OPINION & ORDER
The above captioned matter is a diversity jurisdiction case wherein Plaintiff, Sylvia Navarro Santiago, hereinafter referred to as “Navarro Santiago” and/or “the Patient,” claims damages as a result of a surgery performed by Dr. Rafael Pérez Toledo. Default was entered as to Co-defendant Dr. Perez-Toledo on January 11, 2001. (Docket No. 20). Trial on default was held on January 23, 2003. (Docket No. 91). On this date, at the default hearing, Dr. Carlos E. Ramirez González, M.D., Dr. Pablo G. Curbelo, M.D., Ms. Marie Giovanni Navarro, and Plaintiff, Sylvia Navarro Santiago, testified.
The default entered on January 11, 2001 has outcome determinative legal repercussions. The Court explains.
“The default of a defendant constitutes an admission of all facts well-pleaded in the complaint.”
Metropolitan Life Ins. Co. v. Colon Rivera,
Since this case is before the Court based on diversity jurisdiction, pursuant to 28 U.S.C. 1332(a)(1), the Court is bound by local medical malpractice law.
Rolon v. Municipality of San Juan,
FINDINGS OF FACTS
Plaintiffs, Sylvia Navarro Santiago, Miguel de Arce, and Milagros de Arce Navarro, are all citizens of the State of Connecticut and are domiciled and residing at 44 Pardee Place, New Haven, Connecticut. Defendant, Dr. Rafael Pérez Toledo, his wife, and the conjugal partnership constituted between them, are citizens of the Commonwealth of Puerto Rico. Hence the Court has diversity jurisdiction pursuant to 28 U.S.C. 1332(a)(1). Further, ah the facts occurred in Puerto Rico and hence, the Court has venue. 28 U.S.C. § 1404(a).
On March 9, 1998, Plaintiff Sylvia Navarro was admitted to Hospital Cayetano Coll y Tosté to receive treatment because of the abnormality of a diagnosed large pelvic mass. The patient underwent a left ovarian cystectomy in March 9, 1998. The pathological diagnosis was a follicular cyst of the left ovary. See Plaintiffs Exhibit 7, p. 1, (Dr. Curbelo’s Expert Witness Report dated March 23, 2001). The cystectomy was performed by co-defendant, Dr. Pérez Toledo. The Court admitted as an expert witness, Dr. Carlos E. Ramirez Gonzalez,
Dr. Carlos E. Ramírez González testified that the surgery performed by Dr. Pérez Toledo was performed, from start to finish, in barely twenty (20) minutes, which was considered too accelerated. He indicated to the Court that in this type of procedure it is critical to properly identify both of Plaintiffs ureter by performing a pyelogram. (See Discussion, infra, p. 10). Dr. Ramírez González concluded that the surgeon, Dr. Pérez Toledo, negligently clipped one of the patient’s urethras, which has caused the patient’s left kidney to eventually suffer almost total loss of function. (See Exhibit 4).
Dr. Pablo G. Curbelo, an urologist, determined, together with Dr. Ramírez González, that defendant’s negligence was also the lack of timely identification of the patient’s clipped urethra, based on the post operative symptoms being shown by the patient. Dr. Curbelo highlighted the following acts in his expert report (Exhibit 7):
“During the second post operative day, the patient developed vomiting and on the following day developed fever. The patient continued in a worsening condition and, on the seventh post operative day, she was found in acute distress with a tender abdomen and hypo-peristalsis. A sonogram and a CT scan revealed fluid collection in the pelvic cavity. She underwent a colostomy and wound exploration in the eight post operative day. Finally, in March 20, the diagnosis of ureteral laceration with urinary extravasation was made. On the following day, she underwent a surgical exploration by Dr. Raúl Arroyo, an urologist, who found the left ureter transected at the level of the pelvic brim and a non-viable distal ureteral segment. Dr. Arroyo then performed an ureteroneo-cystostomy using a bladder flap to bridge the gap. The procedure was not successful as the patient developed urinary leakage from the anastomosis on the second post operative day. She was then transferred to the Urology Department of the University Hospital at Centro Médico on March 26, 1998.” (Emphasis ours).
He further reported that “[o]n March 27, 1998, Mrs. Navarro was taken to the operating room where an attempted percutaneous nephrotomy proved unsuccessful. A cutaneous ureterostomy was then done to divert the urine from the left kidney. In August 2, 1998, she was readmitted to the Urology Department and on the following day the cutaneous ureterostomy was taken down and the ureter reimplanted in the bladder using a bladder hitch procedure. Just prior to her discharge from the hospital, a Renal Dynamic Cyintigram revealed that the right kidney had 67% renal function while the left kidney had only 33% function. She was discharged on August 28,1998.”
The patient further specifically and emphatically instructed her gynecologist, Dr. Ureña, that, under no circumstance, she authorized Dr. Pérez Toledo to perform any surgery on her. The basis for said request was that plaintiffs sister, Marie Giovanni Navarro, had suffered a surgery
Moreover, the rules and regulations of Hospital Cayetano Coll y Tosté specifically require that the informed consent be obtained by the surgeon who operates the patient. (Exhibit D to Motion Requesting Equitable Relief, Docket No. 93). The testimony of the patient, in that she did not provide Co-defendant’s, Dr. Perez Toledo, consent to operate is therefore credible to the Court.
Plaintiff has been subject to four surgeries after the operation performed by Dr. Perez Toledo on March 11, 1998. At the current time, Ms. Navarro is awaiting surgery for a kidney transplant valued at around $200,000.00. As evaluated by Dr. Curbelo, the patient, at the time of trial, has an extremely poor functioning, probably hydronephrotic, left kidney, with only 26% renal function. Said left kidney is professionally considered unsalvageable. (See Exhibit 7, Dr. Pedro J. Curbelo’s Medical Report).
CONCLUSIONS OF LAW
A. Medical Malpractice Standards
As indicated above, the present case is before this District Court upon diversity jurisdiction pursuant to 28 U.S.C. § 1332(a)(1). Therefore, the substantive law of Puerto Rico controls.
Erie R.R. v. Tompkins,
First, the Court reviews the Puerto Rico Civil Code, which states, “[a] person who by an act or omission causes damage to another through fault or negligence shall be obliged to repair the damage so done.” P.R. Laws Ann. tit. 31 § 5141 (1991). “Under this proviso, three elements comprise a prima facie case of medical malpractice.”
Cortes-Irizarry v. Corporacion Insular De Seguros,
On review of the record in its entirety, the Court concludes that Plaintiffs adduced and produced sufficient evidence to establish a medical malpractice claim against Defendant, Dr. Rafael Perez-Toledo. The Court further explains.
I & II. Duty of Care and Breach
“In determining a physician’s duty of care, Puerto Rico law has established a universal standard.”
Torres Nieves v. Hospital Metropolitano,
Moreover, under Puerto Rican law a presumption exists whereas “treating physicians have observed a reasonable degree of care, ... in the process of giving medical attention and treatment.”
Rolon-Alvarado v. Municipality of San Juan,
a. Dr. Perez-Toledo’s failure to comply with the national standard of care.
As indicated above, Plaintiff must have offered adequate proof to establish that defendant failed to follow the standard of care in the treatment of the patient. “[P]laintiff must demonstrate, by preponderance of the evidence, that the negligence of the treating physician is the main probable cause of plaintiffs damages.”
Irizarry v. Corporacion Insular De Seguros,
The surgery performed to Plaintiff was finished in barely twenty (20) minutes, to which experts Dr. Curbelo and Dr. Ramirez-Gonzalez asserted was too fast of a period of time to perform the type of surgery practiced. During that short surgery, Dr. Perez Toledo caused a laceration in patient’s left ureter. This was done, according to the experts, because Dr. Perez Toledo did not properly identify both ureter, before, during and at the termination of the surgery. This identification procedure is known as a pyelogram. Notwithstanding that surgery was performed on March 11, 1998, it was not until March 20th, that, despite Plaintiffs complaints and serious medical condition, an I.V.P. was requested, which then corroborated the fact that her left ureter was lacerated. Both experts asserted that Dr. Perez Toledo’s negligence was also based on failing to promptly diagnose the damage caused to Plaintiff, which, together with the laceration, eventually led to loss of renal function of her left kidney.
Dr. Curbelo’s expert report further supports the Court’s conclusion: “[ijnjuries to the ureters during surgical procedure are a rare complication and usually result from failure to identify the ureters during the operative procedure. If an injury is recognized before the end of the procedure!,] it can be repaired immediately with good results in the majority of cases. Not recognizing an ureteral injury at the time of surgery can be catastrophic and always result in serious morbidity with associated loss of renal function and in some cases loss of the involved kidney. In this particular case there was a delay of nine days before the ureteral injury was recognized and I cannot find justification for this delay.” (Plaintiffs Exhibit 7, p. 2). Dr. Curbelo further declared that a proper identification of both of Plaintiffs ureter was critical in this type of procedure, in order to avoid consequential post operative multiple medical damages.
Further, Dr. Ramirez-Gonzalez’s expert statements fully support the conclusion that the lack of proper identification of Plaintiffs ureter, during a short duration surgery, led to Dr. Perez-Toledo negligently clipping one of the patient’s urethras. Both experts agreed that the patient’s left kidney suffered from severe loss of function, resulting from proper identification of the urethra, followed by
The Court must hence conclude that physician Perez-Toledo failed to comply with the basic norms comprised in the national standard of care. Specially, since the case was seen in default mode.
Banco Bilbao Vizcaya Argentaria v. Family Restaurants, Inc. (In re The Home Restaurants, Inc.),
III. Causation
As stated above, “there must be a causal link between the physician’s negligent conduct and the harm suffered by the plaintiff.”
Torres Nieves v. Hospital Metropolitano,
a. Nexus between Dr. Perez-Toledo’s acts and Plaintiffs injuries.
The Court needs not further explain and detail Defendant’s negligent acts, but to determine that they were indeed related to Plaintiffs eventual and ongoing damages; (for a whole recount of Defendant’s negligent conduct, refer to the Court’s Findings of Facts,
infra).
Causation was established through both experts’ reports and declarations at trial. Their opinions provided grounds on which to anchor Plaintiffs malpractice claim. The two experts clearly opined that the negligent conduct provoked the subsequent surgeries and the loss of function of Plaintiffs left kidney. Defendant was further found in default, therefore rendering and giving up the right to contest liability.
Goldman, Antonetti, Ferraiuoli, Axtmayer & Hertell v. Medfit Int'l, Inc.,
It is then undisputed that, based upon expert Dr. Curbelo’s statements at trial, the adverse effects of not timely identifying a surgical urethral injury, would eventually cause the loss of function of a patient’s kidney. Dr. Curbelo and Dr. Rodriguez both asserted that Ms. Navar
Nonetheless, the Court must assert that this particular case presents separate and independent grounds for finding an additional and distinct cause of medical malpractice. The Court explains.
B. Lack of Consent
The Court must, at this time, again emphasize that Plaintiff was not operated by the physician who obtained the informed consent. Indeed, the informed consent was altered, and entered in violation of hospital’s protocol and rules and regulations. The “informed consent” was conspicuously altered to include a separate handwriting statement wherein plaintiff agreed to be operated by Dr. Perez Toledo. Such statement is conspicuously added to the form but was not salvaged by Plaintiffs initials in handwriting. Plaintiffs established at trial that patient Navarro specifically instructed that she did not authorize and specifically'rejected.Dr. Perez Toledo to operate her. At trial, Marie Giovanni Navarro, plaintiffs sister, indicated that both she and patient Navarro refused Dr. Perez Toledo to operate because he was notorious for the high number of medical malpractice lawsuits brought against him. Marie Giovanni also declared that Dr. Perez Toledo himself had operated her, and that she became undesirably sterile after the surgery, a condition for which she totally and exclusively blamed Dr. Perez Toledo.
The Court must conclude that patient did not actually consent to the surgery or medical intervention. The Court then examines the lack of consent doctrine, under Puerto Rican law standards, since the instant case verses upon a diversity complaint.
Rolon-Alvarado v. Municipality of San Juan,
Puerto Rico follows the rule of consent that has been widely adopted in the United States.
Hodge v. UMC of Puerto Rico,
Under Puerto Rico law, a patient suing for lack of informed consent does not need to prove a separate negligent act, other than the lack of informed consent.
Cruz Aviles v. Bella Vista Hospital, Inc.,
Two conditions must be met in order for non-fulfillment of the duty to inform the patient be sufficient to indemnify damages. As such, (i) the patient must have suffered an injury, and (ii) the injury must have been caused by the physician’s failure to fulfill his duty to inform.
Cruz Aviles v. Bella Vista Hospital,
Nonetheless, on the other hand, when “[pjerforming medical procedures on a patient in the absence of any consent, as distinguished from the absence of informed consent, [it] is analogous to an assault on the human body. Even if the physician does not cause any harmful damage to the patient’s body, the physician is still liable to the patient for damages.” Causation is not even an element to this cause of action.
Rojas v. Maldonado,
The fact that Plaintiff’s informed consent was altered to state that she agreed to be operated by Defendant, when in fact she had made very clear that she openly rejected him to operate, definitely constitutes an actionable cause under Article 1802. Her refusal had reasonable grounds, Dr. Perez Toledo’s medical reputation was already jeopardized, and because her sister was undesirably sterilized
C. The Court concludes the following acts of medical malpractice by Dr. Pérez Toledo.
(1) Lack of proper pre-operative evaluation. In this type of operation, considering the patient involved, a pre-operative intravenous pyelogram should have been performed to assess a potential distortion of the ureter and its relationship with the mass. There was no diligent effort to identify, protect, or dissect the ureter away from the mass before, during and after the surgery (pyelogram). The medical record lacks any indication that a preoperative pyelogram was performed on the patient to' identify the ureter. This failure was the direct cause of the transaction to the ureter leading to failure of the kidney.
(2) The patient was not operated by the physician who obtained the informed consent. (The informed consentías altered, and further entered into in violation of hospital’s protocol and rules and regulations.)
(3) A review of the medical record reveals that the surgery was performed in haste. An operation of this nature should have taken a longer period of time, considering the complexity of the procedure.
(4) After the cyst ovarian specimen was removed, there was no direct visualization of the ureter to assess its condition, thus the injury was unrecognized during the initial surgery. That required a second exploration to repair the damages.
(5) The delay in recognizing urethral injury, considering the prolonged existing symptoms, amounted to negligence and further complicated the pain causing permanent and severe kidney damage to the patient.
(6) Dr. Pérez Toledo deviated from the acceptable medical standards of medical care,
Rolon-Alvarado v. Municipality of San Juan,
As stated above, because of Dr. Perez Toledo’s medical professional conduct, he is liable, under the medical malpractice standards and/or under the lack of consent standards, for the injuries and damages inflicted and suffered by plaintiffs and relatives. He is thus responsible for all the damages proven and unchallenged during trial in default. See,
Cortes-Irizarry v. Corporacion Insular De Seguros,
DAMAGES
Plaintiffs’ damages, which the Court consider established and proven, are summarized as follows.
Furthermore, Mrs. Navarro’s bodily functions have been adversely affected; she goes often to the bathroom and in pain. She has endured extreme pain, emotional anguish and disability, to the extreme that she has suffered disfigurement, mutilation and is scarred for her life. Certainly, she has a higher propensity to other injuries and illnesses than any other healthy person. Mrs. Navarro, because of the surgery, is unable to have intimate sexual relations with her husband. She is unable to assist in the daily chores of family life. The patient cannot take care of her handicapped child, Milagros de Arce Navarro, and her incapacitated husband, as she used to before the ill fated surgery performed by Dr. Perez Toledo. Her daughter Milagros was diagnosed with spina bifida at birth. 3 She has mental and neurological impairment. Moreover, her husband, is incapacitated. Consequently, the strain and additional responsibility imposed on her two other children, causes her much anguish, guilt and depression. Mrs. Navarro experiences continuous discomfort, physical pain, anxiety, fear, frustration and sadness. Her delicate and very deteriorating health conditions do not allow her sustained employment, which of course, add up to the anxiety and fear of being unable to provide for her disabled daughter and incapacitated husband.
Plaintiff Navarro’s minor disabled daughter Milagros, as testified by Plaintiff Sylvia Navarro, has also suffered great pain, and emotional distress, by not receiving the proper treatment from her mother,
■ The Court awards Plaintiff patient, Mrs. Sylvia Navarro Santiago, the amount of five hundred thousand dollars ($500,-000.00). Mr. Miguel de Arce is awarded one hundred thousand dollars for his own damages ($100,000.00). Finally, the Court awards Plaintiffs daughter, Milagros de Arce Santiago, the amount of two hundred thousand dollars ($200,000.00). The total amount in damages ($800,00.00) shall be satisfied by Co-defendant Dr. Perez Toledo, and the conjugal partnership constituted with his wife.
Plaintiffs’ Request for Equitable Relief-
Finally, the Court has reviewed Plaintiffs request for equitable relief (Docket No. 93), and after seriously pondering said petition, is convinced that various measures must be taken. The Court understands that the instant Opinion & Order shall be referred to the “Tribunal Examinador de Medicos”, for that entity to evaluate Defendant’s performance in the present case, and to take such actions as may be necessary. The Court is distressed with the fact that Plaintiffs informed consent was intentionally altered to include a handwritten statement wherein plaintiff agreed to be operated by Dr. Perez Toledo. Specially, when in fact, plaintiff clearly instructed and specified that she rejected Defendant to operate her, in any instance. 4 The consent was further obtained against the hospital’s rules and regulations, requiring the doctor to perform the surgery to obtain the consent.
The record further reveals that the document was evidently altered as testified by Plaintiff and corroborated by the record through the expert opinion of Mr. Rafael Vinas. (Refer to Mr Rafael Vinas’ expert witness report stating that said text (informed consent) was subsequently amended as to Plaintiffs consent, allowing Dr. Perez Toledo to operate; suspect consent).
5
Such fact, added to Plaintiff and Plaintiff sister’s declarations that Mrs. Navarro rejected to be intervened by Defendant, further provided credibility to Plaintiffs’ rejection of Dr. Perez Toledo. For such conduct, the Court shall refer the present Opinion & Order to the Secretary of Justice of the Commonwealth of Puerto Rico, for further criminal investigation as to potential charges for alteration of documents and medical records. The present Opinion
&
Order is also referred to the Department of Justice because the Court
In Puerto Rico, the medical profession enjoys a well earned the reputation of the community as recognized by the presumption of correctness in providing appropriate health care to their patients. (See,
Rolon-Alvarado v. Municipality of San Juan,
Judgment shall be entered accordingly.
IT IS SO ORDERED.
Notes
. The standard of medical care as practiced in the medical community defines how physicians must obtain the consent of their patients.
Hodge v. UMC of Puerto Rico, Inc.,
. The Puerto Rico Supreme Court has determined that the doctor/physician, who operates or surgically intervenes with a patient, absent any consent on his/her behalf, does not commit an “assault and batteiy” crime, for in such acts there lacks the essential element of intent. Such conduct is, however, then defined and Examined under the negligence standards pursuant to Article 1802 of the Puerto Rico Civil Code. See, Santiago Otero v. Mendez, 135 P.R.Dec. at 557, n. 23.
. "Spina bifida” is defined as a congenital defect in which part of the meninges or spinal cord protrudes through the spinal column, often resulting in neurological impairment. Random House Unabridged Dictionary, Second Edition; New York, Random House Inc., 1987.
"Spina bifida is one of the most serious neural tube defects compatible with prolonged life. Its severity varies from the occult type with no findings to a completely open spine (rachischisis) with severe neurologic disability and death.” The Merck Manual of Diagnosis and Therapy, Section 19, Chapter 261; Congenital Anomalies Topics; Neurologic Abnormalities, Brain Abnormalities.
. As previously stated throughout the instant Opinion & Order, Plaintiff's sister, Marie Giovanni Navarro corroborated said statements, and also stated that her sister's refusal was based upon the fact that Dr. Perez Toledo himself had previously operated her and left her undesirably sterile after the surgery. In addition, Plaintiff's sister asserted, in the stand as a witness, that she and the patient had rejected Dr. Perez Toledo to operate Plaintiff because he was notorious for the number of medical malpractice lawsuits brought against him, (this was also asserted by the patient as a witness). (Statements admitted not for the truth but as one of the reasons for rejecting the surgeon).
. The position letter of Dr. Perez Toledo sent to the Court, shall also be forwarded to the “Tribunal Examinador de Medicos”.
. During the past five (5) years, the Supreme Court of Puerto Rico has initiated and solved around 282 ethical and professional liability claims against licensed attorneys and has imposed responsibility and severely disciplined attorneys in a vast majority of cases. See reported and published Supreme Court of Puerto Rico Decisions (1998-2002).
