Santos v. America Cruise Ferries, Inc.Santos v. America Cruise Ferries, Inc.
OPINION AND ORDER
Pending before the Court is a Motion for Summary Judgment filed by America Cruise Ferries, Inc. (“Defendant”) on July 30, 2014. Docket No. '26. Plaintiffs Esperanza Santos, on her own behalf and on behalf of the conjugal partnership composed by her and Jose Santos, and with Sonia Santos as heirs of Jose Santos (collectively “Plaintiffs”) duly opposed Defendant’s Motion. Docket No. 29. Defendant and Plaintiffs, in turn, filed a Reply and a Surreply, respectively. Docket Nos. 32 and 34. Upon careful examination of the relevant facts, the applicable law, and the parties’ arguments, Defendant’s Motion for Summary Judgment is hereby DENTED in part and GRANTED in part.
FACTUAL AND PROCEDURAL BACKGROUND
On April 8, 2012, Plaintiff Esperanza Santos and her husband, Jose Santos, made a reservation with Defendant for a round trip from the Dominican Republic to Puerto Rico. Docket No. 24. at 3. After boarding one of Defendant’s vessels on August 9, 2012, Esperanza and Jose Santos arrived in Puerto Rico from the Dominican Republic. Id. On August 24, Esperanza and Jose Santos boarded Defendant’s MTV Caribbean Fantasy, which was scheduled to depart Mayaguez, Puer-to Rico and arrive the next morning in Santo Domingo, Dominican Republic. Id. at 2-3. Defendant allowed the passengers to board the vessel despite dangerous climatologic conditions as a result of Tropical Storm Isaac. Id. at 3. Due to the storm, the vessel failed to arrive in Santo Domingo by 7:00AM on August 25, as scheduled. Id.
When discharged from the clinic, Jose Santos remained in a poor state of health and was unable to walk. Id. On September 16, 2012, Jose Santos and his wife traveled to New Jersey to continue the medical treatment. Id. He was quickly hospitalized in Saint Joseph’s Hospital and remained there until September 21. Id. at 6. Upon discharge, he commenced his rehabilitation therapy at the Kessler Rehabilitation Center, where he remained until October 17. Id. He was then transferred to the Barnert Subacute Rehabilitation Center and remained there until November 17. Id.
On June 9, 2013, Jose Santos, Esperanza Santos, and their conjugal partnership filed , the instant personal injury action against Defendant alleging negligence. Docket No. 1. Jose Santos asked for the sum of five million dollars ($5,000,000) claiming that he was bedridden and that he was forced to undergo outpatient therapy three times per week. Docket No. 1 at 5; Docket No. 24 at 6. Esperanza Santos also asked for damages in the sum of one million dollars ($1,000,000) for the suffering that she endured by seeing her husband bedridden and for all her time and
On June 2, 2014, Jose Santos passed away in New Jersey. Docket Nos. 17; Docket No. 29, Ex. 1. In light of Jose Santos’s unfortunate passing, the complaint was amended and Jose Santos was substituted by both his wife, Esperanza Santos, and his daughter, Sonia Santos. Docket Nos. 20 & 24. The Amended Complaint filed by Plaintiffs — Esperanza Santos, on her own behalf and on behalf of the conjugal partnership composed by her and Jose Santos, and with Sonia Santos as heirs of Jose Santos — restated the negligence allegations of the first complaint, while adding that Jose Santos’s damages are to be received by his heirs, Esperanza and Sonia Santos. Docket No. 24 at 4-6.
Plaintiffs are citizens of the State of New Jersey and Defendant is a corporation incorporated and with its principal place of business in Puerto Rico. Id. at 1.. The Amended Complaint, thus, avers diversity jurisdiction over Plaintiffs’ negligence claims pursuant to 28 U.S.C. § 1332. Id. at 2. Moreover, Plaintiffs assert that this personal injury action arises under Article 1802 of the Civil Code of Puerto Rico, 31 L.P.R.A. § 5141. Docket No. 27 at 16.
On July 30, 2014, Defendant filed its Motion for Summary Judgment against Plaintiffs. Docket No. 26. In the Motion, Defendant argues, inter alia, that the Death on the High Seas Act, 46 U.S.C. § 30302 (“DOHSA”), applies to Plaintiffs’ claims. Id. at 10. According to Defendant, DOHSA’s applicability entails that the Complaint at bar must be dismissed for lack of subject matter jurisdiction and lack of standing. Id. at 17-20. In the alternative, Defendant argues that either DOHSA or general maritime law requires the dismissal of Plaintiffs’ claim for Jose Santos’s damages, as well as Esperanza Santos’s claim for damages concerning her own pain and suffering. Id. at 23; Docket No. 32 at 12. Plaintiffs, on the other hand, argue that DOHSA does not apply and that they are entitled to both pecuniary and non-pecuniary damages because this is a personal injury action arising under Puerto Rico state law. Docket No. 29 at 6-7, 18-19. Plaintiffs also contend that, in the event that general maritime law applies, Esperanza Santos is entitled to damages for Defendant’s alleged negligent infliction of emotional distress. Docket No. 34 at 10-11.
STANDARD OF REVIEW
Summary judgment is appropriate when “the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as matter of law.” Celotex Corp. v. Catrett,
The moving party bears the initial burden of demonstrating the lack of evidence to support the nonmoving party’s case. Celotex,
When considering a motion for summary judgment, the court must view the evidence in the light most favorable to the non-moving party and give that party the benefit of any and all reasonable inferences. Id. at 255,
ANALYSIS
I. Admiralty Jurisdiction
While Plaintiffs rely exclusively on this Court’s diversity jurisdiction to bring forth their tort claims, this Court must still determine whether the tort alleged is “maritime” in nature and, thus, within this Court’s admiralty jurisdiction. This determination is important for two reasons. First, “[w]ith admiralty jurisdiction comes the application of substantive admiralty law.” E. River S.S. Corp. v. Transamerica Delaval Inc.,
Admiralty • jurisdiction requires for the alleged tort to occur on navigable waters (“traditional locality requirement”) and to bear a significant relationship to traditional maritime activity (“maritime nexus requirement”). See Butler v. Am. Trawler Co.,
As to the maritime nexus requirement, it is clear that an injury aboard a vessel engaged in the commercial transportation of passengers, such as this one, bears a significant relation to traditional maritime activities and has an effect on maritime commerce. See Carey,
II. Applicable Substantive Law
Since it is clear that Plaintiffs’ tort claims are maritime in nature, it follows that “[ajbsent a relevant statute, the general maritime law, as developed by the judiciary, applies.” E. River S.S. Corp.,
A. Death on the High Seas Act
DOHSA provides a cause of action for- the death of any person “caused by wrongful act, neglect or default occurring on the high seas beyond 3 nautical miles from the shore of the United States.... ” 46 U.S.C. § 30302. The statute covers any fatal, high seas injury, even if the negligence was entirely land-based and the ensuing death took place on shore at a later time. See 1 Thomas J. Schoenbaum, Admiralty and Maritime Law 663 (5th ed., 2011) (citing Motts v. M/V Green Wave,
Furthermore, the proper party to bring a claim under DOHSA is the decedent’s “personal representative” for the “exclusive benefit of the decedent’s spouse, parent, child, or dependent relative.” 46 U.S.C. § 30302. Courts have held that a “personal representative” under the statute “is by definition a court-appointed executor or administrator of an estate, not merely an heir.” Credle v. United States,
Defendant first argues that this Court lacks subject matter jurisdiction in the instant case because Plaintiffs failed to allege in the Amended Complaint that their claims are governed by DOHSA. Docket No. 26 at 17-19. Defendant relies exclusively on Delgado v. Reef Resort Ltd.,
First, Defendant’s argument presumes that DOHSA applies in this case. Plaintiffs and Defendant, however, disagree as to relationship between Jose Santos’s injury and his death. At this stage, Defendant failed to show that there are no genuine issues of material fact precluding the entry of summary judgment. Defendant even failed to provide any concrete evidence supporting its claim that the injury was a cause of Jose Santos’s death.
Second, Defendant misinterprets the Fifth Circuit’s holding in Delgado. Defendant claims that Delgado stands for the proposition that failure to invoke DOHSA as the applicable law requires the automatic dismissal of the Complaint at bar for lack of subject matter jurisdiction. Docket No. 26 at 19; Docket No. 32 at 5-6. The Court does not agree. The Fifth Circuit held in Delgado that the scuba diving accident in that case did not result from a maritime tort and, thus, did not trigger the court’s admiralty jurisdiction.
Defendant, however, is correct in pointing out that Plaintiffs’ status as heirs of Jose Santos, while sufficient to be considered beneficiaries for purposes of DOH-SA, is simply not enough to be considered personal representatives of the decedent. If this Court eventually concludes that DOHSA provides the exclusive remedy in the instant case, it would follow that, ab
In the present case, Plaintiffs have failed to provide any evidence that they are duly appointed personal representatives of Jose Santos’s estate. This Court, however, will allow Plaintiffs Esperanza and/or Sonia Santos to obtain either the appointment of an administrator or authorization by a New Jersey Probate Court to pursue these claims on behalf of Jose Santos. See, e.g., Complaint of Cosmopolitan Shipping Co., S.A.,
To recapitulate, since there is an important question of fact that must be resolved — whether Jose Santos’s high seas injury was a cause of his death — Defendant’s Motion for Summary Judgment is hereby DENIED. Plaintiffs are granted a period of 90 days from the date of this Opinion and Order to either amend the Complaint to add a court-appointed administrator as a claimant or obtain an authorization from the New Jersey Probate Court to proceed as personal representatives in the instant case. In the event that Plaintiffs fail to act accordingly within the term granted and a determination is eventually made that DOHSA provides the exclusive remedy in this ease, the Complaint at bar will be dismissed for lack of standing.
B. General Maritime Law and State Law
Since it is unclear that DOHSA governs Plaintiffs’ claims, we are left with determining the applicability of general maritime law and its impact on the instant case. See E. River S.S. Corp.,
Prior to the enactment of DOHSA in 1920, it was well-established that maritime law provided no remedies to the survivors of persons killed on the high seas or on navigable waters. See The Harrisburg,
Furthermore, the Supreme Court in Moragne v. States Marine Lines, Inc.,
Following Moragne, the -courts of appeal, including the First Circuit, crafted a federal maritime survival action for a decedent’s pre-death pain and. See, e.g., Barbe,
In light of this decisional and statutory framework, the governing law can be summarized as follows: (1) passengers may bring tort claims under general maritime law for their high seas injuries; (2) DOHSA provides the exclusive remedy for fatal injuries on the high seas and cannot be supplemented by state law or a general maritime survival action; (3) Moragne actions are available for fatal injuries in territorial waters; (4) state statutes are available for accidents in territorial waters if recovery is consistent with maritime laws and policies. Since it is unclear that DOHSA applies and it is undisputed that Jose Santos’s injury occurred on the high seas and that he passed away at a later time, it follows that Plaintiffs’ right to recovery is quite limited. In order for Plaintiffs to recover for Jose Santos’s damages and Esperanza Santos’s non-pecuniary damages, this Court would have to recognize either that general maritime law provides a survival action or that Article 1802 of the Puerto Rico Civil Code applies to high seas injuries.
1. Survival Actions under General Maritime Law
In Barbe, the First Circuit held that “there is a federal maritime survival action, created by decisional law, for pain and suffering prior to death.”
It is true that Dooley did not specifically foreclose the possibility of crafting a general maritime survival action allowing recovery in non-DOHSA cases.
In any event, this Court finds that decisional law and policy considerations counsel us against recognizing a federal survival action rooted in general maritime law. The Court reaches this conclusion for various reasons. First, it is clear that DOHSA only allows recovery for certain pecuniary damages resulting from the decedent’s death. 46 U.S.C. § 30303 (“The recovery in an action under [DOHSA] shall be a fair compensation for the pecuniary loss sustained by the individuals for whose benefit the action is brought.”). Therefore, allowing survivors to recover for non-pecuniary damages arising from high seas injuries — such as loss of consortium, loss of society, and a decedent’s pre-death pain and suffering — would amount to judicial circumvention of Congress’s considered judgment when enacting DOHSA. See Mobil Oil Corp. v. Higginbotham,
Second, when developing maritime law and conferring new remedies, courts must be aware that “[a]dmiralty law is not created in a vacuum; legislation has always served as an important source of both common law and admiralty principles.” Miles v. Apex Marine Corp.,
The Supreme Court has clearly stated that, through the enactment of DOHSA in 1920, “Congress [spoke] directly to the question of recoverable damages on the high seas, and when it does speak directly to a situation, the courts are not free to supplement Congresses] answer so thoroughly that the Act becomes meaningless.” Miles,
Third, this Court agrees with Defendant that policy and practical considerations support a conclusion that claims by heirs of a decedent who suffered a nonfatal high seas injury and subsequently died of unrelated causes should not be allowed to recover non-pecuniary damages. It would be absurd for the spouse of a non-seaman who is killed on the high seas to only receive certain pecuniary damages under DOHSA, and allow the spouse of a non-seaman who was merely injured on the high seas to recover both pecuniary and non-pecuniary damages. See Chan,
Moreover, allowing the recovery of non-pecuniary damages in this case would entail that Plaintiffs would be iñ á better position than the family members of injured seamen whose damages are limited by the Jones Act. This proposition' is both unfounded and untenable since it contradicts maritime law’s longstanding principle that there is “a special solicitude for the welfare of seamen and their families.” Miles,
Given the overwhelming authority denying heirs to recover survival and non-pecuniary damages for accidents on the high seas, to conclude otherwise would be to ignore the importance and value of uniformity upon which our body of maritime law is predicated upon. See Horsley,
2. State Law
The same reasoning applies to recovery of such damages under Puerto Rico law. There is simply no authority for the proposition that state statutes remain applicable when the relevant injury takes place on the high seas. See Calhoun,
In conclusion, the Court holds that any right of action for Jose Santos’s damages expired when he died and that Esperanza Santos has no right to recover for non-pecuniary damages related to her husband’s injury and death. Instead, under general maritime law, Plaintiffs’ damages are limited to pecuniary damages suffered as a result of Jose Santos’s injury.
3. Negligent Infliction of Emotional Distress
After acknowledging that “the applicable law to the instant [case] is federal maritime law,” Plaintiffs mention in their Surreply that they are entitled to damages for Defendant’s negligent infliction of emotional distress. Docket No. 34 at 10. Specifically, Plaintiffs contend that Esperanza Santos witnessed her husband’s injury aboard the vessel and, thus, is entitled to recover such damages under general maritime law. Id. at 10-11.
III. The Right to a Jury Trial
The last issue to consider is whether Plaintiffs have preserved their right to a jury trial in the instant case. Defendant argues that Plaintiffs are not entitled to a jury trial because either DOHSA or general maritime law governs this case and, thus, there is no independent basis for diversity jurisdiction. Docket No. 26 at 20. Plaintiffs, on the other hand, claim that this is a personal injury case, as opposed to a wrongful death case under DOHSA, and that they are entitled to preserve their right to a jury pursuant to the “saving to suitors” clause in 2Á U.S.C. § 1333(1). Docket No. 29 at 10.
The “saving to suitors” clause provides in relevant part, “The district courts shall have original jurisdiction, ex-elusive of the courts of the States, of: (1) Any civil case of admiralty or maritime jurisdiction, saving to suitors in all cases all other remedies to which they are otherwise entitled.” 28 U.S.C. § 1333(1). The Seventh Amendment’s right to jury trial is an obvious example of a remedy available to suitors under this clause. See Lewis v. Lewis & Clark Marine, Inc.,
In the instant case, Plaintiffs failed to make a Rule 9(h) election, invoked the Court’s diversity jurisdiction, and made a timely demand for a jury trial. Docket No. 24. While Plaintiffs’ tort claims are maritime in nature, the Court
CONCLUSION
For the reasons outlined above, Defendant’s Motion for Summary Judgment is DENIED in part and GRANTED in part. It is denied because there is an important question of fact that must be resolved before a determination of whether DOHSA applies can be made. Since it is still possible that DOHSA applies, the Court hereby grants Plaintiffs a period of 90 days from the date of this Opinion and Order to either amend the Complaint to add a court-appointed administrator as a claimant or obtain an authorization from the New Jersey Probate Court to proceed as personal representatives of Jose Santos.
Defendant’s Motion is granted in part because Plaintiffs do not have a right to recover, under DOHSA or general maritime law, for Jose Santos’s damages and for Esperanza Santos’s non-pecuniary damages. In other words, recovery is limited to those pecuniary damages that Plaintiffs suffered as a result of Jose Santos’s injury (if DOHSA does not apply) or death (if DOHSA applies).
Finally, this Court holds that Plaintiffs have preserved their right to trial by jury pursuant to 28 U.S.C. § 1333(1).
IT IS SO ORDERED.
Notes
. The facts discussed in this section are uncontested. Defendant accepts these facts for purposes of the Motion for Summary Judgment. Docket No. 26 at 3 n. 2. The Court notes, however, that this is a particularly odd case in which the parties have completely failed to develop the summary judgment record. In fact, the record merely consists of an affidavit stating the vessel's location at the time of the injury and a copy of Jose Santos's death certificate. See Docket Nos. 26, Ex. 1 & 29, Ex. 1.
. Defendant’s Statement of Uncontested Material Facts, as supported by the record, establishes that the location of the vessel at 10:58AM was 14.6 nautical miles south of the Dominican Republic and at 11:06AM, it was 14.1 nautical miles south of the Dominican Republic. Docket No. 26, Ex. 1. Interestingly enough, Defendant inexplicably fails to develop the summary judgment record to show either: 1) the reported time of the injury, namely, whether it was 10:58AM or 11:06AM; or 2) the vessel’s location at 11:30AM, which is the time of the injury according to the Complaint. In any event, Defendant's omission is immaterial. While it is unclear whether the vessel was located in international waters or the territorial waters of the Dominican Republic at 11:30AM, it is both undisputed and evident that the injury occurred when the vessel was on the high seas — i.e., outside Puerto Rico's territorial waters. Argentine Republic v. Amerada Hess Shipping Corp.,
. Center of Gynecology and Obstetrics
. Plaintiffs filed an informative motion indicating that Esperanza and Sonia Santos were the heirs of Jose Santos and, thus, are entitled to recovery of his damages in the instant case. Docket No. 20. Nonetheless, this Court notes that Plaintiffs failed to include a copy of Jose Santos's will or a copy of the determination of intestate succession by a probate court.
. Aside from claiming that this Court has diversity jurisdiction over Plaintiffs’ claims, the Amended Complaint does not state what the applicable law is in the instant case— namely, under what law does the cause of action arise. Instead, it is the Joint Pretrial Memorandum filed on August 4, 2014, which finally specifies that the negligence claim in this case arises under Article 1802 of the Puerto Rico Civil Code. Docket No. 27.
. In their Surreply, Plaintiffs seem to recognize that the Court has admiralty jurisdiction in the instant case by stating that general maritime law is the applicable law governing liability and that state law is available to supplement their damages. Docket No. 34 at 5-6, 10.
. Courts are split as to the meaning of "high seas” for purposes of DOHSA's applicability. Compare Chute v. United States,
. In its Reply, Defendant cites the testimony and report of Plaintiffs’ medical expert to show that the injury in fact worsened Jose Santos’s health conditions. Docket No. 32 at 3-4. Defendant, however, did not provide the Court with a copy of the report. Therefore, in the absence of a developed summary judgment record, the Court will disregard Defen
. Under DOHSA, a beneficiary's recovery is limited to the following pecuniary damages: (1) loss of financial ’support and contributions; (2) loss of inheritance; (3) loss of household services performed by the decedent; (4) loss of nurture, guidance, and instruction; (5) funeral expenses paid by the decedent’s dependents. See Schoenbaum, supra at 670-671 (citations omitted).
. According to the Complaint, Plaintiffs' claims for survival and non-pecuniary damages may be classified into the following two categories: (1) Jose Santos’s medical expenses and his pre-death pain and suffering; and (2) Esperanza Santos’s pain and suffering and her loss of society and consortium damages. Docket No. 24 at 6-7.
. While a "wrongful death action is to recover damages to beneficiaries resulting from decedent's death,” a survival action is "to recover damages the decedent could have recovered but for his death.” Azzopardi v. Ocean Drilling & Exploration Co.,
. Under DOHSA, Plaintiffs’ recovery is limited to the pecuniary damages that resulted from Jose Santos’s death. See supra note 8. Under general maritime law, recovery is limited to the pecuniary damages that resulted from Jose Santos’s injury, such as the loss of financial support and loss of services prior to his death.
. Plaintiffs correctly point out that some courts have recognized the negligent infliction of emotional distress as a cognizable claim under federal maritime law. See Chan,