ORDER ADOPTING REPORT AND RECOMMENDATION
This cause comes before the Court on the Report and Recommendation entered by Magistrate Judge George T. Swartz, on June 30,1997.
Pursuant to Rule 6.02, Rules of the United States District Court for the Middle District of Florida, the parties had ten (10) days after service to file written objections to the proposed findings and recommendations or be barred from attacking the factual findings on appeal.
Nettles v. Wainwright,
In this ease, the Court agrees with the Magistrate Judge’s recommendation to deny Defendants Ray Sutton and Jim Hansen’s, Motion to Dismiss Count IV and V and grant Joe Jones and William Cox’s Motion to Dismiss Count IV and Count V; grant all allegations dismissed in Count IV and V regarding First Amendment claims, Fifth Amendment claims and Fourteenth Amendment Due Process Clause claims; all allegations dismissed in Count IV as to Fair Labor Standard Act claims; the Motion to Dismiss is denied in all other respects. Further, The Court agrees that Don Hunter’s Motion to Dismiss Count III and Count VII should be granted and in all other respects be denied. After reviewing the Report and Recommendation and findings in light of the Defendant’s objections, this Court adopts the Magistrate Judge’s Report and Recommendation (hereinafter “R & R”).
I. STATEMENT OF THE CASE
The plaintiff brings a seven (7) count complaint alleging the following: Count I violations of Whistle-blower’s Act (Fla.Stat. § 112.3187 et seq.); Count II, violations of the Fair Labor Standards Act (29 U.S.C. § 201 et seq.); Count III a claim for Lost Wages; Count IV violations of 42 U.S.C. § 1983 against Sutton, Howald, Jones Hansen and Cox; Count V violations of 42 U.S.C. § 1983 against Hunter, Sutton, Howald, Hansen and Cox; Count VI violations of 42 U.S.C. § 1983 against Hunter; and Count VII violations of Fla.Stat. § 112.532 against Hunter.
The plaintiff began employment with Donald Hunter, Sheriff of Collier County, as a certified corrections officer, on January 1,1995. The defendants Ray Sutton, Russ Howald, Jim Hansen, Joe Jones and William Cox were also employed by Sheriff Hunter. Russ Howald was a Corrections Officer with the rank of Commander and was the plaintiffs supervisor; Jim Hansen was a Law Enforcement Officer with the rank of Lieutenant and the plaintiffs supervisor; Joe Jones was a Law Enforcement Officer with the rank of Sergeant and plaintiffs supervisor; both Ray Sutton and William Cox were Correction Officers and Plaintiffs co-workers.
On November 14, 1995 the Plaintiff was transferred to the Collier County Drill Academy (hereinafter “Academy”) as an instructor. The plaintiff was one of only two (2) female officers there. After arriving at the
On November 28, 1995, the plaintiff went on a work related trip to study the facilities and grounds at Paris Island, South Carolina. When she returned from her trip, the plaintiff and others were told by Hansen to falsify their time cards to specify less hours than those actually worked. On September 24, 1996, the plaintiff sent an anonymous letter to the Professional Response Bureau, (hereinafter “PRB”) to report the instruction to falsify the time cards and refusal to pay overtime. Later, the plaintiff acknowledged that she wrote the letter, and Hansen and Jones began yelling at a meeting about “back” stabbers which the plaintiff believed to be directed towards her. On October 25,1996, the plaintiff was told she would not be receiving any overtime due to “errors”.
On May 8,1996, Sutton cornered the plaintiff at the Academy parking lot and threw a gift for her in her car. On June 4, 1996, plaintiffs shift was changed so that she was required to work with Sutton without supervision. On June 17, 1997, the plaintiff informed Howald of the sexual harassment by Sutton and informed him that Cox called her a bitch. The plaintiff requested he stop the behavior and further requested Howald keep their conversations private, and he agreed. On November 11, 1995, the plaintiff was called for an interview with PRB regarding the plaintiffs sexual harassment allegations. During the interview, Deputy Hisler beat his chest and rolled his eyes. On November 11, 1996, the plaintiff informed Lt. Candy of the Deputy Hisler’s attitude.
On March 5,1996, the plaintiff was held by Cox and another male officer, while her supervisor Jones hosed her down. Hansen, another one of the plaintiffs supervisors, was present at the incident. On September 18, 1996, plaintiff returned from having minor surgery and Cox taunted the plaintiff by stating, “want a piece of candy little girl” and “I’m looking for a blonde about 5'6 who recently had surgery”. On September 18, 1996, Cox followed the plaintiff around making sexual and offensive comments such as he was “disappointed that Saunders lost weight in her butt, because he likes his women with big butts”. On September 23, 1996, the plaintiff requested back up via the radio and telephone, only to have her co-workers refuse backup assistance. Hansen was aware of this incident. Deputy Meire told the plaintiff, “I work with a bunch of f------backstabbers”.
In January of 1996, the plaintiffs pay did not reflect a raise that was promised to her and which others received. Howald and Jones told her the pay problems would get resolved. On August 20,1996 there was an across the board 5% pay raise that the plaintiff did not receive. On November 4, 1996, the plaintiff was advised that she would not be receiving any back pay or previously due raises. On November 15, 1996, the plaintiff was advised that the administration was aware of the pay problems but there would be no retroactive pay and at best a policy change would be implemented.
On July 24, 1996, the plaintiff had her evaluation with Hansen. The evaluation was not as good as anticipated and when the plaintiff asked for a reason, Hansen raised the subject of her sexual harassment complaint. Hansen then proceeded to explain the whole situation to Jones who was also present during the evaluation. The plaintiff was shocked that her sexual harassment complaint had an impact on her evaluation.
On April 7, 1996, the plaintiff presented her letter of intent to attend the Law Enforcement Academy (hereinafter “LEA”) to Jones. On June 3, 1996, her letter of intent was returned to her to be later resubmitted. The plaintiff learned her letter had not been passed through the proper chain of authority. On August 19, 1996, the plaintiff was informed Sheriff Hunter approved her request to attend the LEA. But on September 16, 1996, the plaintiff was advised her request was denied. The plaintiff found out Hansen had been heard to say “he would do everything in his power to preclude her from attending the Academy”. The plaintiff learned her application was never forwarded
On January 9, 1997, the plaintiff requested a transfer to the jail which was granted. On January 22, 1997, the plaintiff was again interviewed by PRB regarding her request to transfer and was asked inappropriate questions. The plaintiff claims that the interviewer told her she should think about quitting. On October 25, 1996, Howald was relieved of his duties and was later fired.
II. STANDARD OF REVIEW
The District Court shall review
de novo
any portions of the R & R concerning specific proposed findings or recommendations to which objection is made. 28 U.S.C. § 636(b)(1).
See Gropp v. United Airlines, Inc.,
Ill ANALYSIS
A. Standard of Review for Motion to Dismiss
The Magistrate Judge correctly recited the appropriate standards for reviewing a Motion to Dismiss. Under
Conley,
a district court should not dismiss a complaint “for failure to state a claim unless it appears beyond a doubt that the plaintiff can prove no set of facts” that would entitle the plaintiff to relief.
Conley v. Gibson,
“A trial court, in ruling on a motion to dismiss, is required to view the complaint in a light most favorable to the plaintiff.”
Sofarelli v. Pinellas County,
B. Motion to Dismiss Defendants Ray Sutton, Jim Hansen, Joe Jones and William Cox.
1. Count IV; Title VII Arguments
The defendants argue that the plaintiff failed to allege the required severe or pervasive conduct to establish a claim for hostile work environment based upon sexual harassment, as required in Title VII cases. However, the plaintiff did not bring this action under Title VII but rather under 42 U.S.C. § 1983. The plaintiff alleged violations of her rights under the First, Fourth, Fifth and Fourteenth Amendments to the United States Constitution. Therefore, Title VII cases are not applicable.
In order to state an actionable claim under § 1983, a plaintiff must show that the conduct complained of has been committed under color of state law and that this conduct worked a denial of a right secured by the Constitution or laws of the United States.
West v. Atkins,
2. Count IV; Color of Law Arguments
Next, the defendants argue that the plaintiffs claim under 42 U.S.C. § 1983 fails to state a cause of action because it fails to
In
Edwards,
the court held that co-workers without supervisory authority over a plaintiff are not operating under the “color of law”, because these co-workers could not use any supervisory authority to create a hostile work environment.
Edwards v. Wallace Community College,
In the instant case, plaintiff alleges that Sutton was a co-worker of the plaintiff and had “de facto” authority over her. This statement is a conclusion and according to the
Lucas
court, “In a civil rights action, more than conclusory allegations are required; a complaint will be dismissed where their allegations are vague and conclusory.”
Lucas v. Cannon,
Regarding Hansen and Jones, the plaintiff did allege both of these individuals were her supervisors, and as her supervisors used their state authority to create a hostile work environment. Hostile work environment harassment arises when “sexual conduct has the purpose or effect of unreasonably interfering with an individual’s work performance or creating an intimidating, hostile, or offensive working environment.”
Hall v. Gus Constr. Co.,
3. Count IV; Qualified Immunity Defense Arguments
The two (2) remaining defendants in Count IV are Hansen and Jones. The defendants assert protection from prosecution under the qualified immunity defense. “An official in a personal-capacity action may, depending on his position, be able to assert personal immunity defenses, [including qualified immunity].”
Kentucky v. Graham,
The relevant question in this ease, as in Cross, is whether these defendants as supervisors “could have believed that doing nothing in response to knowledge of a subordinate director’s sexual harassment and discrimination and the creation of a hostile work environment at a facility was lawful, in light of the clearly established law.” See id. In Cross, the court found that the defendant could not have believed doing nothing was lawful “in light of the clearly established law that sexual harassment and discrimination was an infringement of legal rights.”
The case at bar is similar to Cross, in that, Hansen and Jones did nothing in response to the plaintiffs sexual harassment complaints. Jones allegedly participated in creating the hostile work environment by hosing down the plaintiff while Hansen was present. In addition, Hansen allegedly contributed to the hostile work environment by making comments regarding his intentions to keep the plaintiff from attending the LEA. At this stage of the ease, the Court finds both Hansen and Jones had knowledge of the alleged sexual harassment and could not have believed that doing nothing was lawful in light of the clearly established laws regarding sexual harassment and discrimination.
4. Arguments Regarding First, Fourth, Fifth and Fourteenth Amendments
The Eleventh Circuit has set a four-part test to determine whether an employee has suffered retaliation from protected speech under the First Amendment.
Morgan v. Ford,
First, a court must determine “whether the employee’s speech may be ‘fairly characterized as constituting speech on a matter of public concern.’ ” [citations omitted] If so, the district court must “weight ] the employee’s First Amendment interests against ‘the interest of the state, as an employer, in promoting the efficiency of the public services it performs through its employees’”, [citations omitted] Should the employee prevail on the balancing test, “the fact-finder determines whether the employee’s speech played a ‘substantial part’ in the government’s decision to demote or discharge the employee.” [citations omitted] Finally, if the employee shows that the speech was a substantial motivating factor in the employment decision, “the state must prove by a preponderance of the evidence that ‘it would have reached the same decision ... even in the absence of the protected conduct.’ ” See id. [citations omitted]
The defendants argue that the plaintiffs speech was merely of private concern to her alone and not of public concern. The plaintiff argues widespread sexual harassment by supervisors is a matter of public concern. An employee’s speech is one of public concern when “it relates to a[m]atter of political, social, or other concern to the community.” See Morgan at 754. However, First Amendment protection remains unavailable when “a public employee speaks not as a citizen upon matters of public concern, but instead as an employee upon matters of only personal interest.” See id.
To determine whether the speech was for public or private purposes, the Court must consider the “content, form and context of a given statement as revealed by the whole record.”
See id.
at 754 (citing
Deremo v. Watkins,
Another First Amendment violation raised by the plaintiff is the falsification of pay records. As explained below, the plaintiff is prohibited from alleging a violation of the Fair Labor Standards Act through a § 1983 claim. Therefore, this claim must be dismissed.
Next, the defendants argue, the plaintiff has failed to state a constitutional violation under the Fourth Amendment. The Fourth Amendment provides “the right of the people to be secure in their persons ... against unreasonable searches and seizures, shall not be violated, and no warrants shall issue but upon probable cause ...”
Gordon v. Ottersbach,
The defendants argue that the Fifth Amendment applies only to federal and not to state actions and is not applicable in this case. The Fifth Amendment “restrains the federal government, and the Fourteenth Amendment, Section 1 restrains the states, from depriving any person of life, liberty, or property without due process of law.”
Buxton v. City of Plant City, Fla.,
Under the Fourteenth Amendment Due Process Clause, the plaintiff must show that the defendants Jones and Hansen deprived her of “life, liberty, or property without due process of law.” See id. The plaintiff must establish she was deprived of an interest that can invoke the procedural due process protections and the Court must look to the interest involved. See id. In Buxton, the Eleventh Circuit held that a liberty interest existed when the “presence of stigmatizing information [was] placed into the public record by a state entity, pursuant to a state statute or otherwise, [which] constitutes sufficient publication to implicate the liberty interest under the due process clause of the Fourteenth Amendment to the United States Constitution.” See id. at 1046. The plaintiff claims her liberty interest was violated without due process of law when her request for attendance at the LEA was not forwarded through the proper channels and because she was questioned about her sexual harassment claim during her evaluation. However, the plaintiff has not shown that either her performance evaluation or her being withheld from entering the LEA is of public record. The Court finds that the plaintiffs allegations regarding the Fourteenth Amendment Due Process Clause should be dismissed. Defendants raise no objections to plaintiffs Equal Protection claim under the Fourteenth Amendment and those allegations shall remain.
5. Count IV; Fair Labor Standards Act
The defendants allege the plaintiff has improperly cited 29 U.S.C.A. § 201 in the complaint which states,
[T]he conduct of Hansen and Howald in ordering the falsification of the time cards and in prohibiting the reporting of overtime hours was in deliberate indifference and reckless disregard of and in violation of Saunders rights under 29 U.S.C. § 201 et. seq. 42 U.S.C. § 1983.
The Supreme Court held that a plaintiff will be permitted to sue under § 1983 if she alleges a violation of a federal statute which does not create an enforceable right, privilege or immunity or when Congress “has [not] foreclosed such enforcement of the statute in the enactment itself.”
Wilder v. Virginia Hosp. Ass’n.,
6. Count V
The defendants allege that the plaintiff impermissibly sued Sutton, Hansen, Jones and Cox, in their official capacity because she also sued Sheriff Don Hunter in his official capacity. Since the Court has determined that neither Sutton or Cox were acting “under color of law” they are dismissed from Count V as well.
In this case, the plaintiff alleged Hansen and Jones were supervisors of the Plaintiff and final decision makers, who with their decisions, created policies and customs. According to the Supreme Court, “personal capacity suits seek to impose personal liability upon a government official for action he takes under color of state law.”
Kentucky v. Graham,
C. Motion to Dismiss Defendant, Don Hunter
1. Count 1; Whistle-blower’s Act
The plaintiff claims she was retaliated against for complaining, through the proper chain of command and to the PRB unit, about sexual harassment and the falsification of the time card in violation of the Whistle-blower’s Act, Fla. Stat. § 112.3187(2). However, the defendant argues that the plaintiffs argument is without merit for three (3) reasons: 1) it fails to allege she complained about “improper use of governmental office, gross waste of funds or any other abuse or neglect of duty on the part of an agency”; 2) she does not allege exhaustion of administrative remedies; and 3) she does not allege she personally complained to Sheriff Hunter.
The plaintiff alleges she was not paid overtime wages that were due her and when she made complaints she was retaliated against, in that she did not receive any pay increases along nor appropriate back-up when requested. Further, she alleges the sexual harassment complaints that lead to the retaliation, loss of pay, not receiving back-up and a low evaluation, was gross mismanagement, malfeasance, and gross neglect of duty. In order for the plaintiff to be protected under the Whistle-blower’s Act she must disclose: (a) Any violation ... of any federal, state, or local law, rule or regulation committed by an employee or agent ... which creates and presents a substantial and specific danger to the public’s health, safety or welfare or (b) any act ... of gross mismanagement, malfeasance, misfeasance, nonfeasance, gross waste of public funds, or neglect of duty committed by an employee or agent... .This Court finds the plaintiff has disclosed sufficient allegations to overcome defendant’s first argument.
The second argument raised by the defendant is that the plaintiff has not exhausted her remedies as required under the Whistle-blower’s Act. The Sheriffs office requires an investigation under the Act to be completed within forty-five (45) days. The investigation as to plaintiff was not completed at the time her Complaint was filed. First, the Court must accept as true the plaintiffs allegation regarding department policy. Second, the plaintiff alleges she attempted to exhaust her remedies with the PRB. In
Ujcic,
the Court found a police officer was not required to air his grievances before a review board whose decision was not binding on the municipality.
Ujcic v. City of Apopka,
2. Count III; Claim for Lost Wages under Fla.Stat. § 448.08.
The plaintiff is foreclosed from bringing an action under Fla.Stat. § 448.08 because the Fair Labor Standards Act is Plaintiffs exclusive remedy for lost wages. Section 448.07(4) Fla.Stat., states “[n]othing in this section or in § 725.07, relating to discrimination based on sex in providing equal pay for equal services performed, is applicable to any employer, labor organization or member thereof, or employee whose employer is subject to the federal Fair Labor Standards Act of 1938, as amended.” The plaintiff alleges in Count II she is an employee who is covered under the Fair Labor Standards Act and defendant Hunter has admitted this allegation. Therefore, Count III is dismissed.
3. Count V; Official Capacity Liability of Hunter
A local government may be sued under § 1983 “when execution of a government’s policy or custom, whether made by its lawmakers or by those whose edicts or acts my fairly be said to represent official capacity, inflicts the injury the government as an entity is responsible under § 1983.”
Monell v. Department of Social Services of City of New York,
4. Count VI; § 1983-Defendant Hunter’s Failure to Supervise
The defendant argues that the plaintiff fails to allege a persistent and widespread constitutionally impermissible custom or practice that was permitted by Sheriff Hunter, citing
Gilmere v. City of Atlanta,
5. Count VI; Qualified Immunity
Since the qualified immunity issue standard was discussed above, the question is whether Sheriff Hunter could have believed, as the supervisor, that doing nothing in response to the knowledge of the sexual harassment and discrimination was lawful in light of clearly established law.
Cross v. State of Alabama,
6. Count VII; Law Enforcement Officer Bill of Rights
Under Fla.Stat. § 112.532, [whenever a law enforcement officer or correctional officer is under investigation and subject to interrogation by members of his or her agency for any reason which could lead to disciplinary action, demotion, or dismissal, such interrogation shall be conducted in the manner proscribed by statute. The plaintiff failed to state a claim under Fla.Stat. § 112.531. The plaintiff fails to allege she was being investigated by PRB, but rather alleges an investigation of her allegations was being conducted. Therefore, plaintiff has failed to allege sufficient facts and Count VII of the Complaint is dismissed.
Accordingly, it is ORDERED that the Report and Recommendation (Docket No. 17) be ADOPTED and INCORPORATED by reference herein, and Defendants Sutton, Hansen, Jones and Cox’s Motion to Dismiss (Docket No. 3) be granted in part, as follows: Defendants Sutton and Cox be dismissed from Count IV and V and the clerk shall terminate them from the case; the allegations regarding the First Amendment claims, Fifth Amendment claims, and Fourteenth Amendment Due Process Clause claims in Counts V and VI be dismissed; the allegations regarding the Fair Labor Standards Act Claim through 42 U.S.C. § 1982 in Count IV be dismissed; and be denied in all other respects. Further, it is
ORDERED that Defendant Hunter’s Motion to Dismiss (Docket No. 6 ) be granted, in part, as follows: Count III is dismissed with prejudice; Count VII be dismissed with prejudice; and be denied in all other respects.
