Bеverly J. SCHENCK, Appellant v. TOWNSHIP OF CENTER, BUTLER COUNTY, Pennsylvania
Commonwealth Court of Pennsylvania
Argued Oct. 17, 2005. Decided Feb. 28, 2006.
893 A.2d 849
BEFORE: FRIEDMAN, Judge, COHN JUBELIRER, Judge, and SIMPSON, Judge.
The lone fact that Petitioners allege to support their claims is Respondent‘s office as a member of the General Assembly. This fact is undisputed and a matter of public record. Yet, the simple fact of his standing as a public official is insufficient to establish that all acts of Respondent are colored with the authority of the state. This is particularly true where, as here, the Petitioners have not alleged any facts that implicate any action at all by the state itself. It is undisputed that Respondent is himself in possession of the bills, which are in his name and sent to his home address. The Commonwealth does not, and never did, have copies of the bills in question. Respondent‘s actions then cannot be attributed to the Common-wealth and it was not state action.4 Therefore, whether the conduct complained of is that Respondent treated Mr. Sunyak and the Herald-Standard differently from others, or that he acted in a retaliatory fashion in denying access, it is insufficient to state a Section 1983 claim because Respondent acted only as a private citizen.
Accordingly, Respondent‘s motion for judgment on the pleadings is granted.
Judge COHN JUBELIRER did not participate in this opinion.
ORDER
AND NOW, this 27th day of February 2006, Respondent‘s motion for judgment on the pleadings in the above-captioned matter is GRANTED.
Robert F. Hawk, Butler, for appellant.
Manning J. O‘Connor II, Pittsburgh, for appellee.
This case involves a request under the law commonly known as the Right to Know Act (Act),1 by an adverse party for a description of billed litigation services rendered to a municipality by its solicitor. Beverly J. Schenck (Plaintiff) appeals from an order of the Court of Common Pleas of Butler County (trial court) essentially denying disclosure of a description of legal services rendered in litigation.
Plaintiff filed a request with the Township of Centre seeking copies of itemized invoices from its solicitor, Michael D. Gallagher, for the period from December 2002 through 2003. The requested invoices included bills for the solicitor‘s services in a pending action filed by Plaintiff against four members of the Township‘s Board of Supervisors.2
Thereafter, the Township sent Plaintiff copies of the solicitor‘s invoices that related to general legal services. However, the Township indicated that further review of invoices for litigation services was necessary to determine whether any entries were subject to attorney-client privilege, attorney work prоduct privilege or deliberative process privilege and thus not subject to access under the Act.
Later, the Township sent Plaintiff copies of the solicitor‘s invoices that related to litigation matters, explaining that the “description of services rendered” for each charge was redacted pursuant to section 3.2 of the Act,
The trial court heard argument, but did not receive evidence. During argument, Plaintiff‘s counsel asserted that the Township needed to produce the invoices to prove that the documents were not accessible. However, special counsel now representing the Township argued that production of the invoices was not required. According to Township‘s special counsel, this controversy involved only a question of law, that is, whether the services description of a solicitor‘s invoice is subject to access under the Act.
The trial court determined the description of services portion of litigation invoices constitutes attorney work product and does not qualify as a public record. It therefore granted summary judgment to the Township, thereby affirming the action taken by the Township.
A timely appeal was taken to this Court.56 Plaintiff assigns numerous trial court errors, including: error by making a decision without examining the un-redacted invoices; error by failing to identify a statutory basis for its decision and by relying on inappropriate cases; error by permitting the solicitor to raise privilege properly belоnging to the client municipality; and, error by denying access in the absence of just and proper cause. Plaintiff also asserts she was denied due process because the solicitor was biased and did not immediately “recuse himself” from the Township‘s initial determination, thereby perpetuating a conflict of interest.
A party asserting right to disclosure of documents pursuant to the Act must establish that the requested documents were generated or kept by “an agency” and that they constitute “public records.” Goppelt v. City of Phila. Revenue Dep‘t, 841 A.2d 599 (Pa.Cmwlth.2004). The party seeking access bears the burden of establishing that the requested material bears the characteristics of a public record. Id.
Here, there is no dispute that the invoices in question bear the characteristics of a “public record” as defined in the Act. However, this does not conclude our inquiry, as certain types of privilege may exclude the invoices from the definition. See LaValle v. Office of General Counsel, 564 Pa. 482, 769 A.2d 449 (2001) (attorney work product and materials reflecting predecisional, internal deliberative aspects of agency decision making not qualify as public records under the Act).
Statutes or parts of statutes are in pari materia when they relate to the same persons or things or to the same class of persons or things.
The Act is one of a series of legislative enactments designed to provide a comprehensive format governing public access to the meetings and hearings of public agencies. Judge v. Pocius, 28 Pa.Cmwlth. 139, 367 A.2d 788 (1977). The other statutes are now embodied in the Sunshine Act.7 Id. Because they relate to the same class of things, information about actions by public agencies, the Act and the Sunshine Act are in pari materia. See Mellin v. City of Allentown, 60 Pa.Cmwlth. 114, 430 A.2d 1048 (1981) (open meeting laws and right to know laws in pari materia with provisions of Third Class City Code addressing open meetings and open journals); 1974 Op. Att‘y Gen. Pa. 175 (Right to Know Act presumed to be read in pari materia with Sunshine Act). Indeed, this has been the practice for Commonwealth agencies since 1974. 1974 Op. Att‘y Gen. Pa. 175 (attorney general opinion regarding Act binding upon Commonwealth agencies, advisory as to other governmental bodies); see 1977 Op. Att‘y Gen. Pa. 40, 4 D. & C.3rd 218 (Pa.Dept.Just.1977). Therefore, they shall be construed together, if possible, as one statute.
A provision in the Sunshine Act permits an agency to conduct some of its business in executive session, outside the view of the public. Thus,
This statutory exception from the disclosure provisions of the Sunshine Act broadly relates to information in connection with pending or impending litigation. It is not limited to attorney work product.
Construing the Act and the Sunshine Act together as one statute and as part of a uniform system of jurisprudence, this exception from disclosure applies here. Indeed, it would be absurd if litigation information from the solicitor was protected the evening of a municipal meeting, but it could be accessed the next morning through a description of litigation-related legal services in an invoice. We presume such an unreasonable result is not intended.
Turning now to the specific arguments raised by Plaintiff, we hold they lack merit. The Township did not err when it denied access to the description of litigation-related services, because the litigation information provision of the Sunshine Act is construed to be part of all statutes with which it is in pari materia, including the Act. The solicitor properly protected the information in the absence of his client‘s consent to disclose it. Rule 1.6(a) of the
As to the request for hearing on remand, we decline the invitation. As previously discussed, it is not necessary for someone to cull through each service described in each invoice searching for attorney work product.
Plaintiff also makes a brief argument that Section 704(2) of the Second Class Township Code,
Regarding the claim of denial of due process for failure of the solicitor to withdraw earlier, we discern no merit, for several reasons. First, there is no indication in the record that Plaintiff sought the
For all the foregoing reasons, we hold that the description of litigation-related services in a solicitor‘s invoice is not accessible under either the Act or the Sunshine Act in the absence of consent from the client municipality. Therefore, we affirm the trial court‘s grant of summary judgment to the Township.9
ORDER
AND NOW, this 28th day of February, 2006, the order of the Court of Common Pleas of Butler County in the above-captioned matter is AFFIRMED.
Dissenting Opinion by Judge FRIEDMAN.
I respectfully dissent. The narrow issue raised in this appeal is whether the description of services rendered by a township solicitor, as set forth in the solicitor‘s invoices, constitutes attorney wоrk product as a matter of law. In affirming, the majority concludes that “all information from the solicitor relating to pending or impending litigation is inaccessible” to the public under the law commonly known as the Right to Know Law (Law).1 (Majority op. at 854) (emphasis added).
The majority reasons that: (1) the Law and the Sunshine Act2 are in pari materia because they relate to the same class of things (access to information about actions by public agencies);3 (2) because they are in pari materia, the statutes shall be construed together, if possible; (3) section 8(a)(4) of the Sunshine Act,
Significantly, although the Law and the Sunshine Act are similar in design, they are not applicable to the same specific issues. The Sunshine Act applies to official action and deliberations by a quorum of agency members and requires that the same take place at a public meeting. The Law, on the other hand, applies only to “public records,” a term specifically defined by that statute to mean certain documents, i.e., “any account, voucher or contract dealing with the receipt or disbursement of funds . . . and any minute, order or decision by an agency. . . .”
In quoting the explanatory comment to Rule 1.6, the majority impliedly holds that this rule provides a separate basis for denying public access to the entire invoice under the Law. Such a holding has no support in the law, and it ignores the critical distinction between private entities, to whom the Law does not apрly, and public entities, which are accountable to the public for the expenditure of public funds. Unlike a private individual, a township may not conceal the fact that it has engaged legal representation once the township has disbursed public funds or entered into a contract to do so. See
The Sunshine Act permits an agency to meet in executive session for the purpose of: discussing any employment matter; discussing the negotiation or arbitration of collective bargaining agreements; considering the purchase or lease of real property; consulting with an attorney; and discussing other matters protected by a lawful privilege.
In addition, the majority does not conclude that the redacted information at issue in this case is protected by the attorney-client privilege. Nevertheless, I note that it is well-settled that the attorney-client privilege does not apply to all documents prepared by an attorney. See, e.g., Slusaw v. Hoffman, 861 A.2d 269 (Pa.Super.2004) (holding that invoices were not privileged documents to the extent that they do not disclose confidential communications), and Joe v. Prison Health Services, Inc., 782 A.2d 24 (Pa.Cmwlth.2001) (holding that the defendants failed to establish that any documents for which they claimed attorney-client privilege were confidential communications for which attorney-client privilege is properly invoked). There is no indication in the majority opinion, or in the record, that the redacted information consists of or reflects confidential communications between attorney and client.
The work product doctrine evolved from the holding in Hickman v. Taylor, 329 U.S. 495, 67 S. Ct. 385, 91 L. Ed. 451 (1947) (recognizing a qualified immunity from discovery “for the work product of a lawyer“),5 and is embodied in
Subject to the provisions of Rules 4003.4 and 4003.5, a party may obtain discovery of any matter discoverable under Rule 4003.1 even though prepared in anticipation of litigation or trial by or for another party or by or for that other party‘s representative, including his or her attorney, consultant, surety, indemnitor, insurer or agent. The discovery shall not include disclosure of the mental imрressions of a party‘s attorney or his or her conclusions, opinions, memoranda, notes or summaries, legal research or legal theories. With respect to the representative of a party other than the party‘s attorney, discovery shall not include disclosure of his or her mental impressions, conclusions or opinions respecting the value or merit of a claim or defense or respecting strategy or tactics.
The comment to the rule states that this rule is carefully drawn and means exactly what it says. “It immunizes the lawyer‘s mental impressions, conclusions, opinions, memoranda, notes summaries, legal research and legal theories, nothing more.”
The majority‘s broad holding (that all information from the solicitor related to litigation, not just attorney work product, is inaccessible to the public under both statutes) would lead to an absurd result: an individual such as Plaintiff would not be entitled to review documents related to litigation under the Law, but would be entitled to obtain production of the same documents through discovery, which only protects attorney work product.
The specific question presented here has not been decided by our appellate courts. However, federal decisions have addressed the applicability of the attorney-client privilege and work product doctrine in the context of discovery disputes. Federal courts have held that attorney billing statements and time records are subject to the attorney-client privilege to the extent those records reveal the nature of services
Contrary to the approach taken by the mаjority here, in these cases the courts declined to base their decisions on the mere assertions of a party that the privilege applies. I, too, would decline to accept the Township‘s mere assertions in this matter as sufficient to support the grant of summary judgment. Instead, I would hold that the issue presented here is a mixed question of fact and law that cannot be answered without review of the solicitor‘s invoices.6
The trial court did not review the invoices at issue, and its determination is not supported by any other evidence of record. Accordingly, I would reverse.
M & D PROPERTIES, INC., a Corporation, Appellant v. The BOROUGH OF PORT VUE, a municipal corporation.
Commonwealth Court of Pennsylvania.
Argued Jan. 31, 2006. Decided Feb. 28, 2006.
