Although this has been the practical result in some prior cases under particular factual scenarios, until today, neither this Court nor any higher appellate court whose decisions are binding upon us has held such a principle must be applied in all cases. In announcing such a rule, the majority unnecessarily tightens procedural bar boundaries well beyond the text
The cases upon which the majority relies are factually distinguishable and do not dictate the result the majority reaches in this case. In a few well-defined areas, established principles require the objecting party to request a specific form of relief. A classic example is the requirement that a defendant who desires a mistrial must request one promptly upon occurrence of the event on which he claims entitlement to the mistrial; a mere objection to the event or a request for a cautionary instruction is insufficient to preserve the mistrial claim for appeal. See, e.g., Bennett v. Commonwealth,
The majority cites Bennett for the general proposition that “ ‘the objecting party must expressly seek the action that it desires the judge to take.’” However, Bennett involved a very specific factual context—allegedly objectionable comments made by a prosecutor during closing argument in a jury trial.
The majority focuses on this and other situations in which Virginia’s appellate decisions have held that a prompt request for a specific type of relief is particularly important to avoid the need for retrial. However, not all situations require a request for a specific form of relief, as Code § 8.01-384(A) expressly acknowledges, or require that the objection be stated at a particular point in time and no other. Unless a more specific rule applies, as is the case for certain mistrial motions, a party challenging a court’s determination “may meet the mandates of Rule 5A:18 in many ways.” Lee v. Lee,
For instance, counsel may make clear the ground for his objection in a motion to strike the evidence or in closing argument. Counsel may also state the grounds therefor during a motion to set aside the verdict or a motion to reconsider. Likewise, counsel may ... include an objection and reasons therefor in the final order or at least tender such an order to the trial judge.
Id. at 515-16,
Where a party wishes to preserve objections for appeal through a motion filed after entry of the final decree or order, he must obtain a ruling from the trial court in compliance with Rule 1:1 in order to preserve the issue for appeal. See Weidman v. Babcock,
The majority’s assertion in footnote 8 that “contempt orders ‘orally pronounced from the bench’ are immediately effective and enforceable” is correct as far as it goes, but what the majority does not make clear is that the principle upon which this language is based applies to all judgments, not just those for contempt. Rollins v. Bazile,
The Supreme Court’s recent holding in Nusbaum does not support a different result. In Nusbaum, the Court relied on dual grounds for concluding his due process objections were barred by that Court’s Rule 5:25.
The holding in Nusbaum is readily distinguishable from appellants’ cases. Here, during the very first stage of the
III.
Thus, contrary to the position taken by the majority, appellants assumed “responsibility] for advancing the facts and arguments entitling them to relief,” see Greenlaw v. United States, — U.S.-,-,
On the merits, for the reasons set out in the panel’s majority opinion, I continue to believe each appellant was denied his right to due process in proceedings that clearly exceeded the bounds appropriate for summary contempt. Scialdone,
. Scialdone and Taylor filed their notices of appeal on Friday, July 14. Jones filed his notice of appeal on Tuesday, July 18.
