Mark N. SCHEINBERG, M.D., on his behalf and on behalf of all
others similarly situated, Plaintiff-Appellee,
v.
James C. SMITH, Attorney General of Florida and Michael J.
Satz, State Attorney, Seventeenth Judicial
Circuit, Florida, Defendants-Appellants.
No. 80-5023.
United States Court of Appeals,
Fifth Circuit.
Unit B*
Oct. 2, 1981.
Gerald B. Curington, Asst. Atty. Gen., Dept. of Legal Affairs, Civ. Div., Tallahassee, Fla., for defendants-appellants.
Bruce S. Rogow, Fort Lauderdale, Fla., for plaintiff-appellee.
Appeal from the United States District Court for the Southern District of Florida.
Before TJOFLAT, HATCHETT and THOMAS A. CLARK, Circuit Judges.
TJOFLAT, Circuit Judge:
This is an appeal of a district court determination that certain of Florida's statutory provisions, Fla.Stat.Ann. § 390.001(4)(a) & (b) (West 1981) (previously codified as part of the Medical Practice Act, see Fla.Stat.Ann. § 458.001 et seq. (West 1977)), unconstitutionally burden a woman's fundamental right of privacy in the abortion decision. We affirm the district court in part, vacate in part and remand for further proceedings.
* In 1979 the Florida Legislature enacted the Medical Practice Act, which included a provision regulating abortions; relevant here are those subsections governing abortions sought by unmarried minors and by married women. Subsection 4(a), Fla.Stat.Ann. § 390.001(4)(a) (West 1981), establishes that in order to obtain an abortion, an unmarried minor must have "either the written informed consent of a parent, custodian, or legal guardian or an order from the Circuit Court." Scheinberg v. Smith,
(4) Prior to terminating a pregnancy, the physician shall obtain the written informed consent of the pregnant woman or, in the case of a mental incompetent, the written consent of the court-appointed guardian.
(a) If the pregnant woman is under 18 years of age and unmarried, in addition to her written request, the physician shall obtain the written informed consent of a parent, custodian, or legal guardian of such unmarried minor, or the physician may rely on an order of the circuit court, on petition of the pregnant unmarried minor or another person on her behalf, authorizing, for good cause shown, such termination of pregnancy without the written consent of her parent, custodian, or legal guardian. The cause may be based on a showing that the minor is sufficiently mature to give an informed consent to the procedure, or based on the fact that a parent unreasonably withheld consent by her parent, custodian, or legal guardian, or based on the minor's fear of physical or emotional abuse if her parent, custodian, or legal guardian were requested to consent, or based upon any other good cause shown. At its discretion the court may enter its order ex parte. The court shall determine the best interest of the minor and enter its order in accordance with such determination.
Fla.Stat.Ann. § 390.001(4)(a) (West 1981).
Subsection 4(b) requires "a wife who is neither 'separated or estranged' (to) furnish her husband with notice of the proposed abortion and (to) allow him the opportunity to consult with her concerning the procedure," Scheinberg,
(b) If the woman is married, the husband shall be given notice of the proposed termination of pregnancy and an opportunity to consult with the wife concerning the procedure. The physician may rely on a written statement of the wife that such notice and opportunity has been given, or he may rely on the written consent of the husband to the proposed termination of pregnancy. If the husband and wife are separated or estranged, the provisions of this paragraph for notice or consent shall not be required. The physician may rely upon a written statement from the wife that the husband is voluntarily living apart or estranged from her.
Fla.Stat.Ann. § 390.001(4)(b) (1981). The Medical Practice Act also provides that "(a)ny person who willfully performs, or participates in, the termination of a pregnancy in violation of the requirements of this section is guilty of a felony ...". Fla.Stat.Ann. § 390.001(10) (West 1981).
Soon after the Act was passed, Dr. Mark Scheinberg, under the pseudonym of John Jones, M.D., filed this class action complaint against the state officers charged with enforcement of the Act, seeking declaratory and injunctive relief on the grounds that the Act abridged the constitutional right to privacy in the abortion decision. The parties stipulated that Dr. Scheinberg, as a licensed physician who performs abortions in Florida, had standing to maintain this action on behalf of "all unmarried, minor pregnant women desiring to terminate their pregnancies, and their physicians; and ... all married pregnant women desiring to terminate their pregnancies, and their physicians." Scheinberg,
On July 10, 1979, the district court held an initial hearing to consider the plaintiff's application for preliminary relief. After that hearing the court, on the strength of Bellotti v. Baird,
In September of 1979, the district court held a final hearing on the plaintiff's request for declaratory and permanent injunctive relief from the operation of subsection (4)(a) and (b). The court reaffirmed its earlier finding that subsection 4(a) impermissibly abridged a minor, unmarried woman's right of privacy in the abortion decision, and also held, after reconsideration, that the spousal notice provision, subsection 4(b), was an unconstitutional burden on the abortion decision. Consequently, the court declared each subsection unconstitutional. Scheinberg,
The appellants raise several issues concerning the propriety of the district court's ruling. As to the court's invalidation of the provision regulating a minor's access to abortion, the appellants "candidly admit that such provision cannot withstand constitutional challenge in light of Bellotti v. Baird " (Bellotti II) if the district court's interpretation of that subsection is upheld. Brief of Appellants at 17. They submit, however, that the district court erred in reaching the matter of statutory construction; they argue that the district court, in the interest of federal-state comity, should have abstained from resolving the question. Alternatively, the appellants assert that this court should avail itself of the certification procedure provided for in Fla.Stat.Ann. § 25.031 (West 1979) to allow the Florida courts to interpret subsection 4(a). See also Fla.Const., art. V § 3(b)(6). If we determine that neither of these courses are appropriate, the appellants contend that Florida law allows severance of the offensive portions of subsection 4(a) in order to save the rest of the subsection from invalidation.
In regard to the spousal notice provision, the appellants' arguments are more direct. That provision, they assert, does not impose an undue burden on a woman's right of privacy in the abortion decision. Any burden it does impose, they allege, is justified by the compelling state interests furthered by the statute.
II
* We shall not belabor the constitutional question section 390.001(4)(a) presents, as the Supreme Court has resolved that issue. In Bellotti v. Baird,
As we read subsection 4(a), its last sentence, "(t)he court shall determine the best interest of the minor and enter its order in accordance with such determination" (emphasis added), mandates that a Florida court base its authorization of a minor's abortion on what it finds to be the best interests of the minor, without regard to the minor's maturity. Thus, the provision runs directly afoul of Bellotti II, for "it permits judicial authorization for an abortion to be withheld from a minor who is found by the ... court to be mature and fully competent to make this decision independently." Bellotti II at 651,
Pullman abstention is appropriate when a statutory provision, as yet unconstrued by the relevant state court of last resort, is sufficiently ambiguous or uncertain to allow a state court interpretation that would moot the federal constitutional question raised. Palmer v. Jackson,
On its face, subsection 4(a) plainly requires that the state court determine the best interests of the minor seeking an abortion. "Shall" is not a precatory word. Further, the subsection does not provide an exception to this inquiry when the court determines that the minor in question is adequately mature to make the abortion decision herself. We find no ambiguity here. See Barry v. Barchi,
For similar reasons, we reject the appellants' assertion that this case presents a proper opportunity for use of the certification procedure. Uncertainty is a prerequisite to certifying a question of law to a state's highest court, just as it is a prerequisite to invocation of the Pullman doctrine. Lehman Brothers v. Schein,
Finally, as to the matter of severance, we find the appellants' argument singularly unpersuasive. As the district court so aptly observed, we are under a "judicial obligation to sustain the constitutionality of an act whenever possible by severing invalid clauses and permitting the remainder of the act to stand, ..." Jones,
In response to this question the appellants assert that "the Legislature would have enacted (section 390.001(4)(a)) without the unconstitutional last sentence had it had the benefit of the Supreme Court's Opinion in Bellotti v. Baird II." Brief of Appellants at 19. This misses the point, for the question is not whether the Florida Legislature would now adhere to the constitutional mandate of the Supreme Court in Bellotti II, but whether, at the time the statute was enacted, the legislature would have passed it absent the constitutionally objectionable provision. From a careful reading of the statute, we conclude that the legislature would not have so passed section 390.001(4)(a). The last sentence of subsection 4(a) is mandatory. As such, it is not only an integral part of section 390.001(4)(a), but, in fact, it serves as the legislative directive that clarifies and implements the overriding purpose of the entire subsection. The Florida Legislature clearly wished to regulate an unmarried minor's access to abortion, and the vehicle for that regulation, absent parental consent, was to be the considered judgment of a Florida court. To assert that this would not have been the case if the legislature had acted post-Bellotti II does not negate the centrality of the proposition to the legislative intent pre-Bellotti II. Thus, we must refuse the invitation to enter the state legislative arena; we cannot judicially sever a portion of an enactment on the authority of a wholly speculative, and insupportable, interpretation of legislative intent.1
B
The constitutional issue section 390.001(4)(b) presents is whether a state may require a married woman presently living with her spouse to notify her husband of her intent to terminate her pregnancy and to provide him with an opportunity to consult with her concerning the abortion procedure.
Roe v. Wade,
In litigating an abortion case such as the one before us, therefore, the plaintiff has the initial burden of demonstrating that the state regulation in question interferes directly with a woman's abortion decision. "(T)o trigger strict scrutiny of (the abortion regulation) it is the plaintiffs' burden to demonstrate only that it is a 'direct interference' with the abortion decision or imposes restrictions that did not already exist." Charles v. Carey,
The district court determined, on the basis of testimony adduced at the final hearing, that Florida's spousal notification provision imposed a burden on a woman's decision to terminate her pregnancy. Scheinberg,
The state seeks to justify subsection 4(b) by arguing that the notice provision furthers two state interests: maintaining and promoting the marital relationship; and protecting a husband's interest in the procreative potential of the marriage. See Scheinberg,
The institution of marriage is central to our society, Zablocki v. Redhail,
Both the creation and protection of the marital entity, as well as of the legally recognized family, are primarily a matter of state concern. "(S) tatutory regulation of domestic relations (is) an area that has long been regarded as a virtually exclusive province of the States." Sosna,
Marriage, as creating the most important relation in life, as having more to do with the morals and civilization of a people than any other institution, has always been subject to the control of the (state or territorial) legislature. That body prescribes the age at which parties may contract to marry, the procedure or form essential to constitute marriage, the duties and obligations it creates, its effects upon the property rights of both, present and prospective, and the acts which may constitute grounds for its dissolution.
Maynard v. Hill,
It is apparent, moreover, that notice and consultation does, in general,3 further the integrity of marital and familial life:
(T)he testimony revealed that experts from the disciplines of psychiatry, gynecology, psychology and obstetrics, as well as counselors and social workers, uniformly encourage married couples to consult on particularly important decisions such as whether to terminate a pregnancy. By definition, a good or sound relationship is one in which mutual communication on sensitive and difficult topics like sex, childbirth and abortion is commonplace.
Scheinberg,
It is here that we hesitate for, by definition, this inquiry is really a comparative weighing of two compelling matters: a married woman's right to privacy in the abortion decision and the state's interest in ensuring that the institution of marriage maintains its authenticity.4 We know of no way to approach this weighing of juxtaposed interests other than to consider "the basic values that underlie our society." Moore,
In Planned Parenthood v. Danforth,
does much more than insure that the husband participate in the decision whether his wife should have an abortion.... The State, (rather,) has granted him the right to prevent unilaterally, and for whatever reason, the effectuation of his wife's and her physician's decision to terminate her pregnancy. This state determination not only may discourage the consultation that might normally be expected to precede a major decision affecting the marital couple but also, and more importantly, the State has interposed an absolute obstacle to a woman's decision that Roe held to be constitutionally protected from such interference.
Danforth at 70-71 n.11,
The Florida statute before us does not run afoul of the concerns emphasized in Danforth. The statute requires notice, not consent, and it admittedly furthers, rather than discourages, marital consultation. The intrusion into a woman's ability to exercise freedom of choice is thus much less here than in Danforth. The trade-off for this intrusion is furtherance of marital integrity, as implicated by the abortion decision. The Supreme Court has acknowledged that the abortion decision affects a marriage: "we recognize that the decision whether to undergo or to forego an abortion may have profound effects on the future of any marriage, effects that are both physical and mental, and possibly deleterious." Danforth at 70,
We need but discuss briefly why a state should concern itself with such marital ramifications. By creating marriage as the vehicle for legally safeguarded family life, the state has made the marital partners entirely dependent on each other for fulfillment of familial aspirations. If either partner is to enjoy one of the primary purposes of marriage, the bringing forth and nurturing of children, see Poe,
In essence, therefore, the spousal notice provision is a statutory burden on a woman's abortion decision that, in the final analysis, takes less from a woman's untrammelled right to secure an abortion than it adds to the protection of the integrity and dignity of family life.5 It is abhorent to us that the Florida Legislature conceived a need for such a safeguard; it says much about the legislature's perception of the current state of ethics in maritaldecisionmaking. Yet, it is not for us to second-guess reasonable legislative perceptions. Given the defensible character of those perceptions, it is for us only to evaluate the quality of the state interest furthered by legislation arising from them. We have found that interest compelling. Our final inquiry, therefore, is into whether the statute, as enacted, is drafted narrowly enough in furtherance of that interest to pass constitutional muster.
The district court recited two reasons for holding that section 390.001(4)(b) was not drafted in a constitutionally acceptable manner. Scheinberg,
The state interest sought to be furthered by this legislation encompasses more than merely the husband's interest in a particular fetus. Cf. Poe v. Gerstein, (discussing the drafting of a spousal consent statute requiring a husband to consent to an abortion of a fetus whether or not he is the father). It encompasses furthering the institutional integrity of the marital relationship, and of the family. We have held that interest to be, in constitutional terms, compelling, and thus ample justification for establishing spousal notice and consultation requirements.
In light of this state interest, it is apparent that the issue of paternity is peripheral to our analysis. The question is not whether notice should be required if a husband is not the father of the fetus, but rather whether the abortion procedure poses a substantial enough risk of a decrease in fertility to affect detrimentally, e. g., in more than a de minimis fashion, the procreative potential of a marriage. If it does, it follows that, given non-estrangement of the couple, as section 390.001(4)(b) posits, it is irrelevant whether the husband is father of the fetus. Having children is a major purpose of the institution of marriage. The state's interest in maintaining the integrity of this component of marriage is compellinging. If proper abortion procedures have the potential to affect adversely a woman's future procreative ability, the state may require notice to the husband of the abortion, and hence of the possible impact on the marriage's child-bearing capacity, whether or not he is the father of the fetus. This result follows from extension of the proper deference to what would thus be the legislature's reasonable decision to further the state's compelling interest in the marital and familial relationships by enacting section 390.001(4)(b).
The record reflects, and the district court acknowledges, Scheinberg,
For the aforementioned reasons, we affirm the district court's determination that section 390.001(4)(a) is unconstitutional; we vacate its determination that section 390.001(4)(b) is unconstitutional and remand for findings prerequisite to a determination of the validity of section 390.001(4)(b).
AFFIRMED in part; VACATED in part; and REMANDED, with instructions, for further proceedings.
Notes
Former Fifth Circuit case, Section 9(1) of Public Law 96-452 October 14, 1980
Appellants also contend that, if we decline to sever the last sentence of subsection 4(a), we should stay our hand and certify to the Florida Supreme Court the question of whether a Florida court would intervene to sever it. As we discussed previously, certification is proper only when there is "great unsettlement" in the law. Lehman Bros.,
We must emphasize that the parties to this litigation made no issue about the identity of these state interests. The record, however, does not indicate the precise source for the assertion that these interests were those the Florida legislature wished to further through enactment of subsection 4(b). All contentions concerning these state interests seem to have found their way into the record of this case through a process of argumentation rather than of proof. See, e. g., Record, vol. II at 37-38. Because the parties have, by trying the case in this manner, effectively stipulated that these are the state interests to be weighed in our analysis, we accept them as such. We are compelled, however, to emphasize that it is not proper for us either to speculate, see, e. g., Scheinberg,
We do not consider here whether the statute, in addition to furthering the asserted state interest, is drawn narrowly enough to avoid constitutionally offensive overbreadth. See infra, at 486-487, for our resolution of that issue
By authenticity we mean a marital relationship characterized by institutional integrity, not marital harmony, as the district court apparently assumed. Scheinberg,
We wish to emphasize here that we do not denigrate the potential impact, in general, of the notice requirement on a woman's freedom of choice. The notice and consultation provision surely may engender some anxiety on the part of the wife, and thus undoubtedly does impinge on the abortion decision. See supra, at 482-483. We refuse, however, to exaggerate the impact of this impingement on an emancipated woman's ability to decide whether to terminate a pregnancy. Paternalistic regard for the decisionmaking abilities of emancipated women, "mature enough to have become pregnant," Danforth, at
The district court also held that the statute was drafted inadequately because compliance with its notice and consultation requirements "might result," Scheinberg,
