Schwier v. CoxSchwier v. Cox
Dеborah Schwier, Theodore Schwier, and Michael Craig (collectively, “Appellants”) filed suit in federal district court against Cathy Cox (“Cox”), in her official capacity as Secretary of the State of Georgia, seeking declaratory and injunc-tive relief under
I. BACKGROUND
Prior to the general election of November, 2000, Deborah and Theodore Schwier (“the Schwiers”) attempted to register to vote in Walton County, Georgia. The Schwiers submitted their registration applications without supplying their social security numbers (“ssns”). Subsequently, Walton County officials notified the Schwi-ers that, unless they supplied officials with their ssns, their voter registrations would be rejected. Michael Craig (“Craig”) was unable to vote in Gwinnett County, Georgia because he also refused to supply officials with his ssn. The Schwiers
1
sought and won a preliminary injunction allowing them to vote in the election without providing their ssns in the customary manner.
2
Discovery focused primarily on how Georgia implemented its voter registration statute,
After discovery, Appellants and Cox filed cross motions for summary judgment. The district court granted Cox’s motion for summary judgment on both the Privacy Act and Voting Rights Act claims. Appellants then perfected this appeal.
Appellants claim that Georgia’s requirement that they provide their ssns in order to vote and Georgia’s Voter Registration Form (“the Form”) violate the Privacy Act. Appellants argue that section 7 of the Privacy Act contains no remedial scheme and that Appellants may sue Cox for violations of section 7 via
Cox argues that the Appellants do not have a private right of action under the Privacy Act. Alternatively, Cox argues that Georgia’s voting statute is protected from the prohibitions of the Privacy Act by the Act’s “grandfather” provision. Cox further argues that if Appellants may sue state officials for violations of the Privacy Act via
Because Cox argues that if section 7 of the Privacy Act is enforceable via a private right of action brought under
Appеllants also contend that Georgia’s requirement that voters supply their ssns in order to vote violates
Cox argues that
II.ISSUES
1. Whether the district court erred in holding that section 7 of the Privacy Act does not allow for enforcement by a private right of action against state agencies by a suit under
2. If the Privacy Act allows for a private right of action, whether Congress exceeded its authority in enacting the Privacy Act, rendering the Privacy Act unconstitutional.
3. Whether Georgia qualifies for the “grandfather” exception of section 7(a)(2)(B) of the Privacy Act.
4. Whether Georgia’s Voter Registration Form complies with the notice requirements of section 7(b) of the Privacy Act.
5. Whether the district court erred in holding that
6. Whether the disclosure of a person’s ssn is “material” in determining whether he or she is qualified to vote under Georgia law for purposes of
III.STANDARD OF REVIEW
This court reviews “the district court’s grant of summary judgment
de novo.
Summary judgment is appropriate where there is no genuine issue as to any material fact and ... the moving party is entitled to a judgment as a matter of law.”
Hale v. Tallapoosa County,
IV.DISCUSSION
A.
Whether the district court erred in holding that section 7 of the Privacy Act does not allow for enforcement by a private right of action against state agencies by a suit under
The Privacy Act of 1974 contains only two substantive sections, section 3 and section 7.
See
1. The district court’s finding that section 7 of the Privacy Act is a “dead letter.”
Within the Privacy Act itself, Congress stated that section 3 was an amendment to Title V, which governs federal administrative agencies.
See
The district court also stated that section 7 was deleted from the Privacy Act by the Senate Government Operations Committee “before the law was codified into the official code.” The district court quotes Senate Report 1183, but the quote demonstrates that the provision that was deleted from the Act pertained only to a business entity’s refusal to enter into a “business transaction or commercial relationship with an individual because of [his] refusal to disclose or furnish [his social security] number.” S.Rep. No. 93-1183 (1974),
reprinted in
1974 U.S.C.C.A.N. 6916, 6943. Thus, the court’s conclusion that section 7 of the Privacy Act had been deleted was error. The best proof of this
2. The district court’s finding that the remedial scheme of section 8 forecloses a private action for violations of section 7.
In finding that section 7 does not provide for a private right of action, the district court relied on the Ninth Circuit’s holding in
Dittman v. California,
In
Dittman,
the Ninth Circuit relied on two cases which involved only section 3 of the Privacy Act. Thus, when the Ninth Circuit quoted
Unt v. Aerospace Corp.
above, the phrase, “the statute,” referred to section 3 of the Privacy Act,
not
section 7.
Unt’s
holding had no relevance to the facts of
Dittman
or to the present case because in
Unt,
the plaintiff was trying to sue a non-government entity for violations of section 3 of the Privacy Act, which pertains only to federal agencies.
Unt,
In addition,
Dittman
relied on the Seventh Circuit’s holding in
Polchowski v. Gorris,
In
St. Michael’s Convalescent Hospital, v. California,
In summary,
Unt, Polchowski,
and
St. Michael’s,
all relied upon by the Ninth Circuit in
Dittman,
were distinguishable from
Dittman
and did not support the Ninth Circuit’s holding in that case.
Ditt-man
failed to recognize that the remedial scheme of section 3 applies only to section 3 and has no bearing on section 7. Thus, the remedial scheme of section 3 provides no basis for concluding that Congress intended to preclude private remedies under
The district court also found that the Tax Reform Act of 1976, which amended the Social Security Act, authorized the states to use ssns for voting. The court’s finding was due in large part to its reliance on
Stoianoff v. Commissioner of Motor Vehicles,
4.
The Privacy Act and
In
Gonzaga University v. Doe,
First, Congress must have intended that the provision in question benefit the plaintiff. Second, the plaintiff must demonstrate that the right assertedly protected by the statute is not so vague and amorphous that its enforcement would strain judicial competence. Third, the statute must unambiguously impose a binding obligation on the States. In other words, the provision giving rise to the asserted right must be couched in mandatory, rather than prec-atory, terms.
Thus, before we analyze the application of the
Blessing
factors to the Privacy Act, in keeping with
Gonzaga,
we must first ask whether Congress created an “unambiguously conferred right” in section 7 of the Privacy Act.
The relevant portion of section 7 states, “It shall be unlawful for any Federal, State or local government agency to deny to any individual any right, benefit, or privilege provided by law because of such individual’s refusal to disclose his social security account number.”
Title VI provides: “No person in the United States shall ... be subjected to discrimination under any program or activity receiving Federal financial assistance” on the basis of race, color, or national origin. 78 Stat. 252,42 U.S.C. § 2000d (1994 ed.) (emphasis added). Title IX provides: “No person in the United States shall, on the basis of sex ... be subjected to discrimination under any education program or activity receiving Federal financial assistance.” 86 Stat. 373,20 U.S.C. § 1681(a) (emphasis added). Where a statute does not include this sort of explicit “right- or duty-creating language” we rarely impute to Congress an intent to create a private right of action.
No funds shall be made available under any applicable program to any educational agency or institution which has a policy or practice of permitting the release of education records (or personally identifiable information contained therein ...) of students without the written consent of their parents to any individual, agency, or organization.
Unlike the individually focused terminology of Titles VI and IX (“no person shall be subjected to discrimination”), FER-PA’s provisions speak only to the Secrеtary of Education, directing that “[n]o funds shall be made available” to any “educational agency or institution” which has a prohibited “policy or practice.”20 U.S.C. § 1232g(b)(l) . This focus is two steps removed from the interests of individual students and parents and clearly does not confer the sort of “individual entitlement” that is enforceable under § 1983.
Id.,
Admittedly, the language of section 7 falls somewhere in between the language of Titles VI and IX and that of FERPA. The subject of the relevant clauses of Titles VI and IX is “person,” whereas the subject of the relevant clause of the Priva
As for the factors of
Blessing,
the language of section 7 is clearly intended to benefit individuals, as discussed above; is specific rather than amorphous; and is clearly mandatory. To read the statute is to see that it easily meеts the three criteria of
Blessing.
First, because we have already concluded that Congress created an “unambiguously conferred right” in section 7 of the Privacy Act, we necessarily conclude that the language is intended to benefit individuals. Secondly, the prohibitions of the statute are clear and specific: no “Federal, State or local government agency [may] deny ... any individual any right, benefit, or privilege provided by law because of such individual’s refusal to disclose his social security account number.”
However, “[e]ven if a plaintiff demonstrates that a federal statute creates an individual right, there is only a rebuttable presumption that the right is enforceable under § 1983.”
Blessing,
As the text demonstrates, Congress did not explicitly foreclose an action under § 1983. Thus, the relevant question is whether Congress did so “impliedly, by creating a comprehensive enforcement scheme that is incompatible with individual enforcement.” Id. Again, to read the statute is to answer the question. Section 7 contains no enforcement scheme at all. And, as we have explained above, although section 3 of the Privacy Act contains a comprehensive remedial scheme, section 3 specifically states that its remedial scheme applies only to section 3. Thus, the presumption that the rights conferred by section 7 of the Privacy Act may be vindicated via a suit under § 1983 stands, and we hold that the rights сonferred by section 7 may be enforced under § 1983.
B. If the Privacy Act allows for a 'private right of action, whether Congress exceeded its authority in enacting the Privacy Act, rendering the Privacy Act unconstitutional.
Cox argues that if Appellants may sue a State for violation of the Privacy Act
C. Whether Georgia qualifies for the “grandfather” exception of section 7(a)(2)(B) of the Privacy Act.
Section 7(a)(2) of the Privacy Act makes an exception for agencies which “main-tainted] a system of records in existence and operating before January 1, 1975,” but only “if such disclosure was required under statute or regulation adopted [before January 1, 1975] to verify the identity of an individual.”
Because we hold that the rights conferred by the Privacy Act may be vindicated via a private right of action under § 1983, we remand the issue of whether Georgia qualifies for the “grandfather” exception of the Privacy Act to the district court to address in the first instance.
D. Whether Georgia’s voter registration forms comply with the notice requirements of section 7(b) of the Privacy Act.
Appellants argue that Georgia’s Voter Registration Form fails to comply with the notification requirements of section 7(b) of the Privacy Act because the Form does not inform voters under what authority the demand for their ssns is made. Secondly, Appellants argue that the Form promises confidentiality and “internal” use only. Cox аdmits that state law allows the ssns
However, Cox notes that the Form has been modified to contain citations to
E. Whether the district court erred in holding that section 1971 of the Voting Rights Act may not he enforced by a private right of action under § 198S.
Appellants also contend that Georgia’s requirement that voters supply their ssns in order to vote violates
In
McKay,
the Sixth Circuit relied entirely on
Willing v. Lake Orion Community Schools Board of Trustees,
However, in
Allen v. State Board of Elections,
In
Allen,
which dealt with the provision of the Voting Rights Act requiring judicial scrutiny of alterations of voting qualifications or procedures, the Court reasoned that the goals of the statute were much more likely to be reached if private citizens
Furthermore, the provision giving the Attorney General the right to bring a civil suit under
In House Report 291, in which the House Judiciary Committee recommended passage of the provision giving the Attorney General the right to enforce the Voting Rights Act, the Committee first stated that the bill’s purpose was “to provide means of
further
securing and protecting the civil rights of persons within the jurisdiction of the United States.” H.R.Rep. No. 85-291 (1957),
reprinted in
1957 U.S.C.C.A.N. 1966, 1966 (emphasis added). The Committee also noted that “[s]ection 1983 ... has been used [by individuals] to enforce ...
Th[e] right to vote ... is ... the foundation of our representative form of Government. It is the sole means by which the principle of consent of the governed as the source of governmentаl authority is made a living thing. Deprivation of the right to vote is the first step on the road to tyranny and dictatorship .... [T]he sovereign ... must preserve this fundamental and basic right against any and all unlawful interference. That the proposal of this section does that very thing is clear.
H.R.Rep. No. 85-291,
reprinted in
1957 U.S.C.C.A.N. at 1977. This language demonstrates an intense focus on protecting the right to vote and does not support the conclusion that Congress meant merely to substitute one form of protection for another. We agree with Appellants that it is highly unlikely that in “enacting civil rights legislation for the first time since the Reconstruction era [Congress] would simultaneously withdraw existing protection” from
Appellants also point out that in 1957, in what is now
We conclude that neither
The district court’s finding was disposi-tive on the issue of whether the rights guaranteed by the Voting Rights Act may be enforced by a private right of action under § 1983.
Blessing,
As discussed above, under
Gonzaga,
we must first ask whether the statute contains “explicit right- or duty-creating language.”
Next, as required by
Blessing,
the statute clearly provides rights which are specific and not amorphous. The statute protects an individual’s right to vote; spe
Finally, the language of the statute is mandatory rather than precatory:
“No person
acting under color of law
shall ... deny
the right of any individual to vote....”
Thus, we hold that the provisions of
F. Whether the disclosure of his or her ssn is “material” in determining whether a person is qualified to vote under Georgia law for purposes of the Voting Rights Act.
Because the district court found that
V. CONCLUSION
A. Privacy Act Claims
In summary, we hold that the rights conferred by the Privacy Act may be vindicated by a private suit under § 1983. We also hold that Congress did not exceed its authority in enacting the Privacy Act.
We remand to the district court the issues of whether Georgia qualifies for the “grandfather” exception of section 7(a)(2)(B) of thе Privacy Act and whether Georgia’s Voter Registration Form complies with the notice requirements of section 7(b) of the Privacy Act.
B. Voting Rights Act Claims
We hold that the district court erred in finding that
REVERSED and REMANDED.
Notes
. Craig joined the suit later.
. The injunction required the Schwiers to file their ssns under seal with the court and also with election officials, who would hold the numbers without entering them into the system. If the Schwiers prevailed on the merits, the election officials would be required to destroy their record of the Schwiers' ssns, but if Cox prevailed, the election officials would be allowed to enter the Schwiers’ ssns into the system.
. The entire text of section 7 of the Privacy Act states:
(a)(1) It shall be unlawful for any Federal, State or local government agency to deny to any individual any right, benefit, or privilege provided by law because of such individual’s refusal to disclose his social security account number.
(2) The provisions of paragraph (1) of this subsection shall not apply with respect to—
(A) any disclosure which is required by Federal statute, or
(B) the disclosure of a social security number to any Federal, State, or local agency maintaining a system of records in existence and operating before January 1, 1975, if such disclosure was required under statute or regulation adopted prior to such date to verify the identity of an individual.
(b) Any Federal, State, or local government agency which requests an individual to disclose his social security account number shall inform that individual whether that disclosure is mandatory or voluntary, by what statutory or other authority such number is solicited, and what uses will be made of it.
. In
Blessing,
the Supreme Court found that Title IV-D could not be enforced by individuals under § 1983. The Court noted that Title IV-D's "requirement that a State operate its child support program in 'substantial compliance' with Title IV-D” was a "yardstick for the Secretary to measure the
systemwide
performance of a State's Title IV-D program” and thus did not confer a right or
"individual
entitlement to services” on "individual children and custodial parents.”
. In addition, unlike the Privacy Act, the
Gon-zaga
court held that FERPA is essentially "spending legislation,” which rarely "confer[s] enforceable rights.”
Gonzaga,
. Cox states that "[t]he registration card set forth in Section 34-609 [now
. The Supreme Court held that the language of the Rivers and Harbors Act did not show congressional intent to “confer federal rights upon [a particular class of] beneficiaries,’' but was instead merely "a general proscription of certain activities.”
California v. Sierra Club,
. In
Bonner v. City of Prichard,