Case Information
*3
McKEOWN, Circuit Judge:
This appeal arises out of the events of October 24, 2009, when the Las Vegas police, on the lookout for two white males, mistook a teenaged boy and his friends, all Hispanic, for intruders in the boy’s own home. In the course of the afternoon, police pointed guns at the boys, entered the home without a warrant, handcuffed and detained the boys and others, and shot and killed the family dog. The family (“the Sandovals” [1] ) brought suit against the police, alleging violations of their constitutional rights and related rights under state law. The district court granted summary judgment to the police department and the officers on all claims. We reverse the judgment on the Fourth Amendment claims for excessive force and unlawful entry and on certain of the state law claims, and affirm the judgment on the remaining claims.
B ACKGROUND
On October 24, 2009, the Las Vegas Metropolitan Police Department (“LVMPD”) received a 911 phone call from a witness, Albert Schouten (“Schouten”), who said that he saw two white males between ages 18 and 20, one carrying a skateboard, jump a fence and start looking through the Although not all of the plaintiffs-appellants are related, at times we refer to them, for clarity, collectively as “The Sandovals.” This group *4 includes Jesus Rodriguez Sandoval, the father; Adriana Rodriguez, the mother, individually and as guardian ad litem for their eleven-year-old daughter, Kenya; Henry Brian Rodriguez, their eighteen-year-old-son; Martha Leal, as guardian ad litem for Jordhy Leal, her sixteen-year-old son; and Monica Moreno, as guardian ad litem for David Madueno, her fifteen-year-old son.
windows of a house in the neighborhood. There had been a recent pattern of youths burglarizing homes in the area.
Sergeant Roberts and Officer Dunn of the LVMPD, and later several of their colleagues, responded to the call, and arrived at the residence of Jesus Sandoval, Adriana Rodriguez, and their children. [2] The officers entered the yard and saw open windows, doors, and gates, consistent with residential use, but did not identify any point of entry indicators suggesting a burglary.
Roberts looked through an open bedroom window and saw “three young males” who were “younger than 18 to 20,” and were “about 14, 15.” [3] Roberts conceded that the boys— Henry, then 18, who lived at the house, and his two friends, David, then 15, and Jordhy, then 16— “did not match” two of the three metrics that Schouten had given him: the number of suspects or the age of the suspects. As to race, Roberts agreed that the suspects, who were Hispanic, were “not the color of a white person that you typically think of as being white,” and that “[w]hen [he] saw them for the first time [he] thought they were either dark-skinned white males or Hispanic.” Two of the boys later testified that they had never before been [2] On arrival, Roberts spoke with Schouten. There are no records of that conversation, but in a statement to the police after the incident, Schouten reported that before the officers arrived, “[t]he subject with the skateboard came back over the fence and walked to [a different street] and was picked up by a maroon SUV.” The police report noted that one subject was “H,” meaning, according to Roberts, “gone on arrival, meaning . . . the guy . . . can’t see him anymore.” Roberts later contradicted this testimony and said that they “looked like
they could be 18 to 20,” but also testified several times that the boys did not match Schouten’s description of their age.
6 S ANDOVAL V . L AS V EGAS M ETRO P OLICE D EP ’ T described as white or confused for a white person. The boys were listening to music, watching TV, and playing video games.
Roberts did not ask the boys any basic identifying questions. Instead, Roberts pointed his gun at the head of one of the boys through the bedroom window, and gave the boys conflicting commands, telling them “don’t move,” “[l]et me see your hands,”and “turn the music down.” Roberts told Jordhy to turn down the music, which Jordhy tried to do, and then told him, “I told you don’t move, I could shoot you” or “I’ll f***ing shoot you.” Roberts testified that the boys did not comply with his commands at this stage, but that they complied at all later stages. The boys, to the contrary, testified that they followed the officers’ commands at this point and throughout the events that followed. Henry, for example, reported that when Roberts appeared in the window, the boys “all froze,” that they “didn’t move,” and that he “didn’t want to risk moving at all.” Roberts acknowledged that the boys may not have heard certain of his commands.
Roberts’s colleague, Dunn, entered the house through the sliding glass door. Dunn, who could not see the boys, observed his partner pointing a gun and giving commands to someone through the window. He said that he entered the house because he thought that Roberts “could not control the suspects,” since he heard Roberts issue commands more than once and heard the tone of Roberts’s voice change. As Dunn entered the house, he began giving commands at the same time as Roberts, and recognized that this could have created confusion.
Roberts ordered the boys to exit the bedroom. Henry asked to be allowed to put away the family dog, Hazel, a pit bull, before letting the officers into the home, but Roberts did not allow him to do so.
As the boys exited the bedroom, Hazel slipped in front of Henry and Jordhy, but continued to walk behind David, according to David’s testimony. Dunn shot Hazel in the face, twelve inches from David, and in the direction of Henry and Jordhy. The officers ordered David and Jordhy to the floor, *6 handcuffed them, and brought them outside. Henry was ordered outside, but was not cuffed until later, as he was carrying Hazel, who was bleeding to death. The boys testified that the handcuffing and other treatment by the officers caused them pain.
Only after the boys were cuffed and exiting the house did the officers begin to make their first inquiries as to the boys’ right to be in the home.
Henry called his father, Jesus Sandoval (“Sandoval”), and told him that the police had entered the home and shot Hazel. Henry also asked an officer to call the animal hospital, but the officer said, “if you don’t shut the f*** up, I’m going to let your dog die right there.” Sandoval rushed home with his twelve-year-old daughter, Kenya, and found two of the boys handcuffed on the lawn, a swarm of officers and patrol cars, and Henry, covered in Hazel’s blood. Sandoval, who was walking with a cane because of back surgery fifteen days earlier, thought his son had been shot, and tried to go to him. When officers told him he could not enter the property, he became upset. Roberts ordered officers to handcuff Sandoval.
As the officers pushed Sandoval against a squad car, Sandoval said, “please don’t do this . . . I had a back surgery about 15 days ago. . . . I had major back surgery.” The officers grabbed Sandoval’s arm to handcuff him, “pull[ed Sandoval] up by the arm,” and, “holding [Sandoval] from [his] belt or [his] pants,” “pushed” or “threw” Sandoval inside the patrol car. Sandoval began “screaming” that he was in “severe pain” and that he needed his medication. Sandoval was detained in the patrol car for 25 to 30 minutes, still “screaming . . . in pain,” before officers responded to his requests for medication. Kenya witnessed all of these events.
When Animal Control arrived at the house, Henry ran to the truck and placed Hazel inside. Henry was immediately handcuffed by the police and was detained in the back of a patrol car for 30 to 40 minutes. Soon afterwards, Hazel died.
None of the family members or the boys were cited or charged with any crime, and Dunn testified that the boys committed no crime. The officers eventually “just left.” Dunn admitted that if he or Roberts had asked basic identifying questions, the entire incident would not have happened.
The Sandovals brought suit under 42 U.S.C. § 1983 *7 against the LVMPD and several officers, including Roberts and Dunn, in their individual and official capacities. They alleged violations of their Fourth, Fifth, and Fourteenth Amendment rights to due process, equal protection, freedom from excessive force, freedom from pre-conviction punishment, and familial association. They also brought state law claims for intentional infliction of emotional distress; for assault and battery as to the three boys and Sandoval; and for false imprisonment as to the three boys, Sandoval, and Kenya.
The district court granted summary judgment in favor of the LVMPD and its officers on all claims, primarily on the basis of qualified immunity under federal law and discretionary function immunity under Nevada state law.
A NALYSIS
F RAMEWORK FOR Q UALIFIED I MMUNITY A NALYSIS
Our de novo review of a grant of summary judgment
based on qualified immunity involves two distinct steps.
Government officials are not entitled to qualified immunity
if (1) the facts “[t]aken in the light most favorable to the party
asserting the injury . . . show [that] the [defendants’] conduct
violated a constitutional right” and (2) the right was clearly
established at the time of the alleged violation.
Saucier v.
Katz
,
I. F OURTH A MENDMENT U NLAWFUL E NTRY C LAIM
We first consider whether Dunn is entitled to qualified immunity on the Sandovals’ claim that Dunn’s entry into their home constituted an unreasonable search in violation of the Fourth Amendment. Although the pleadings are not a model of clarity, we adopt the district court’s view that the *8 10 S ANDOVAL V . L AS V EGAS M ETRO P OLICE D EP ’ T Sandovals pleaded an unlawful entry claim with respect to the home. [4]
A. C LEARLY E STABLISHED R IGHT
The Fourth Amendment protects “[t]he right of the people
to be secure in their persons, houses, papers, and effects,
against unreasonable searches and seizures.” U.S. Const.
amend. IV. Warrantless searches of the home or the curtilage
surrounding the home are “presumptively unreasonable.”
Payton v. New York
,
The Sandovals’ enclosed back yard, which the officers entered just
before entering the home, was curtilage subject to Fourth Amendment
protection.
United States v. Struckman
,
*9
For qualified immunity purposes, in determining whether
a constitutional right was clearly established, it is not enough
that there is a generally established proposition that excessive
use of force is unlawful.
See Saucier
,
Because it is “clearly established Federal law that the
warrantless search of a dwelling must be supported by
probable cause and the existence of exigent circumstances”
or emergency, the officers are not entitled to qualified
immunity unless their entry was justified by one of the two
exceptions.
Bailey v. Newland
,
B. V IOLATION OF C ONSTITUTIONAL R IGHT 1. Warrantless Entry: Exigency Exception The exigency exception permits warrantless entry where officers “have both probable cause to believe that a crime has been or is being committed and a reasonable belief that their entry is necessary to prevent . . . the destruction of relevant evidence, the escape of the suspect, or some other consequence improperly frustrating legitimate law enforcement efforts.” Hopkins , 573 F.3d at 763 (internal quotation marks omitted).
We considered the bounds of the exigency exception in
Struckman
,
Taking the facts in the light most favorable to the
Sandovals, we conclude that the officers here did not have
probable cause for either burglary or the lesser offense of
“prowling.”
Saucier
,
When the officers arrived at the house, responding to a
“prowler call”
[5]
and aware of Schouten’s tip, they observed
signs that Dunn admitted were consistent with either lawful
or unlawful activity.
[6]
In contrast to
Struckman
,
Despite later deposition testimony that the call had been upgraded to a possible burglary, the police continued to characterize the incident as a “prowler call” even after it had ended. See Statement of Albert Schouten (listing, in section of form completed by police officer, the “specific crime” as “prowler”). The form was completed at 3:15 p.m. on the day of the incident, approximately an hour and twenty minutes after the incident *11 was called in. Roberts testified that the factors the officers saw upon arrival—an open
gate, an open window, an open shed, an open door, an open slider—did
not give rise to probable cause to believe that a crime was being
committed, and that he “would hope [his colleagues] would have the same
opinion as [he did].”
Cf. Burrell v. McIlroy
,
on a bed, watching television, listening to music, and playing video games—was consistent with a burglary in progress. In fact, the officers observed open doors and open windows which they described as consistent with residential use. The officers had no basis, either at the moment they breached the curtilage or at the moment Dunn entered the house, to conclude that the boys had violated any laws.
We note that the Supreme Court’s recent qualified immunity cases do not shed light on the circumstances here. For example, in Stanton v. Sims , 134 S. Ct. 3 (2013) (per curiam), the Supreme Court addressed the nationwide division “on the question whether an officer with probable cause to arrest a suspect for a misdemeanor may enter a home without a warrant while in hot pursuit of that suspect.” Id. at 5. In this case, unlike in Stanton , neither probable cause nor hot pursuit was established.
Likewise, we recognize that “[n]ormally, when officers
suspect a burglary in progress, they have no idea who might
be inside and may reasonably assume that the suspects will,
if confronted, flee or offer armed resistance.”
Frunz v. City
of Tacoma
,
S ANDOVAL V . L AS V EGAS M ETRO P OLICE D EP ’ T 15 2d 1280, 1297 (S.D. Cal. 2010). The officers were therefore not entitled to enter the house without a warrant under Frunz . [7]
In sum, Dunn’s warrantless entry into the home was not
supported by probable cause, and thus violated the
Sandovals’ rights.
See, e.g.
,
Kirk v. Louisiana
,
2. Warrantless Entry: Emergency Aid Exception
The emergency aid exception typically has been
understood to permit law enforcement officers to “enter a
home without a warrant to render emergency assistance to an
injured occupant or to protect an occupant from imminent
injury.”
Brigham City, Utah v. Stuart
, 547 U.S. 398, 403
(2006). We assess officers’ actions “from the perspective of
a reasonable officer on the scene, rather than with the 20/20
vision of hindsight.”
Ryburn v. Huff,
132 S. Ct. 987, 992
(2012) (per curiam) (internal quotation marks omitted).
The district court also conflated the standard for warrantless entry in
suspected burglary cases,
see Frunz
,
The officers do not contend that Dunn entered the home to protect anyone within the home, and the record, taken in the light most favorable to the Sandovals, does not support an objective view that Dunn entered the house in service of officer safety. Roberts testified that he saw no weapons in the boys’ hands and that he “never perceived a threat from the kids to [his] personal safety.” The boys testified that they obeyed the officers’ commands at all times. Even crediting Dunn’s testimony that he felt that his partner “couldn’t control the [boys]” from the window, or that he heard the tone of his partner’s voice change, such a “concern,” particularly if juxtaposed with Roberts’s lack of concern about a threat, hardly supports a claim that entry was necessary to protect the officers from imminent injury.
Dunn’s further testimony did not mention particularized
or imminent threats of violence, as the emergency aid
exception demands.
See United States v. Ojeda
,
As we noted above, once officers have established
probable cause for a burglary, the exigent circumstances
exception may entitle them to enter a house without a
warrant. But a possible burglary confers no automatic
entitlement to enter under the emergency exception, nor does
a prowling investigation carry an inherent risk of violence.
Cf. Medway
,
This record stands in stark contrast to cases in which we
have held, under the emergency aid exception, that officers
had an “objectively reasonable basis for concluding that there
was an immediate need to protect others or themselves from
serious harm.”
Snipe
,
By contrast, Dunn and Roberts arrived at a home to find
a pattern consistent with either lawful or unlawful activity,
but with no evidence of weapons, violence, or threats. The
testimony that a reasonable officer would have perceived an
immediate threat to his safety is, at a minimum, contradicted
by certain portions of the record. The facts matter, and here,
there are triable issues of fact as to whether “violence was
imminent,”
id.
at 992, and whether Dunn’s warrantless entry
was justified under the emergency exception. We hold that
Dunn is not entitled to qualified immunity because it was
clearly established law as of 2009 that the warrantless search
of a dwelling must be supported by either the exigency or the
emergency aid exception.
Cf. Payton
,
We next consider whether the officers were entitled to qualified immunity on the Sandovals’ excessive force claims. The district court dismissed the claims, grounding its decision in the notion that the officers “reasonably believed Henry, Jordhy, and David were burglars.”
A. C LEARLY E STABLISHED R IGHT
Excessive use of force in effectuating a seizure violates
the Fourth Amendment.
Graham
,
Two distinct instances of the use of force are at issue here.
The first question relates to pointing a gun at the head of at
least one of the boys. In
Robinson v. Solano County
, 278 F.3d
1007, 1014 (9th Cir. 2002) (en banc), we held that police
officers had used excessive force when they drew a gun and
pointed it at the head of an apparently unarmed misdemeanor
subject, a fact pattern similar to that here. The events of this
case took place in 2009, seven years after
Robinson
. The
*16
20
S ANDOVAL V . L AS V EGAS M ETRO P OLICE D EP ’ T
constitutional right was clearly established for qualified
immunity purposes.
See also Tekle v. United States
, 511 F.3d
839, 845–47 (9th Cir. 2007) (reviewing cases);
Frunz
,
The second question is whether the officers were on
notice that handcuffing, removing from their residence, and
detaining compliant persons not suspected of any crime, or
alternatively that causing excessive pain while handcuffing or
placing someone into a squad car, constituted excessive force.
Our cases are instructive on this point. In
Meredith v. Erath
,
we held that an agent was not entitled to qualified immunity
where he handcuffed a nonviolent resident of a house during
an IRS search of the premises, and further that he was not
entitled to qualified immunity where there was a genuine
issue of fact as to whether he handcuffed the resident in a
manner that caused her pain.
B. V IOLATION OF C ONSTITUTIONAL R IGHT *17 We analyze claims that an officer used excessive force under an “objective reasonableness” standard, which requires balancing the “nature and quality of the intrusion on the individual’s Fourth Amendment interests against the countervailing governmental interests at stake.” Graham , 490 U.S. at 395–96 (internal quotation marks omitted).
The district court found that the boys and Sandoval stated claims for excessive use of force, but that governmental interests in officer safety, investigating a possible crime scene, and controlling an interaction with possible burglars outweighed the intrusions upon the Sandovals’ rights.
In reaching this conclusion, the court improperly
“weigh[ed] conflicting evidence with respect to . . . disputed
material fact[s].”
T.W. Elec. Serv., Inc. v. Pac. Elec.
Contractors Ass’n
,
Each of these conclusions was based on conflicting testimony, and drew upon the officers’ version of events rather than the Sandovals’ testimony, as Saucier requires. 533 U.S. at 201. Taken in the light most favorable to the Sandovals, the evidence reflects that the boys complied with the officers’ commands at all times; that the officers detained Henry despite what they concede was his full compliance outside the house and despite their knowledge that he had committed no crime; and that, by the time Sandoval returned home, the officers knew or had come to assume that Henry lived in the home and that none of the boys had been in the house illegally. [8] The evidence does not justify the district court’s conclusion that the officers had a “reasonabl[e] belie[f] that the three young men were committing a burglary” or that the officers were investigating a “potential crime scene” during the contested exercises of force.
*18 To be sure, the reasonableness inquiry in the context of excessive force balances “intrusion[s] on the individual’s Fourth Amendment interests” against the government’s [8] Roberts stated that he started to realize “maybe these kids aren’t burglars” after Henry said “you shot my dog,” because “from a commonsense standpoint, why would a burglary suspect have a dog in a residence? . . . So I started to think, maybe these aren’t burglary suspects. Maybe they live there and we need to be— . . . we need to slow everything down and calm everything.”
Roberts heard Henry outside the residence speaking on the phone to
his father and asking him to return home, and learned from this, if not
from earlier events, that Henry lived at the house. Roberts further stated
that, up to that point, he had “not observe[d] a crime.”
[9]
As we noted above,
see
text citing note 8,
supra
, and as is critical to a
balancing of equities under
Graham
, 490 U.S. at 395–96, the officers
never had probable cause for a crime bearing an inherent risk of violence.
23
interests.
Graham
,
III. R EMAINING F EDERAL C LAIMS
A. F AMILIAL A SSOCIATION C LAIM
The Sandovals claim that the officers deprived them of
the right to familial relations when they kept Sandoval and his
son Henry separated for forty minutes, when they used
excessive force, and when they shot the dog, Hazel. Although
parents have a “fundamental
liberty
interest”
in
companionship with their children,
Kelson v. City of
Springfield
,
The Sandovals’ excessive force claim as to the dog fares no better.
The Sandovals failed to plead unlawful seizure of property under the
Fourth Amendment, and the Fourth Amendment’s protection of “persons”
does not extend to dogs.
See San Jose Charter of Hells Angels Motorcycle
*19
Club
,
24
S ANDOVAL V . L AS V EGAS M ETRO P OLICE D EP ’ T
B. E QUAL P ROTECTION
We also affirm the grant of summary judgment to the
officers on the family’s equal protection claim. The family
alleged that its rights were violated when officers, responding
to a tip about potential criminal activity by two “white
males,” pursued Henry and his friends, who were of Hispanic
origin and had a dark skin tone. To avoid summary judgment,
the family must “produce evidence sufficient to permit a
reasonable trier of fact to find by a preponderance of the
evidence that [the] decision . . . was racially motivated.”
Keyser v. Sacramento City Unified Sch. Dist
.,
C. M UNICIPAL L IABILITY
To impose liability on a local government under § 1983,
the Sandovals must prove that an “‘action pursuant to official
municipal policy’ caused their injury.”
Connick v. Thompson
,
*20 IV. S TATE L AW C LAIMS
The district court granted summary judgment to the officers on the Sandovals’ state law claims for intentional infliction of emotional distress, assault, battery, and false imprisonment on two grounds: first, that the officers were entitled to discretionary-function immunity under Nevada Revised Statute § 41.032, and second, because there was no genuine issue of material fact as to these claims. [11]
Nevada’s discretionary-function immunity statute provides that “no action may be brought” against a public officer “[b]ased upon the exercise or performance or the failure to exercise or perform a discretionary function or duty . . . whether or not the discretion involved is abused.” Nev. Rev. Stat. § 41.032(2). Under Nevada law, state actors are entitled to discretionary-function immunity if their decision “(1) involve[s] an element of individual judgment or choice and (2) [is] based on considerations of social, economic, or political policy.” Martinez v. Maruszczak , 123 Nev. 433, 436–37 (2007).
We adopt the district court’s view that the Sandovals did not waive this second ground. Moreover, the Sandovals submitted extensive factual material and the district court reviewed the factual record in ruling on the summary judgment motion. The Sandovals filed numerous materials with their opposition to the motion for summary judgment, including depositions from Roberts and Dunn, Officer Kohntopp, Jesus Sandoval, Henry, David, and Jordhy; the LVMPD Incident Recall for the event; and the statement of Albert Schouten, and at least cursorily incorporated these “papers” by reference in their opposition to the motion for summary judgment, though this is not dispositive. The court “kn[ew] of record materials that show grounds for genuine dispute,” and as such, the court was permitted “not to consider [a] fact as undisputed.” F ED . R. C IV . P. 56 (e) advisory committee’s note, 2010.
Police officers “exercise[] discretion and [are] thus
generally immune from suit where the act at issue required
‘personal deliberation, decision, and judgment,’ rather than
‘obedience to orders, or the performance of a duty in which
the officer is left no choice of his own.’”
Davis v. City of Las
Vegas
,
Taking the facts in the light most favorable to the
Sandovals, none of their claims survive, including Kenya’s,
except as to Jesus Sandoval’s claims and the boys’ claims
related to their handcuffing and detention once the officers
knew no crime had been committed. A reasonable juror could
find that the officers’ decisions to, among others, handcuff
and force the ailing Jesus Sandoval into a cruiser and ignore
his requests for medication, as well as to continue to detain
and handcuff the boys after it was clear no detention was
justified, “w[ere] not merely an exercise or abuse of
discretion but instead constituted a deliberate and willful
disregard for the law . . . .”
Id.
;
cf. Pike v. Hester
, No. 3:12-
cv-00283,
The district court also erred in finding that the Sandovals failed to establish any genuine issues of material fact as to these claims. Viewing the state law claims through the lens presented by the Sandovals, as Saucier requires, material issues of fact exist for each of the state law claims not *22 precluded by discretionary-function immunity. 533 U.S. at 201. We accordingly reverse the district court’s grant of summary judgment to the officers on the state law intentional infliction of emotional distress, assault and battery, and false imprisonment claims as they relate to (1) Jesus Sandoval and (2) the handcuffing and detention of the boys once the officers knew no crime had been committed. We affirm the dismissal of the remaining state law claims.
We therefore REVERSE the district court on the Fourth Amendment claims for excessive force and unlawful entry, and on the state law claims detailed immediately above, AFFIRM the judgment on the remaining claims, and REMAND for proceedings consistent with this opinion. Each party shall pay its own costs on appeal.
REVERSED IN PART; AFFIRMED IN PART AND REMANDED.
