Jеrry Lee, Director of the Department of Public Safety (“Director”), appeals the judgment of the Circuit Court of Cole County, Missouri (“trial court”), which reversed the Director’s decision revoking the peace officer license of Respondent Michael Schumer (“Schumer”). On appeal, we review the administrative agency’s decision rather than the judgment of the trial court; however, we affirm or reverse the trial court’s judgment based upon such review of the administrative decision. Bird v. Mo. Bd. of Architects,
Factual and Procedural Background
In August of 2008, Schumer was serving as a reserve police officer with the Velda City, Missouri, Police Department. On the evening of August 20, 2008, Schumer was on patrol with his partner, Officer Pastorías. Schumer heard on the police radio a call for assistance by Officer Dwayne Paul (“Officer Paul”). Officer Paul had stopped a car driven by Brandon Ellis (“Ellis”) for failing to stop at a stop sign. When Officer Paul initially approаched Ellis, Ellis gave Officer Paul his name, social security number, and proof of insurance, but Ellis did not have his driver’s license with him. Ellis’s demeanor was calm. Schumer and Pastorías arrived to assist Officer Paul, who asked Schumer to remain with Ellis while Officer Paul returned to his patrol car, which was immediately behind Ellis’s car, to retrieve his flashlight.
As Officer Paul was returning to Ellis’s car, he could hear Schumer yelling at Ellis to put his hands on the steering wheel, and when Ellis did not immediately comply, Schumer reached in through the open window and grabbed Ellis by the throat to compel his compliance with Schumer’s command. Schumer then opened Ellis’s car door, and without first simply asking Ellis to exit his vehicle peacefully, Schumer grabbed the back of Ellis’s neck and pulled him out. Schumer then took Ellis to the back of Ellis’s car and tried to push Ellis’s head down onto the trunk of the car. Schumer finally handcuffed Ellis for this minor traffic violation, and Ellis was placed in the back of Officer Paul’s patrol
Officer Paul personally observed that Ellis was visibly shaken and upset with the way Schumer had treated him. Officer Paul ultimately gave Ellis a traffic citation for failing to stop at the stop sign and released him.
Ellis filed a complaint about Schumer’s treatment of him with the Velda City Police Department. At approximately this same time, Schumer resigned his position. Schumer subsequently obtained another reserve officer position with the City of Kinloch but had been suspended from that position (for making racial slurs and choking a suspect) prior to his administrative hearing.
At the administrative hearing, Officer Paul testified, as did the Chief of the Velda City Police Department, Daniel Paulino. The Director also сalled Sergeant Kirk Davis as an expert and questioned him about the appropriate use of force by an officer in Schumer’s situation under the circumstances that were present on August 20, 2008. Schumer testified on his own behalf, and the Chief of the City of Kinloch’s police department was called in rebuttal.
Commissioner Karen Winn of the Administrative Hearing Commission (“the Commission”), who conducted the administrative hearing, issued a decision that found Schumer “subject to discipline for committing a criminal offense while on active duty that involved a reckless disregard for the safety of a person.”
Standard of Review
“In an appeal following judicial review of аn agency’s administrative action, [an appellate court] reviews the decision of the agency, not the circuit court.” TAP Pharm. Prods., Inc. v. State Bd. of Pharmacy,
Analysis
Due to the procedural posture of this appeal (review of the agency decision),
I and II
Schumer’s first two points challenge the constitutionality of section 590.080. Following a long line of precedent on this topic in Missouri courts, we conclude that the administrative decision was not a violation of Schumer’s constitutional rights of due process.
Section 590.080 allows the Director to disciplinе any peace officer licensee who has, inter alia, “committed any criminal offense, whether or not a criminal charge has been filed.” Schumer complains that allowing an administrative body, rather than a court, to determine whether a criminal offense has been committed “violates the Separation of Powers Doctrine, in that the power to declare conduct criminal (as opposed to merely illegal) belongs uniquely to the judiciary.” He also claims that since the “criminal charges” were not brought by a public prosecutor, and “culpability was not required to be proven beyond a reasonable doubt,” the process was unconstitutional.
The courts of this state have routinely upheld the Commission’s ability to determine whether a crime had been committed such that a professional license should be disciplined; this is so, as the statute indicates, whether or not a criminal charge was filed and, if so, whether the licensee had been found guilty of the crime, had pled guilty, or had been acquitted. See, e.g., Younge v. State Bd. of Registration for the Healing Arts,
The burden of proof in a civil case is different from the burden of proof in a criminal case because the purpose of each proceeding is different. Unlike a criminal case where the state charges an individual with a criminаl violation, the proof of which jeopardizes life or liberty, the licensing process and the ability to discipline a [licensee] to practice ... is an administrative mechanism delegated by the General Assembly to the [administrative agency] to protect the health and welfare of the state’s citizens....
To prove a breach of [the criminal statute] the [agency] was compelled to prove ... the elements of [the crime], not to the standard required for conviction in a criminal prosecution but to the standard of a civil matter, “preponderance of the evidence.”
Berry,
Points I and II are denied.
Ill
Schumer’s third point on appeal is that the Director erred in revoking his peace officer license because the disciplinary procedure was not initiated until after the one-year criminal statute of limitations for assault, § 556.036.2(2), expired. Schumer reasons that since the basis for the Director’s decision to revoke his license was that Schumer was found to have committed the crime of assault, the criminal statute of limitations should be used to bar the administrative proceedings.
Point III is denied.
IV
Schumer’s fourth point on appeal is that the Director erred in determining that Schumer had committed an assault on Ellis by placing him in apprehension of immediate physical injury because there was no evidence that Ellis was in apprehension of immediate physical injury. A person commits assault in the third degree if he “purposely places another person in apprehension of immediate physical injury.” § 565.070.1(3).
Because Ellis did not testify at Schumer’s administrative hearing and because Ellis’s formal complaint against Schumer was not admitted during the hearing, Schumer claims that there is no evidence that Ellis was in any apprehension of immediate physical injury, making the Director’s conclusion that Schumer committed assault as defined in section 565.070.1(3) unsupported by substantial evidence. We disagree.
Numerous appellate opinions have concluded that there was sufficient evidence to support a criminal conviction for assault in the third degree listing circumstantial evidence not including the assault victim’s testimony. In State v. Vaughn, this court found sufficient evidence to support a criminal conviction for third-degree assault exists where a man approached his girlfriend in the shower, “poked” her in the chest with a kitchen knife, and made threatening statements to her.
Here, in this civil administrative proceeding, Commissioner Winn’s decision found that Sehumer’s act of grabbing Ellis by the throat placed Ellis in apprehension of immediate physical injury. This finding is supported by substantial evidence on the record. Officer Paul’s testimony establishes that Schumer yelled at Ellis repeatedly to place his hands on the steering wheel. When Ellis did not immediately
Point IV is denied.
V
Schumer’s fifth point on appeal is that the Director erred in revoking his peace officer license on the basis that Schumer had “committed any act while on active duty or under color of law that involves ... a reckless disregard for the safety of the public or any person,” § 590.080.1(3), because, Schumer claims, there was no testimony as to the standard of care or how Schumer deviated from the standard of care.
The Director’s expert, Sergeant Kirk Davis of the Missouri Highway Patrol, has trained prospective law enforcement officers for years on defensive tactics and the appropriate use of force.
Next, Schumer argues that it is inconsistent for the Director to find that Schumer acted both purposefully or knowingly in assaulting Ellis, the first basis for the finding that discipline was appropriate, and recklessly in disregard of Ellis’s safety, the alternate basis. Again, we disagree. Schumer urges this court to borrow the definition of “reckless” provided in the criminal law, which declares that a person acts “recklessly” when he “consciously disregards a substantial and unjustifiable risk that circumstances exist or that a result will follow, and such disregard constitutes a gross deviation from the standard of care which a reasonable person would exercise in the situation.” § 562.016.4. We see nothing inconsistent about Schumer’s actions purposefully placing Ellis in apprehension of immediate physical injury and in creating a “substantial and unjustifiable risk” that actual serious physical injury would, in fact, occur.
Point V is denied.
VI
Schumer’s sixth point on appeal is that the Director erred in revoking his peace officer license without having first made findings of fact and conclusions of law to support the permanent revocation. The Director adopted the findings of fact and conclusions of law issued by the Administrative Hearing Cоmmission, which heard extensive evidence over the course of two days. After the Commission issued its decision finding that there was cause to discipline Schumer’s peace officer license, the Director held another hearing allowing Schumer to present additional evidence and to make arguments on his own behalf as to what, if any, action should be taken. It then issued its letter, concluding that, after reviewing all of the evidence, Schumer’s license should be permanently revoked.
After the Commission has determined that cause for discipline exists, the Director has broad discretion to determine the form of discipline that will be imposed. § 590.080.3. The statute does not expressly require the Director to make additional findings of fact and conclusions of law to justify the form of discipline that he has determined is appropriate in each case.
This case stands in sharp contrast to Rednam. Here, not only did the evidence presented fail to show any rehabilitative efforts on Schumer’s part, but it indicated just the opposite. The Chief of Police of the City of Kinloch, who was Schumer’s supervisor at his subsequent job, testified that he had suspended Schumer for making racial slurs and choking a suspect. Furthermore, although Schumer states in his brief that the hearing before the Commission had “сaused him to rethink his decisions on the night in question” and that he had submitted himself for additional training, Schumer testified at the Director’s hearing that he still believed he had not done anything wrong on the evening of August 20, 2008. Under these circumstances, we find nothing in the record to indicate that the Director’s disciplinary decision in this case was arbitrary or capricious, or an abuse of discretion. See § 536.140.2.
Point VI is denied.
VII
Schumer’s final claim of error is that the Director erred in permitting Deputy Director Spillars to make the decision as to what disciplinary action would be taken with respect to his license as Deputy Director Spillars was not a proper desig-nee for the Director’s authority.
Section 590.080.3 states:
Upon a finding by the administrative hearing commission that cause to discipline exists, the director shall, within thirty days, hold a hearing to determine the form of discipline to be imposed and thereafter shall probate, suspend, or permanently revoke the license at issue. If the licensee fails to appear at the director’s hearing, this shall constitute a waiver of the right to such hearing.
“Director,” however, for the purposes of section 590.080.3, is defined as “the direсtor of the Missouri department of public safety or his or her designated agent or representative.” § 590.010(2) (emphasis added).
Despite the plain language of section 590.010(2), Schumer first claims that the purported designation of Deputy Director Spillars was not in writing and that there was, therefore, no evidence that the designation in fact occurred. Nothing in section 590.010 requires the Director’s designation to be in writing, or even that it be made part of the record in any particular case, so this argument is without merit.
Schumer next claims, despite the plain language of the statute, that the Director was without authority to designate Deputy
It is only when thе power of an administrative body or official to delegate authority must be implied that it becomes necessary to examine whether the delegated action is ministerial or discretionary or whether there is a reasonable basis for the implication of the authority. See Jackson,
Finally, in both Jackson and Rogers, the party entitled to the hearing objected to the hearing being conducted by the desig-nee. In this case, Schumer, who was represented by counsel, participated in the Director’s hearing knowing that Spillars was a Deputy Director and, therefore, the Director’s designee. Schumer did not object to Spillars conduсting the hearing. Schumer, by his failure to object, acquiesced in the Director’s designation of Spillars as his representative and has waived this issue on appeal. See Hunsucker v. Fischer,
Point VII is denied.
Conclusion
Finding no error in the Director’s decision revoking Schumer’s peace officer license, we reverse the judgment of the circuit court and affirm the Director’s decision revoking Schumer’s peace officer license.
LISA WHITE HARDWICK, Presiding Judge, and CYNTHIA L. MARTIN, Judge, concur.
Notes
. Section 590.080.1 states that the Director shall have cause to discipline any peace officer licensee who ... (2)[h]as committed any criminal offense, whether or not a charge has been filed; [or] (3)[h]as committed any act while on active duty or under color of law that involves moral turpitude or a reckless disregard for the safety of the public or any person.
. Where, as in this case, the Director agrees with the Administrative Hearing Commission’s decision and enters an order accordingly, the action of the Commission and the Direсtor’s order are treated as a single decision. § 621.145.
. These cases illustrate the distinct and independent nature of criminal prosecution versus civil administrative license disciplinary proceedings. In Point III, Schumer argues that a procedural defense to criminal prosecution — the criminal statute of limitations— should serve as a bar to civil administrative license discipline proceedings. Yet, section 590.080 specifically states that “whether or not a criminal charge has been filed” is irrelevant to the administrative proceeding; and, the cited precedent makes it clear that even substantive acquittals in criminal prosecutions are not relevant to the civil license discipline administrative proceedings in which the administrative tribunal is separately determining whether a crime was committed. As is discussed infra, the reason for the mutual exclusivity of these forums on this topic is rooted in the purpose of each proceeding.
. Schumer was not charged and prosecuted for assault. The Director has neither the authority to charge an individual with a crime nor to seek the imposition of criminal punishment. Had Schumer been charged with a crime by the Statе and thus had his liberty placed at stake, he would have been afforded the constitutional protections provided to any criminal defendant.
. This argument also ignores the alternative basis the Director found to justify revocation of Schumer’s peace officer license — that Schumer, while on active duty or under color of law, committed an act that involved reckless disregard of a person’s (Ellis’s) safety.
. On the contrary, the defense may be waived, and the criminal defendant may still be prosecuted and punished. See Dorris v. State,
. At oral argument, Schumer’s counsel аrgued that Schumer’s act of grabbing Ellis by the throat could not have placed him in apprehension of immediate physical injury because Schumer was behind Ellis, and therefore Ellis would not have "seen it coming.” Without commenting on the legal soundness of this argument, we do note that this factual assertion, not made in Schumer's appellate brief, is directly refuted by Schumer’s own hearing testimony. At the hearing, Schumer testified that during Ellis's traffic stop, Schumer "was on the driver's side by the — by the front mirror face-to-face with him.”
. At oral argument, Schumer’s counsel argued that Commissioner Winn found this conduct tо have been "privileged.” There is no such finding in the Commission’s decision. Although there is a finding that "[i]n a traffic stop situation, it is appropriate for a peace officer to ask a driver to get out of the car[, and the] driver does not have the right to refuse such a request,” in this case it is undisputed that Schumer never requested that Ellis step out of his car before grabbing him by the throat, forcefully removing him from the car, and pushing his head down toward the trunk of the car.
. Schumer essentially argues that "recklessness” must be subject to a "standard of care” established by expert witness testimony. To support his assertion, Schumer cites cases involving medical negligence, cases that typically involve a scientific aspect, which would be outside the knowledge of most lay fact-finders. Even if medical negligence cases are sufficiently analogous to cases in which law enforcement officers are accused of crimes, we need not decide whether expert testimony was required in this administrative proceeding, because the Director did, in fact, produce such expert testimony.
. Although Davis trains prospeсtive state highway patrolmen and not municipal police officers, a fact belabored by Schumer at oral argument, Schumer never offered evidence to show that the standards and procedures taught to prospective municipal police officers regarding the appropriate use of force would be any different. Moreover, any question as to the source or basis of an expert’s opinion would merely affect the weight that the fact-finder gives the opinion. Glaize Creek Sewer Dist. of Jefferson County v. Gorham,
