Schettler v. . SmithSchettler v. . Smith
The judgment of the Supreme Court should be affirmed with costs.
Hunt, Ch. J., Woodruff, Grover, Daniels and James, JJ., for reversal of General Term.
Murray, Mason and Lott, JJ., for affirmance of General Term.
Order of General Term reversed and that of Special Term affirmed.
Frederick Schettler, as Administrator, &c., of Cornelia H. Schettler, Appellant, v. Lawrence Shuster Smith et al, Respondents.
In construing dispositions of property, with reference to the statute against perpetuities, the rule is settled that any limitation is void as in violation of that statute, by which the suspension of the power of alienation will not necessarily, under all possible circumstances, terminate within the prescribed period. It is not enough that it may so terminate.
But where a limitation is made to take effect on two alternative events, one of which is too remote, and the other valid as within the prescribed limits, although such limitation is void, so far as it depends on the remote event, it will be allowed to take effect on the happening of the alternative one.
Accordingly, the testator, by his will, devised and bequeathed real and personal property to trustees, to receive the income thereof, pay it over to his son, J. S., during his life, and on his decease to pay the same to his said son’s wife during her life; and on her decease, if he should leave a widow, or if he leave no widow, then on his decease, to convey the property to the issue of his said son, then living; but in case he should die without issue, then on the expiration of said life estates, to convey the property to other persons named in the will. J. S. was unmarried at the death of the testator, and died unmarried.—Held, it being possible, that the son might have married one unborn “and not in being,” at the death of the testator, and that she might have survived said son, the trust to pay the income to her during her life, would not have terminated upon the death of two persons in being at the death of the testator, and hence the provision in favor of the wife of the son, and the further trusts to convey upon her decease might suspend the power of alienation of the real estate devised for a longer period than two lives, in being at the creation of the estate, and also the absolute ownership of the personal property bequeathed, for a period longer than two lives in being at the death of
The testator, in a succeeding clause of his will, devised and bequeathed other real and personal property to the same trustees, in trust, to pay over the income to another son, L. S., during his life, and with the same limitations in regard to his wife and widow, and issue, as in the preceding clause with reference to the son, J. S. L. S. had a wife living at the time of the making of the will and the death of the testator.—Held, that the clause directing payment of the rents and income to his wife during her natural life upon his decease, standing alone, would be construed to refer to the wife then living only; but the further provision, “that on her decease, if he leave a widow, or if he leave no widow, then on his decease to convey,” &c., taken in connection with the other clauses of the will, must be construed to refer to any wife he might have subsequently married, though possibly unborn, and not in being at the death of the testator, and hence, the direction to convey upon the death of such widow is void as too remote.
Held further (the son being still living), should he die leaving no widow, the alternative, valid limitation, will take effect, as it has already done in the case of the other son, J. S.
Where the testator vests in his executors a portion of his property, in trust, to pay a fixed sum annually from the rents and income thereof, to his daughter, until her marriage; and on her marriage, in case she do not marry one S., or on the decease of said S., to pay her the whole of said rents and income during her life; and in case she marry the said S. the annuity to cease during her said coverture; and the said daughter having been paid, for several years, the said fixed sum annually, and then having married the said S.,—Held, there being no provision for the accumulation of the surplus of the rents and income of the said property, over and above the said annual sum previous to her marriage or the death of S., that she was entitled to the same under the
(Cause argued October 1st, 1869, and decided December 21st, 1869.)
APPEAL from a judgment of the General Term of the Supreme Court, in the first district, affirming a judgment at Special Term.
The action was for the construction of the will of John M. Smith, of the city of New York.
He made his last will in August, 1858, and died in January, 1861. At the date of his will, and when he died, his children and heirs-at-law were:
1. Lafayette Smith, who had a wife, Julia Smith. He died in May, 1862, never having had any children; he left a will, and letters of administration, with the will annexed, were granted to his widow, the said Julia, who was made a party defendant. The said Julia died February 22, 1868, and the action was revived against Ellen Farrell and Henry L. Wise, as her administrators.
2. John Jacob Smith, who died intestate in October, 1861, never having been married. His brother, the defendant Lawrence Shuster Smith, took out letters of administration on his estate in 1866.
3. Lawrence Shuster Smith, who, before the date of the will, had a wife, Ann Eliza. He had three children, James C. Smith, born before the will was made; Ann Eliza, born afterward, to wit, in March, 1859; and Cornelia H., also born afterward, to wit, in January, 1861. Lawrence Shuster Smith, his wife, and their three children, are still living, and are defendants. Lawrence Shuster Smith is also executor of the will now in question.
4. The original plaintiff in this suit, Cornelia H. Schettler, who, after the death of the testator, her father, married Frederick R. Schettler. They have one child. Cornelia died in February, 1867, while this suit was pending in the Supreme Court. The said Frederick R. Schettler was thereupon substituted as plaintiff, in the character of her administrator, with her will annexed.
The testator, John M. Smith, left a considerable real and personal estate, in which the original plaintiff, Cornelia H. Schettler, claimed an interest, alleging that sundry provisions of the will, disposing of the estate and depriving her of such interest, are invalid. The case was tried in the Supreme Court, by MASON, J., who decided that all the provisions of the will were valid, and that the said Cornelia H. Schettler had no interest in the estate. Judgment was rendered accord-
The following are the clauses of the will, discussed in the opinions:
2d. I give, devise and bequeath one equal fourth part or share of all the rest, residue and remainder of my estate, real and personal, wheresoever situate, to my executors, in trust, to receive the rents, issues, profits and income thereof, and pay the same to my son, Lafayette Smith, during his natural life; and on his decease, to convey and transfer the said one-fourth part or share, in fee, to the issue then living, of my said son Lafayette, by another than his present wife, per stirpes; but in case the said Lafayette shall die, without such issue, then to convey and transfer said one-fourth part or share, in fee, to the issue, then living, of my children, John J. and Lawrence S., and to the issue, then living, of my daughter, Cornelia, by a husband other than Frederick R. Schettler: the issue entitled to take, taking per stirpes.
3d. I give, devise and bequeath one other equal fourth part or share of all said rest, residue and remainder of my estate, real and personal, to my executors, in trust, to receive the rents, issues and profits and income thereof, and pay the same to my son, John Jacob Smith, during his natural life; and on his decease, to pay the said rents, issues, profits and income to his wife, during her natural life, and on her decease, if he leave a widow; or, if he leave no widow, then, on his decease, to convey and transfer said one-fourth part or share, in fee, to the issue, then living, of my said son, John Jacob, per stirpes; but in case the said John Jacob shall die, without issue, then, on the expiration of said life estates, to convey and transfer said one-fourth part or share, in fee, to the issue then living, of my son Lawrence, and the issue, then living, of my son Lafayette, by another than his present wife, and the issue, then living, of my daughter Cornelia, by a husband other than Frederick R. Schettler: the issue entitled to take, taking per stirpes.
4th. I give, devise and bequeath one other equal fourth part
5th. I give, devise and bequeath the remaining one other equal fourth part or share of all said rest, residue and remainder of my estate, real and personal, to my executors, in trust, to receive the rents, issues, profits and income thereof, and to pay therefrom the sum of $800 per annum, payable quarterly, beginning at my decease, to my daughter Cornelia, until her marriage; and on her marriage, in case she does not marry a person heretofore known by the name of Frederick R. Schettler, or on the decease of said Schettler, to pay my daughter all the said rents, issues, profits and income, from the time of my decease, during her natural life, free from the control of her husband, or liability for his debts; and on her decease, to convey and transfer the said one-fourth part or share, in fee, to the issue, then living, of my said daughter, by a husband other than said Schettler, per stirpes; but in case the said Cornelia shall die without issue by a husband other than said Schettler, then, on her decease, to convey and transfer the said one-fourth part or share, in fee, to the issue then living of my children, John J. and Lawrence S., and the issue of my son Lafayette, by another than his present wife: the
Wm. R. Martin, for the appellant, on the point that the devises of John Jacobs’ share in the third clause, and Lawrence Shuster’s share in the fourth clause, were invalid as too remote, cited Hawley v. James (16 Wend., 62); Thompson v. Carmichael’s Exrs. (1 Sandf. Ch., 394); Lewis on Perpetuities, 170; Catlin v. Brown (11 Hare, 375); Lett v. Randall (3 Sm. & Giff., 83); Manypenny v. Dering (2 De G. M. & G., 145); Christie v. Gosling (35 L. J. Ch., 671); Tudor’s Leading Cases on Real Property, 360; Sugden on Real Property, 342, 343; In re Sayer’s Trusts (36 L. J., 350 Ch.); 1 Jarman’s Powell on Devises, 389, and notes; Cadell v. Palmer (1 Clark & Fin., 422); Lewis on Perp., 417, 418; Proctor v. Bp. of Bath (2 H. Bl., 362); Dugannon v. Smith (12 Cl. & Fin., 639, 640); Knapping v. Tomlinson (34 L. J., 11); Brown v. Evans (34 Barbour, 605); Everitt v. Everitt (29 Barbour, 118); King v. Rundle (15 Barbour, 145); Yates v. Yates (9 Barbour, 344 to 346); Taylor v. Gould (10 Barbour, 398); Amory v. Lord (5 Selden, 415); Jennings v. Jennings (3 Selden, 548); Ludwig v. Combs (1 Met. Ky., 131); see also Goodman v. Goodright (2 Burr., 870); Bulley’s Estate (11 Jur. N. S., 791, 847); Johnson, J., in Findlay v. King’s Lessee (3 Peters, 384); Taylor v. Mason (9 Wheat, 340, 341);
Mrs. Schettler is entitled to the excess of income before her marriage, as being the person entitled to the next eventual estate. (
George F. Comstock, for the respondent, cited Lewis on Perpetuities, 501, 502; Beard v. Westcott (5 Taunt., 393); Longhead v. Phelps (3 W. Bl., 704); Crompe v. Barrow (4 Ves., 681); Savage v. Burnham (17 N. Y., 561, 576); Post v. Hover (33 id., 593); Darling v. Rogers (24 Wend., 483).
Opinion of the Court, per GROVER, J.
GROVER, J. Some of the trusts created by the will of the testator in the present case are claimed to be invalid by the counsel for the appellant, upon the ground that the absolute power of alienation of the real estate is thereby suspended for a longer period than two lives in being at the death of the testator, and the absolute ownership of the personal property is also suspended for a longer period than two lives in being at that time. Section 15,
No question as to the unlawful suspension of the power of alienation of the real, or of the ownership of the personal property, arises upon the fifth clause of the will. That suspension, in no contingency, could extend longer than the life of the testator’s daughter, Cornelia, a single life in being. The only question arising upon this clause, is, whether this daughter, either as heir or legatee, has any interest in the income of the fourth of the residue of the estate disposed of by this clause, over and above what has been paid to her. No valid direction, for the accumulation of the income of this share, is given by the testator. By this (5th) clause, the one-fourth of the residue is given to the executors in trust, to receive the income thereof, and pay therefrom to the testators’ daughter, Cornelia, $800 a year, quarterly, until her marriage; and upon her marriage with any person other than Frederick R. Schettler, or upon his decease, to pay to her all the income arising from the death of the testator. But, in case the daughter married Schettler, all her interest in the estate was to cease during the coverture, and the same, during such coverture, is given to the other children of the testator, and to the issue of such of them, as might have died. The daughter received the $800
Opinion of the Court, per DANIELS, J.
DANIELS, J. The will of John M. Smith, the construction and effect of which are in controversy in this action was clearly intended to make a full and final disposition of all his estate both real and personal. Its general tenor and meaning, as well as the particular provisions, devises and bequests made of his property, very clearly show that to have been the design and intent of the testator. And this circumstance, therefore, must be prominently observed and considered in determining the effect of particular terms and phrases, which, standing by themselves, may not be entirely consistent with the execution of that purpose. The rule upon this subject was stated by Lord MANSFIELD to be that “words of limitation shall operate as words of purchase, implications shall supply verbal omissions, the letter shall give way; every inaccuracy of grammar, every impropriety of terms shall be corrected by the general meaning, if that be clear and manifest.” (Chapman v. Broder, 3 Burrow, 1626.) And it was stated in terms of similar import by the chancellor, in deciding the case of Pond v. Beigle (10 Paige, 140, 152). He there declared that “the intention of the testator, so far as it is consistent with the rules of law, must govern in the construction of a will. When, therefore, the intention is apparent upon the whole will taken together, the court must give such a construction as to support the intent of the testator, even against strict grammatical rules. And to effectuate his evident intention, words and limitations may be transposed, supplied or rejected.” (4
The first of those clauses which are drawn in controversy in this cause, is that contained in the third subdivision of the will. And that clause is in the following words:
“3d. I give, devise and bequeath one other equal fourth part or share of all said rest, residue and remainder of my estate, real and personal, to my executors, in trust, to receive the rents, issues, profits and income thereof, and pay the same to my son, John Jacob Smith, during his natural life, and on his decease, to pay the said rents, issues, profits and income to his wife, during her natural life, and on her decease, if he leave a widow; or, if he leave no widow, then, on his decease, to convey and transfer said one-fourth part or share, in fee, to the issue, then living, of my said son, John Jacob, per stirpes; but in case the said John Jacob shall die without issue, then, on the expiration of said life estates, to convey and transfer said one-fourth part or share, in fee, to the issue then living of my son Lawrence, and the issue, then living, of my son Lafayette, by another than his present wife, and the issue, then living, of my daughter Cornelia, by a husband other than Frederick R. Schettler; the issue entitled to take, taking per stirpes.”
By this clause, it was evidently the testator’s design to dispose of one-fourth of the residue of his real and personal estate finally and effectually. His first object was to provide a life estate for his son, in the rents, issues, income and profits of it. And if he should leave a widow at the time of his
But no good reason can be supposed that could have induced the testator to render the final disposition of this remainder, actually dependent upon the vesting and enjoyment of the second life estate. That would have been directly in conflict with the general scope and theory of his will. For it would have rendered him intestate as to this remainder, in case the life estate should fail to take effect, and his son should die without issue. And that he evidently intended to provide against. The purpose he intended to promote by the
No reason can be supposed for rendering the remainder dependent upon any different event beyond that of the failure of the son’s issue, in limiting it to the designated issue of the brothers and sister, than that on which it depended in the limitation to his issue. As his issue were intended to take it on the decease of the son, leaving no widow, and their’s were to have it for want of issue on his part, there is no reason why the same event should not determine the right of their issue as well as that of his own to this remainder. It was to be conveyed and transferred to them on his failure to leave issue to receive it, not because the life estate, provided for the contingent widow, had taken effect and been enjoyed by her. And whenever that event transpired, their right to the property manifestly became perfect. That was the reasonable import of the language used by the testator. For the life estate secondly provided for, was contingent upon the survivorship of the life tenant. In case there should be no such survivorship, then on the decease of the son his issue were to receive the property, and if he should die without issue then living, then on the expiration of the life estates, in the manner previously designated, the final devisees and legatees were to have it. When the testator used the terms, “on the expiration of the said life estates,” in the connection in which he employed them, he must have had in his mind the provi-
The testator’s son was never married, and, consequently, left neither issue nor widow living at his decease. The final remainder, therefore, took effect upon the occurrence of that event. It is unnecessary to consider further the validity of the other limitation in this connection, since that is not practically involved in the construction of this part of the will.
The fourth division of the testator’s will in a similar manner disposed of another fourth part of his estate in favor of his son Lawrence. By that clause, the issue will take this portion of the estate, in case he shall die without leaving a surviving widow. If he does, and still leaves no issue, then it was provided, that the issue, at that time living, of the testator’s sons, John Jacob, and of Lafayette, by a wife other than the one he then had, and of Cornelia, by a husband other than the plaintiff, should take, in fee, that portion of his property. This was a legal disposition of that part of the testator’s estate. And for the reasons already stated in discussing the preceding portion of the will, no obstacle can exist that will prevent the fee from becoming finally vested under it, if Lawrence shall die leaving no widow.
But if, at the time of his decease, he shall leave a widow surviving him, then, on the happening of that event, the estate cannot, according to the terms of the will, go to his issue, or, if he shall leave none, to the issue of his brothers and sister, until after the actual expiration of his widow’s life estate in the rents, income and profits of this share of the testator’s property. In that event, the final vesting of the will is rendered dependent upon the previous expiration of the widow’s life estate. This life estate was not exclusively provided for the wife he had or might have at the time when the will went into effect; but it was provided for any wife
That section of the statute which provides that where a remainder shall be limited on more than two successive estates for life, all the life estates subsequent to those of the two persons first entitled shall be void; and upon the death of those persons the remainder shall take effect in the same manner as though no other life estates had been allotted, was relied upon at the argument for the purpose of avoiding this consequence. But that section of the statute very evidently can have no such effect; for, by its terms, it is rendered applicable only to that class of cases where more than two successive life estates are provided for to precede the final vesting of the remainder. (
The consequence of the failure of the remainder in case Lawrence shall leave a widow surviving him, will be that this portion of the testator’s estate must in that event follow the
The plaintiff, as the administrator of the testator’s daughter Cornelia, is plainly entitled to nothing from the rents, issues, income and profits of his estate; for, by the will, it was not only provided that in case of her marriage with the plaintiff, and her decease without issue by a different husband, that the one-fourth of the testator’s estate otherwise provided for her and such issue, should be conveyed and transferred in fee, to the issue mentioned of John J., Lawrence S. and Lafayette; but beyond that, all her interest in the estate should thereupon cease during such coverture, and that the same during such coverture should pass to the testator’s other children then living, and the issue of such as should be dead.
If she had survived her husband, the case in this respect would have been different. But as she did not, neither he nor her issue can lawfully recover any portion of the rents and profits of this part of the testator’s estate, under the terms of his will relating to it.
The judgment should be so far modified as to declare the right of the issue of Cornelia to inherit by descent with the other heirs of the testator, that portion of his estate devised and bequeathed to the issue of Lawrence S., and of the other of the testator’s children, if he should die without issue, in case he shall leave a widow surviving him at the time of his decease. And as so modified, the judgment should be affirmed without costs of the appeal to either party.
WOODRUFF, MASON, JAMES and MURRAY, JJ., concur in the results to which GROVER, J., arrived in his opinion.
LOTT, J., concurred with DANIELS, J., as to the surplus income from Cornelia’s one-fourth.
HUNT, Ch. J., was for affirmance.
Judgment below modified by declaring, in the event of the death of Lawrence Shuster Smith, leaving a widow, the trust
As so modified, judgment affirmed, costs of both parties in this court and the court below to be paid from the estate.