MEMORANDUM AND ORDER
TABLE OF CONTENTS
Background
*54 Procedural History.55
Standard of Review.56
Bivens Liability.56
I. Bivens and § 1988.57
II.Liability of Private Parties .58
III. The “Federal Actor” Requirement.59
IV. The Other Bivens Factors.61
A. Congressional Intent.61
B. Other Factors Counseling Hesitation.62
C. The Effect of Malesko.62
Section 1983 Liability.62
Conclusion.64
Introduction
George A. Sarro III, acting
pro se,
brought this action pursuant to 42 U.S.C. § 1983 and/or
Bivens v. Six Unknown Agents of the Federal Bureau of Narcotics,
The case is before the Court for consideration of Sarro’s objection to a magistrate judge’s Report and Recommendation issued pursuant to 28 U.S.C. § 636(b)(1)(B). The magistrate judge has recommended that summary judgment be granted in favor of the defendants on the ground that they are neither state actors for the purposes of § 1983 nor federal actors for the purposes of Bivens; and, therefore subject matter jurisdiction is lacking.
Because I find that none of the defendants acted under color of state law; the individual defendants acted under color of federal law; and the corporate defendants cannot be held liable under
Correctional Services Corp. v. Malesko,
Background
In 1991, Rhode Island enacted the Municipal Detention Facility Corporations Act, R.I. Gen. Laws § 45-54-1,
et seq.,
which authorized municipalities to create public corporations that would own and operate detention facilities.
See Lawson v. Liburdi,
Pursuant to that statutory authorization, the City of Central Falls (the City) created the Central Falls Detention Facility Corporation (CFDFC) to build and own such a facility. CFDFC’s Board of Directors consists of five unpaid members who are appointed by the mayor. The corporation is
*55
not a part of the City. Rather it is “an instrumentality and agency of the municipality, but has a distinct legal existence from the municipality”. R.I. Gen. Laws § 45-54-1. Financing to construct the facility, later named the Donald F. Wyatt Detention Center (Wyatt), came from bonds issued by the Rhode Island Port Authority.
See City of Central Falls v. Central Falls Det. Facility Corp.,
C.A. No. 94-3939,
The CFDFC contracted with the U.S. Marshals Service to house federal pretrial detainees at Wyatt. The CFDFC also contracted with Cornell Corrections, Inc.
1
(Cornell), a private corporation, to operate the facility and employ the staff.
See Huguenin v. Ponte,
In 1997, Sarro was awaiting trial on federal criminal charges and was being detained at Wyatt. Sarro alleges that, after a fight between another white inmate and a black inmate, Sarro reported to defendant Lorenzo that he had received numerous threats from black inmates and he requested to be placed in protective custody. Sarro further alleges that his request was denied and that, subsequently, defendant Carroll, another guard, left him unattended during a fire drill at which time he was viciously beaten by several black inmates. Finally, Sarro alleges that defendant Egan, the programs director at Wyatt, refused to provide him proper medical treatment for his injuries.
Procedural History
On January 7, 2000, Sarro, acting pro se, filed a complaint against Wyatt, Cornell, and various employees working at Wyatt, including Lorenzo, Carroll, and Egan. Sar-ro seeks compensatory and punitive damages pursuant to Bivens and § 1983 for what he alleges were violations of his Eighth and Fifth Amendment rights resulting from the individual defendants’ “deliberate indifference” to his “health and safety.”
On June 21, 2000, Cornell moved to dismiss pursuant to Rules 12(b)(2), (4), (5) and Rule 4(m) of the Federal Rules of Civil Procedure, for alleged deficiencies in process and the service of process, and, pursuant to Rule 12(b)(6), for failure to state a claim upon which relief can be granted. That motion was referred to a magistrate judge for a Report and Recommendation pursuant to 18 U.S.C. § 636(b)(1)(B).
The magistrate judge sua sponte raised the issue of subject matter jurisdiction and ordered the individual defendants to file affidavits stating whether they were employed by any governmental entity, state or federal. The defendants submitted an affidavit, stating that, at all relevant times, the individual defendants were employed by Cornell Corrections of Rhode Island, Inc. Sarro submitted a letter, stating his belief that because he was a federal prisoner in the custody of the U.S. Marshal, the individual defendants were employed by the federal government.
The magistrate judge recommended that the claims against Wyatt be dismissed on the ground that there was no such legal entity. He also recommended that the motion to dismiss with respect to the remaining defendants be denied to the extent that it was based on alleged insuffi-ciencies in process and the service of process. There has been no objection to ei *56 ther of those recommendations. The magistrate judge treated the motion to dismiss pursuant to Rule 12(b)(6) as a motion for summary judgment and recommended that it be granted on the ground that subject matter jurisdiction was lacking because the defendants had not acted under color of federal law within the meaning of Bivens or state law within the meaning of § 1983.
Sarro objected and, because of the importance and complexity of the issues presented and because no court has yet decided whether a guard at a privately-operated facility housing federal prisoners is amenable to suit under Bivens, this Court appointed counsel to represent Sarro. This Court also granted the American Civil Liberties Union leave to file an amicus brief.
While the objection was pending, Sarro’s counsel filed an amended complaint adding CFDFC as a defendant and asserting claims for negligence. While that complaint is not, now, the subject of the Court’s consideration, it will be affected by the rulings made with respect to the magistrate judge’s Report & Recommendation.
Standard of Review
Recommendations by a magistrate judge are reviewed de novo. 28 U.S.C. § 636(b)(1)(C). Since the recommendation, here, is that summary judgment be entered, the applicable standard of review is found in Rule 56(c) of the Federal Rules of Civil Procedure.
Rule 56(c) provides for the entry of summary judgment when the “pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(c). Material facts are those “that might affect the outcome of the suit under governing law.”
Morrissey v. Boston Five Cents Savings Bank,
Bivens Liability
Although the Supreme Court has held that a private corporation operating a prison is not subject to suit under Bivens,
Malesko,
The Supreme Court has held that a federal officer acting under color of federal law may be liable for damages for violating the constitutional rights of another.
Bivens,
In the prison context,
Malesko
held that a prisoner at a privately-operated prison cannot bring a
Bivens
action against the entity that runs the facility because, among other things, that would give the prisoner greater rights than those enjoyed by prisoners at publicly-operated prison facilities.
Id.
at 71-72,
Nevertheless, upon closer examination, these “conflicts” turn out to be more apparent than real; and, in any event, the Supreme Court has made it plain that whether a prisoner at a privately-operated prison may maintain a
Bivens
action against individuals employed at the prison is an open question.
Malesko,
I. Bivens and § 1983
Bivens
held that a “federal agent acting under color of his authority” may be liable for money damages when he engages in conduct that violates an individual’s Fourth Amendment rights even though there is no federal statute expressly authorizing an award of damages.
Although Bivens applies only to those acting under color of federal law and § 1983 applies only to those acting under color of state law, the rationale underlying Bivens is similar to Congress’ rationale in enacting § 1983. The objective in both instances is to make government actors who misuse their governmental authority hable for the consequences of their misdeeds and to provide adequate redress to individuals whose constitutional rights are violated by such conduct.
However, because there is no statute that expressly authorizes damage awards against federal actors, the Supreme Court has been reluctant to imply such a remedy except where necessary to deter and/or redress violations of fundamental constitutional rights.
See Bush v. Lucas,
A contrary federal intent may be inferred “when Congress provides an alternative remedy ... [or] by statutory language, by clear legislative history, or perhaps even by the statutory remedy itself. ...” Id.
Among the special factors that may counsel hesitation are: conflict with federal fiscal policy; the existence of a comprehensive remedial scheme providing meaningful remedies created by Congress; and the unique structure and nature of the military.
Schweiker v. Chilicky,
*58 II. Liability of Private Parties
The magistrate judge cited two reasons for recommending that summary judgment be entered in favor of the defendants with respect to the Bivens claims. First, he concluded that only federal officers are subject to suit under Bivens. Second, he concluded that, even if a Bivens action could be maintained against private parties, the defendants, in this case, “did not act under the ‘color of federal law.’ ” Sarro v. The Donald Wyatt Det. Center, C.A. No. 00-11, 2001 WE 210265, at *6 (D.R.I. Jan. 30, 2001) (Magistrate Judge’s Report & Recommendation). This Court disagrees with both of those conclusions.
In deciding that only federal
officers
are subject to suit under
Bivens,
the magistrate judge relied on a footnote in
Fletcher v. Rhode Island Hosp. Trust Nat’l Bank,
First, the quoted statement was only dictum. Fletcher did not involve a Bivens claim. Rather, it dealt with a § 1983 claim against a bank that was alleged to have wrongfully deducted amounts from the plaintiffs checking accounts. The First Circuit rejected the plaintiffs contention that the bank acted “under color of state law” simply because it was regulated by the state. Thus, the statement about the liability of a private party acting under color of federal law was unrelated to the Court’s holding and the Court did not articulate any basis or reason for that statement.
Second, since
Fletcher
was decided, the First Circuit appears to have implicitly recognized that a private party acting under color of federal law may be liable under
Bivens. See Gerena v. Puerto Rico Legal Services, Inc.,
Indeed, that assumption would be consistent with the holdings of most courts that have considered the question.
Yeager v. General Motors Corp.,
That assumption, also would be consistent with the Supreme Court’s holding that, for purposes of § 1983, a private party exercising
state
authority may be deemed to act under color of
state
law.
Lugar v. Edmondson Oil Co., Inc.,
III. The “Federal Actor” Requirement
As already noted,
Bivens
applies to constitutional violations committed by private parties only if they act “under color of federal law”; or, put another way, only if the parties are “federal actors”. The tests employed for determining whether a private party acts under color of federal law are similar to the tests employed for determining whether a private party acts under color of state law.
Nwanze v. Philip Morris, Inc.,
These tests include the “direct links” test,
Lebron v. Nat'l Railroad Passenger Corp.,
The magistrate judge concluded that the defendants in this case are not federal actors under any of these tests. This Court disagrees with that conclusion for several reasons.
First, these tests do not purport to exhaust the field of circumstances under which a private individual may be considered a federal actor by establishing a finite number of rigidly circumscribed pigeon holes within which particular conduct of a particular individual must precisely fit. Rather, the tests merely identify the factors that courts have applied in different contexts.
See Lugar,
Here, the defendants could be classified as federal actors under several of these tests, but there is no need to go beyond the public function test. Under the public function test, a private party may be deemed a government actor if that party exercises “powers traditionally exclusively reserved to the government.”
Jackson,
The magistrate judge concluded that, because correctional facilities never have been operated
exclusively
by the government, the defendants are not federal actors. However, there is some question as to whether exclusivity is required. The opinion in
Edmonson v. Leesville Concrete Co.,
Even if the function must be one that traditionally has been exclusively performed by the government, the incarceration of individuals accused of committing crimes is such a function. In concluding that it was not, the magistrate judge relied on the Supreme Court’s observation in
Richardson,
that “correctional functions have never been exclusively public.”
Indeed,
Richardson
itself recognized that the mere fact that, historically, some prisons have been privately operated has little bearing on whether the guards employed there are government actors.—
Richardson’s
observation about private prisons was made in the course of explaining why the Court found that privately-employed prison guards were not entitled to the same qualified immunity enjoyed by guards employed at publicly-operated prisons. More specifically, it was offered as support for the determination that, historically, immunity for prison guards arose “out of their status as public employees at common law” and not out of any “ ‘firmly rooted’ tradition of immunity applicable to privately employed prison guards.”
Id.
at 404-05.
Richardson
went on to recognize that there is a distinction between deciding whether there is a historical basis for inferring that private prison guards are entitled to qualified immunity and deciding whether they are government actors who may be held liable under § 1983. Accordingly,
Richardson
expressly refrained from deciding the latter question, saying: “we have focused only on questions of Section 1983
immunity
and have not addressed whether the defendants are
liable
under Section 1983 ‘even though they are employed by a private firm.’ ”
Id.
at 413,
Clearly, the detention of individuals charged with committing crimes is an exclusively governmental function. Only the government has the authority to imprison a person and the exclusive governmental nature of that function is not altered by the fact that, occasionally, the government may contract to have criminal defendants incarcerated at privately-operated institutions.
Here, Sarro and the other individuals incarcerated at Wyatt had been arrested by federal law enforcement agents and charged with federal crimes. They were being detained under authority of the United States government pending disposition of the charges against them. By law, they were in the custody of the United States Marshal who exercised ultimate authority over them. 18 U.S.C. § 4086; 28 C.F.R. §§ O.lll(k), 551.101 (2001). The power to detain them was derived solely and exclusively from federal authority and the defendants, in effect, acted as the Marshal’s alter ego. The fact that the Marshal temporarily delegated the task of detaining those prisoners to the defendants did not convert that detention into anything other than an exclusively governmental function.
See Giron,
Finding private prison guards to be federal actors within the meaning of
Bivens
also is consistent with the weight of authority holding them to be state actors within the meaning of § 1983.
Street v. Corr. Corp. of America,
IV. The Other Bivens Factors
A. Congressional Intent
In this case, there is no manifestation of any Congressional intent to preclude courts from awarding damages to prisoners at privately-operated prisons for violations of their constitutional rights to the same extent that damages might be awarded to prisoners in publicly-operated prisons. Congress has not provided any comprehensive scheme for redress or any meaningful alternative remedy.
See Bush,
Furthermore, Sarro cannot even seek redress through the Bureau of Prisons’ Administrative Remedy Program because the program applies only to those incarcerated in BOP facilities and half-way houses operated under contract with the BOP. It does not apply to individuals confined in other facilities, in general, or to Wyatt, in particular. 28 C.F.R. § 542.10 (2001) (the ARP “does not apply to inmates confined in other non-federal facilities”). In this respect, this case is readily distinguishable from Malesko which involved a federal prisoner confined at a half-way house operated under contract with the Bureau of Prisons.
B. Other Factors Counseling Hesitation
Absent any manifestation of Congressional intent to the contrary, courts are free to award damages for constitutional violations, but must pay “particular heed, however, to any special factors counseling hesitation”.
Bush,
Here, there are no significant factors counseling hesitation. This case is unlike those cases in which the Supreme Court has declined to apply
Bivens,
because it would interfere with federal fiscal policy, civil service regulations, the special nature of the military or other governmental programs or policies.
See id.
at 379-80, 389,
C. The Effect of Malesko
In
Malesko,
the Supreme Court declined to consider “extending”
Bivens
beyond its “core premise” and held that a federal prisoner confined to a half-way house operated by a private corporation pursuant to a contract with the government could not maintain a
Bivens
action against the corporation.
First, the “core premise” referred to in
Malesko
was
Bivens’
purpose “to deter
individual
federal officers from committing constitutional violations”
Id.
at 70,
Second, one of the reasons cited in
Mal-esko for
not applying
Bivens
was that
Malesko
was not a case in which the claimant lacked “effective remedies”.
Id.
at 72,
Finally, one of the factors underlying the decision in
Malesko
was the desire to maintain parity between the remedies afforded to prisoners at privately-operated facilities and those at government-operated facilities. Thus, in rejecting the plaintiffs
Bivens
claim against the private corporation operating the prison, the Court pointedly stated that “no federal prisoners enjoy respondent’s contemplated remedy” because, while a prisoner at a federal prison can bring a
Bivens
action against an individual officer, he “may not bring a
Bivens
claim against the officer’s employer, the United States or the BOP.”
Malesko,
Section 1983 Liability
Section 1983 permits an individual whose constitutional rights are violated to recover damages from the “person” responsible for the violation. 42 U.S.C. § 1983. Because there is no respondeat superior liability under § 1983, generally, claims may be asserted only against the individual committing the violation. However, a municipality or a private entity is a “person” within the meaning of the statute and may be held liable if the violation can be attributed to its own policy or custom.
Herrera,
In any event, in order to prevail, a plaintiff must show that the violation was committed “under color of’ state law. A defendant is deemed to have acted “under color of state law” when he “exercises power ‘possessed by virtue of state law and made possible only because [he] is clothed with the authority of state law.’ ”
Polk County v. Dodson,
This Court is aware of only two reported eases addressing whether guards at a privately-operated facility housing state prisoners act “under color of state law” and both cases held that they do.
Id.
(“defendants were 'acting under color of state law’ in that they were performing the 'traditional state function’ of operating a prison.”);
Giron,
In this case, Sarro is unable to show that any of the defendants were acting under color of state law for the simple reason that maintaining custody of federal prisoners is neither a power “possessed by virtue of state law” nor one that has been “traditionally exclusively reserved to the state.” The authority to maintain custody of federal prisoners is one created by federal law and reserved solely to the federal government. Therefore, Sarro’s § 1983 claims are not viable against any of the defendants.
Conclusion
Whether or not, as Justice Scalia states in
Malesko, “Bivens
is a relic of the heady days in which this Court assumed common-law powers to create causes of action”,
1.The motion of defendant Cornell Corrections to dismiss for insufficiency of process and service of process is denied pursuant to the magistrate judge’s recommendation.
2. The magistrate judge’s recommendation that summary judgment be granted in favor of the individual defendants with respect to the Bivens claim is rejected.
3. Summary judgment may be entered in favor of defendants Cornell Corrections and Wyatt Detention Facility with respect to the Bivens claim for reasons previously stated.
4. Summary judgment may enter in favor of all defendants with respect to the § 1983 claims.
Furthermore, the plaintiff is directed to show cause, on or before March 27, 2003, why any Bivens claims against the corporate defendants and any § 1983 claims contained in the Amended Complaint should not be dismissed for reasons stated in this Memorandum and Order.
IT IS SO ORDERED.
Notes
. Cornell Corrections, Inc., later changed its name to Cornell Companies, Inc., and created Comell Corrections of Rhode Island.
. Malesko would also be dispositive of Sarro's claim against Wyatt, if Wyatt were an entity that could be sued. However, because Wyatt is not a legal entity, the claims against it should be dismissed for that reason, as the magistrate judge recommended.
