Sandra Solomon v. Kimberly-Clark CorporationSandra Solomon v. Kimberly-Clark Corporation
Sandra Solomon appeals from the decision of the United States District Court for the District of Arizona granting Kimberly-Clark Corporation’s motion for summary judgment that the claims of U.S. Patent 4,560,381 are invalid as indefinite under
BACKGROUND
A. The Claimed Invention
Sandra Southwell (now Sandra Solomon) is the named inventor on the '381 patent, which is directed to disposable panties and panty liners for use during a woman’s menstrual cycle. Independent claim 1, which is representative of the claims at issue, reads as follows:
1. A disposable woman’s protective menstrual panty for holding a feminine napkin comprising:
a relatively thick layer of disposable absorbent material; and
a depression means in said relatively thick layer of disposable absorbent material, said depression means including a substantially thinner layer of disposable absorbent material oper-ably disposed longitudially [sic] in the crotch area of said panty and extending at least partially upward thereof in both front and rear areas, said depression means being dimensioned for receiving said feminine napkin therein for positioning same during use.
'381 patent, col. 17, 1. 65 to col. 18, 1. 9. Figures 1 and 2 of the '381 patent, which have been modified for clarity, depict the preferred embodiment of the claimed invention in the following manner:
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As illustrated by the figures, panty 21 is divided into body portion 22, waist portion 23, crotch portion 24, and leg portions 25. See id. at col. 5,11. 58-60. Body portion 22 is itself divided at division line 28 into top portion 26 and bottom portion 27. See id. at col. 5, 11. 60-62. Top portion 26 is preferably made of lightweight open mesh-type material or fabric, and the outer surface of bottom portion 27 may be made of the same or different material, e.g., a woven, hydrophobic material. See id. at col. 5,1. 62 to col. 6,1. 27. The inner surface of bottom portion 27, however, is composed of a highly absorbent, thick layer 51. See id. at col. 6, 11. 37-43. Crotch portiоn 24 of lower portion 27 contains an elongated, oval-shaped depression 43 that is bounded on both sides by thick layer 51 (specifically labeled 44 in the crotch region) and contains a relatively thin layer of absorbent material at its base. See id. at col. 7, 11. 40-65. The depression functions to receive and to hold a commercially available feminine napkin or pad. See id. at col. 8, 11. 48-60.
B. Procedural History
Solomon sued Kimberly-Clark, alleging that its Personals® panty infringed аll fifty-nine claims of the '381, patent.
1
The district court granted Kimberly-Clark’s motion for summary judgment of nonin-fringement, holding that the Personals® panty did not infringe the claims of the patent either literally or under the doctrine of equivalents. On appeal, we upheld the district court’s claim construction, as well as its conclusion that there was no genuine issue of material fact that the
On remand, Kimberly-Clark again moved for summary judgment, alleging that the patent was invalid under
The district court held that Kimberly-Clark had not proven that the claims of the patent were invalid under
Solomon aрpealed the district court’s invalidity ruling to this court. We have jurisdiction pursuant to
DISCUSSION
A. Standard of Review
Summary judgment is appropriate “if the pleadings, depositions, answers to interrogatories, and admissions on file,
The determination whether a claim recites “the subject matter which the applicant regards as his invention,” like a determination whether a claim is sufficiently definite, “is a legal conclusion that is drawn from the court’s performance of its duty as the construer of patent claims.”
See Personalized Media Communications, LLC v. ITC,
B.
Invalidity under
Solomon argues that the district court erred in invalidating the claims of the '381 patent under
We agree with Solomon that the district court erred in invalidating the claims of the '381 patent under
During the prosecution of a patent application, a claim’s compliance with both portions of
It is not inappropriate for the PTO or a reviewing tribunal to consider such evidence extrinsic to the patent application in light of the goals of the examination process and the fact that pending claims can be freely amended to comport with those goals. As we explained in In re Zletz:
During patent examination the pending claims must be interpreted as broadly as their terms reasonably allow. When the applicant states the meaning that the claim terms are intended to have, the claims are examined with that meaning, in order to achieve a complete exploration of the applicant’s invention and its relation to the prior art. The reason is simply that during patent prosecution when claims can be amended, ambiguities should be recognized, scope and breadth of language explored, and clarification imposed_An essential purpose of patent examination is to fashion claims that are precise, clear, correct, and unambiguous. Only in this way can uncertainties of claim scope be removed, as much as possible, during the administrative process.
In re Zletz,
On the other hand, when a court analyzes whether
issued claims
comply with
Determining whether a claim is definite requires an analysis of whether one skilled in the art would understand the bounds of the claim when read in light of the specification. If the claims read in light of the specification reasonably apprise those skilled in the art of the scope of the invention,§ 112 demands no more.
Personalized Media,
A more limited range of evidence should be. considered in evaluating validity as opposed to patentability under either portion of
It is particularly inappropriate to consider inventor testimony obtained in the context of litigation in assessing validity under
[Cjommonly the claims are drafted by the inventor’s patent solicitor and they may even be drafted by the patent examiner in an examiner’s amendment (subject to the approval of the inventor’s solicitor). While presumably the inventor has approved any changes to the claim scope that have occurred via amendment during the prosecution process, it is not unusual for there to be a significant difference between what an inventor thinks his patented invention is and what the ultimate scope of the claims is after allowance by the PTO.
Markman,
For the foregoing reasons, we conclude that inventor testimony, obtained in the context of litigation, should not be used to invalidate issued claims under
C.
Invalidity under
Kimberly-Clark alternatively argues that the district court’s judgment of invalidity should be affirmed because, contrary to that court’s conclusion, the claims are also invalid under
Solomon responds that the district court correctly held that the claims were not invalid under
bars issuance of a valid patent to a person or persons who derive the conception of the invention from any other source or person. A corollary of this requirement is the rule of proper joinder of inventors. The rule operates both as to misjoinder (erroneous addition of a person who is not in fact a joint inventor) and as to nonjoinder (failure to add a joint inventor). Potentially, misjoin-der and nonjoinder are as fatal to the validity of a patent (or the effectiveness of a filed application) as a case of complete inventorship error.
1 Chisum,
supra,
§ 2.03, at 2-40 & nn. 1-2. If failure to comply with
We agree with Solomon that the district court correctly held that Kimberly-Clark failed to prove by clear and convincing evidence that the claims of the '381 patent are invalid under
As for the suggestion that Solomon’s attorney might be the true inventor, we regard that argument as misguided. An attorney’s professional responsibility is to assist his or her client in defining her invention to obtain, if possible, a valid patent with maximum coverage. An attorney performing that role should not be a competitor of the client, asserting inventorship as a result of representing his client.
Cf.
Patent and Trademark Office, U.S. Dep’t of Commerce,
Manual of Patent Examining Procedure
app. R § 10.64 (7th ed.1998) (“Avoiding acquisition of interest in litigation, or proceeding before the [Patent and Trademark] Office”). Thus, to assert that proper performance of the attorney’s role is a ground for invalidating the patent constitutes a failure to understand the proper role of a patent attorney. Accordingly, we conclude that the district court did not err in rejecting Kimberly-Clark’s
CONCLUSION
The district court correctly concluded that Kimberly-Clark failed to prove that the claims of the '381 patent are invalid under
REVERSE.
Notes
. Because the details of Kimberly-Clark’s product are not relevant to the issues presented on appeal, we do not discuss them here.
.
A person shall be entitled to a patent unless—
(Í) he did not himself invent the subject matter sought to be patented....
.
The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention.
.
See also, e.g., Beachcombers v. WildeWood Creative Prods., Inc.,
. While Kimberly-Clark cites cases such as
Prater, Conley,
and
In re Cormany, 476
F.2d 998,