Is Clifton Binion the biological son of Johnny E. Binion? We can’t be absolutely sure. But, we can say Clifton is the legal son of Johnny E. Binion for purposes of survivor’s benefits, and because we can, the judgment of the district court affirming a decision of the Commissioner of Social Security is reversed.
Sandra Binion and Johnny E. Binion were married in 1965 and had four children, all girls, between 1966 and 1971. Sandra also had an older son, Charley, from a previous relationship. Clifton Binion, the child for whom Sandra presently attempts to obtain child’s insurance benefits, was bom to Sandra on August 10, 1976. At the time of Clifton’s birth, Sandra and Johnny were separated. On Clifton’s birth certificate, Sandra left blank thе spaces for the father’s name and place of birth, but she indicated the father’s age was 34. Johnny turned 34 a few months after Clifton’s birth.
Johnny Binion died in May 1991. In July of that year Sandra filed, on Clifton’s behalf, a claim under the Social Security Act, 42 U.S.C. §§ 402(d), seeking child’s insurance benefits based on the earnings record of Johnny, a deceased wage earner. Because Johnny’s name did not appear on the birth certificate, suspicions were raised at the Social Security Administration — the folks there thought Clifton might not be Johnny’s legitimate child. After some investigation, Sandra’s claim was denied, and Sandra requested a hearing before an administrative law judge. The hearing took place in August 1992. On September 8, 1992, the ALJ denied Sandra’s claim, ruling that Clifton was not Johnny’s child within the meaning of the Social Security Act. Sandra’s request for review by the Administration’s appeals council was denied in October 1993, and the ALJ’s decision became the final decision of the Commissioner of Social Security. 1
On December 21, 1993, pursuant to 42 U.S.C. § 405(g), Sandra filed a complaint in district court seeking review of the Commissioner’s denial of Clifton’s child’s insurance benefits. In November 1995 the magistrate judge (now District Judge Joan Gottsehall) assigned to the case recommended that the denial of benefits be reversed and that Sandra’s' motion for summary judgment be granted. The district court disagreed with the recommendation and, on March 20,1996, granted the Commissioner’s motion for summary judgment, which affirmed the denial of benefits. From that decision, Sandra appeals.
The ALJ’s findings of fact must be upheld if supported by substantial evidence. 42 U.S.C. § 405(g). “Substantial evidence” is evidence which a reasonable mind would accept as adequate to support a conclusion.
Richardson v. Perales,
To obtain child’s survivorship benefits for Clifton due to Johnny’s death, Sandra must establish that Clifton was the “child” of Johnny as defined in the Social Security Act. Although the Act allows an individual to establish that he is the child in several ways, see 42 U.S.C. § 416(h), Sandra has pursued only one: that Clifton was Johnny’s legitimate child and a product of their marriage. 42 U.S.C. §§ 402(d)(3)(A), 416(e), 416(h)(2)(A). The parties agree that to determine whether Clifton is a legitimate child for benefits eligibility, the Administration applies the substantive law regarding devolution of intestate personal property of the state in which Johnny was domiciled at the time of his death. 42 U.S.C. § 416(h)(2)(A).
Johnny died while living in Chicago so the law of the Illini state controls this case. Under the Illinois Parentage Act, which affects
What constitutes clear and convincing proof depends on the circumstances of a given case.
In re Estate of Willis,
clear and convincing evidence is considered to be more than a preponderance while not quite approaching the degree of proof necessary to convict a person of a criminal offense. The spectrum of increasing degrees of proof, from preponderance of the evidence, to clear and convincing еvidence, to beyond a reasonable doubt, is widely recognized, and it has been suggested that the standard of proof required would be clearer if the degrees of proof were defined, respectively, as probably true, highly probably true, and almost certainly true.
Chang v. Ragen (In re Estate of Ragen),
In a more recent Social Security case involving Illinois’ legitimacy law, we described the various legal standards as:
The preponderance standard is a more-likely-than-not rule, under which the trier of fact rules for the plaintiff if it thinks the chance greater than 0.5 that the plaintiff is in the right. The reasonable doubt standard is much higher, perhaps 0.9 or better. The clear-and-convincing standard is somewhere in between.
Brown v. Bowen,
What all this tells us is that the level of proof for legitimacy cases should be at the high end of the clear and convincing range. In sum, between the word “irrefragable” and the importance of the state interest, proof against legitimacy has to be extremely strong to overcome the presumption.
At the 1992 administrative hearing, Sandra testified that Johnny’s note in his application that they were separated was not really accurate, because although between 1974 and February 1976 Johnny periodically left her for a week or so at a time to live with his mother, he would come back to live with Sandra. Contradicting her own 1975 application for benefits but in sync with the divorce decree, Sandra indicated that she and Johnny did not completely separate until February 1976, and that at the time of Clifton’s conception they were living together. Sandra explained that she did not list Johnny on Clifton’s birth certificate because she was having problems with him at the time and “didn’t want to be bothered with him anymore, because he was an alcoholic.” According to Sandra, she remained sexually faithful to her husband until late 1976. In regard to the divorce decree, Sandra testified that out of spite shе chose not to list Clifton as a child of the marriage, because Johnny always wanted a son and she wanted to deny him official recognition that he had one. She said her attorney for the divorce probably told her benefits for Clifton could be affected if she did not list him, but she did not care; Johnny paid nothing to support his children anyway.
Also at the administrative hearing, Johnny’s sister and brother, Alberta Ball and Sammy Binion, testified that Johnny told them Clifton was his son and that Johnny’s mother, Rosa Lee, treated all of the children the same, implying that she thought they were all her grandchildren. Johnny and Sandra’s daughter Diane said Johnny acknowledged Clifton as his son and that Clifton and the four sisters were all treated the same by Johnny and Rosa Lee. The ALJ stipulated that another of Clifton’s sisters would have said the same thing, so she was not called to testify. Clifton testified that he periodically visited Johnny with his sisters and that Johnny treated him the same; for instance, Clifton received candy, gifts, and other such items just like his sisters did.
Finally, the ALJ considered two statements attributed to Rosa Lee, Johnny’s mother. One was an unsigned testimonial prepared for Rosa Lee’s signature, apparently by an Administration employee who spoke with Rosa Lee. Although Rosa Lee never signed the document to verify its contents, the text states that “during the period in question” Rosa Lee believed Johnny and Sandra lived together and that Johnny told other relatives Clifton was his son. The second reported statement came from a memo of an employee of the Administration following a telephone conversation with Rosa Lee. The memo said Rosa Lee believed Clifton was not Johnny’s son, that Johnny never spent time with Clifton or bought Clifton clothes or necessities, and that Johnny would say the same if he were alive. Rosa Lee herself, did not testify at the hearing and never actually signed either statement. Alberta Ball, who was Rosa Lee’s daughter, did, however, indicate to the ALJ that Rosa Lee generally told the truth.
Based on this evidence,
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the ALJ found clear and convincing evidence rebutting the presumption of Clifton’s legitimacy. He found compelling the absence of Johnny’s name on the birth certificate and the absence of Clifton’s name, like Charley’s, on the divorce decree. He found Sandra’s explanations regarding these omissions and her actu
The ALJ’s determination that Clifton is not Johnny’s child seems like a factual finding, but it’s actually a mixed question of fact and law for it rests on the application of Illinois paternity law to the facts. The parties have not addressed the standard of review for such a mixed question and have assumed that the “substantial evidence” test applies to this case. We will do the same, as we believe Sandra wins this case even under this stricter test.
Under Illinois law, certain irrefutable evidence standing on its own clearly and convincingly rebuts the presumption of legitimacy. For instance, if blood tests indicate the mother’s husband is not the father of the child, the presumption of legitimacy is overcome. 750 ILCS 45/ll(g);
Dillon v. Industrial Comm’n,
In
Dillon,
The Illinois Appellate Court determined that in the face of conflicting testimony regarding where Dorris lived, the inconclusive signatures on the hospital forms, and the lack of any other extremely persuasive evidence, the presumption was not sufficiently rebutted: “[T]he [Industrial] Commission could reasonably infer, under the circumstances here and in the absence of blood tests excluding William Dillon from the paternity ... the presumption of his paternity had not been overcome.”
Id.
at 609,
Similarly, the presumption of the husband’s fathering of the child was not rebutted in
Repsel,
Willis,
214 Ill.App.8d 683,
The Illinois Appekate Court also held the presumption adequately rebutted and a putative father’s paternity proved in
People ex rel. Jones v. Schmitt,
101 Ik.App.2d 183,184-86,
And finahy, in
People ex rel. Smith v. Cobb,
With these cases in mind we return to Sandra’s claim that the presumption of Clifton’s legitimacy has not been overcome. Although we have already noted the evidence reked on by the ALJ, we summarize it here: (a) the lack of Johnny’s name and place of birth on the birth certificate; (b) the lack of Clifton’s name, like Charley’s, on the divorce decree; (c) the 1975 benefits appkcations by Johnny and Sandra indicating they were separated prior to the date of conception; (d) the unsigned statement by Rosa Lee to the Administration employee that she did not bekeve Clifton was Johnny’s son; and (e) the unbekevabkity of Sandra’s explanations because they were self-serving.
Sandra contends that the ALJ committed a legal error by considering the
The ALJ, however, found that the omissions on the birth certificate and divorce decree had very close to a dispositive effect. Dillon, Repsel, and Willis show that contrary to what the ALJ thought, omissions on a birth certificate and divorce decree, while implying that the husband may not be the father, are not dispositive. • Dillon and Rep-sel indicate that the omission on the birth certificate, even together with other evidence pointing away from thе husband and toward another man, may not be enough to overcome the presumption, while Willis merely includes similar omissions on a divorce decree and birth certificate among several reasons for finding the presumption overcome. Because both omissions exist in this case, their suggestion that Johnny may not be Clifton’s biological father adds up, but are they enough, combined with Rosa Lee’s statement and the 1975 benefits applications, to constitute clear and convincing evidence?
We believe that the present case falls in line closer to Dillon and Repsel than to Willis, Jones, or Smith. In both Dillon and Repsel no father’s name appeared on the birth certificate, and the husbands actually testified that they had not had sex with their wives around the time of conception, yet the clear and convincing burden was not met. In the present case, the evidence similar to that of Dillon and Repsel regarding nonpaternity is weaker. Here, similarly, no father’s name appears on the birth certificate, but an age does, and it fits Johnny Binion rather nicely. This is strong evidence rebutting the ALJ’s view of the case. Here also, the 1975 applications suggest Sandra and Johnny had no sexual contact in the fall of 1975, but no evidence clearly indicates such a fact. As in Dillon and Repsel, nothing convincingly indicates Sandra and Johnny were inaccessible to each other during their sepаration. They lived in the same city, and nothing indicates Johnny stopped seeing his other four children (who lived with Sandra) or was unable to visit Sandra during the separation. No evidence indicates that by 1975 Johnny was impotent.
The remaining items weighing against Clifton’s legitimacy — the omission on the divorce decree, Sandra’s poor explanations for the omissions, and Rosa Lee’s unsigned hearsay statement — just do not raise this case to a level similar to Willis. Although the omissions on the birth certificate and divorce decree are similar, Willis had far more compelling evidence to add to those documents: inaccessibility of thе husband, testimony of nonparties that another man treated her as his daughter, life insurance policies referring to her as the other man’s daughter. Rosa Lee’s statement pales in comparison to this evidence. Likewise,
Jones
and
Smith
both involved more convincing evidence regarding nonpaternity than the present ease, and, notably, all of these cases — and even
Dillon
and
Repsel
— included another man as a possible father. Here, nothing points to another
For every bit of evidence weighing against Johnny’s paternity, an equal, if not stronger, piece of evidence points back to Clifton’s legitimacy. For example, as in Willis, Sandra’s divorce decree does not mention Clifton as a child of the marriage, and the ALJ found Sandra’s testimony regarding the actual separation date to be suspect. Yet the divorce decree — which, like the 1975 benefits applications, was made at a time when Sandra had no incentive to skew the facts to support the present benefits application— states that Johnny left Sandra in February 1976. The Commissioner does not dispute that Clifton was conceived 3 months before that date, and the ALJ gave no justification for giving one part of the divorce decree greater weight than another and for ignoring the fact that the separation date in the divorce decree supported Clifton’s legitimacy. The same is true for the birth certificate. As we have noted, although the father’s name and place of birth are blank, the age matched Johnny’s at the time, yet the ALJ failed to address this important fact.
Likewise, Rosa Lee’s alleged statement that she did not beliеve Clifton was Johnny’s son, that Johnny never bought Clifton clothes or other items, and that Johnny would say the same if he were alive, was contradicted by five sworn witnesses as well as Rosa Lee’s other unsigned statement. Even if we discredit the testimony of Clifton and his sisters because of possible bias (although the ALJ did not indicate he was doing that, it is implied in his decision), the contradiction of this statement by Rosa Lee remains because Alberta and Sammy (Rosa Lee’s own children) both indicated that Johnny recognized Clifton as his son,
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and Rosa Lee’s other statement indicates not only that Johnny told others that Clifton was his child, but that Sandra and Johnny lived togеther when Clifton was conceived. Although we do not believe the ALJ committed an error of law in considering the hearsay statements of Rosa- Lee,
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the ALJ never reconciled these direct contradictions to the one statement of Rosa Lee that he deemed “significant.” Because Rosa Lee did not testify at the hearing and because her two hearsay statements contradicted each other, the ALJ could not assess her credibility, let alone give one of her statements more weight than the other. At the very most, the one statement of Rosa Lee against legitimacy cancels out thе other in favor of Clifton’s legitimacy. And in cases where testimony cancels itself out and is thus inconclusive, the presumption of legitimacy wins.
See Dillon,
Finally, the ALJ thought that Sandra’s explanations regarding the omissions on the certificate and decree were not believable, mainly because they were self-serving. Even disregarding such explanations by Sandra due to this credibility determination, the testimony of Aberta and Sammy, the statement by Rosa Lee that she believed Johnny and Sandra were living together, and the separation date in the divorce decree point right back to Clifton’s legitimacy.
An ALJ must consider all relevant evidence and may not select and discuss only that evidence that favors his ultimate conclusion.
Herron v. Shalala,
At oral argument Sandra’s counsel conceded — correctly we think — that if she had to prove paternity by clear and cоnvincing evidence, she would lose. And we grant that the omissions on both the birth certificate and divorce decree raise suspicions that Johnny was not Clifton’s biological father. We think it possible that Johnny was not Clifton’s father; perhaps it is even probable. The presumption, though, is in Clifton’s favor, and that’s the law in Illinois. Looking at the evidence as a whole, which the ALJ did not do, we note that for every piece pointing away from Clifton’s legitimacy, something else points back the other way. If evidence beyond a reasonable doubt is almost jet black on the black/white scale, clear and convincing evidence regarding the legitimacy presumption requires a dark charcoal shade. The rеcord here shows evidence against legitimacy in the medium grey range at most, which means the presumption carries the day. In the face of inconclusive information, we believe that the ALJ could not reasonably find the presumption, which is a strong one, overcome. Thus, no substantial evidence supports the ALJ’s conclusion that Clifton was not Johnny’s “child.”
The Commissioner has argued no other basis for denying Clifton child’s insurance benefits. We therefore reverse the decision of the district court and remand with directions to grant summary judgment to Sandra and Clifton.
REVERSED.
Notes
. The administrative determination denying benefits actually ■ was made by the Secretary of Health and Human Services, Donna E. Shalala, against whom Sandra brought this lawsuit. Effective March 31, 1995, however, the duties of the Secretary regarding Social Security cases were transferred to the Commissioner of Social Security, Shirley S. Chater, pursuant to the Social Security Independence and Program Improvements Act of 1994, P.L. No. 103-296, 108 Stat. 1464. The district court substituted Commissioner Chater for Secretary Shalala, and for ease of reference, we will refer to the Commissioner rather than the Secretary.
. The ALJ stated at the hearing that he would try to arrange DNA blood tests for Sandra, Clifton, Johnny's siblings, and Sandra and Johnny’s four daughters, but later changed his mind after talking with a hematologist, who said a live father was necessary for the tests to be valid. Sandra and the others, however, were willing to take the tests.
. Sandra contends that one of these elements is required to rebut the legitimacy presumption and that the AU committed a legal error in deciding to the contrary. We disagree. The Illinois cases say these methods are not the only means of defeating the legitimacy presumption. For instance, although the court in Willis did mention inaccessibility as a basis for its decision, that fact was only one of several upon which the court relied. Likewise, in Dillon, although the lack of blood test evidence was noted, the court in no way indicated that only such evidence would rebut the presumption.
. The ALJ never adequately explained how Alberta's and Sammy's testimony, which cannot be deemed "selfserving” like Sandra’s or that of Clifton or his sisters, was discredited. The ALJ merely stated that he discounted the testimony of Johnny’s siblings because of the overwhelming inference of the omissions on the birth certificate and divorce decree. Because he failed to address the actual credibility of Johnny's siblings at all, we do not give his rejection of their testimony the deference normally awarded to credibility determinations.
. The rules of evidence do not apply in hearings before the ALJ. 42 U.S.C. § 405(b)(1);
Keller v. Sullivan,
