52 La. Ann. 1183 | La. | 1900
Lead Opinion
The opinion of the court was delivered by
Valentine Schwan died leaving a large estate and a will wherein Wm. Schwan, Odille Moreiro and Julia Moreiro are named as universal legatees, and Ludwig Schwan and certain other brothers and sisters of the testator are named as particular legatees. The will was probated, upon the application of the universal legatees, and ordered executed, and the applicants were sent into possession of the estate by judgment of court. Subsequently, Ludwig Schwan, and
“The premises considered, it is hereby ordered that a judicial “sequestration of all the movable property of Valentine Schwan, “deceased, be made; and the said defendants are hereby ordered to “turn over and deliver to the sheriff of the Parish of St. Mary, Louisiana, all the movable property and effects, notes, bonds, stocks, etc., “and all books, papers, accounts, etc., belonging to said succession' “or relating in any manner thereto; and that such of said property “as is -situated in other parishes be turned over and delivered to the “sheriffs of such parishes, and be, by such sheriffs, delivered to the “sheriff of this said parish of St. Mary.
“It is further-ordered, that, within five days, William Schwan, Mrs. “Odille Moreiro, and Julia Moreiro file in this court a full, itemized, “and correct statement, verified under oath, of all the property, books, “papers and accounts of said succession, of which they have, or have “had, possession or control.
“It is further ordered that commissions issue to D. W. Stafford, a “notary public, in and for the parish of St. Mary, and to W. Morgan “Gurley, a notary public in and for the parish of Orleans, for the “taking of inventories of such property of the estate of Valentine Schwan, deceased, as may be found.”
The following day a supplemental petition was filed, alleging the existence, in New Orleans, of a corporation known as “V. Schwan & Co., Limited,” that all the stock in said corporation belonged to the decedent, that the defendants had taken possession and had elected themselves to the offices -thereof; and praying for the appointment of a
' “In furtherance of the sequestration issued herein, George A. Vil“lere and Victor Von Schoeler are hereby appointed judicial sequestrators or receivers of 'V. Schwan & Co., Limited/ to take immediate “possession of all the property, books, moneys, etc., belonging thereto, “and to have the control and management thereof, pendente lite. “Let the said George A. Villere and Victor Von Schoeler, in solido, “furnish bond in the sum of thirty thousand dollars, with good and “sufficient surety, conditioned for the faithful performance of, and “discharge of, their duties as such officers.”
Under the order first above mentioned, the sheriff of the parish of St. Mary seized about $60,000.00 worth of movable property, consisting of sugar, notes, and bonds; but, thereafter, upon a rule to set aside said order, and also the order qnade on the supplemental petition, there was judgment as follows:
“It is therefore, ordered, adjudged, and decreed, that the rule filed “by the defendants herein, be sustained and made absolute as far as “the issuance of the writ of judicial sequestration and the order “appointing judicial sequestrators over the property in the possession of the corporation of ‘V. Schwan & Co./ are concerned. These “orders are hereby rescinded and vacated. It is further ordered that “the rule filed by the defendants, in so far as it demands that the “order of this court requiring them to file a statement and inventory “of the property in their possession, received by them, under the last “will and testament of Valentine Schwan, deceased, and by subsequent “orders of this court made thereunder be and the same is hereby overruled and rejected; and that said order remain in full force.”
From this judgment both parties have appealed; the plaintiffs, from so much thereof as sets aside the sequestration and rescinds the order for the appointment of a receiver for “V. Schwan & Co., Limited;” and the defendants, from so much of said judgment as maintains the order directing them to file the sworn statements, and for the taking of inventories. The defendants have moved in this court to dismiss the appeal taken by plaintiffs, and that motion will be now considered.
It is said that the plaintiffs have not perfected the appeal taken by them in this: “That, as appears from the bond on' file, they claim “to have taken a suspensive appeal, whereas the court allowed a devol“utive appeal only, on the basis of the bond, in the amount of one “hundred dollars, as furnished. That the act of appellants in ignoring the order of court which' had allowed an appeal, to be devolutive “on the bond of one hundred dollars, and to be suspensive on the bond “for a different amount, was their deliberate, wilful, and intentional “act; for which reasons they should be held not to have perfected “any .appeal in accordance with the order of the court granting the “saíne, and their said appeal should be dismissed..”
The order for appeal reads as follows, to-wit:
“Motion for appeal taken up, argued, and appeal granted from the “judgment of the court vacating the writ of judicial sequestration, “made returnable to the Honorable, the Supreme Court of this State, “in accordance with law, and in ease of a devolutive appeal, bond for “costs, fixed at one hundred dollars, and, in case of suspensive appeal, “bond fixed according to law, based upon the amount set out in plaintiffs’. petition.”
Under this order, .the plaintiffs furnished a bond in.the'sum of ,one 'hundred dollars, and claimed that it entitled them to a suspensive appeal. The clerk, in receiving it, however, wrote as follows upon its face: '“Rec’d filed May 24, ’99. But not approved or accepted as “suspénsive appeal bond; should be $450,000 in this case, according to “law: (Signed:) John R. Parkerson, Clerk.”
Thereafter an effort was made by defendants to obtain a ruling from the judge a quo to the effect that the appeal, as taken, operated devolutively only; and, while their application was pending, they made a similar application to this court,' which latter was denied, on the ground that the matter was pending before the judge a quo, and that he had jurisdiction, primarily, to determine the question. State ex rel. Schwan vs. Judge, 51st Ann., 1842.
For the' puipdse of the immediate question before us, it is immaterial whether the judge a quo held that the bond, as filed, entitled the appellants to a suspensive, or to a devolutive appeal, or whether he acted upon the matter at all. The appeal is now in this court, and, whether suspensive or devolutive, the appellants are not to be denied
The right to one appeal, however, is favored, and in the matter of the Succession of Keller and Wife, 39 Ann., 579, where the pnly application made, and the only order granted was for a suspensive appeal, it was held that the bond, though not filed in time to entitle the appellant to such appeal, would serve to sustain a devolutive appeal.
It is further said, however, that the judgment setting aside the judicial sequestration is not reviewable on appeal; (1) because the original order for the sequestration was an absolute nullity, and its recission can, therefore, work no irreparable injury; (2) because, if it be held that it was within the discretion of the judge a quo to order the sequestration, it was equally within his discretion to set it aside, and such exercise of discretionary power can work no irreparable injury on appeal; and (3) because the judge a quo having acted ex proprio motu in ordering the sequestration, his setting the same aside left no contention before him, and, for this court to reinstate the sequestration, would be to exercise, original jurisdiction.
Considering these propositions in the order in which they are stated: — The judge a quo had the right to hear and determine the case as presented to him. His competency, as to the persons who were before him, and as to the subject matter, is not questioned. %jiether it was proper for him to make the particular, interlocutory, order which we are now considering was a question which, as a part of the whole case, the obligations of his position compelled him to decide, and he was, of necessity, vested with jurisdiction in the premises. “Juris
There are many instances in our jurisprudence in which jurisdiction, or power, predicated “on the right of judging” has been exercised by the courts, though not expressly given by law. Thus, more than fifty years ago, in Gridley vs. Connor, 2 Ann., 87, Chief Justice Eustis, as the organ of this court, said:
“We consider the power of the court to appoint a receiver in a “case of this kind to be necessary, for the purpose of effecting the “object of this suit, which is the liquidation and settlement of a partnership, and it falls within that incidental class of powers which “courts have full power to exercise. Story on Partnership, par. 333, “C. C., Art. 21. Our courts are not organized with the proper machinery for the settlement of complicated partnership concerns. They “are, still, obliged to determine and conclude matters of this kind, “and they have the powers necessary for the exercise of their jurisdiction, although such powers may not be expressly given them by law.” C. P.130.
In Brown vs. Insurance Co., 3 Ann., 177, Mr. Justice Eost, after quoting from an opinion of the Lord Chancellor of England, to the effect that the courts of chancery might appoint receivers for corporations, said:
“Under the equity powers vested in our courts and the imperative “command of our law, that, in cases not provided for, the judge shall “proceed and decide according to equity, they might adopt a similar “course if it became necessary to prevent a failure of justice.”
In Eltringham vs. Clark & Pringle, 49 Ann., 343, it was said:
“There is á power in the courts, ex officio, to direct the sequestration of property; to protect the rights of litigants.” See, also, Liquidation of Grant & Jung Furniture Co., Limited, 51 Ann., 1284; State ex rel. Southern Bank vs. Judge, 22 Ann., 581.
It is undeniable that the appointment of a receiver is practically a sequestration of the property of the partnership or corporation for the liquidation of which the receiver is appointed. And there are
The following provisions of the Code of Practice, however, bear more directly upon the question at issue, than those to which reference has been made:
“Article 273. Judicial sequestration is generally ordered only at “the request of the parties to a, suit; there are cases nevertheless, “where it is decreed by the court without such request, or in consequence of the execution of a judgment. * * *
“Art. 274. The court may order, ex officio, the sequestration of real property in suits where the ownership of such property is in “dispute, and where one of the contending parties does not seem to “have a more apparent right to the possession than the others. In “such eases, sequestration may be ordered to continue until the matter “of ownership shall have been decided.”
The learned counsel for the defendant insists that the language, used in Art. 273, “there are cases nevertheless, where it is decreed by the court without such request,” is governed and controlled by the provisions of Art. 274, and that the only eases in which, under Art. 273, the sequestration may be ordered by the court, without the request of the parties, are those provided for in Art. 274. In other words that, taking 'the two articles together, the court can, ex officio, order only the sequestration of real property, under the circumstances mentioned in Art. 274.
Such is the conclusion which the learned counsel reaches by comparing the language of the two articles, and construing it in the light of a wide information and experience. But the learned counsel goes further. He says that the order by which the judge a quo expressed his conclusion upon the subject, a conclusion arrived at in the same way, was not only erroneous, but that it was absolutely null and void. And yet, the judge, in making the order acted under the obligation of an imperative duty to determine impartially, and exercised the power “of him who had the right to judge.”
Passing from this view of the subject; it must be admitted that if the interpretation contended for be correct the result is unsatisfactory. In the first place, the language quoted from Art. 273 is rendered useless, is left without application of its own, and serves but to con
“Objection was made to the right or power of Ames to provoke a “judicial sequestration of the property. We are very clear that his “power was ample. He is the nearest male relation., and bound, under “penalty of incurring damages, to take charge of the tutorship, Civil “Code, Art.-286, and was therefore bound, in applying for the tutor“ship, -to take at once, any conservatory measures that were necessary “for the protection of the minor’s property.”
In State ex rel. Hans vs. Judge, 36th Ann., 768, it appeared that the judge a quo, upon its being shown that a natural tutor was neglecting his wards and squandering their estate, ordered that he be suspended, that an action be brought for his removal, and that certain securities belonging to the minors be deposited, in the meanwhile, in the judicial depository. This court said, on application for prohibition:
“The course pursued by the district judge was dictated by a proper “sense and appreciation of his sworn duties, as the tutor of tutors.*1191 “This is not the first instance in which the exercise of extraordinary “powers was sanctioned by this court on the part of a judge similarly situated. 32nd A., 324, Succession of Walker.”
In the -matter of the succession of Carcagno, 43rd A., 1151, the judge a quo had ordered a bank, in which a tin box was deposited, to hold the same, upon the representation that it Contained property belonging to the succession, although the box was deposited in the name of a third person, who claimed to be the owner. Upon an appeal from an order for the taking of an inventory of the contents of the box, and for the delivery of the key, this court said:
“Under the terms of the order, i-ts only effect was to hold the box where it was until its contents 'were ascertained; and when the possessor prevented its opening, the box simply remained in the custody of the bank until further order of the court. The effect in that case, would have been simply that of a judicial sequestration, which we think, in such a case, would have been authorized, under Art. 273 of the Code of Practice, at least until the succession .could be represented by the appointment of an administrator, who could invoke the proper conservatory process to protect the interest of the succession.”
In Louque vs. Succession of Saloy, 45th Ann., 1386, it was held that the claimant, and owner of the box which was the subject of controversy in the case last cited, was not entitled to damages for the sequestration of the box, upon its being established that it contained nothing belonging- to the succession.
In Young vs. Railroad Company, 24th Ann., 40, it was held that the appointment of a sequestrator to take charge of the railroad, its appliances, and appurtenances, after’ the company had obtained the dissolution, on bond, of an injunction sued out by the plaintiff, was unnecessary;, but, neither the authority of the judge, nor the propriety of such appointment were otherwise questioned. This court said: “The Railroad Company having entered.into bond in favor of their adversary, to secure him against loss or damage that might result from their retaining possession of the road pending the suit and, not perceiving that anything subsequently occurred to weaken that security, we do not -think a state of things existed that authorized the judge, ex officio, to appoint a judicial sequestrator.”
These cases can be regarded in no other light than as recognitions of the power, existing in trial courts, to order the judicial sequestratration of movable, as well as immovable prope. "y, when the exigen
Article 1961, Code Napoleon, contains provisions not dissimilar to those cited from our Code of Practice, and the French authorities sanction the idea that, in controversies over successions, the sequestration of the property, movable and immovable, may be ordered. Fuzier-Herman, Vol. 4, p. 92. Paul Pout, Vol. 8, p. 277.
Our Civil Code, in the articles relating to the affixing of seals “on the effects of successions” provides that it may be ordered by the judge, at the request of anyone who pretends to have an interest, or ex officio, when the presumptive heirs of the .deceased do not reside in the place where he died, or any of them happen to be absent and the officer who affixes the seals is required to appoint a “guardian * * to take care of the seals and of the effects,” and, thereafter, upon the raising of the seals, the judge is required to order an inventory to be made. C. C. 1085, 1090.
And the appointment of the “guardian,” is, in the contemplation of the law, the judicial sequestration, or deposit of the property placed in his charge. C. C. 2979, 2980, 2981. -We, therefore, conclude that, whether we invoke the general provisions of the law, as contained in Arts. 130 and 877 of the Code of Practice, and Art. 21 of the Civil Code, .or the more particular provisions of Art. 273 of the Code of Practice, or of Arts. 1085, 1090 and 2979 et seq. of the Civil Code, there was no' lack of jurisdiction in the judge a quo, to order, ex officio, the sequestration of the succession property, movable and immovable, and that the only question to be determined is whether, “having the right to judge,” he judged correctly quoad the case in which he exercised that right? But it is said, if the question whether he should ex officio order the sequestration was a matter within the discretion of the judge, it was equally within his discretion to determine whether he would set the sequestration aside, and that, having exercised a discretion vested in him by law, his action is not reviewable on appeal. This view is, however, founded on misapprehension. The right of appeal, in such casesj is not affected adversely by the fact that the order, or judgment, from which the appeal' is sought, is within the discretion of the judge by whom it is made. On the contrary, where-such order or judgment is discretionary, the remedy, if the case is one which requires a remedy, is by appeal, rather than by mandamus or prohibition. State ex rel. Benton vs Judge, 26th Ann.,
But there are some cases where the bond does not afford adequate relief, and in Eltringham vs. Clark & Pringle, 49th Ann., 540, the distinction is made between a ease where a sequestration is issued in a suit for the recovery of a debt secured by a privilege, and the property is released on bond, and a ease where the plaintiff resorts to the writ for the protection of a right of property; and it is held that, in the latter case, the dissolution of the writ, even on bond, may work irreparable injury. Where, as in the instant ease, the writ is dissolved on motion, and without bond, the' weight of authority is decidedly in favor of the proposition that the injury may be irreparable, and that an appeal should be allowed. See Eltringham vs. Clark & Pringle (cited supra); State vs. Judge, 9th M., 301; Johnson vs. Johnson, 13th Ann., 581; White & Trufant vs. Casenave, 14th Ann., 57; State ex rel. Street vs. Judge, 35th Ann., 515; State ex rel. Roth vs. Judge, 37th Ann., 846; State ex rel. Roth vs. Judge, 38th Ann., 49 ; State ex rel. Gay vs. Judge, 25th Ann., 299; in several of which cases an appeal was allowed, although bond had been given.
It is further said, in behalf of the motion to dismiss, that, having ordered the sequestration, and having dissolved i't, ex officio, and in the exercise of his judicial discretion, the latter order left no contention before the court, and nothing to appeal from. If it be true, as we have found it to be, that irreparable injury may result from the interlocutory order made by a judge in the exercise of his judicial discretion, and that the remedy in such case is by appeal (State ex rel. Roth
For these reasons, we are of opinion that the motion to dismiss should be denied.
Opinion on the Merits
On the Merits. — (Plaintiff’s Appeal.)
The questions now to be considered are, whether there is error in the judgment appealed from in so far as it dissolves the sequestration, ordered ex officio by the judge, of the movable property of the succession, and rescinds the order, made by him, appointing judicial sequestrators of the property of “V. Schwan & Co., Limited.”
The first of these questions should, we think, be answered in the affirmative, the second in the negative.
It is claimed on behalf of the defendants that the succession was closed by the judgment putting them in possession. It would make no difference, for the purposes of the question; “had the district judge jurisdiction, ex officio, to order the sequestration of the property in controversy?” whether it was closed or not, for, as we have seen, orders having the same effect, have been sanctioned where there was no question of successison involved. But it is not universally true that the ex parte judgment putting heirs in possession closes the succession. It has been held by this court in the matter of the Succession of Bray, 50th Ann., 1209, and in Succession of Judah Hart, 52nd Ann., 364, that such an order does not close. the successions as against creditors; and, in view of Art. 1671, Civil Code, it would be difficult to find authority for closing a succession in that way against a particular legatee to whom a movable legacy is due and unpaid, and where provision therefor has not been made, as required by 'that article.
The judgments in the cases last above cited are based upon the conclusion that, inasmuch as the law contemplates that creditors shall be afforded an opportunity to be heard before the succession of their debtor is closed against them, an ex parte order, obtained by heirs of. such debtor, putting them in possession of his estate, does not conclude or affect them, at all events, if obtained within the three months allowed for the action for separation of patrimony.
If these conclusions be correct, upon what principle of logic or law can it b.e said that a succession- is closed instantly, upon one who claims to be the heir, entitled to the entire estate, and who charges
It is well settled that the probate of a will, in common form, and the order for its execution are only preliminary proceedings, which are not binding upon those who are not parties to them. O’Donnegan vs. Knox, 11 La. 388; Robert vs. Allier’s Agent, 17 th La., 14; Rachal vs. Rachal, 1 R., 116; Abston vs. Abston, 15th Ann., 137; and the most that can be claimed for such proceedings is that they make a prima facie case in favor of the validity of the will. Eox vs. McDonough’s Succession, 18th Ann., 44; Succession of Gaines, 38th Ann., 123. The reason that such proceedings are not binding upon those who are not parties to them is because they are npt parties to -them. And the same reason applies with equal force to the order putting in possession. To say that the judgment putting the heirs in possession closes the succession in a case where, immediately upon the heels of the judgment, there comes one who was not made a party thereto, but who claims to be the heir, and who charges that the person put in possession, as heir, is prohibited by law from claiming in that capacity; is a flagrant begging of the question. If the person in possession is not the heir, the succession is not closed, and in a case, such as this, where within much less than three months, from the date of the judgment putting in possession, the capacity, to inherit, of the beneficiaries of the judgment and of the order probating the will upon which the judgment rests, is attacked, the succession is not closed for the purposes of such attack.
This opinion, we think, is sustained by reason and authority. In Blasini vs. Succession of Blasini, 30th Ann., 1389, the widow and children, by second marriage, had been put in possession of the succession of the deceased husband and father, agreeably to the terms of his will. About two months later, plaintiffs, claiming to be the children, and forced heirs of the decedent by a previous marriage, brought suit attacking the will in so far as it deprived them of their
In Succession of Hoover vs. York & Hoover, 30th Ann., 754, it was said: “The nullity of the proceedings- for the probate of the will, and of orders in execution of it, must be sued for in the court which rendered them * * * This position is, however, so rudimental, that citation of authority is unnecessary.”
In Harty et als. vs. Harty, 8th N. S., 520, a suit was brought in the probate court by the heirs of Simon Harty, after attaining majority, to annul a judgment of adjudication of certain property, and for the recovery of damages against their former tutrix and under tutor. There was an exception to the jurisdiction of the court, in disposing of which, Matthews, J., said: “The adjudication of which plaintiffs complain in the present suit, was clearly within the province of the court of probates, and the question now is whether its power extends to a revision of that judgment by means of an action to annul or rescind it. Although the Code of Practice makes a distinction between the nullity and the recission of judgments, and establishes rules somewhat different in respect to each; yet they are so identical in their effects, that they may be properly considered together in a legal decision. According to Art. 608, the nullity of a judgment “may be demanded'from the same,” etc. By “Art. 616, the action for rescinding a judgment must be pursued by presenting a petition to the court by which said, judgment was rendered. * * * The court below had jurisdiction of the case in its origin, as relating to a succession, ,and this jurisdiction is extended by Art. 616, aforecited, to a revision of its former judgment.”
“In State ex rel. Chandler vs. Ellis, Judge, 43 Ann., 825, it appears that a suit had been brought, in the Civil District Court, to annul a judgment which had been rendered by the judge of ‘Division A.’ The suit to annul, however, fell, by allotment, to ‘Division E,’ the presiding judge of which ordered it transferred to ‘Division A,’ where it was dismissed. This court said, upon application for certiorari, etc.:
*1197 “The division had jurisdiction over the suit to annul, so much so, that no other court could entertain it and pass upon its merits, to affect, in any way, the judgment attacked.”
It is true that there are authorities, and we are referred to a number of them, by counsel for the plaintiffs, which hold that, when heirs are put in possession, the succession is closed and the jurisdiction of the probate court divested. But the question in this case is, whether the heirs have been put in possession; the allegations of the petition being, that the defendants, who obtained the order probating the wilK of Valentine Schwan, and putting them in possession of his estate, are not his heirs. And the prayer of the petition is, that the dispositions of the will in favor of such defendants be annulled. The plaintiffs also allege that they have not been paid .the special movable legacies to which they are entitled.
As the matter stands, then, the defendants, in a proceeding to which the plaintiffs were not made parties, and of which they had no notice, were put in possession of the entire estate of the deceased, including some sixty thousand dollars worth of movable property, such as sugar, notes, bonds, etc. Shortly thereafter, the plaintiffs presented themselves, and made a showing, equally entitled to consideration, to the effect that, under the law, they are the heirs of the decedent, and are entitled to the estate, to the exclusion of the defendants. Under these circumstances, by what rule is the cpurt to determine that the one set of litigants is entitled to the possession of the property, with the power of converting, or removing it from the jurisdiction, in preference to the other? We have seen that, to determine the question upon the basis of priority of appearance in court, would be very unsafe, and in the instant case, it would be particularly unfair, because the defendants lived in the parish, whilst the plaintiffs lived in Germany, when the succession was opened.
Being of opinion, therefore, that the succession of .Valentine Schwan is still open for the purposes of this suit, and that the matter is one of probate jurisdiction, and, the circumstances of the case being such as to warrant the issuance, by the judge a quo, acting .e£ officio, of the sequestration, as ordered by him, our conclusion is that the setting aside of said sequestration was an error, and that the judgment appealed from should, in that respect, be reversed.
Upon the question of the attempted seizure of the assets of the corporation known as V. Schwan & Co.," Limited, domiciled in the
Opinion on the Merits
On the Merits. — (Appeal by Defendants.)
Defendants-complain of the judgment appealed from in so far as it fails to rescind the order directing them to file a sworn statement of the property in their possession, and in so far as it directs the taking of an inventory of the property of the succession.
As to the first of these questions, we think their position well taken. Our law contains provisions whereby the conscience of a litigant may be probed, and his testimony taken, in the interest of his opponent. But we know of no authority whereby'a plaintiff, suing for the recovery of property or money, can, in limine litis, require a defendant to state under oath, whether he have the one, or owe the other.
As to the inventory, we think, for reasons which sufficiently appear in this opinion, that the order for the -taking of the same was competent and proper, and that the judge a quo was right in refusing to rescind it.
It is therefore ordered, adjudged, and decreed that the motion-herein filed on behalf of the defendants to dismiss plaintiff’s appeal be denied; that the judgment appealed from be annulled, avoided, and reversed, in so far as it sets aside the writ of judicial sequestration, issued ex officio, by the judge a quo, and in so far as it rejects' the demand of the defendants for the rescission of the order directing them to file a sworn statement of property in their possession; and in all other respects that said judgment be affirmed. It is further ordered, adjudged and decreed, that said judicial sequestration be held -to be.revived and reinstated by virtue of this judgment, in so far as may be practicable in the present condition of the case; and it is further ordered that the defendants be relieved from filing the sworn statement of property in their possession as required by the order of the district judge.
It is further ordered that the costs -of this appeal be borne by the parties litigant in equal proportions.
Rehearing refused.