Schoenman v. Federal Bureau of Investigation

MEMORANDUM OPINION

COLLEEN KOLLAR-KOTELLY, District Judge.

Plaintiff, Ralph Schoenman, a political activist and author, filed the above-captioned action pursuant to the Freedom of Information Act (“FOIA”), 5 U.S.C. § 552, and the Privacy Act of 1974 (“Privacy Act” or “PA”), 5 U.S.C. § 552a, seeking access to an array of records pertaining to himself, Lord Bertrand Russell, and six organizations, from a total of ten different named agencies and a number of unnamed agencies to which the named agencies might refer documents for a determination as to releasability (identified as “John Doe Agencies 1-10” in Plaintiffs Complaint). Plaintiffs Complaint named as Defendants: the Federal Bureau of Investigation (“FBI”), the Central Intelligence Agency (“CIA”), the Defense Intelligence Agency (“DIA”), the Department of the Air Force (“Air Force”), the Department of Justice (“DOJ”), the Department of the Army (“Army”), the Department of the Navy (“Navy”), the Department of State (“State Department”), the National Archives and Records Administration (“NARA”), the National Security Agency (“NSA”), and John Doe Agencies 1-10. Compl. at 1 & ¶ 13.

In a Memorandum Opinion and Order dated March 31, 2006, the Court dismissed Plaintiffs Complaint against Defendants CIA, NARA, NSA, Air Force, Army, and Navy because Plaintiff either could not show that the agencies had received his FOIA/PA requests or could not show that he had exhausted his administrative remedies as to the agencies. See generally Schoenman v. FBI, Civ. A. No. 04-2202, 2006 WL 1126813 (D.D.C. Mar. 31, 2006). By Memorandum Opinion and Order dated June 5, 2006, the Court dismissed without prejudice certain portions of Plaintiffs Complaint against the FBI and the State Department. See generally Schoenman v. FBI, Civ. A. No. 04-2202, 2006 WL 1582253 (D.D.C. Jun. 5, 2006). The Defendants with remaining obligations to process documents in response to Plaintiffs request did so. Those Defendants, along with the agencies to whom they have referred documents for releasability determinations, have now begun moving for summary judgment, and Plaintiff has filed cross-motions for summary judgment. This Memorandum Opinion addresses only the Motion for Summary Judgment filed by the State Department and the Cross-Motion for Partial Summary Judgment filed by Plaintiff. The Court notes at the outset that the parties agreed to brief these cross-motions based upon Plaintiffs selection of a sample of documents to be included in a Vaughn index. See 3/21/07 Joint Status Report, Docket No. [34] at 4; 7/11/07 Joint Status Report, Docket No. [37] at 2. The Court therefore resolves the pending cross-motions for summary judgment on that basis, as well as upon the State Department’s declarations regarding scope of its search, without opining on whether Plaintiffs selected sample is representative of the information more gener-withheld by the State Department.

The Court has conducted a searching review of the State Department’s Motion for Summary Judgment, Plaintiffs Cross-Motion for Partial Summary Judgment/Opposition, the State Department’s Reply/Opposition, Plaintiffs Reply, the exhibits attached to those filings, the relevant statutes and case law, and the entire record herein. Based upon the foregoing, the Court shall GRANT-IN-PART the State Department’s [52] Motion for Summary Judgment and shall DENY-IN-PART Plaintiffs [56] Cross-Motion for Partial Summary Judgment, insofar as each relates to the adequacy of the State Department’s search, the State Department’s segregation of non-exempt information, and the State Department’s withholding of information from Documents P323 and P334. The Court cannot ultimately resolve the parties’ cross-motions as to Documents P143 and P319 on the current record because a discrete issue remains. Specifically, the State Department has withheld the names of an FBI legal attache and two FBI agents from those documents pursuant to FOIA Exemption 6 and 7(C) without indicating whether it made any efforts to determine whether those individuals are alive or dead before purporting to balance their privacy interests against any public interest in disclosure. In the absence of this information, the Court cannot determine whether the State Department’s invocation of the FBI legal attaché’s and agents’ privacy interests represented a reasonable response to Plaintiffs FOIA/PA request. As such, the Court shall HOLD IN ABEYANCE the parties’ cross-motions for summary judgment with respect to Documents P143 and P319 and — as set forth in the accompanying Order — shall require the State Department to indicate to the Court whether the FBI legal attaché and agents are alive or dead, so that the Court may consider the State Department’s balancing under FOIA Exemptions 6 and 7(C).

I: BACKGROUND

By letter dated July 27, 2001, Plaintiff, through counsel, submitted a request to the State Department pursuant to the FOIA and the Privacy Act. See Second Decl. of Margaret P. Grafeld, Director of the Office of Information Programs and Services (“IPS”), State Department (hereinafter “Grafeld Decl.”), submitted in support of the State Department’s Motion for Summary Judgment, ¶ 4 & Ex. I. 1 Plaintiffs request sought access to records pertaining to himself, Lord Bertrand Russell, six organizations, and twenty-six other subject matters, as well as all “index references” to the foregoing subjects, all previous FOIA requests pertaining to those subjects, and all records used by the State Department in its searches in response to Plaintiffs request. Id. 2 Along with his request, Plaintiff submitted a Privacy Act Authorization permitting the State Department to release records about him to his counsel. Id., Ex.l at 4.

IPS acknowledged Plaintiffs request in two separate letters dated August 23, 2001, and advised Plaintiff that his request had been split administratively into two requests. Grafeld Decl. ¶5 & Exs. 2-3. Ms. Grafeld avers that “[t]his was done to streamline the administrative processing of material about plaintiff, which was potentially subject to the Privacy Act [versus] material solely subject to the FOIA.” Id. ¶ 5. The State Department therefore created one file — the so-called “Schoenman Request” — for Plaintiffs request for records concerning himself, see id. Ex. 2, and another request file — the so-called “Russell Request” — for Plaintiffs request for records pertaining to Lord Bertrand Russell and the organizations identified by Plaintiff in his request letter, see id., Ex. 3. See also Grafeld Deck ¶ 5.

In his initial FOIA/PA request, Plaintiff asserted that he was the author of numerous published books, as well as a representative of the news media, and therefore requested that the State Department waive all search fees and copying costs. Id., Ex. 1 at 3. By letter dated August 23, 2001, the State Department informed Plaintiff that his request for a fee waiver had been denied. See Grafeld Deck, Ex. 3. Schoenman appealed the denial of his fee waiver request by letter dated September 16, 2001. Id., Ex. 13. The State Department upheld the denial of Plaintiffs fee waiver request by letter dated October 18, 2001. Id, Ex. 15.

Nevertheless, Ms. Grafeld’s Supplemental Declaration explains that because the State Department does not charge reques-ters for processing Privacy Act requests, “all documents regarding the ‘Schoenman request’ were released to plaintiff free of charge.” Suppl. Grafeld Decl. ¶4. Ms. Grafeld further explains that, although the State “Department initially denied plaintiffs request for a fee waiver, no search fees or duplication costs were charged to plaintiff for the processing of this request.” Id. ¶ 5. Rather, “[a]ll documents concerning the ‘Russell request’ were released to plaintiff free of charge.” Id. Thus, Plaintiff has not been charged any fees for the processing or release of documents in response to his FOIA/PA request.

A. The Schoenman Request

In its letter of August 23, 2001, the State Department advised Plaintiff that it required additional information before it could begin processing Plaintiffs request for records pertaining to himself. Id. ¶ 6 & Ex. 2. Plaintiff provided that additional information by letters dated September 15 and September 16, 2001. Id. ¶ 7 & Exs. 4, 14; see also State Dep’t Stmt. ¶4. By letter dated October 12, 2001, the State Department informed Plaintiff that the Schoenman Request was being processed and that he would be notified when responsive material was retrieved and reviewed. Grafeld Decl. ¶ 8 & Ex. 5. The State Department also advised Plaintiff that State Department records predating 1975 were generally in the custody of NARA, and suggested that Plaintiff submit a FOIA request directly to NARA for any State Department records predating 1975. Id.

Ms. Grafeld avers that the State “Department’s search for records responsive to plaintiffs request was designed to uncover all responsive records.” Id. ¶ 21. As background, she explains that when the State Department receives a FOIA/PA request, “IPS evaluates the request and determines which offices, overseas posts, or other record systems within the [State] Department may reasonably be expected to contain the information requested ... based on the description of records set forth in the request.” Id. Ms. Grafeld continues to explain the manner in which the State Department’s records are maintained, which includes both centralized and decentralized systems of records, and specifically describes the searches conducted of these various systems of records in response to Plaintiffs request. Id. ¶ 22. The State Department maintains a centralized records system — the Central Foreign Policy File, or “Central File” — which contains “documents of a substantive nature that establish, discuss, or define foreign policy, set precedents, or require action or use by more than one office.” Id. The Central File includes “official record copies of almost all incoming and outgoing Departmental telegrams between the Department and Foreign Service posts”. along with “other select substantive correspondence documents, including diplomatic notes, correspondence to and from the White House, members of Congress, and other federal agencies, position papers and reports, memoranda of conversations, and interoffice memoranda.” Id.

The State Department uses an automatic interface, known as SAS (State Archiving System) to search the Central File. Id. SAS “searches the full text of approximately 30 million telegrams and the more recent of the other substantive correspondence documents in the Central File.” Id. For those documents in the Central File that are not directly text searchable through SAS (including older correspondence documents), SAS searches “the text of a customized index reference that directs a searcher to a full copy of the document.” Id. As a result, “a SAS search will encompass all documents in the Central File.” Id. With respect to the Schoen-man Request, IPS conducted two searches of the Central File: the first (“Search A”) to identify any documents relating to Plaintiff, and the second (“Search B”) to identify documents relating to Plaintiff as well as the twenty-six subjects listed in his request letter. Id. ¶ 23.

For Search A, IPS conducted a search using variations of Plaintiffs name, “including, for example, a search for documents concerning the text ‘Sehoenman,’ and a search for documents containing both ‘Ralph’ and ‘Sehoenman’ in the same document.” Id. ¶ 24. The date range for Search A was mid-1973 (“the date of the earliest records in SAS through the date the search was initiated.”) Id. By letter dated March 21, 2003, the State Department informed Plaintiff that its search of the Central File and the records of the Office of IRM Programs and Services (the former name of IPS) had been completed and yielded seven responsive documents, all of which the State Department released in full. See id. ¶¶ 9, 24 & Ex. 6. Subsequently, IPS reexamined the earlier results of Search A and discovered two additional responsive documents. Id. ¶ 24. One of these documents was withheld in full by letter dated January 23, 2008, see id. & Ex. 12, while the other was released in full by letter dated February 7, 2008, see id. ¶ 24 & Ex. 19.

For Search B, IPS conducted full text searches in SAS for documents containing the name “Ralph Sehoenman” and each of the twenty-six subjects listed in Plaintiffs request letter. Id. ¶25 & Ex. l. 3 For these searches, IPS used the time frames Plaintiff provided in his September 16, 2001 letter, except where limited by the earliest date of records available in SAS (mid-1973). Id. ¶ 25, see also Ex. 14. These searches yielded no responsive records. Id. ¶ 25.

In addition to the Central File, the State Department “has decentralized records systems maintained both in the Department’s domestic offices and at Foreign Service posts overseas,” which “generally are concerned with specialized and unique activities and programs of the Department rather than with general foreign policy issues.” Id. ¶28. Ms. Grafeld explains that “each office within the Department, as well as each Foreign Service post and mission, maintains working files concerning foreign policy and other functional matters related to the daily operations of that office, post, or mission,” and that these working files “consist generally of working copies of documents, information copies of documents maintained in the Central File, [and] other specialized documents prepared by or furnished to the office, post, or mission.” Id.

Based on the information Plaintiff provided in his FOIA/PA request, the State Department conducted searches for records maintained by the following offices: the Bureau of Diplomatic Security (DS), the Office of the Legal Adviser (L), the Bureau of Intelligence and Research (INR), IPS, the Office of Overseas Citizens Services (OCS), and the Office of Passport Services (PPT). Id. ¶30. Ms. Grafeld avers that for each of these offices, “thorough searches of these records systems were conducted by professional employees familiar with their contents and organization, and those employees were provided with copies of plaintiffs letters.” Id. ¶ 29. Ms. Grafeld also explains the function of each of the offices searched and the State Department’s rationale in searching that office.

As she explains, DS maintains records relating to security matters, such as the protection of the Secretary of State and U.S. missions abroad. Id. ¶ 33. DS is also responsible for storing and safeguarding classified information, and conducts investigative activities, such as investigations of State Department personnel conduct. Id. DS was searched in response to the Schoenman Request because records identified during the search of PPT records indicated that DS might maintain responsive records. Id. The Office of the Legal Adviser is the State Department’s general counsel office. Id. ¶ 34. It was searched in connection with the Schoenman Request because Plaintiffs September 15, 2001 letter providing additional information regarding his request noted that Plaintiff had been involved in passport-related litigation with the Department. Id. ¶ 34; see also Ex. 4 (9/15/01 Letter). INR “ensures that intelligence activities support foreign policy and national security purposes, and serves as the focal point in the Department for ensuring policy review of sensitive counterintelligence and law enforcement activities.” Grafeld Decl. ¶ 35. INR was searched in response to the Schoen-man Request because Plaintiff requested any references to himself in the “Covert Action Information Bulletin.” Id. OCS and PPT are part of the Bureau of Consular Affairs. Id. ¶ 32. PPT accepts, examines, adjudicates and processes passport applications, issues passports to those determined to be qualified under the provisions of United States immigration and nationality laws, and amends, extends, and validates passports. Id. PPT was searched in response to the Schoenman Request because Plaintiffs September 15, 2001 letter indicated that he was denied a passport in the 1950s and that his passport was seized in the 1960s. Id. & Ex. 4. OCS provides emergency and non-emergency services to United States citizens residing or traveling abroad. Grafeld Decl. ¶ 32. OCS was searched in response to the Schoenman Request because the records identified in the search of SAS indicated that OCS might maintain responsive records. Id.

IPS maintains records of FOIA/PA requests submitted to the State Department through an automatic case tracking system. Id. ¶ 36. This system is text search-able and contains information on FOIA/PA requests received by IPS since the early 1980s. Id. In response to the Schoenman Request, IPS searched the system for any previous request pertaining to Plaintiff, and found no responsive records. Id. IPS also maintains an “antiquated” collection of index cards that were created during the 1960s-1990s, which are arranged by names and topics, and used by IPS researchers as “finding aids” to assist in locating documents by subject matter. Id. In response to the Schoenman Request, IPS searched the “finding aids” and found no responsive records. Id. IPS also searched retired or inactive files for the State Department’s domestic offices and foreign service posts. Id. ¶37. The State Department retires records when they are no longer needed operationally — generally after two to three years — and stores them at an offsite storage facility. Id. In response to the Schoenman Request, IPS examined the re tired records manifests for the foreign service posts in the countries that Plaintiff identified in his September 15, 2001 letter, based on the dates indicated in that letter. Id. ¶39; see also Ex. 4 (9/15/01 Letter). IPS found no responsive records in the retired records manifest. Grafeld Decl. ¶ 39. IPS also “confirmed with NARA that permanent foreign service post records predating 1976 have been transferred to the permanent custody of NARA,” such that “[t]here is no reason to believe that the [State] Department still possesses or controls any material retired by the foreign service posts” described in Plaintiffs September 15, 2001 Letter. Id.

By letter dated April 26, 2005, the State Department advised Plaintiff that its searches of the Office of the Legal Adviser, PPT, and DS had located 446 responsive documents. Id. ¶ 10 & Ex. 7. Of these 446 documents, the State Department released 338 in full, released 16 in part, and withheld 45 in full. Id. Information was withheld pursuant to PA Exemptions (d)(5) and (k)(2), as well as FOIA Exemptions 5 and 6. Id. The State Department’s April 26, 2005 Letter also informed Plaintiff that 20 of the 446 documents identified required further inter- or intraagency coordination before a final determination could be made, and that 27 of the 446 documents originated with other government agencies (the FBI, DOJ, the CIA, and the Department of Homeland Security (DHS)) and had therefore been referred to those agencies for review and direct response to Plaintiff. Id.

By letter dated June 15, 2005, the State Department advised Plaintiff that the review of 6 of the 20 documents requiring inter- or intra-agency coordination was complete, and released all six documents in full to Plaintiff. Id. ¶ 11 & Ex. 8. By letter dated August 12, 2005, the State Department advised Plaintiff that the review of 13 of the 20 documents was complete, released 5 documents in full, and withheld 8 documents in part, pursuant to PA Exemptions ©(1), (j)(2), and (k)(l), as well as FOIA Exemptions 1, 3, 6, and 7(C). Id. ¶ 12 & Ex. 9. By letter dated September 20, 2005, the State Department informed Plaintiff that the review of the last of the 20 documents was complete, and released the document in part, withholding information under FOIA Exemption 3. Id. ¶ 13 & Ex. 10. In the same letter, the State Department advised Plaintiff that DHS had returned the documents previously referred to DHS to IPS. Id. By letter dated October 4, 2005, the State Department advised Plaintiff that the review of these 3 documents had been completed and released all 3 documents in full. Id. ¶ 14 & Ex. 11. Plaintiff was advised that the State Department had completed the processing of the Schoenman Request. Id. ¶ 14.

B. The Russell Request

In its second letter of August 23, 2001, the State Department advised Plaintiff that it required additional information in order to process the Russell Request. Id. ¶ 16 & Ex. 3. Plaintiff provided the requested information by letter dated September 16, 2001. Id. ¶ 18 & Ex. 14. By letter dated October 18, 2001, the State Department informed Plaintiff that it had begun processing the Russell request and would notify him when responsive material was located and processed. Id. ¶ 19 & Ex. 15. The State Department also advised Plaintiff that State Department documents predating 1975 are generally in the custody of NARA and suggested that he submit a FOIA request directly to NARA for any State Department documents predating 1975. Id.

The State Department then proceeded to conduct a search of the Central File using SAS. Id. ¶ 26. IPS conducted full text searches using variations of Bertrand Russell’s name, with a date range from mid-1973 to the date the search was initiated. Id. ¶ 27. No responsive records were found. Id. The State Department also conducted searches of its decentralized records systems, searching those offices that were viewed as likely to have responsive records. Id. ¶ 31. In particular, the State Department searched the records of the Bureau of Diplomatic Security (DS), the Office of Visa Services (VO), and the Bureau of Intelligence and Research (INR). Id. VO handles all aspects of visa issuance to aliens, supports and advises foreign service posts on visa matters, and maintains liaison with other government agencies on all aspects of U.S. immigration law. Id. ¶ 32. The State Department searched VO because Bertrand Russell was a British citizen who may have applied for a visa in order to enter the United States at some point. Grafeld Suppl. Decl. ¶ 8. The State Department searched DS and INR, out of an abundance of caution, due to “the close association between Bertrand Russell and plaintiff, and the background information provided by plaintiff in connection with the ‘Schoenman Request.’ ” Id. None of these searches located responsive records. Id.

IPS also searched for previous FOIA requests as well as its “finding aids” pertaining to Bertrand Russell and the six organizations identified in Plaintiffs request letter. Grafeld Decl. ¶ 36. IPS did not locate any previous FOIA requests on Bertrand Russell or the six organizations, but did find one “finding aid” that appeared responsive to Plaintiffs request. Id. The State Department released this “finding aid” in full to Plaintiff by letter dated January 23, 2008, id. & Ex. 12, and Ms. Grafeld avers that “[t]he content of this finding aid does not indicate that any places should have been searched other than where the [State] Department had already searched,” id. ¶ 36. By letter dated February 28, 2002, the State Department informed Plaintiff that the Russell Request had been closed. Id. ¶ 20 & Ex. 16. The State Department explained to Plaintiff that the Russell Request sought records predating 1975, which were generally in the custody of NARA, and suggested that Plaintiff write directly to NARA to seek such records. Id.

In his Cross-Motion/Opposition, Plaintiff seized upon this suggestion, and alleged that the State Department failed to search for records responsive to the Russell Request predating 1975. See Pl.’s Cross-MSJ at 13. Plaintiff asserted that “[i]f State still may have some records, the fact that others have been transferred to NARA does not exempt State from having to search for those that remain in its possession.” Id. at 13-14. As a result, Ms. Grafeld’s Supplemental Declaration provides a “clarification regarding the [State] Department’s searches for records predating 1975 in response to [the Russell Request].” Grafeld Suppl. Decl. ¶ 6. Specifically, Ms. Grafeld clarifies that, although records more than 25 years old “are generally transferred to, and legally accessioned by” NARA, id. ¶ 7, the State Department does retain some records longer than 25 years, id. ¶ 8. Ms. Grafeld avers that “in processing the ‘Russell Request,’ the [State] Department searched all its records systems with a reasonable likelihood of retaining any responsive records, whether pre-dating or post-dating 1975.” Id. She further clarifies that the State Department searched Central File records dating back to mid-1973, and that the VO, DS, and INR — all of which the State Department searched in connection with the Russell Request — retain certain records longer than 25 years. Id. None of these searches, however, yielded responsive documents. Id. Further, the State Department located one “finding aid,” created sometime between the 1960s and the 1990s, responsive to the Russell Request and released that document in its entirety to Plaintiff. Id. ¶ 9.

C. Additional Searches

By letters dated January 23, 2008 and February 7, 2008, the State Department informed Plaintiff that it had conducted additional searches of the Central File, INR, VO, and retired files regarding both the Schoenman Request and the Russell Request. Grafeld Decl. ¶¶ 15-20 & Exs. 12,19. These searches located three documents, of which two were released in full and one was withheld in full pursuant to FOIA Exemptions 3 and 6. Id.

In total, the State Department processed 456 documents. Id. ¶ 76. Of these documents, the State Department released 361 in full to Plaintiff, released 25 documents in part to Plaintiff, and withheld 46 documents in full. Id.

D. Procedural History

As noted above, the parties agreed to proceed with their cross-motions for summary judgment based upon a sample — to be selected by Plaintiff — of the documents withheld in full or in part by the State Department. See 3/21/07 Joint Status Report, Docket No. [34] at 4; 7/11/07 Joint Status Report, Docket No. [37] at 2. By letter dated October 10, 2007, Plaintiff provided the State Department with a list of nine items to be the subject of the State Department’s Vaughn index. Grafeld Decl. ¶40 & Ex. 17. In January 2008, Plaintiff withdrew one of his selected documents, thus leaving eight documents for inclusion in the State Department’s Vaughn index. Id. ¶ 40 & Ex. 18. As set forth above, after Plaintiffs selection of documents, the State Department conducted additional searches that located three responsive documents, of which one was withheld in full. Id. ¶ 15. The State Department included a description of that document, along with the eight identified by Plaintiff, in Ms. Grafeld’s Declaration, which serves as the State Department’s Vaughn index. Her detailed explanations for each withholding are addressed in the discussion section below.

The State Department filed its Motion for Summary Judgment on February 8, 2008, and Plaintiff filed his Cross-Motion/Opposition on April 7, 2008. The State Department filed its Reply/Opposition on May 7, 2008, and Plaintiff filed his Reply on May 19, 2008. Accordingly, the parties’ cross-motions for summary judgment are now ripe for review.

II: LEGAL STANDARD

A party is entitled to summary judgment if the pleadings, depositions, and affidavits demonstrate that there is no genuine issue of material fact in dispute and that the moving party is entitled to judgment as a matter of law. See Fed.R.Civ.P. 56(c); Tao v. Freeh, 27 F.3d 635, 638 (D.C.Cir.1994). Under the summary judgment standard, Defendants, as the moving parties, bear the “initial responsibility of informing the district court of the basis for [its] motion, and identifying those portions of the pleadings ... together with the affidavits which [it] believe[s] demonstrate the absence of a genuine issue of material fact.” Celotex Corp. v. Catrett, 477 U.S. 317, 323, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). Plaintiff, in response to Defendant’s motion, must “go beyond the pleadings and ... designate specific facts showing that there is a genuine issue for trial.” Id. at 324, 106 S.Ct. 2548 (internal quotation marks omitted). Although a court should draw all inferences from the supporting records submitted by the nonmov-ing party, the mere existence of a factual dispute, by itself, is not sufficient to bar summary judgment. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). To be material, the factual assertion must be capable of affecting the substantive outcome of the litigation; to be genuine, the issue must be supported by sufficient admissible evidence that a reasonable trier-of-fact could find for the nonmoving party. Laningham v. U.S. Navy, 813 F.2d 1236, 1242-43 (D.C.Cir.1987); Liberty Lobby, 477 U.S. at 251, 106 S.Ct. 2505. “If the evidence is merely colorable, or is not sufficiently probative, summary judgment may be granted.” Liberty Lobby, 477 U.S. at 249-50, 106 S.Ct. 2505 (internal citations omitted).

In reviewing a motion for summary judgment under the FOIA, the Court must conduct a de novo review of the record. See 5 U.S.C. § 552(a)(4)(B). In the FOIA context, “de novo review requires the court to 'ascertain whether the agency has sustained its burden of demonstrating that the documents requested are not “agency records” or are exempt from disclosure under the FOIA.’ ” Assassination Archives & Research Ctr. v. Cent. Intelligence Agency, 334 F.3d 55, 57 (D.C.Cir.2003) (quoting Summers v. DOJ, 140 F.3d 1077, 1080 (D.C.Cir.1998)). Under the FOIA, all underlying facts and inferences are analyzed in the light most favorable to the FOIA requester; as such, summary judgment is only appropriate where an agency proves that it has fully discharged its FOIA obligations. Moore v. Aspin, 916 F.Supp. 32, 35 (D.D.C.1996) (citing Weisberg v. DOJ, 705 F.2d 1344, 1350 (D.C.Cir.1983)).

As an initial matter, an agency seeking summary judgment must show that it “has conducted a search reasonably calculated to uncover all relevant documents.” Steinberg v. DOJ, 23 F.3d 548, 552 (D.C.Cir.1994) (internal quotation marks and citation omitted). The relevant question is “whether the search was reasonably calculated to discover the requested documents, not whether it actually uncovered every document extant.” SafeCard Servs., Inc., v. SEC, 926 F.2d 1197, 1201 (D.C.Cir.1991). The agency affidavits offered to establish the adequacy of a search “must be ... ‘relatively detailed and non-conclusory, and ... submitted in good faith.’ ” Id. at 1200 (quoting Ground Saucer Watch, Inc. v. CIA, 692 F.2d 770, 771 (D.C.Cir.1981) (citations and quotation marks omitted)).

Congress enacted the FOIA for the purpose of introducing transparency to government activities. See Stern v. Fed. Bureau of Investigation, 737 F.2d 84, 88 (D.C.Cir.1984). Congress remained sensitive, however, to the need to achieve balance between this objective and the vulnerability of “legitimate governmental and private interests [that] could be harmed by release of certain types of information.” Critical Mass Energy Project v. Nuclear Regulatory Comm’n, 975 F.2d 871, 872 (D.C.Cir.1992); see also Summers, 140 F.3d at 1079. Accordingly, the FOIA provides nine exemptions pursuant to which an agency may withhold requested information, see 5 U.S.C. §§ 552(a)(4)(B), (b)(1)-(9), and an agency must demonstrate the validity of any exemption that it asserts, see id.; Beck v. DOJ, 997 F.2d 1489, 1491 (D.C.Cir.1993) (“[c]onsistent with the purpose of the Act, the burden is on the agency to justify withholding requested documents”).

To satisfy this burden, the agency may provide a plaintiff “with a Vaughn index, which must adequately describe each withheld document, state which exemption the agency claims for each withheld document, and explain the exemption’s relevance.” Johnson v. Exec. Office for U.S. Attys, 310 F.3d 771, 774 (D.C.Cir.2002); see also Vaughn v. Rosen, 484 F.2d 820, 827 (D.C.Cir.1973). In addition, summary judgment may be granted on the basis of the agency’s accompanying affidavits or declarations if they describe “the justifications for nondisclosure with reasonably specific detail, demonstrate that the information withheld logically falls within the claimed exemption, and are not controverted by either contrary evidence in the record nor evidence of agency bad faith.” Military Audit Project v. Casey, 656 F.2d 724, 738 (D.C.Cir.1981). These affidavits may be submitted by an official who coordinated the search, and need not be from each individual who participated in the search. See SafeCard Servs., 926 F.2d at 1200. Courts must “accord substantial weight” to an agency’s affidavits regarding FOIA exemptions. 5 U.S.C. § 552(a)(4)(B) (2004); see also Carney v. DOJ, 19 F.3d 807, 812 (2d Cir.1994) (“Affidavits submitted by an agency are ‘accorded a presumption of good faith.’ ”) (quoting SafeCard Servs., Inc., 926 F.2d at 1200). Moreover, there is no set formula for a Vaughn index; so long as the agency provides the Court with materials providing a “reasonable basis to evaluate the claim of privilege,” the precise form of the agency’s submission&emdash;whether it be an .index, a detailed declaration, or a narrative&emdash;is immaterial. Gallant v. NLRB., 26 F.3d 168, 173 (D.C.Cir.1994) (internal citations omitted).

Finally, in seeking summary judgment, the agency must detail what proportion of the information in a document is non-exempt and how that material is dispersed throughout the document. Mead Data Cent. Inc. v. Air Force, 566 F.2d 242, 261 (D.C.Cir.1977). Any nonexempt information that is reasonably seg-regable from the requested records must be disclosed. Stolt-Nielsen Transp. Group, Ltd. v. United States, 534 F.3d 728, 734 (D.C.Cir.2008). As “the focus of FOIA is information, not documents, [ ] an agency cannot justify withholding an entire document simply by showing that it contains some exempt material.” Id. (quoting Mead Data, 566 F.2d at 260). Further, “before approving the application of a FOIA exemption, the district court must make specific findings of segregability regarding the documents to be withheld.” Id. at 734 (quoting Sussman v. U.S. Marshals Service, 494 F.3d 1106, 1116 (D.C.Cir.2007)). District courts are required to consider segregability issues sua sponte even when the parties have not specifically raised such claims. Trans-Pac. Policing Agreement v. U.S. Customs Serv., 177 F.3d 1022, 1028 (D.C.Cir.1999).

In opposing a motion for summary judgment or cross-moving for summary judgment, a FOIA plaintiff must offer more than conclusory statements. See Broaddrick v. Exec. Office of President, 139 F.Supp.2d 55, 65 (D.D.C.2001) (citing Laningham v. Navy, 813 F.2d 1236, 1241 (D.C.Cir.1987)). Indeed, a plaintiff pursuing an action under FOIA must establish that either: (1) the Vaughn index does not establish that the documents were properly withheld; (2) the agency has improperly claimed an exemption as a matter of law; or (3) the agency has failed to segregate and disclose all nonexempt material in the requested documents. See Perry-Torres v. State Dep’t, 404 F.Supp.2d 140, 142 (D.D.C.2005); Twist v. Ashcroft, 329 F.Supp.2d 50, 53 (D.D.C.2004) (citing Piper & Marbury, LLP v. U.S. Postal Serv., Civ. No. 99-2383, 2001 WL 214217, at *2 (D.D.C. Mar.6, 2001)).

A. The Privacy Act

The Privacy Act of 1974 regulates the collection, maintenance, use, and dissemination of an individual’s personal information by agencies within the federal government. See 5 U.S.C. § 552a(e). The Act provides that any agency that retains a system of records “shall maintain ... only such information about an individual as is relevant and necessary to accomplish a purpose of the agency required to be accomplished by statute or executive order of the President.” 5 U.S.C. § 552a(e)(l). To provide for openness and accountability, the Act ensures that “upon request by any individual to gain access to his record or to any information pertaining to him which is contained in the system,” the agency shall provide the individual with access to review such records. 5 U.S.C. § 552a(d)(l). Finally, subject to certain exceptions, the Privacy Act states that disclosure of records shall be limited. 5 U.S.C. § 552a(b) (“[n]o agency shall disclose any record which is contained in a system of records by any means of communication to any person, or to another agency, except pursuant to a written request by, or with the prior written consent of, the individual to whom the record pertains”). One of these exceptions, however, is that an agency shall disclose such records that would be required to be disclosed pursuant to FOIA. 5 U.S.C. § 552a(b)(2). In actions seeking documents under both FOIA and the Privacy Act, a defendant agency must show that the information is properly subject to both FOIA and Privacy Act exemptions. See Martin v. Office of Special Counsel, 819 F.2d 1181, 1184 (D.C.Cir.1987).

Ill: DISCUSSION

In considering the parties’ cross-motions for summary judgment, the Court first addresses Plaintiffs challenge to the State Department’s denial of his request for a fee waiver and concludes that Plaintiffs claim in that respect is moot. The Court then considers the adequacy of the State Department’s search, as well as the specific FOIA and PA exemptions claimed by the State Department in withholding information. Finally, the Court addresses the State Department’s segregation of withheld information. Ultimately, the Court concludes that the State Department has met its burden of showing that it properly complied with its obligations under the FOIA and the PA.

A. Plaintiff’s Fee Waiver Claim is Moot

As noted above, Plaintiffs July 27, 2001 request letter to the State Department sought a waiver of search fees and copying costs pursuant to 5 U.S.C. § 552(a)(4)(A)(iii). See Grafeld Decl. Ex. 1. The State Department, however, denied Plaintiffs request for a fee waiver and upheld that denial on appeal. See id., Exs. 3, 13, and 15. Plaintiff devotes a significant portion of his Cross-Motion to his argument that he is entitled to a waiver of search fees and copying costs. See Pl.’s Cross-MSJ at 2-11. In response, the State Department asserts that Plaintiffs claim regarding a fee waiver is “not at issue and merits no further attention” because the State Department ultimately provided all releasable records to Plaintiff without assessing any search fees or duplication costs. State Dep’t Reply/Opp’n at 3. The State Department supports this assertion with Ms. Grafeld’s Supplemental Declaration, in which she explains that the State Department does not charge reques-ters for processing Privacy Act requests, and that although the State “Department initially denied plaintiffs request for a fee waiver [in connection with his FOIA request], no search fees or duplication costs were charged to plaintiff for the processing of this request.” Suppl. Grafeld Decl. ¶¶ 4-5. Rather, “[a]ll documents concerning the ‘Russell request’ were released to plaintiff free of charge.” Id. ¶ 5.

Plaintiffs Reply nevertheless argues that the fee waiver issue is not moot because “(1) State denied [Plaintiff] a fee waiver, and (2) never advised him that it had waived search fees and copying costs. These circumstances could lead to a situation in which State, if later required to perform more searches or produce additional documents might start charging fees.” Pl.’s Reply at 2. To the contrary, Plaintiffs claim is moot because, as the United States District Court for the District of Columbia Circuit recently found, “[an agency’s] decision to release documents to [a FOIA requester] without seeking payment from him moots [the requester’s] arguments that [a] denial of a fee waiver was substantively incorrect.” Hall v. CIA 437 F.3d 94, 99 (D.C.Cir.2006). Even assuming Plaintiffs claim that he was entitled to a fee waiver is well-founded, Plaintiff has already “obtained everything that [he] could recover by a judgment of this court in [his] favor.” Id. (quoting Better Gov’t Ass’n v. State Dep’t, 780 F.2d 86, 91 (D.C.Cir.1986)). To the extent that Plaintiff seeks a declaration from this Court that the State Department’s initial refusal to waive fees was incorrect, “such a declaration would be an advisory opinion which federal courts may not provide.” Better Gov’t Ass’n, 780 F.2d at 91. 4

The Court’s conclusion is not altered by Plaintiffs suggestion that the State Department may change its course and charge him fees if required to perform future searching or copying. All though Plaintiff does not invoke the phrase, he appears to suggest that his fee waiver claim is capable of repetition, yet evading review. The D.C. Circuit explicitly rejected such a suggestion in Hall, stating “[assuming in [plaintiffs] favor that the matter is capable of repetition, we fail to see how the issue has any tendency to evade review. Denials of fee waivers do not seem inherently of such short duration that they cannot ordinarily be fully litigated before their cessation.” 437 F.3d at 99 (citing United States v. Weston, 194 F.3d 145, 148 (D.C.Cir.1999)). Plaintiff offers no reason why this analysis should not apply equally in the instant case, and the Court easily concludes that it does. As such, the Court finds that Plaintiffs fee waiver claim is moot and does not consider its merits herein.

B. The State Department Has Met the Standard for Summary Judgment By Conducting An Adequate Search for Records

In ■ determining the adequacy of a FOIA search, the Court is guided by principles of reasonableness. Oglesby v. Army, 920 F.2d 57, 68 (D.C.Cir.1990). To obtain summary judgment on the issue of the adequacy of the records search, an agency must show “viewing the facts in the light most favorable to the requester, that ... [it] has conducted a ‘search reasonably calculated to uncover relevant documents.’ ” Steinberg, 23 F.3d at 551 (quoting Weisberg v. DOJ, 745 F.2d 1476, 1485 (D.C.Cir.1984)). To meet its burden, the agency may submit affidavits or declarations that explain both in reasonable detail and in a non-conclusory fashion the scope and method of the agency’s search. Perry v. Block, 684 F.2d 121, 126 (D.C.Cir.1982). In the absence of contrary evidence, such affidavits or declarations are sufficient to demonstrate an agency’s compliance with the FOlA. Id. at 127. An agency must show that it made a “good faith effort to conduct a search for the requested records, using methods which can be reasonably expected to produce the information requested.” Oglesby, 920 F.2d at 68; see also Campbell v. DOJ, 164 F.3d 20, 27 (D.C.Cir.1998). An agency’s search need not be exhaustive, merely reasonable. See W. Ctr. for Journalism v. Internal Revenue Serv., 116 F.Supp.2d 1, 8 (D.D.C.2000) (citing Shaw v. State Dep’t, 559 F.Supp. 1053, 1057 (D.D.C.1983)).

Here, Ms. Grafeld’s Declarations serve to establish the reasonableness and adequacy of the State Department’s search in response to Plaintiffs FOIA/PA request. The complete details of that search are set forth above and not recounted here, but the Court particularly notes that the State Department searched both its centralized records system — the Central File — and its decentralized records maintained by those offices considered likely to have responsive records. In searching the Central File, the State Department used SAS to conduct two separate searches pertaining to the Schoenman Request and an additional search pertaining to the Russell Request. Grafeld Decl. ¶¶ 22-27. These searches were run based on variations on Plaintiffs name and that of Bertrand Russell, as well as the names of the six organizations and twenty-six other terms provided by Plaintiff in his FOIA/PA request. Id. All SAS searches covered the period from mid-1973 through the date that each search was initiated. Id.

As for decentralized records systems, the State Department identified the offices likely to maintain records responsive to Plaintiffs request based on the information he provided in response to the State Department’s request for additional information. Id. ¶ 30. For the Schoenman Request, the State Department searched the records maintained by the Bureau of Diplomatic Security (DS), the Office of the Legal Adviser, the Bureau of Intelligence and Research (INR), IPS, the Office of Overseas Citizens Services, and the Office of Passport Services. Id. For the Russell Request, the State Department searched the records maintained by the DS, the INR, and the Office of Visa Services. Id. ¶31. The Court’s discussion above recounts Ms. Grafeld’s explanation of each of these offices’ functions, as well as the State Department’s reason for searching the office.

In addition to searching both centralized and decentralized records systems using a variety of search terms, IPS searched for previous FOIA/PA requests pertaining to Plaintiff and Bertrand Russell, but did not find any such requests. Id. ¶ 36. IPS also searched its “finding aids” for documents responsive to both the Schoenman Request and the Russell Request, and produced the one record responsive to the Russell Request to Plaintiff. Id. Finally, IPS examined the retired records manifests for the foreign service posts Plaintiff identified in connection with the Schoenman Request and found no responsive records. Id. ¶ 39.

Ms. Grafeld’s detailed and non-concluso-ry Declarations — which are afforded a presumption of good faith — serve to establish that the State Department conducted a “search reasonably calculated to uncover relevant documents.” Steinberg, 23 F.3d at 551. Plaintiff nevertheless takes issue with the State Department’s search, raising three specific arguments, each of which is ultimately unavailing. First, Plaintiff suggests that the State Department failed to search for pre-1975 Records regarding the Russell Request. As discussed above, however, Ms. Grafeld’s Supplemental Declaration eliminates this suggestion because she avers that “in processing the ‘Russell Request,’ the [State] Department searched all its records systems with a reasonable likelihood of retaining any responsive records, whether pre-dating or post-dating 1975.” Grafeld Suppl. Decl. ¶¶ 8. In particular, the State Department searched Central File records dating back to mid-1973, as well as records the VO, DS, and INR, all of which retain certain records longer than 25 years. Id. ¶ 8. None of these searches yielded responsive documents. Id. Further, the State Department located one “finding aid,” created sometime between the 1960s and the 1990s responsive to the Russell Request, and released that document in its entirety to Plaintiff. Id. ¶ 9. Plaintiff does not press his claim regarding records predating 1975 in his Reply, and the Court concludes that Ms. Grafeld’s Supplemental Declaration is sufficient to establish that the State Department conducted a reasonable and adequate search for such records in connection with the Russell Request.

Plaintiffs second challenge to the adequacy of the State Department’s search arises out of two documents included in the State Department’s Vaughn index. The first is Item 2 on Plaintiffs list of selected documents, which the State Department identifies as Document P143, and which Ms. Grafeld describes as a note discussing Plaintiffs eligibility to receive a passport. See Grafeld Decl. ¶ 45 & Ex. 17. Plaintiff states that Document P143 “indicates that the Selective Service may have communicated an allegation” about Plaintiff “to the unidentified post” that generated Document P143, but that he “has not been provided with records showing this.” PL’s Cross-MSJ at 14. Plaintiff apparently implies that the State Department’s search is inadequate because the State Department has not located or released records corroborating the communication referenced in Document P143. Plaintiffs suggestion is not well-founded. As the State Department notes, it “is not the repository for records maintained by the Selective Service System, or ... the FBI’s legal attaehé’s office,” i.e., the entities most likely to have documents corroborating the communication referenced in Document P143. State Dep’t Reply/Opp’n at 8. Thus, even if the type of corroborating documents that Plaintiff seeks actually exist, there is no reason to assume that they would be uncovered by the State Department’s searches.

Moreover, the case law is clear that “mere speculation that as yet uncovered documents may exist does not undermine the finding that the agency conducted a reasonable search.” Steinberg, 23 F.3d at 552 (quoting SafeCard, 926 F.2d at 1201). Instead, “[a]gency affidavits enjoy a presumption of good faith, which will withstand purely speculative claims about the existence and discoverability of other documents.” Ground Saucer Watch v. CIA 692 F.2d 770, 771 (D.C.Cir.1981) (citing Goland v. CIA, 607 F.2d 339, 355 (D.C.Cir.1979)). The Court therefore easily rejects Plaintiffs speculation regarding Document P143, in light of Ms. Grafeld’s Declarations establishing the adequacy of the State Department’s search.

The other document that Plaintiff focuses on in challenging the adequacy of the State Department’s search is Item 9, which the State Department refers to as Document P323, and describes as a telegram “dated January 20, 1967 from Embassy Vientiane (Laos) to the Department.” Grafeld Decl. ¶ 52 & Ex. 17. Plaintiff notes that Document P323 “has a lengthy list down the left-hand side which appears to indicate the State Department components and other agencies to which the document was distributed, and to indicate that this particular copy came from the files of the Passport Office.” Pl.’s Cross-MSJ at 14. Plaintiff asserts that he does not know the identity of some of the entities on the distribution list, and that “[b]ecause they each may have copies of this and other relevant documents, he needs to take discovery to learn their identities.” Id. at 14-15. Plaintiffs request for discovery, however, is obviated by Ms. Grafeld’s Supplemental Declaration, which provides a list of the offices, bureaus, and other agencies identified by the acronyms in Document P323 (with the exception of one acronym that could not be identified). Grafeld Suppl. Decl. ¶ 11. Ms. Grafeld further explains that the organizations identified by the acronyms in Document P323 “fall into three categories: a) non-State entities; b) State entities that were searched in the Schoenman request; and c) State entities that would not reasonably be expected to maintain responsive records, or whose records dating from 1967 would have been destroyed or transferred to, and legally accessioned by, NARA according to approved records disposition schedules.” Id. ¶ 12

Plaintiff responds to this explanation by arguing that the State Department’s failure to identify which of the listed entities fit into each of the these categories “denies [Plaintiff] information which he needs in order to be able to challenge the adequacy of the search.” PL’s Reply at 3. Plaintiffs argument is flawed. Ms. Grafeld’s original Declaration — which is afforded a presumption of good faith — includes a detailed discussion of the State Department offices searched in response to Plaintiffs FOIA/PA requests and the State Department’s rationale in searching those particular offices in light of the information Plaintiff himself provided about his request. Grafeld Decl. ¶¶ 22-27. This discussion supports the State Department’s claim that it searched the offices that it concluded were reasonably likely to have responsive documents. See also Grafeld Suppl. Decl. ¶ 8 (“in processing the ‘Russell Request,’ the Department searched all its records system with a reasonable likelihood of retaining any responsive records----”). 5

In response, Plaintiff again offers only speculation that the list of entities included in Document P323 may have some bearing on the adequacy of the State Department’s search. As Ms. Grafeld points out in her Supplemental Declaration, “[t]he fact that an organization is on distribution to receive a document does not mean the organization necessarily would keep a copy in its own records.” Grafeld Suppl. Decl. ¶ 11. As such, knowing precisely which entities fall into each of Ms. Grafeld’s categories would not provide Plaintiff with a legitimate basis for challenging the adequacy of the State Department’s search. In short, given the detailed information provided in Ms. Grafeld’s sworn Declarations, the Court concludes that Plaintiffs claim regarding Document P323 does not raise a genuine issue of material fact as to the adequacy and reasonableness of the State Department’s search.

Finally, Plaintiff challenges the adequacy of the State Department’s search by noting that, although his FOIA/PA request sought copies of records documenting the State Department’s search in response to his request, such materials have not been provided to him. PL’s Cross-MSJ at 15. The State Department explains its failure to provide such materials by noting that pursuant to State Department regulations, “[djoeuments which are created after the date the search for responsive records is initiatedf ] are deemed outside the scope of plaintiffs FOIA request.” State Dep’t Reply/Opp’n at 8-9 (citing 22 C.F.R. § 171.5(f)). Indeed, 22 C.F.R. § 171.5(f) provides that “[i]n determining which records are responsive to a request, the Department ordinarily will include only records in its possession as of the date the search for responsive documents is initiated, unless the requester has specified an earlier time frame.” Id. In turn, Plaintiff argues that the State Department should not apply its “ordinary” policy in this case because, he speculates, the search records he seeks would be easy for the State Department to locate and might enable him to more easily challenge the adequacy of the State Department’s search. Regardless of Plaintiffs personal beliefs concerning the merits of his request, the fact remains that State Department’s failure to provide Plaintiff with records documenting its searches is consistent with State Department regulations. See Defenders of Wildlife v. Dep’t of Interior, 314 F.Supp.2d 1, 12 n. 10 (D.D.C.2004) (noting that agency documents “prepared after [the agency’s] FOIA search began” were “not covered by [the FOIA] request.”).

Moreover, Plaintiffs request for search records is inconsistent with Supreme Court precedent holding that the FOIA “does not obligate agencies to create or retain documents; it only obligates them to provide access to those which it in fact has created or retained.” Kissinger v. Reporters Comm, for Freedom of the Press, 445 U.S. 136, 152, 100 S.Ct. 960, 63 L.Ed.2d 267 (1980). In asking the State Department to provide him with documentation that may or may not exist but which, in any event, was created during the course of searching for records responsive to Plaintiffs FOIA request, Plaintiff essentially seeks to have the State Department create or retain such documents. The Court declines to condone such a request.

Finally, Plaintiff argues that D.C. Circuit precedent supports his request for records documenting his search. Plaintiff cites to Public Citizen v. Department of State, 276 F.3d 634, 643-44 (D.C.Cir.2002), which he asserts “rejected State’s claim of an initiation of search cut-off date in circumstances much more compelling than any justification that could be presented in this case.” Pl.’s Reply at 4-5. Plaintiffs reliance on Public Citizen is misplaced. That case concluded that the State Department’s previous d&te-oi-request cut-off policy was unreasonable both on its face and as applied, it did not rejeet a date-of-search cut-off policy. See 276 F.3d at 637, 643-44. To the contrary, in rejecting the date-of-request cut-off policy, the D.C. Circuit explicitly suggested that the State Department consider a “date-of-searcfc cutoff,” which is precisely what it applied in the instant case. Id. at 644 (emphasis in original). Public Citizen thus does not establish any infirmity in the State Department’s current date-of-search cut-off policy or suggest that it should not have been applied to Plaintiffs request.

For all of the foregoing reasons, the Court concludes that the State Department’s search was not deficient simply because Plaintiff was not provided with the search records he requested. Instead, the record demonstrates that the State Department made a “good faith effort to conduct a search for the requested records, using methods which can be reasonably expected to produce the information requested.” Oglesby, 920 F.2d at 68. As such, the Court finds that the State Department conducted an adequate search for records responsive to Plaintiffs request.

C. The State Department Has Demonstrated That It Properly Invoked FOIA and Privacy Act Exemptions For The Documents In Its Vaughn Index

As explained above, Plaintiff and the State Department agreed to brief their cross-motions for summary judgment based upon Plaintiffs selection of a sample of documents to be included in a Vaughn index. See 3/21/07 Joint Status Report, Docket No. [34] at 4; 7/11/07 Joint Status Report, Docket No. [37] at 2. In light of the parties’ agreement, the Court considers the State Department’s withholding of information from the nine documents included in its Vaughn index, without opining on whether the selected sample is representative of the information more generally withheld by the State Department.

1. The Nature of the Information Withheld By the State Department

The State Department’s descriptions of the basis for its withholdings is found in Ms. Grafeld’s Declarations, and the Court initially notes a few explanatory matters as to the documents discussed therein. First, the documents included in the State Department’s Vaughn index, which comprise part of the State Department’s response to the Schoenman Request, are covered by the Privacy Act. Grafeld Deck ¶ 42; State Dep’t MSJ at 13. Ms. Grafeld specifically notes that, as required, the State Department processed records responsive to the Schoenman Request under both the Privacy Act and the FOIA, Grafeld Deck ¶ 42, and did not rely solely on a FOIA exemption to deny Plaintiff access to any record, State Dep’t MSJ at 13-14. See 5 U.S.C. § 552a(t)(2); Martin, 819 F.2d at 1184 (“If a FOIA exemption covers the documents, but a Privacy Act exemption does not, the documents must be released under the Privacy Act; if a Privacy Act exemption but not a FOIA exemption applies, the documents must be released under FOIA.”).

As Ms. Grafeld also explains, three of the documents that Plaintiff selected for inclusion in the State Department’s Vaughn index (Item 1/Document P107, Item 3/Document P244, and Item 5/Docu-ment P334) contain information that originated with the CIA. Grafeld Deck ¶¶ 43-44, 46, 48. For each of these documents, the State Department invoked Privacy Act Exemptions (j)(l) and (k)(l), as well as FOIA Exemptions 1 and 3, to withhold a single sentence from the document on behalf of the CIA. Id. The State Department has referred these three documents to the CIA for the CIA to include and defend in its own Motion for Summary Judgment, id. ¶ 43, and in light of this referral, the State Department does not discuss Documents P107 and P244 in its Motion for Summary Judgment, see State Dep’t MSJ at 13 n. 7. Plaintiff does not challenge this decision, and having confirmed that the CIA included Documents P107 and P244 in its Motion for Summary Judgment, see CIA MSJ, Attach. 1 at 53-56, the Court accepts it. The State Department does, however, address its withholding of information on its own behalf (in addition to that withheld on behalf of the CIA) from Document P334, and the Court discusses that withholding below.

Turning now to the documents included in the State Department’s Vaughn index, Ms. Grafeld explains the contents of each in turn, as well as the Privacy Act and FOIA Exemptions invoked by the State Department for each. Item 1, identified as Document P107 is a telegram dated July 29, 1964 from the Consulate General in Hong Kong to the State Department, which is marked CONFIDENTIAL and consists of one paragraph discussing Plaintiffs entry into communist China on July 7, 1963. Id. ¶ 44. The information withheld from Document P107 is discussed and defended in the CIA’s Motion for Summary Judgment. Item 3, identified as Document P244, is an operations memorandum dated November 9, 1967 from the Embassy in La Paz to the Passport Office of the State Department, which is marked CONFIDENTIAL. Id. ¶46. The infor mation withheld from Document P244 is likewise discussed and defended in the CIA’s Motion for Summary Judgment.

Item 2 or Document P143 is a note dated June 7, 1963 from H.M. Bailey to Mr. Weil, Consul General, which discusses Plaintiffs eligibility to receive a passport. Id. ¶ 46. The State Department withheld the name of an FBI legal attaché from Document P143 under FOIA Exemptions 6 and 7(C), as well as PA Exemption (j)(2), and subsequently determined that PA Exemption (k)(2) also applies to Document P143. Id. Item 4, identified as Document P319, is a one-page document entitled “Request for Inspection of Passport File” that is blank except for the signatures of two FBI agents and the date of those signatures. Id. ¶ 37. The State Department withheld only the names of the two FBI agents from Document P319, pursuant to FOIA Exemptions 6 and 7(C), as well as PA Exemption (j)(2), and subsequently determined that PA Exemption (k)(2) also applies to Document P319. Id.

Item 5, identified as Document P334, is a one-page document entitled “Operations Memorandum” dated January 4, 1967 from the Embassy in London to the Legal Security Section of the Passport Office of the State Department, which is marked CONFIDENTIAL. Id. ¶ 48. As Ms. Grafeld describes, the “document consists of one paragraph noting that there has been a summary report of the meetings in Hanoi between President Ho Chi-Minh, Prime Minister P[h]am Van Dong, plaintiff and another personal representative of ‘Bertram Russell.’ ” Id. The State Department withheld information from Document P334 pursuant to FOIA Exemptions 1, 3, and 6, as well as PA Exemptions (j)(l) and (k)(l), on behalf of both itself and the CIA. Id. The withholdings on behalf of the CIA (made pursuant to FOIA Exemptions 1 and 3 and PA Exemptions (j)(l) and (k)(l)) are discussed and defended in the CIA’s Motion for Summary Judgment. Id. On its own behalf, the State Department withheld in three instances the name of a third party under FOIA Exemption 6, and subsequently determined that FOIA Exemption 7(C) and PA Exemption (k)(2) also apply to the withheld name. Id.; Grafeld Suppl. Decl. ¶ 19.

Plaintiff withdrew his request as to Item 6, and it is therefore not included in the State Department’s Vaughn index. Grafeld Decl. ¶ 49. Item 7, identified as Document P49, is a telegram dated August 31, 1966 from the State Department’s Legal Office to the London and Paris embassies. Id. ¶ 50. Ms. Grafeld avers that Document P49 “is a two-page document drafted by an attorney in the Department’s Legal Office discussing the possibility that plaintiffs passport revocation, for his unauthorized travel to North Vietnam, might become final within the following days.” Id. The State Department withheld Document P49 in part pursuant to the attorney work product privilege under the auspice of FOIA Exemption 5 and PA Exemption (d)(5). Id. Ms. Grafeld explains that the “information withheld contains an opinion as to how the [State] Department’s Board of Passport Appeals might rule, if plaintiff appeals the revocation decision,” “discusses the potential legal consequences if plaintiffs passport is revoked,” and “consists of requests from the author attorney for information from the two embassies in order to help identify the potential legal ramifications of plaintiffs passport revocation.” Id.

Plaintiff does not challenge the State Department’s withholding of this document in his Cross-Motion for Partial Summary Judgment. Nevertheless, the Court briefly notes that the State Department has properly withheld information from Document P49 pursuant to FOIA Exemption 5 and PA Exemption (d)(5). Privacy Act Exemption (d)(5) provides that “nothing in [the Privacy Act] shall allow an individual access to any information compiled in reasonable anticipation of a civil action or proceeding.” 5 U.S.C. § 552a(d)(5). Ms. Grafeld explains in her Declaration that at the time Document P49 was drafted by an attorney in the Legal Office, “plaintiff had, through his attorney, already contested the tentative revocation of his passport at a hearing at the Passport Office on July 29, 1996,” and further notes “that litigation ensued from these initial administrative proceedings.” Grafeld Decl. ¶ 55. The Court agrees with Ms. Grafeld that the information redacted from Document P49 “was compiled in reasonable anticipation of civil action and the continuation of ongoing (at the time) administrative proceedings,” and thus covered by Privacy Act Exemption (d)(5). Id.

FOIA Exemption 5 similarly provides that the statute’s disclosure requirements do not apply to “inter-agency or intra-agency memorandums or letters which would not be available by law to a party ... in litigation with the agency.” 5 U.S.C. § 552(b)(5). The Exemption authorizes agencies to withhold documents “normally privileged in the civil discovery context.” NLRB v. Sears, Roebuck & Co., 421 U.S. 132, 149, 95 S.Ct. 1504, 44 L.Ed.2d 29 (1975). As Document P49 was drafted by an attorney in the State Department’s Legal Office and addressed to the Paris and London embassies, it qualifies as an “inter-agency or intra-agency memorandum.” See Ryan v. DOJ, 617 F.2d 781, 790 (D.C.Cir.1980). Further, the attorney work-product privilege — which the State Department invokes in connection with Document P49 — generally protects memoranda and other documents prepared by an attorney in contemplation of litigation. See generally Hickman v. Taylor, 329 U.S. 495, 67 S.Ct. 385, 91 L.Ed. 451 (1947); Coastal States Gas Corp. v. Dep’t of Energy, 617 F.2d 854, 864-65 (D.C.Cir.1980); see also Fed. R.Civ.P. 26(b)(3)(A). Moreover, courts have found that the attorney work-product privilege extends to documents prepared in anticipation of administrative litigation, partially because “administrative litigation certainly can beget court litigation and may in many circumstances be expected to do so.” Exxon Corp. v. Dep’t of Energy, 585 F.Supp. 690, 700 (D.D.C.1983). Here, the Court finds that the information withheld from Document P49 was created by an attorney in the context of an ongoing administrative proceeding that eventually resulted in litigation, and was therefore properly withheld under FOIA Exemption 5.

Item 8, identified as Document P439, is a telegram dated December 15, 1967 from the Office of Passport Services to the Embassy in Stockholm, which Ms. Grafeld avers was drafted by the Legal Security section within the Passport Office. Graf-eld Decl. ¶ 51. According to Ms. Grafeld, Document P439 states that the United States District Court has denied Plaintiffs petition for the issuance of a passport. Id. The State Department released Document P439 in part, withholding two sentences from the document pertaining to a Legal Security section “request for a specific type of information in support of a possible future prosecution,” pursuant to FOIA Exemption 5 and PA Exemption (k)(2). Id. Plaintiff does not challenge the State Department’s withholding of information from Document P49, and the State Department’s invocation of Privacy Act Exemption (k)(2) is discussed below. At this point, the Court simply notes that the State Department has established that it properly withheld information from Document P439 pursuant to FOIA Exemption 5 because the withheld information “expressly relat[es] to the [State] Department’s legal strategy in the event of a criminal prosecution,” and thus “pertains to deliber ations undertaken in express contemplation of potential legal proceedings.” Id. ¶ 61. The Court agrees that the State Department has properly invoked FOIA Exemption 5 in connection with Document P439.

As noted above, Item 9 or Document P323 is a one-page telegram dated January 20, 1967 from the Embassy in Vientiane (Laos) to the State Department, which Ms. Grafeld describes as “stating that plaintiff, along with two other individuals, boarded a courier flight at ‘Phnom Penh’ leaving for Hanoi.” Id. ¶ 52. The State Department initially withheld the names of the other two individuals from Document P323 pursuant to FOIA Exemption 6, and subsequently determined that PA Exemption (k)(2) also applies to the document. Id. One of the names initially withheld from Document P323 by the State Department was that of Wilfred Burchett, whom Plaintiffs Cross-Motion for Partial Summary Judgment indicated is now deceased. PL’s Cross-MSJ at 19, Schoenman Decl. ¶ 11; see also Grafeld Suppl. Decl. ¶ 20. Plaintiff had not previously provided the State Department with any indication that Mr. Burchett was deceased, Grafeld Suppl. Decl. ¶ 20, but upon learning as much, the State Department provided a new version of Document P323 to Plaintiff without Mr. Burchett’s name redacted. Id. & Ex. A. As such, only one individual’s name remains redacted from Document P323.

Finally, the document that the State Department identified after Plaintiff selected his sample for inclusion in the Vaughn index, Document II, is a two-page telegram dated February 22, 1989 from the Embassy in Beijing to the State Department. Grafeld Decl. ¶ 53. The State Department withheld Document II in full pursuant to FOIA Exemption 3 (invoking Section 222(f) of the Immigration and Nationality Act, 8 U.S.C. § 1202(f)) and FOIA Exemption 6. Id. Ms. Grafeld explains that Document II “is a name check request pertaining to the visa application of an individual other than plaintiff,” which “is only responsive to plaintiffs request to the extent that [it] mentions plaintiff once, in passing, as the sponsor of the visa applicant.” Id.

Plaintiff does not challenge the State Department’s withholding of Document II, and FOIA Exemption 6 is discussed in great detail below. At this point, however, the Court finds that the State Department has properly withheld Document II pursuant to FOIA Exemption 3, which provides that the statute does not apply to matters that are “specifically exempted from disclosure by statute ... provided that such statute (A) requires that the matters be withheld from the public in such a manner as to leave no discretion on the issue, or (B) establishes particular criteria for withholding or refers to particular types of matters to be withheld.” 5 U.S.C. § 552(b)(3). Pursuant to Section 222(f) of the Immigration and Nationality Act, State Department records “pertaining to the issuance or refusal of visas or permits to enter the United States shall be considered confidential and shall be used only for the formulation, amendment, administration, or enforcement of the immigration, nationality, and other laws of the United States,” except in certain non-pertinent situations. Id. Ms. Grafeld avers that Document II fits squarely within the terms of Section 222(f). Id. ¶73. The Court agrees, and finds that as a result, the State Department properly withheld document II in full pursuant to FOIA Exemption 3. See Medina-Hincapie v. State Dep’t, 700 F.2d 737, 741-42 (D.C.Cir.1983) (concluding that Section 222(f) qualifies under both subsections of FOIA Exemption 3).

Plaintiffs Cross-Motion for Partial Summary Judgment only challenges the State Department’s withholding of infor mation from Documents P134, P319, P323, and P334 pursuant to FOIA Exemptions 6 and 7(G). As the State Department also withheld information from those documents pursuant to PA Exemption(k)(2), however, the Court briefly discusses that invocation before turning to the contested invocation of FOIA Exemptions 6 and 7(C). Privacy Act Exemption (k)(2) provides that the head of any agency may promulgate rules to exempt any system of records within the agency from the access provision of the Privacy Act if the system of records consists of “investigatory material compiled for law enforcement purposes,” subject to a provision that does not apply to the instant case. 5 U.S.C. § 552a(j)(2); State Dep’t MSJ at 20 n. 8. Here, Ms. Grafeld avers that Documents P143, P319, P323, and P334, as well as Document P439, are maintained within a system of records entitled Passport Records (STATE-26) that has been exempted from disclosure under Exemption (k)(2), pursuant to 22 C.F.R. § 171.36(b)(2). Grafeld Decl. ¶¶ 56-57. 6 As such, the Court concludes that the State Department properly applied PA Exemption (k)(2) to Documents P143, P319, P323, P333, and P439.

2. The State Department Properly Invoked FOIA Exemptions 6 and 7(C} as to Documents P323 and P33I

FOIA Exemption 6 permits an agency to withhold information contained within “personnel and medical files and similar flies the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.” 5 U.S.C. § 552(b)(6); see NARA v. Favish, 541 U.S. 157, 171, 124 S.Ct. 1570, 158 L.Ed.2d 319 (2004); DOJ v. Reporters Comm, for Freedom of the Press, 489 U.S. 749, 773-74, 109 S.Ct. 1468, 103 L.Ed.2d 774 (1989). The term “similar files” is broadly interpreted, such that Exemption 6 protects from disclosure all information that “applies to a particular individual” in the absence of a public interest in disclosure. State Dep’t v. Washington Post Co., 456 U.S. 595, 602, 102 S.Ct. 1957, 72 L.Ed.2d 358 (1982) (“In sum, we do not think that Congress meant to limit Exemption 6 to a narrow class of files containing only a discrete kind of personal information. Rather, the exemption was intended to cover detailed Government records on an individual which can be identified as applying to that individual.”) (internal quotation and citation omitted). Accordingly, it is not the nature of the flies in which the information is contained, but rather the balance of public and private interests that determines the Exemption’s scope. Washington Post, 456 U.S. at 599-600, 102 S.Ct. 1957. In this case, the State Department invoked FOIA Exemption 6 to withhold the names of an FBI legal at-taché, two FBI agents, and two third parties from Documents P143, P319, P334, and P323. As this withheld information “applies to a particular individual,” it meets the threshold test for FOIA Exemption 6. 7

Pursuant to FOIA Exemption 7(C), 5 U.S.C. § 552(b)(7)(C), an agency may withhold information within documents “compiled for law enforcement purposes” that “could reasonably be expected to constitute an unwarranted invasion of personal privacy.” 5 U.S.C. § 552(b)(7)(C). A similar privacy interest versus public benefit calculation applies with respect to this Exemption; however, the threshold requirement for FOIA Exemption 7(C) is that the document at issue must have been “compiled for law enforcement purposes.” 5 U.S.C. § 552(b)(7). Here, the State Department invoked FOIA Exemption 7(C) to withhold the names from Documents P143, P319, and P343. In his Cross-Motion/Opposition, Plaintiff argues that Ms. Grafeld’s Declaration fails to establish that those records were compiled for law enforcement purposes. PL’s Cross-MSJ at 16. Ms. Grafeld’s Supplemental Declaration demonstrates as much, however, and the Court .therefore . concludes that Documents P143, P319, and P343 meet the threshold test for FOIA Exemption 7(C).

At the outset the Court notes that Exemption 7(C) “ ‘covers investigatory files related to enforcement of all kinds of laws,’ including those involving ‘adjudicative proceedings,’ ” and administrative matters. Jefferson v. DOJ, Office of Prof. Responsibility, 284 F.3d 172, 178 (D.C.Cir.2002) (quoting Rural Housing Alliance v. Dep’t of Agriculture, 498 F.2d 73, 81 n. 46 (D.C.Cir.1974)). Further, “the FOIA makes no distinction between agencies whose principal function is criminal law enforcement and agencies with both enforcement and administrative functions.” Tax Analysts v. IRS, 294 F.3d 71, 77 (D.C.Cir.2002) (citing Pratt v. Webster, 673 F.2d 408, 416 (D.C.Cir.1982)). “However, courts apply a more deferential standard to a claim that information was compiled for law enforcement purposes when the claim is made by an agency whose primary function involves law enforcement.” Id. (citing Pratt, 673 F.2d at 418). Here, the State Department is a mixed-function, rather than strictly law enforcement, agency and as a result “the focus is on how and under what circumstances the requested files were compiled, and ‘whether the -files sought relate to anything that can fairly be characterized as an enforcement proceeding.’ ” Jefferson, 284 F.3d at 176-77 (citing Weisberg v. DOJ, 489 F.2d 1195, 1202 (D.C.Cir.1973) and quoting Aspin v. Dep’t of Defense, 491 F.2d 24, 27 (D.C.Cir.1973)). Indeed, D.C. Circuit precedent explicitly distinguishes between “two types of investigatory files that government agencies compile: (1) files in connection with government oversight of the performance of duties by its employees, and (2) files in connection with investigations that focus directly on specific alleged illegal acts which could result in civil or criminal sanctions,” and stresses that “the purpose of the investigatory files ‘is the critical factor’ ” Id. (quoting Rural Housing Alliance, 498 F.2d at 81, 82).

Here, Ms.. Grafeld’s Supplemental Declaration explains that, pursuant to statute, the State Department is responsible for the issuance of passports to United States nationals. Grafeld Suppl. Deck ¶ 14 (citing 22 U.S.C. § 211a, 22 C.F.R. Part 51). Further, “State Department regulations identify specific grounds upon which passports may be denied or revoked,” and the “State Department is responsible for conducting any administrative proceedings available in cases of passport denials and revocations.” Id. (citing 22 C.F.R. §§ 51.60, 51.70-51.74). Ms. Grafeld continues to explicitly state that the “names withheld in documents P143, P319, and P334, are part of the records compiled for the underlying investigation into plaintiffs passport eligibility, and the revocation of his passport during the 1960s.” Id. ¶ 15.

Ms. Grafeld’s Supplemental Declaration thus clearly establishes that Documents P143, P319, and P334 were compiled “in connection with [an] investigation!] that focus[ed] directly on specific alleged illegal acts which could result in civil or criminal sanctions.” Jefferson, 284 F.3d at 177. Further, in Pratt, the D.C. Circuit “set forth a two-part test whereby the government can show that its records are law enforcement records: the investigatory activity that gave rise to the documents is ‘related to the enforcement of federal laws,’ and there is a rational nexus between the investigation at issue and the agency’s law enforcement duty.” Id. (quoting Pratt, 673 F.2d at 420, 421). Ms. Grafeld’s Supplemental Declaration demonstrates both that the investigatory activity underlying Documents P143, P319, and P334 was “related to the enforcement of federal laws,” and that a rational nexus existed between that investigation and the State Department’s statutory law enforcement functions.

Plaintiff, however, maintains in his Reply that “the State Department’s efforts in this case were in essence aimed at political objectives, not law enforcement.” Pl.’s Reply at 5. Plaintiff notes that the records at issue concern Plaintiffs travels to meet with leaders in Laos and North Vietnam during the 1960s to discuss the United States’ involvement in the war in that region, and asserts that the “State Department monitored [Plaintiffs] travels so it could counter any impact [he] might have and negate the effect of his activities.” Id. The D.C. Circuit has instructed that a burden-shifting framework applies when a FOIA requester contests an agency’s proffered law enforcement purpose: “[i]f the agency demonstrates that there was a legitimate basis for the investigation, the burden shifts to the party requesting the documents to produce evidence that the asserted law enforcement rationale was merely pretextual.” Quinon v. FBI, 86 F.3d 1222, 1228 (D.C.Cir.1996) (citing Doe v. FBI, 936 F.2d 1346, 1354 (D.C.Cir.1991)). The Court finds that Plaintiff fails to carry his burden under this framework because he does not “produce evidence that the asserted law enforcement rational was merely pretextual.” Id. In support of his claim, Plaintiff offers only his own self-serving Declaration, which is insufficient to create a genuine issue of material fact regarding the State Department’s asserted law enforcement purpose. See, e.g. Hastie v. Potter, Civ. No. 00-5423, 2001 WL 793715, at *1 (D.D.C. June 28, 2001) (finding no genuine issue of material fact where the sole evidence plaintiff provided was “her own self-serving and conclusory statement”); Saunders v. DiMario, Civ. No. 97-1002, 1998 WL 525798, at *4 (D.D.C. Aug.14, 1998) (“Plaintiff has otherwise offered the type of self-serving allegations that are simply insufficient to establish pretext.”).

The State Department is undeniably correct that it is vested with statutory law enforcement authority concerning the issuance and revocation of passports. Further, Plaintiff himself admitted in his September 15, 2001 letter to the State Department that he traveled to China, North Vietnam, Cuba, and East Germany between 1963 and 1967 “despite the fact that the State Department interdicted travel to [those countries] during these years,” and that “[although the State Department would not renew his passport, he used it anyway.” Grafeld Deck, Ex. 4 at 2. Plaintiffs own letter thus provides significant evidence that the State Department’s investigation bore a rational nexus to its law enforcement duty. In such circumstances, Plaintiffs self-serving claim regarding the State Department’s motivation does not establish that its proffered law enforcement purpose is mere pretext. Of course, “[t]he mere existence of a plausible [law enforcement] reason to investigate would not protect the files of an inquiry explicitly conducted, for example, for purposes of harassment.” Quinon, 86 F.3d at 1228 (quoting Shaw v. FBI, 749 F.2d 58, 63 (D.C.Cir.1984)). Plaintiff certainly does not show that the State Department’s inquiry was “explicitly conducted” for purposes of harassment, and does not even create an issue of material fact as to Ms. Grafeld’s description of the law enforcement purpose behind Documents P143, P319, and P334.

Having concluded that the State Department has met the threshold tests for FOIA Exemption 6 and 7(C), the Court continues to consider the privacy interest versus public interest balancing required by the Exemptions. Although FOIA Exemptions 6 and 7(C) are similar in requiring such balancing, they are not coterminous. Beck, 997 F.2d at 1491. For purposes of FOIA Exemption 7(C), the D.C. Circuit applies a “categorical rule permitting an agency to withhold information identifying private citizens mentioned in law enforcement records, unless disclosure is ‘necessary in order to confirm or refute compelling evidence that the agency is engaged in illegal activity.’ ” Schrecker v. DOJ, 349 F.3d 657, 661 (D.C.Cir.2003) (quoting Safe-Card, 926 F.2d at 1206). This categorical rule does not necessary apply with respect to Exemption 6, however, because “Exemption 7(C)’s privacy language is broader than the comparable language in Exemption 6.” Reporters Comm, at 756, 109 S.Ct. 1468. Specifically, “Exemption 6 requires that the invasion of privacy be ‘clearly unwarranted,’ ” and that the disclosures “would constitute” an invasion of privacy, while Exemption 7(C) refers only to an “unwarranted” invasion and covers any disclosure that “could reasonably be expected to constitute” an invasion of privacy. Id.

Exemption 6’s stronger language “tilt[s] the balance (of disclosure interests against privacy interests) in favor of disclosure,” and creates a “heavy burden” for an agency invoking Exemption 6. Morley v. Cent. Intelligence Agency, 508 F.3d 1108, 1128 (D.C.Cir.2007). Thus, in considering whether FOIA Exemption 6 applies, the Court must “first determine whether disclosure of the [information at issue] ‘would compromise a substantial, as opposed to de minimis, privacy interest.’ ” Multi AG Media LLC v. Dep’t of Agriculture, 515 F.3d 1224, 1230 (D.C.Cir.2008) (quoting Nat’l Ass’n of Retired Fed. Employees v. Horner, 879 F.2d 873, 874 (D.C.Cir.1989)). For this purpose, however, “[a] substantial privacy interest is anything greater than a de minimis privacy interest.” Id. at 1230-31. In addition, for purposes of balancing, it is significant that “[t]he public’s interest in disclosure of personnel files derives from the purpose of the [FOIA] — the preservation of ‘the citizens’ right to be informed about what their government is up to.’ ” Beck, 997 F.2d at 1492-93 (quoting Reporters Comm., 489 U.S. at 773, 109 S.Ct. 1468 (internal quotation marks omitted)). While FOIA’s purpose “is furthered by disclosure of official information that ‘sheds light on an agency’s performance of its statutory duties,’ ” “[information that ‘reveals little or nothing about an agency’s own conduct’ does not further the statutory purpose; thus the public has no cognizable interest in the release of such information.” Id. at 1493 (quoting Reporters Comm., 489 U.S. at 773, 109 S.Ct. 1468).

a. Document P323

The State Department only invoked FOIA Exemption 6 to withhold from Document P323 the names of two third parties who traveled on the same flight to Hanoi as Plaintiff. As noted above, upon learning that one of the individuals is de ceased, the State Department released a new copy of Document P323 to Plaintiff without the redaction of that individual’s name. See Grafeld Suppl. Decl. ¶ 20 & Ex. A. The State Department nevertheless continues to withhold the name of the second individual pursuant to Exemption 6. Id. In her Declaration, Ms. Grafeld explained that in light of the “controversial nature of travel to North Vietnam during the war, [the] individual ] [has] a strong privacy interest in the information.” Graf-eld Decl. ¶ 68. Plaintiff does not contest this privacy interest, rather he speculates that he may know the identity of the individual, and in the alternative argues that “[b]eeause [he] is uncertain who the second redacted individual is, disclosure would assist him in the writing of his memoir revealing who accompanied him on the trip in question.” Pl.’s Cross-MSJ. These arguments are flawed for two reasons. First, even if Plaintiff is correct that he can guess the individual’s identity, “the fact that Plaintiff may deduce the identities of individuals through other means ... does not diminish their privacy interests.” Shores v. FBI, 185 F.Supp.2d 77, 83 (D.D.C.2002) (emphasis in original) (citing Weisberg, 745 F.2d at 1491). Second, the alleged public interest to which Plaintiff points is simply not the public interest cognizable under FOIA Exemption, which “derives from the purpose of the [FOIA]— the preservation of ‘the citizens’ right to be informed about what their government is up to.’ ” Beck, 997 F.2d at 1492-93 (quoting Reporters Comm., 489 U.S. at 773, 109 S.Ct. 1468 (internal quotation marks omitted)). Accordingly, the Court “need not linger over the balance; something, even a modest privacy interest outweighs nothing every time.” Horner, 879 F.2d at 879. Instead, the Court concludes that the State Department properly withheld the individual’s name from Document P323 under FOIA Exemption 6.

b. Document PSSb

The State Department invoked FOIA Exemptions 6 and 7(C) to withhold the name of the individual who traveled with Plaintiff to Hanoi during the Vietnam War to meet with President Ho Chi-Minh and Prime Minister Pham Van Dong. See Grafeld Suppl. Decl. ¶ 19. Plaintiff strenuously challenges this withholding, arguing that he knows the identity of the individual whose name was withheld, and that “unlike the State Department’s declarant, [he] personally knew [the individual] and knows that he would not object to the release of his name.” Pl.’s Cross-MSJ at 18-19. Plaintiff supports this claim with his own Declaration to that effect. The fact that Plaintiff may know the individual’s identity, however, does not diminish that individual’s privacy interest. See Shores, 185 F.Supp.2d at 83; Weisberg, 745 F.2d at 1491. Moreover, Plaintiff’s claim that he personally “knows” that the individual at issue would not object to the release of his name is legally irrelevant. As the State Department notes, its FOIA regulations require either proof of death or a written waiver by affected individuals before third parties can access information implicating the third parties’ privacy interests, and Plaintiff has provided neither. State Dep’t Reply/Opp’n at 17 (citing 22 C.F.R. § 171.12). Plaintiff claims that his Statement of Material Facts “establishes” the individual’s identity and also “establishes” that the individual would not object to the release of his name. Pl.’s Reply at 5-6. Plaintiffs Statement, however, is only supported by his own Declaration, which is neither proof of death nor a waiver by the individual in question. As such, it does not “establish” the so-called “facts” on which Plaintiff relies nor does it meet the requirements of the State Department’s regulations.

Notwithstanding Plaintiffs claims to the contrary, Ms. Grafeld’s Supplemental Declaration explains that there is a substantial privacy interest in withholding the individual’s name from Document P334 “[b]e-cause of the continuing controversial nature of travel to North Vietnam during the war and because this document is part of the records compiled for the underlying investigation into plaintiffs passport eligibility, and the revocation of his passport during the 1960s.” Grafeld Suppl. Decl. ¶ 29. The Court agrees with Ms. Grafeld on this front. For his part, Plaintiff suggests that the individual at issue is a public figure, and thus entitled to diminished privacy protection, but again offers nothing other than his own Declaration to support this claim. See Pl.’s Reply at 6. Even if such a diminution in fact exists, see Fund for Const. Gov’t v. NARS, 656 F.2d 856, 865 (D.C.Cir.1981), Plaintiff has offered no factual support for his conclusory assertion that the individual at issue is a public figure. In any event, “the degree of intrusion occasioned by disclosure is necessarily dependent upon the character of the information in question,” id., and in this case Ms. Grafeld’s Supplemental Declaration demonstrates that revealing the individual’s name would associate him or her with a highly controversial act. Accordingly, the Court concludes that a more that de minimis privacy interest exists in the information at issue.

As for the public interest in the information, Plaintiff asserts that it “(1) reveals who the U.S. Government was keeping tabs on in its efforts to counter opposition to the Viet Nam war, and (2) it will help inform the public by confirming [Plaintiffs] account in his writings and speeches of his activities in Viet Nam.” PL’s Cross-MSJ. Neither of these constitutes the type of public interest cognizable under the FOIA because neither “sheds light on [the State Department’s] performance of its statutory duties.” Beck, 997 F.2d at 1493 (quoting Reporters Comm., 489 U.S. at 773, 109 S.Ct. 1468). While Plaintiff may have a private interest in confirming his accounts of his travels to Vietnam, that interest is insufficient to overcome the clear privacy interest served by withholding the individual’s name from Document P334. The Court therefore concludes that the State Department properly invoked FOIA Exemptions 6 and 7(C) to withhold the individual’s name from Document P334.

3. The Court Cannot Determine Whether the State Department Properly Invoked FOIA Exemptions 6 and 7(C) as to Documents P13I and PS 19

a. Document PllpS

As noted above, the State Department has withheld the name of an FBI legal attaché from Document P143 pursuant to FOIA Exemptions 6 and 7(C). Grafeld Deck ¶¶ 45, 65, 70. 8 Plaintiff contests this withholding, asserting that the State Department has not substantiated the privacy interest at stake and that there is a public interest in the disclosure of the FBI legal attaché’s name. Generally speaking, “persons involved in FBI investigations — even if they are not the subject of the investigation — ‘have a substantial interest in seeing that their participation remains secret.’ ” Fitzgibbon v. CIA, 911 F.2d 755, 767 (D.C.Cir.1990) (quoting King v. DOJ, 830 F.2d 210, 233 (D.C.Cir.1987)). Indeed, as noted above, for purpose of FOIA Exemption 7(C), the D.C. Circuit has “adopted a categorical rule permitting an agency to withhold information identifying private citizens mentioned in law enforcement records unless disclosure is ‘necessary in order to confirm or refute compelling evidence that the agency is engaged in illegal activity.’ ” Schrecker, 349 F.3d at 661 (quoting SafeCard, 926 F.2d at 1206). However, the D.C. Circuit also recognizes “that the privacy interest in nondisclosure of identifying information may be diminished where the individual is deceased,” and has explained that “[t]he fact of death, therefore, while not requiring the release of information, is a relevant factor to be taken into account in the balancing decision whether to release information.” Id. (quotation omitted).

Here, the record is devoid of any information as to whether the FBI legal at-taché is alive or dead. Further, Plaintiffs Cross-Motion correctly mentions in passing that “Ms. Grafeld ... does not state that any effort was made to determine whether the [FBI legal attaché] is still living.” PL’s Cross-MSJ at 16. This failure precludes the Court from evaluating the State Department’s balancing of privacy interests versus public interests under FOIA Exemptions 6 and 7(C). The D.C. Circuit has specifically instructed that “[i]n undertaking [such a] review [], a court must assure itself that the Government has made a reasonable effort to ascertain life status.” Schrecker, 349 F.3d at 662. Ms. Grafeld’s Declarations simply do not indicate whether or not the State Department undertook efforts to ascertain if the FBI legal attaché named in Document P143 is alive or dead. As such, the Court cannot determine “whether the [State Department’s] invocation of the privacy interest represented a reasonable response to the FOIA request.’ ” Davis v. DOJ, 460 F.3d 92, 95 (D.C.Cir.2006) (quoting Schrecker, 349 F.3d at 662). Nor can the Court ultimately determine whether the State Department properly concluded that the FBI legal attaché’s privacy interests outweighed any possible public interest in disclosure. Accordingly, as set forth in the accompanying Order, the Court shall require the State Department to provide a Notice and supporting affidavit informing the Court of whether the FBI legal at-taché whose name has been withheld from Document P143 is alive or dead.

b. Document P319

The Court reaches the same conclusion as to Document P319, from which the FBI withheld the name of two FBI agents who signed an otherwise blank “Request for Inspection of Passport File.” See Grafeld Decl. ¶¶ 47, 66, 70. Again, Ms. Grafeld’s Declarations do not detail any efforts on the State Department’s part to determine whether the FBI agents are alive or dead, nor do they actually indicate whether the agents are alive or dead. Accordingly, as set forth in the accompanying Order, the Court shall require the State Department to provide a Notice and supporting affidavit informing the Court of whether the FBI agents are alive or dead.

D. The State Department Has Released All Reasonably Segregable Nonexempt Information

While agencies may properly withhold certain materials under FOIA’s enumerated exemptions, they must release “any reasonably segregable portions” of responsive documents once they have redacted the exempted information. See 5 U.S.C. § 552(b). The segregability requirement is of such great import that this Court has an affirmative duty to engage in its own segregability analysis, regardless of Plaintiffs pleadings. See Billington v. DOJ, 233 F.3d 581, 586 (D.C.Cir.2000).

In her Declaration, Ms. Grafeld avers that “[a]ll of the documents for which plaintiff sought a Vaughn Index have been ... carefully reviewed for reasonable segregation of nonexempt information, and no segregation of meaningful information in the withheld documents can be made without disclosing information warranting protection under the law.” Grafeld Decl. ¶ 76. The parties do not address segregability in any detail in their briefs, but the Court nevertheless considers it and concludes that the State Department has appropriately released all reasonably segregable portions of responsive documents. Significantly, the State Department has not withheld the documents at issue in their entire-ties due to the inclusion of exempt material therein. Cf Stolh-Nielsen, 534 F.3d at 734-35. Instead, for documents P143, P319, P323, and P334, the State Department has withheld only the names that it asserts are covered by FOIA Exemptions 6 and 7(C). The State Department’s proper segregation is further evidenced by the fact that, although the State Department might have withheld Documents P49 and P439 in full because the attorney work-product privilege covers factual information in addition to opinions and analysis, see Judicial Watch v. DOJ, 432 F.3d 366, 371 (D.C.Cir.2005), it nevertheless released certain factual portions of those documents as a matter of administrative discretion. See State Dep’t MSJ at 19. Finally, while the State Department withheld Document II in full, see Grafeld Decl. ¶¶ 71-73, as discussed above, it also established that its complete withholding was proper under FOIA Exemption 3. As such, the Court concludes that the State Department has carried its burden of showing that it released all reasonably segregable, nonexempt information to Plaintiff.

IV: CONCLUSION

For the foregoing reasons, the Court shall GRANT-IN-PART the State Department’s [52] Motion for Summary Judgment and shall DENY-IN-PART Plaintiffs [56] Cross-Motion for Partial Summary Judgment, insofar as each relates to the adequacy of the State Department’s search, the State Department’s segregation of non-exempt information, and the State Department’s withholding of information from Documents P323 and P334. As the Court cannot resolve the parties’ cross-motions as to Documents P143 and P319 on the current record, the Court shall HOLD IN ABEYANCE the parties’ cross-motions for summary judgment with respect to those documents and shall require the State Department to indicate to the Court whether the FBI legal attaché and agents are alive or dead, so that the Court may consider the State Department’s balancing under FOIA Exemptions 6 and 7(C). An appropriate Order accompanies this Memorandum Opinion.

Notes

1

. Ms. Grafeld avers that she is the State Department's Information and Privacy Coordinator and the Director of IPS. Grafeld Decl. ¶ 1. She explains that IPS’s core responsibilities include requests for access to records under the FOIA and the Privacy Act, as well as requests by members of Congress, other government agencies, and requests pursuant to judicial proceedings. Id. Ms. Grafeld submits her Declaration to address the State Department’s handling of Plaintiff's FOIA/PA request, and to provide a Vaughn index of Plaintiff's selection of documents from which the State Department withheld information. Id. ¶ 3.

2

. The facts included herein are taken from Ms. Grafeld’s Declaration and the Supplemental Declaration she provided in support of the State Department's Opposition/Reply, see Third Decl. of Margaret P. Grafeld (hereinafter "Suppl. Grafeld Decl.”). The State Department has also provided, as required by Local Civil Rules 56.1 and 7(h), a Statement of Material Facts as to Which There is No Genuine Issue; however, because that Statement generally summarizes Ms. Grafeld's Declarations, the Court cites directly to Ms. Grafeld’s Declarations. See generally State Dep’t Stmt. Plaintiff has responded to the State Department's Statement with a responsive Statement as well as a Statement of Ma terial Facts Not in Dispute. See Pl.’s Resp. Stmt, and Pl.’s Stmt. In his responsive Statement, Plaintiff either admits the State Department's assertions or asserts that he "is without information or knowledge sufficient to admit or deny and therefore denies,” see e.g., Pl.’s Resp. Stmt. ¶¶ 6 — 11. As these bare assertions are not supported by facts contradicting Ms. Grafeld’s declarations, the Court accepts Ms. Grafeld’s sworn statements — which are supported by the record of correspondence between the State Department and Plaintiff — as uncontroverted and relies upon them.

As to Plaintiff’s own Statement of Material Facts, the State Department correctly notes that it consists of verbatim portions of pages 16 through 20 of Plaintiff's Memorandum in support of his Cross-Motion for Partial Summary Judgment and in Opposition to the State Department's Motion (hereinafter "Pl.’s Cross-MSJ”), broken into paragraphs and supported by citations to Plaintiff's own Declaration. See State Dep't Reply/Opp'n at 2 n. 2; compare PL's Cross-MSJ at 16-20 with Pl.’s Stmt. ¶¶ 1-23. The State Department continues to correctly note that "plaintiff merely quoted direct legal arguments from his Memorandum,” but incorrectly concludes that, as a result, it need not "further address plaintiff's Statement of Material Facts.” State Dep’t Reply/Opp'n at 2 n. 2. Local Civil Rules 56.1 and 7(h) specifically provide that ”[i]n determining a motion for summary judgment, the court may assume that facts identified by the moving party in its statement of material facts are admitted unless such fact is controverted in the statement of genuine issues filed in opposition to the motion.” See LCvR 7(h) and 56.1. In light of this requirement, Plaintiff asserts that ”[b]ecause State has failed to controvert [] the facts set forth in [Plaintiff’s] Statement of Material Facts, this Court should treat them as admitted.” Pb's Reply at 2. The problem with Plaintiff's request is that, for the most part, the so-called "facts” included in his Statement are not facts at all, but rather legal arguments. See, e.g., PL’s Stmt. ¶ 15 ("Because [Plaintiff) was a political dissident, there is a public interest in the disclosure of this information”) (citing to PL’s Decl. ¶ 7 ("Particularly because I was a political dissident, there is a public interest in the disclosure of this information.”)). Accordingly, while the State Department should have specifically responded to each so-called fact by noting that it consisted of legal argument, the Court cannot accept Plaintiff’s legal arguments, dressed up as facts, as uncontro-verted, and notes that Plaintiff's legal arguments do not create genuine issues of material fact.

3

. Those subjects were: “American Foundation for Social Justice,’’ “Atlantic Peace Foundation,” “Studies in The Third World,” "Campaign for Nuclear Disarmament,” "Committee of 100,” "Vietnam Solidarity Campaign,” "The Week,” "The Spokesman,” “The Save Greece Now Committee,” "American Workers and Artists for Solidarity,” "The Committee for Artistic and Intellectual Freedom in Iran” (also searched as "CAIFI”), "The Committee in Defense of the Palestinian and Lebanese Peoples,” "The Palestinian Campaign,” "The Council on Human Needs,” "The International Committee Against Repression,” "The Fourth International,” "The Independent Marxist Group” (also searched as "IMG”), “The Socialist Workers Party” (also searched as "SWP”), "Socialist Action,” "Socialist Organizer,” "The Organizer,” "The Open World Conference,” "National Campaign in Support of Mumia Abu Jamal,” "Permanent Committee Against War and Exploitation,” "Prevailing Winds,” and “Covert Action Information Bulletin.” Grafeld Deck ¶ 25.

4

. The instant situation is distinguishable from that addressed in Better Government Association, where FOIA requesters "challenged not only the application of [an agency's fee waiver] guidelines ... to their respective requests, but also the facial validity of these provisions.” See Better Gov't Ass’n, 780 F.2d at 90. In that situation, the D.C. Circuit found that, while the requesters’ as-applied challenges to the agency’s fee waiver regulations were moot, their arguments concerning the facial validity of the regulations were not. Id. at 91. Here, Plaintiff challenges only the State Department's denial of his request for a fee waiver and as explained above, his claim in that respect is moot.

5

. Although it appears that the names of some State Department components may have changed since 1967 (the date of Document P323), such that it is difficult to compare the list Ms. Grafeld provides with her description of the offices searched in response to Plaintiff’s FOIA/PA request, the Court notes that the State Department searched at least three of the listed entities (the Office of the Legal Adviser, the Bureau of Intelligence and Research, and the Passport Office) in response to Plaintiff's request. See Grafeld Suppl. Decl. ¶ 11; Grafeld Decl. ¶¶ 22-27.

6

. Although the State Department did not invoke PA Exemption (k)(2) with respect to Documents P143, P319, P323, and P334 at the administrative level, it is not barred from invoking the Exception in litigation. See Gula v. Meese, 699 F.Supp. 956, 959 n. 2 (D.D.C.1988).

7

. The State Department also invoked FOIA Exemption 6 to withhold Document II, which concerns a name check request pertaining to the visa application of an individual other than Plaintiff. Grafeld Decl. ¶ 74. This information clearly applies tp a particular individual, and involves a significant privacy interest. Plaintiff does challenge the State Department’s withholding of Document II, and there is no evidence of any public interest in the disclosure of the Document. Accordingly, the Court finds that the State Department properly withheld Document II pursuant to FOIA Exemption 6 (in addition to FOIA Exemption 3 as explained above).

8

. In his Cross-Motion, Plaintiff indicated that he was unable to read the full content of Document PI43 due to poor copying. See Pl.'s Cross-MSJ at 17. The State Department has since alleviated this issue by providing Plaintiff with a new copy of Document PI43. See Grafeld Suppl. Decl. ¶ 21 & Ex. A.

Case Details

Case Name: Schoenman v. Federal Bureau of Investigation

Court Name: District Court, District of Columbia

Date Published: Sep 1, 2008

Citation: 573 F. Supp. 2d 119

Docket Number: Civil Action 04-2202 (CKK)

Court Abbreviation: D.D.C.