SCHLESINGER, SECRETARY OF DEFENSE, ET AL. v. BALLARD
No. 73-776
Supreme Court of the United States
Argued October 15, 1974—Decided January 15, 1975
419 U.S. 498
Harriet S. Shapiro argued the cause for appellants. On the briefs were Solicitor General Bork, Assistant Attorney General Hills, Deputy Solicitor General LaFontant, Edmund W. Kitch, Robert E. Kopp, and Michael Kimmel.
Charles R. Khoury, Jr., argued the cause for appellee. With him on the brief was Morris S. Dees, Jr.
MR. JUSTICE STEWART delivered the opinion of the Court.
Appellee Robert C. Ballard is a lieutenant in the United States Navy. After more than nine years of active service as a commissioned officer, he failed, for a second time, to be selected for promotion to the grade of lieutenant commander, and was therefore subject to mandatory discharge under
Ballard‘s scheduled discharge carried with it an entitlement to a “lump-sum” severance payment of approximately $15,000,
brought suit in federal court claiming that if he had been a woman officer, he would have been subject to a different separation statute,
The District Judge issued a temporary restraining order prohibiting Ballard‘s discharge. Subsequently, a three-judge District Court was convened to hear the claim pursuant to
I
At the base of the system governing the promotion and attrition of male line officers in the Navy is a congressional designation of the authorized number of the Navy‘s enlisted personnel,
The Secretary of the Navy is required periodically to convene selection boards to consider and recommend for promotion male line officers in each of the separate ranks,
Wholly separate promotion lines are established for the various categories of officers. Thus, in addition to the selection boards that are convened to review the promotion of male line officers, different selection boards are convened to recommend for promotion staff corps officers (except for women officers appointed under
Because the Navy has a pyramidal organizational structure, fewer officers are needed at each higher rank than are needed in the rank below. In the absence of some mandatory attrition of naval officers, the result would be stagnation of promotion of younger officers and disincentive to naval service. If the officers who failed to be promoted remained in the service, the promotion of younger officers through the ranks would be retarded. Accordingly, a basic “up or out” philosophy was developed to maintain effective leadership by heightening competition for the higher ranks while providing junior
The phrase “failed of selection for promotion” in
Section 6401 is the mandatory-attrition provision that applies to women officers appointed under
specifically recognized that the provisions of
II
It is against this background that we must decide whether, agreeably to the Due Process Clause of the
In Frontiero the Court was concerned with “the right of a female member of the uniformed services to claim her spouse as a ‘dependent’ for the purposes of obtaining increased quarters allowances and medical and dental benefits under
“[A]ny statutory scheme which draws a sharp line between the sexes, solely for the purpose of achieving administrative convenience, necessarily commands ‘dissimilar treatment for men and women who are . . . similarly situated,’ and therefore involves the ‘very kind of arbitrary legislative
choice forbidden by the [Constitution] . . . .’ Reed v. Reed, 404 U. S., at 77, 76. We therefore conclude that, by according differential treatment to male and female members of the uniformed services for the sole purpose of achieving administrative convenience, the challenged statutes violate the Due Process Clause of the Fifth Amendment insofar as they require a female member to prove the dependency of her husband.” Id., at 690-691.
The case of Reed v. Reed, supra, involved quite similar considerations. In that case the Court considered the constitutionality of an Idaho probate code provision that, in establishing who would administer a decedent‘s estate, gave a “mandatory” preference to men over women when they were in the same degree of relationship to the decedent. The Idaho law permitted no consideration of the individual qualifications of particular men or women as potential administrators, but simply preferred males in order to reduce probate expenses by eliminating contests over the relative qualifications of men and women otherwise similarly situated. The Court held that “[b]y providing dissimilar treatment for men and women who are thus similarly situated, the challenged section violates the Equal Protection Clause.” 404 U. S., at 77.
In both Reed and Frontiero the challenged classifications based on sex were premised on overbroad generalizations that could not be tolerated under the Constitution. In Reed, the assumption underlying the Idaho statute was that men would generally be better estate administrators than women. In Frontiero, the assumption underlying the Federal Armed Services benefit statutes was that female spouses of servicemen would normally be dependent upon their husbands, while male spouses of servicewomen would not.
In contrast, the different treatment of men and women naval officers under
The complete rationality of this legislative classification is underscored by the fact that in corps where male and female lieutenants are similarly situated, Congress has not differentiated between them with respect to tenure. Thus women staff officers not appointed under
In both Reed and Frontiero the reason asserted to justify the challenged gender-based classifications was administrative convenience, and that alone. Here, on the contrary, the operation of the statutes in question results in a flow of promotions commensurate with the Navy‘s current needs and serves to motivate qualified commissioned officers to so conduct themselves that they may realistically look forward to higher levels of command. This Court has recognized that “it is the primary business of armies and navies to fight or be ready to fight wars should the occasion arise.” Toth v. Quarles, 350 U. S. 11, 17 (1955). See also Orloff v. Willoughby, 345 U. S. 83, 94 (1953). The responsibility for determining how best our Armed Forces shall attend to that business rests with Congress, see
The judgment is reversed.
The Court concludes that the statutory scheme which results in different periods of tenure for male and female line lieutenants of the Navy does not contravene the Due Process Clause of the Fifth Amendment because “Congress may . . . quite rationally have believed that women line officers had less opportunity for promotion than did their male counterparts, and that a longer period of tenure for women officers would, therefore, be consistent with the goal to provide women officers with ‘fair and equitable career advancement programs.‘” Ante, at 508. I believe, however, that a legislative classification that is premised solely upon gender must be subjected to close judicial scrutiny. Frontiero v. Richardson, 411 U. S. 677 (1973); Kahn v. Shevin, 416 U. S. 351 (1974) (BRENNAN, J., dissenting). Such suspect classifications can be sustained only if the Government demonstrates that the classification serves compelling interests that cannot be otherwise achieved. Here, the Government as much as concedes that the gender-based distinctions in separation provisions for Navy officers fulfill no compelling purpose.
Further, the Court goes far to conjure up a legislative purpose which may have underlain the gender-based distinction here attacked. I find nothing in the statutory scheme or the legislative history to support the supposition that Congress intended, by assuring women but not men line lieutenants in the Navy a 13-year tenure, to compensate women for other forms of disadvantage visited upon them by the Navy.1 Thus, the gender-
based classification of which appellee complains is not related, rationally or otherwise, to any legitimate legislative purpose fairly to be inferred from the statutory scheme or its history, and cannot be sustained.
I
As the Court recounts,
the separation provisions for women line officers, given the rest of the statutory provisions applicable to them, had to be pegged to time served rather than to opportunities for promotion. The number of years selected for women line lieutenants, 13, corresponded exactly to the normal number of years Congress intended to precede separation for a male officer not chosen for promotion. See ante, at 504-505, n. 9.3 Thus, Congress’ original purpose in enacting slightly different separation provisions for men and women is quite certain—to create the same tenure in years for women lieutenants as for the average male lieutenant before involuntary separation was permitted.
However, for reasons not entirely clear upon the record in this case, the promotion zone system for men did not, as administered by the Navy, result in the normal 13-year tenure for men before involuntary separation contemplated by
normal tenure for men seems to have been about 11 years, see H. R. Rep. No. 216, 90th Cong., 1st Sess., 17; S. Rep. No. 676, 90th Cong., 1st Sess., 12; and in 1972, when respondent was due for discharge, it was eight or nine years. Brief for Appellants 16.
In 1967, Congress decided to eliminate many of the provisions restricting career opportunities for women. In doing so it wished, as the Court notes, to provide women with “fair and equitable career advancement programs.” H. R. Rep. No. 216, supra, at 5. However, contrary to the Court‘s assumption, Congress determined to achieve this goal, not by providing special compensatory treatment for women, but by removing most of the restrictions upon them and then subjecting them to the same provisions generally governing men. Id., at 3; S. Rep. No. 676, supra, at 2.
First, the entire structure of the 1967 Act is directed toward assimilating as much as possible the promotion structure for women line officers to that of men. The Act, for example, provided for a promotion zone system for women line officers in the Navy,
Second, the legislative history of the 1967 Act makes quite clear that Congress’ purpose in retaining the 13-year tenure for women line lieutenants was not to take account of the limited opportunities available to women in the Navy. Congress explicitly recognized that
Moreover, the legislative history is replete with indications of a decision not to give women any special advantage. “The purpose of the legislation has been limited to the removal of arbitrary restrictions. No effort has been made to provide special assurances to women officers, and none is recommended.” Letter from General Counsel, Department of Defense, in S. Rep. No. 676, supra, at 5; H. R. Rep. No. 216, supra, at 9. “The purpose of the bill is to create parity only in respect to recognizing merit and performance.” Id., at 7. See S. Rep. No. 676, supra, at 3.7 (Emphasis supplied.)
To infer a determination purposely to perpetuate a longer retention period for women line officers is, therefore, entirely to misconceive Congress’ perception of the problem and of the proper solution. While the reason for the failure to revise
II
Given this analysis of the relationship between
Further, while I believe that “providing special benefits for a needy segment of society long the victim of purposeful discrimination and neglect” can serve “the compelling . . . interest of achieving equality for such groups,” Kahn v. Shevin, 416 U. S., at 358-359 (BRENNAN, J., dissenting), I could not sustain this statutory scheme even if I accepted the Court‘s supposition that such a purpose lay behind this classification. Contrary to the Court‘s intimation, ante, at 508, women do not compete directly with men for promotion in the Navy. Rather, selection boards for women are separately convened,
III
The Court suggests no purpose other than compensation for disadvantages of women which might justify this gender-based classification. I agree that the “up or out” philosophy “was developed to maintain effective leadership by heightening competition for the higher ranks while providing junior officers with incentive and opportunity for promotion.” Ante, at 502-503. But the purpose behind the “up or out” philosophy applies as well to women as to men. The issue here is not whether the treatment accorded either women or men under the statutory scheme would, if applied evenhandedly to both sexes, forward a legitimate or compelling state interest, but whether the differences in the provisions applicable to men and women can be justified by a governmental purpose.10
For this same reason, the invocation of the deference due Congress in determining how best to assure the readi-
Thus, the validity of the statutory scheme must stand or fall upon the Court‘s asserted compensatory goal. Yet, as the analysis in Part I, supra, demonstrates, this purpose was not in fact behind either the original enactment of
Since the Government here has advanced no governmental interest fairly to be gleaned from
MR. JUSTICE WHITE, dissenting.
Agreeing for the most part with MR. JUSTICE BRENNAN‘s dissenting opinion, I also dissent from the judgment of the Court.
Notes
Title
“(a) Each officer on the active list of the Navy serving in the grade of lieutenant, except an officer in the Nurse Corps, and each officer on the active list of the Marine Corps serving in the grade of captain shall be honorably discharged on June 30 of the fiscal year in which he is considered as having failed of selection for promotion to the grade of lieutenant commander or major for the second time. However, if he so requests, he may be honorably discharged at any time during that fiscal year.
“(d) This section does not apply to women officers appointed under section 5590 of this title or to officers designated for limited duty.”
Indeed, I find quite troublesome the notion that a gender-based difference in treatment can be justified by another, broader, gender-based difference in treatment imposed directly and currently by the Navy itself. While it is true that the restrictions upon women officers’ opportunities for professional service are not here directly under attack, they are obviously implicated on the Court‘sTitle
“Each woman officer on the active list of the Navy, appointed under section 5590 of this title, who holds a permanent appointment in the grade of lieutenant and each woman officer on the active list of the Marine Corps who holds a permanent appointment in the grade of captain shall be honorably discharged on June 30 of the fiscal year in which—
“(1) she is not on a promotion list; and
“(2) she has completed 13 years of active commissioned service in the Navy or in the Marine Corps.
“However, if she so requests, she may be honorably discharged at any time during that fiscal year.”
Also, even if it were possible to devise some alternative way of deciding when a woman officer had “failed of selection for promotion,” the limitation upon promotion opportunities for women meant that retention until two failures of selection could have been indefinite retention. In 1967, in fact, the statutory grade limitations upon promotions for women had produced such limited vacancies in the upper ranks that, but for the fact that some of the limitations were removed by the 1967 Act, promotions of lieutenants in the WAVES would have had to be suspended altogether for four or fiveOther examples of the degree to which women officers were subjected to the same promotion and retention system as men are:
(1) The amendment of
(2) The amendment of
Aside from
It is thus clear that Congress in 1967 intentionally retained the 13-year tenure provision of“A particularly severe problem of promotion stagnation exists among WAVE officers in the Navy. The present grade limitations on promotion of WAVE officers to the grades of commander-lieutenant commander have so reduced the vacancies that the Navy will be forced to discharge most regular WAVE lieutenants when they reach their 13th year of service if relief is not provided.
“Present law (sec. 6401, title 10, United States Code) provides that women officers on the active list of the Navy in the grade of lieutenant must be discharged on June 30 of the fiscal year in which they complete 13 years of active commissioned service if not on a promotion list that year. The Navy estimates that without legislative relief, the attrition among women line lieutenants will average 50 percent or more over the next 5 years. The Navy considers such heavy attrition unacceptable.” H. R. Rep. No. 216, supra, at 6.
