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Satterwhite v. State
979 S.W.2d 626
Tex. Crim. App.
1998
Check Treatment

*1 рosing testimony the admission of or evi- 215(5) object

dence under rule when the

testimony or evidence offered at trial. Inc., Trailways

Clark v. 774 S.W.2d

(Tex.1989).

I square do not believe that eanwe Kram- Sharp

er with and Clark.1 The'Court’s effort

to distinguish Sharp per- Clark does

suade me. In footnote the Court asserts Sharp and Clark differ from the case at Sharp

issue and from Kramer because

Clark the witnesses were not identified and, ‍‌‌​​‌​‌​‌‌‌​​​​‌​‌‌​‌​‌​​‌‌​​​​‌​‌​‌‌‌​‌​​​​‌​‌‌‍interrogatory responses written 215(5)

therefore, clearly applies Sharp rule 215(5) applies

and Clark. Whether rule here question

is immaterial to the of whether Mo- objection.

rua Sharp waived his and Clark objection party’s

stand for the rule that a

trial testimony timely. to a witness’s holding

Kramer and the Court’s circum- here

vent this rule.

Accordingly, although agree with the require party verify

Court’s decision to answers,

supplemental interrogatory I dis-

sent from the Court’s conclusion that Morua objection

waived his to the lack of verification

by waiting object. until trial appeals’ judgment.

affirm the court of SATTERWHITE, Jr., Appellant,

William

v.

The STATE of Texas.

No. 1474-97. Texas,

Court of Criminal

En Banc.

Sept. party Over- recently wants to offered at trial and not later. See Maritime 1. The Court held that if (Tex. Ellis, Corp. object expert testimony seas v. Daubert/Robinson 1998); objection Cо. grounds, party see also E.I. du Pont de Nemours and has to make that Robinson, (Tex.1995). testimony pretrial either or at least when the *2 Appeals’ rendition

The Court correct, liberty take the therefore we facts is the bench the benefit of them for to recite and bar: Houston, “ Wice, appellant. for Brian W. was notified May appellant On Bar dues were due State that his annual Paul, Pros., Vollers, Special Matthew Jim Prior to payable June Austin, Atty., for the State. State’s however, 1, 1993, appellant was sus- May re- the MCLE pended failure to meet for APPELLANT’S PETITION OPINION ON 1, 1993, 30-day July On quirements. REVIEW DISCRETIONARY FOR attorneys ‘grace period’ afforded McCORMICK, Presiding Judge, delivered Appellant was expired. had their bar dues joined by opinion of the Court because, as reminder notice not sent a MANSFIELD, KELLER, HOLLAND above, already sus- was appellant stated WOMACK, Judges. noncompliance with the MCLE pension for violating Appellant was indicted requirements. Code, Penal Section 38.122 Y.T.C.A. 1,1993, a letter was mailed September “On person, with intent makes it an offense for notifying appellant Bar to from the State himself, to obtain an economic benefit law appellant that his license he is hold himself out as a unless nonpayment of State suspended for was law in this licensed 1993, appellant In sent Bar dues. October State, country, Bar. These checks two checks to the State standing Bar of and is in ‍‌‌​​‌​‌​‌‌‌​​​​‌​‌‌​‌​‌​​‌‌​​​​‌​‌​‌‌‌​‌​​​​‌​‌‌‍with the State аmount and in the correct were not written alleged that the of- Texas. The indictment Appellant Bar. returned on or about December fense was committed in November sent another check 15, 1995, jury November On improper for an which was also written in in- appellant guilty charged found November amount and returned. On punish- appellant’s and assessed dictment appellant received from 1993 a check was Divi- ment at confinement the Institutional amount, was but this check the correct Department of sion of the Texas Criminal to insufficient funds. due years, Justice at term four and one-half 4, 1994, January until $7,500.00 fine. and assessed proper finally paid his bar dues appeal, Corpus On direct Christi amount. conviction, appellant’s affirmed “However, 13,1993, at a time on December rejecting appellant’s contention that the evi practice law in appellant’s licencе to when legally insufficient to sustain the dence was represent- suspended, appellant verdict. Satterwhite jury’s as his of record ed John Lemke 1997). Christi, (Tex.App.-Corpus felony criminal eases. For this con- seven retroactive “[t]he duct, appellant was indicted under section past-due effect falsely the Texas Penal Code for 38.122 of effect on dues had no Satter- lawyer.” holding himself out as a himself out as an white v. 952 S.W.2d at 614. while not with the State us, im- contrary, In a ease of first Bar.” at To the the dis- the case before appellant’s payment pression, we are faced with issue sent concluded that pre-suspen- return to him to his former whether a retroactive dues returned past-due sion status via status and with prosecu- legally insuf- Bar dues excuses and therefore the evidence by an at- to show that was not tion ficient attorney’s period of sus- torney during that Bar at the time оf not and affirm Id. pension. We hold that it does commission of the offense. Appeals. the decision of the Court (Hinojosa, dissenting). J. Appellant violating convicted lawyer’s affects (Ver “good standing” 38.122 of the Texas Penal liability insofar as provides: non Section 38.122 disagree. Section 38.122 is concerned. We Paying delinquent suggest bar dues does not “(a) if, A commits offense prosecu- is absolved from with intent to obtain an economic benefit *3 illеgal tion for during herself, for himself or holds period suspension. lawyer, himself or herself out as a unless practice he or she is to licensed 7(A) III, Article Section the Texas State state, foreign law this provides: Bar Rules country and is in standing with the member, suspend- “When a who has been State Bar of Texas and the state bar or assessments, nonpayment ed for of fees or licensing authority any and all other by payment such removes default of feеs states and countries where li- owing, plus or assessments then an addi- censed. equivalent tional amount to one-half the “b) (a) An offense under Subsection delinquency, suspension shall automati- felony degree. this section is a of the third cally be lifted and the member restored to “c) Final conviction of former status. Return to former status lawyer oneself out to be a is a serious inception suspen- shall be retroactive to acts, purposes specifically ciime for all and any sion, but shall not including the State Bar Rules.” profes- member for appellant record before us reflects that sional misconduct.” Tex. Bae State R. 7(A), intentionally knowingly and violated Section art. in Tex. First, ANN., appellant to obtain intended Gov’t Code Title subtitle G. added). 1983) an economic by represent- (emphasis benefit for himself Second, ing Mr. appellant Lemke. him- emphasized language We find that lawyer Thirdly, self out as a to Lemke. 7(A) only appellant’s ability section affects to “good was not in standing”1 with resume the status of an active member of the the State Bar at represented the time he Upon payment delinquent State Bar.3 John Lemke because he was in default dues, appellant bar does not have to be re- payment of resulting his bar dues in the admitted to the nor does he have to suspension of his law license.2 Since the qualifications competence his to show language provided of Section 38.122 no ex- most, practice retroactivity law. At ceptions, appellant’s prosecution and subse- places appellant previous posi- clause his quent felony punishment statute attorney being tion of a licensed authorized proper. practice to law Texas. The However, appellant may argues section also indicates that III, possible discipline by clause of Article section still face 8.04(a)(ll), Standing” 1. The term "Member in Good as de- which states that shall not lawyer’s fined Article I of the State Bar Rules means a "engage practice of law when the member of the State Bar who is not in default in right practice to has been or terminat- of dues and who is not under including lawyer’s right ed situations where a I, practice. sion from See Tex. Bar R. аrt. practice administratively suspended has been , reprinted in Tex. Ann title subtitle G Gov’t Code timely pay required fees.” Tex. Disci- failure (Vernon 1994). (1994), Conduct 8.04(a)(ll) R. of Prof. title subtitle G provide 2. The State Bar Rules of Texas for the X, art. Bar R. (Tex. suspension automatic from the of law of section any member who is in default of membership fees. Bar requires Act 3.The Code Construction (1983). III, specifi- Section 5 Article section phrases shall be read in context “words and cally “Any practice during states of law according grammar to rules of construed suspension such shall constitute usage,” they acquired "have common unless subject misconduct and the member to disci- particular meaning.” pline.” point technical or Id. This is reiterated Gov't (Vernon 1988). Ann., Section 311.011 Rule of Professional Conduct not have tieing lawyer.’ occurred Such Bar for conduct which the State qualifications to suspension. Apрel- fitness or lifting again his show his prior to This subject prosecution law.” Id. at lant is still him not have committed “does such concluded attempt by practice,” to the be re-admitted alter or rule which enact a has competency as “[h]is a crimi- negate Legislature’s creation of we Id. at been diminished.” be unconstitutional. See nal offense would no dis- faces future stated Denton, Tex.Civ.App. McDonald “automatically proceеdings, and barment (1910), error 104 Tex. 132 S.W. 823 denied active his as an resumes status 135 S.W. 1148; Candy Brown & Cracker Id. at Bar of Texas.” Dallas, ‍‌‌​​‌​‌​‌‌‌​​​​‌​‌‌​‌​‌​​‌‌​​​​‌​‌​‌‌‌​‌​​​​‌​‌‌‍City 137 S.W. Co. v. *4 of holding in Hill in anoth- our (1911)(If agency or a local an executive Court, recently by this Can- er case decided take action in the government should 4, instant distinguished can be tu law, independently any delegation of sion of a at bar where this Unlike the case case. nulli- by Legislature, that action could be of an deciding the issue whether 1, Texas under Article 28 of the fied Section delinquent attorney’s payment of bar dues a Constitution without consideration period his acts power.) question legislative declaration of in membership his validated because Therefore, hold that we retroactively, “revitalized” the State was appel- clause section not with whether a criminal Hill and Cantu deal strictly ap- prosecution, lant’s criminal but is received effective assistance defendant plicable сon- by an represented counsel when by disciplinary the State ducted officials with Bar. good standing in with Texas State Bar. support position, appellant relies To his Therefore, we conclude the Court State, upon by Hill v. decided this Court holding Appeals in that the evi- did not err adoption three before almost decades a law to was sufficient as matter of dence Legislature. 38.122 Section Texas jury’s finding was sustain the Code, Penal added Section Bar. The good standing not in with 1993, 5, 723, Leg., Acts ch. eff. 73rd past-due retroactive effect of the State, Sept. This Court in v. 1993. Hill no effect on Bar dues has (Tex.Cr.App.1965) sole- 393 S.W.2d 901 dealt out as himself ly with the of whether a who issue defendant in while not represented by attorney during judgment of Bar. The the Court license was time that hereby affirmed. pay for failure bar dues a entitled to new trial of ineffective because MANSFIELD, J., concurring a filed Hill, In assistance оf counsel. this Court opinion. delinquent concluded that the status of a being a of the State MANSFIELD, Judge, concurring. place him in the Bar of Texas does not join opinion in clear law of the Court. position being unlicenced appellant, knowingly noted from the this State. Id. at 904. We farther record only intentionally, falsely held himself out as delinquent attorney] has “[h]e [a ‘prae- in of Texas Penal Code pay his dues to resume his status as violation removed, State, (Tex.Cr.App. retroactively cured after defect is In Cantu v. 1996), whether a this Court resolved issue of see Hill 393 S.W.2d failing lawyer’s suspension respond to de- dues), 1965)(failure pay (Tex.Cr.App. tech- bar Committee mands from the State Grievance not constitute a denial nical violations do deprived the defendant for information removing even counsel when defect right to effective assistance Sixth Amendment counsel. We noted that "while state counsel’s restore may law status.” permit technical violations sometimes § 38.122. The State prov- met its burden of 1993, appellant On December repre- ing, beyond doubt, reasonable sented one John in felony Lemke seven continued to despite this, law having cases. As a result of an indictment was knowledge that he was not in against appellant filed May with the State Bar of re-indicted, Texas for failure to subsequently the latter his duеs. filed on Appellant October eventually convicted under Tex. Pen.Code expressed Concern has been that our hold- (Vernon 1994), Ann. “Falsely titled ing this might case lead to criminal liabili- Holding Lawyer.” Oneself Out as a for, ty potentially, of attorneys thousands Ultimately, this is statutory a case of inter- inadvertently who send their bar dues pretation, based on the interaction between late, days few whose checks are “lost 38.122 and Tex. State BaR Pen.Cоde who, mail” accidently, send a cheek for the 7,§ reprinted Tex. wrong situation, amount. Another quite (Vernon 1988). subtit. G As common, is where the check is returned for stated, we previously have when interpreting remitter, insufficient funds when the statute, we look to the literal text for its faith, believed there were sufficient funds meaning, ordinarily give and we effect to that his account to cover the check. I believe this meaning. Boykin v. misplaced. concern is prove State must *5 782, 785 (Tex.Crim.App.1991). only The ex- intentional, knowing or reckless conduct on ceptions to this application rule are where part the of the accused to obtain a conviction the language statute’s would lead to 38.122; § under Texas Penal Code such consequences absurd that Legislature rarely provable would be in the instances possibly intended, could not have or if the previous cited in the two In any sentences. plain language ambiguous. is event, anyone indicted under section existed, where such circumstances 38.122(a) § provides that: have available the defense of mistake of fact person if, A commits an offense with intent § under Texas Penal Code 8.02. to obtain an economic benefit for himself herself, holds himself or comments, join With these opinion lawyer, herself out as a unless he or she is the Court. licensed to law in this state, country PRICE, Judge, a dissenting opinion filed good and is with the State Bar joined BAIRD, OVERSTREET and Texas and licensing the state bar or MEYERS, ‍‌‌​​‌​‌​‌‌‌​​​​‌​‌‌​‌​‌​​‌‌​​​​‌​‌​‌‌‌​‌​​​​‌​‌‌‍Judges. authority and all other states and licensed, foreign countries (empha- where Because I majority’s statutory find the added) sis flawed, analysis I dissent. things immediately Two are discernible Appellant’s State Bar dues were due and First, language from the of the statute. 1,1993. payable on June Following thirty- “currently” only term modifies “licensed to day grace period, appellant suspended law”; is, modify it does not failing for to his bar dues.1 Between Also, “good standing.” phrase the use of the January, appellant October and sent a total “is in standing with the State Bar of Bar, of four cheeks to the State Texas” indicates provision this However, of his dues. three of the checks penal fully incorporates, code unthout modi- amount, not written for the correct fication, concept “goоd State Bar amount, one was for the correct but was not standing.” paid due to insufficient funds. on 4, 1994, January paid his bar dues Art. proper amount. provides that: suspension, appellant

1. At the time of requirements. Appellant subsequently this MCLE notice, not sent a reminder ready because he al- requirements August met those as of suspension noncompliance on for place, December member, took who has criminal When a been deemed, assessments, retroactively, to have nonpayment fees or for standing with the Bar. by payment of fees removes such default been owing, plus an addi- or assessments then Nevertheless, majority gives two ratio- to equivalent amount one-half tional affirming conviction. for nales automati- delinquency, the shall First, language of Art. argues it cally be the member restored lifted and re- provides that retroactive § which status status. Return former formеr “... shall affect good status not turn to inception shall be retroactive to for discipline for of the member sion, any proceeding but not shall affect ap- still allows for professional misconduct” discipline profes- the member for § 38.122. prosecuted under pellant misconduct, added) (emphasis sional unclear, ap- Although it is rule language clear It is prose- arguing is pears that returned that an former status is “proceeding cution made, it is deemed once professional discipline of suspension. apply from the initial date of language of disagree. misconduct.” apply in this Ill, § states that the retroac- Art. disciplinary measures. regard status “... shall tive return former any proceeding Reading the penal statute and misconduct,” can together, appellant’s conduct member Bar Rule then reasonably interpreted to cover disci- certainly рrohibition only fall did not When his dues Furthermore, 4, 1994, prosecutions. criminal January his former status of Rules or nothing in the State Bar standing was reinstated and was deemed there result, July appel- anywhere suggest As a else to this *6 go back to fact, prosecution; a prohibition encompasses not fit the criminal lant does within 38.122, alleged contrary appears § to be the since on the date that the the case.3 (K) (N), reprinted majority Ann., tit. the in Tex. 2. The stаtes that of section Gov’t & Code G, ("Disci- (Vernon 7(a) Supp.1998) appellant may app. "... face indicates that still subtit. A-l any discipline by Proceedings” investigation the defined State bar as prior lifting Inquiry Complaint processing or be- conduct occurred the of an and Action; suspension. Appellant subject prosecu- Disciplinary “Inquiry” is still as a defined fore during by concerning attorney tion for him written matter Ante, (slip by Disciplinary ...” at 628 received Chiеf Office true, that, op. together, allege Taken these two sentences Pro- even if Counsel prose- majority arguing that Disability; "Complaint” indicate that or fessional Misconduct § "proceeding under for disci- cution 38.122 is by the matters received as those written defined pline member for miscon- Disciplinary Office of Chief Counsel duct.” upon screening or either on the face thereof or allege preliminary investigation, Professional both, Disability, cog- or or Misconduct See, 81.071(0 (distin- e.g., § Code Gov't Tex. Disciplin- under rules or Texas nizable these prosecution guishing between anof Conduct; “Disciplin- ary Rules of Professional disciplinary and for a crimi- action by ary proceeding brought or as Action” defined weight nal act based either on the of the convic- evidentiary panel against an an before by led to or on conduct tion any judicial cov- conviction); of Cоmmittee or Tex. Procedure). by Disciplinary Rules XIII, ered reprinted § Ann., tit. in Tex. Tex.R. Gov't Code 2.01-2.21, Disciplinary P. (Vernon Gov't G-app. Supp.1998) (disciplinary subtit. Tex. G, (Vernon app. tit. A-l subtit. imposed by Code Su- are to Ann., (setting procedures fol- Supp.1998) out Bar); Disciplinary preme P. Court or State TexR. Committees); by Preamble, Grievance lowed District tit. in Tex.R. Gov't Code Ann., 4.01-4.08, reprinted (Texas Disciplinary G, P. Tex. Gov’t subtit. A-l G, tit. A-l subtit. statutory Supreme Court has constitutional and Ann., Supp.1998) (setting procedures out to be fol- responsibility lawyer within Texas Discipline); by Lawyer Commission for disability responsibility ad- lowed system and and ministering 5.01-5.03, reprinted in Disciplinary supervising lawyer discipline P. TexR. G, (Ver- disability subtit. A-l delegated ‍‌‌​​‌​‌​‌‌‌​​​​‌​‌‌​‌​‌​​‌‌​​​​‌​‌​‌‌‌​‌​​​​‌​‌‌‍Directors to Board of selection, Bar); (I), 1.06(F), Supp.1998) (setting duties and out P. non of State Tex.R. majority suggests junetion Retroactivity that it is con- with the Clause Art. Ill, struing Rules, § § Art. it 7 as does because to 7 of the do does not lead unconstitutional, otherwise would render it to an only prohibits absurd result. crimi- conviction, § since it 38.122, § would nal conflict 38.122. In other of a member words, if the attempts state bar rule the Bar standing to “alter who was not due negate” 38.122, or solely pay then it is unconstitutional. to a failure to his dues and who true, time, undoubtedly This is since held himself out as a “trump” state bar rule cannot but who subsequently prior override a such dues indictment, Legislature. statute enacted To do so deemed to Const, II, surely would § violate art. be in standing at time. It does not (division powers), prohibit prosecution, § as well as of one Const. I, § Legislature art. (only may suspend who was other state). laws of apply. reason for which does not Also, course, prohibit disciplin- it does not simply for the assert ary action Bar of one who was put this truism an as answer the cart in good due to a failure to before the The real horse. issue to deter- his dues and who himself out as a interpretation mine is whether or not lawyer during that time. See Commission Retroactivity § Clause of Art. 7 of Lawyer Sherman, Discipline v. prohibit pros- State Bar Rules that would (Tex.App.Houston S.W.2d 227 [1st Dist.] § ecution under 38.122 Penal Code writ).4 1997,no “negate § would or alter” 38.122. As noted above, above, I Based on the would hold fully incorporates 38.122 the con- cept legally evidence was insufficient to “good standing,” provided sustain by the Bar, jury’s modification, finding not in specifi- without good standing with сally essen- modify concept does not with the Therefore, Thus, tial element of “currently.” term reading of judgment reverse the the Court of indicates that to the Bar’s defers and set conviction. is, aside “good standing.” determination of That if the Bar determines that a member inwas reasons, For the foregoing dissent. time, particular at a even ret- roactively, nothing, by there is the terms of *7 itself, negated.” to be “altered or important emphasize it is 38.122,

such an interpretation of in con- 15.04, , Counsel); ary accountability Disciplinary reprinted in of Chief P. tit. Gov’t Code Ann 6.05, G, (Vernon (the Disciplinary reprinted Supp.1998) app. P. in subtit. A-l Gov’t Tex.R. G, (Vernon app. Complaint, processing Inquiry, Disciplin- tit. subtit. A-l of an Code Ann., (final not, disposition any Disciplinary ary Disciplinary Proceeding, or Action is cause, Proceeding Disciplinary resulting except delayed or Action or abated imposition private repri- similarity оther Sanction than because of to the material substantial reported by mand shall allegations tion). pending litiga- Commission to the civil or criminal Texas); Supreme Clerk of the Court of TexR. 6.07, Disciplinary reprinted P. in Tex Gov't Code G, majority Supp. justifies tit. subtit. A-l 4. The its decision distin- Ann., 1998) (relating publication disposition guishing of final our in Hill v. decisions Disciplinary Proceedings (Tex.Crim.App.1965) Disciplinary of all Cantu v. Actions); (Tex.Crim.App.1996) Disciplinary P. TexR. G, subtit. tit. A-l instant case. Because Gоv’t Ann., (Vernon Supp.1998) (limiting reading Retroactivity access to confi- of 38.122 and Clause records, information, clearly prohibits appel- dential relating Disciplinary Proceeding, Disciplinary lant’s result, does not lead to an absurd conviction and Action, necessary Disability suspension); it is to discuss these cases. Tex.R. Disci- 7.01-7.12, factually P. is notable G, distinguishes Supp. A-l Cantu from the subtit. Hill and instant 1998) case, adequate (setting procedures give an out but does not basis to selection Appeals); legally distinguish Disciplin- Board of them. Tex.R.

Case Details

Case Name: Satterwhite v. State
Court Name: Court of Criminal Appeals of Texas
Date Published: Sep 23, 1998
Citation: 979 S.W.2d 626
Docket Number: 1474-97
Court Abbreviation: Tex. Crim. App.
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