OPINION OF THE COURT
Can seduction be the basis for a "pattern of racketeering”
THE COMPLAINT
The complaint alleges that defendant, as an attorney, represented plaintiff in her divorce case in 1977. Some time after the divorce case was concluded, plaintiff alleges that defendant, aware of her financial circumstances, embarked on a scheme to exploit her vulnerable emotional state so as to enhance his own standard of living, and that as part of that plan, he began an intimate relationship with her in 1979. Allegedly he told her he wanted to marry her. Plaintiff alleges that because of her "transference response” to defendant, i.e., reacting emotionally to a powerful, benevolent and authoritative figure who had been her attorney, she was unable to resist defendant’s maneuvers.
Plaintiff then moved into defendant’s apartment on the East Side of Manhattan and in February 1980 they jointly purchased a house in the Hamptons, with plaintiff giving up her own apartment, but paying half the expenses for defendant’s apartment. He prepared a new will for her, which named him as executor and a beneficiаry. In September 1981, defendant terminated the relationship and demanded plaintiff move out of his apartment. Nevertheless, they have continued to share the house in the Hamptons by splitting expenses and using it on alternate weekends.
Although the relationship which is the underlying basis of the complaint was terminated in September 1981, it was not until 1990, nine years later, that plaintiff commenced this action.
LAWYERS AS LOVERS
While the complaint sets forth 13 separate causes of action,
The various cases cited by plaintiff to support the proposition that because defendant was an attorney before he became her lover, he had breached his professional and ethical obligations, will not withstand legal scrutiny. While the complaint, in its 92 paragraphs of allegations, leaves many of the facts and circumstances far from clear, plaintiff has submitted additional affidavits to flesh out the facts and defendant has also interposed factual affidavits together with contemporaneous documents. CPLR 3211 (c) permits either party to submit evidence on the motion, and the court may consider unpleaded facts set forth in the papers to determine whethеr on a motion to dismiss there should be permission to replead.
The facts thus established clearly show that defendant had represented plaintiff in her divorce action in 1977. It was not until well after that representation had terminated, and after the divorce had been finalized, that plaintiff and defendant began a romantic and intimate relationship in August of 1979. Plaintiff moved into defendant’s apartment in September of 1979, and in October they agreed to purchase a summer home which they would share in the Village of Quogue in Southhampton Township. At the time, the parties were living together in New York City and contemplating marriage. Plaintiff now alleges that in reality defendant had "embarked upon a scheme and course of conduct designed to exploit plaintiff’s vulnerable emotional state”, and that it was the plan of defendant attorney "to use plaintiff’s feelings of emotional frailty and love for him and her substantial financial resources” to gain for himself sexual and economic benefits.
Plaintiff charges that defendant violated Code of Professional Responsibility DR 1-102 (A) (4) (22 NYCRR 1200.3 [4]) by engaging in conduct involving dishonesty, fraud, deceit or misrepresentation; that he violated DR 5-104 (A) (22 NYCRR 1200.23 [a]) by accepting employment from plaintiff in conflict
As authority, plaintiff cites the disciplinary case of Matter of Bowen (
It is not "the sexual relationship per se which constitute^] a breach of professional responsibility but rather the attorney’s attempt to exploit the professional relationship to gain unsolicited sexual favors.” (Edwards v Edwards,
A lawyer, like any other person, may in his private life be a cad or a king, an inconstant lover or a rock of stability,
Cases cited by plaintiffs such as Matter of Rudner v Board of Regents (
When plaintiff and defendant became lovers, it was natural that they would want to share an apartment and that they would want to share a summer house. It was also understandablе, since defendant was an attorney, that he would handle the negotiations to purchase the house and to arrange for a mortgage loan. That was not a professional engagement, and of course no fee was charged. "As a matter of human experience personal services will frequently be rendered [between] two people * * * because they value each other’s company or because they find it a convenient or rewarding thing to do.” (Morone v Morone,
The parties here were joined as a couple in a partnership of sorts and in a joint venture for the purchase of real estate. Defendant was supplying his legal expertise while plaintiff was pledging her assets as collateral for a bank loan. Both parties were to share the mortgage payments and operating expenses. Plaintiff was a sophisticated business woman who certainly was able to understand that she and the defendant were jointly incurring liabilities for the repayment of the borrowed sums, and were going to own the house jointly.
There is no allegation that defendant failed to pay his share of repayments to the bank and operating expenses, and plaintiff’s collateral has never been called on.
The relationship having terminated, plaintiff now, years after the event, claims in retrospect that the whole affair was a scheme by the defendant from the inception to take advantage of her vulnerable position, with defendant acting as her
OWNERSHIP OF THE HOUSE
Five of the plaintiff’s causes of action relate to her attempt to oust defendant from a share of ownership of the house they purchased in 1980. (The causes of action for voiding defendant’s interest, for rescission and for unjust enrichment are dismissed.)
There is no presumption that a transaction involving a lawyer and a lay person is ipso facto invalid. If the transaction has been open and fair, it will stand unchallenged. (Howard v Murray,
The sixth cause of action requests a partition and sale. Defendant has no legal objection to this cause of action, and it appears that partition and sale pursuant to RPAPL article 9 should proceed, in order to cut the Gordian Knot and disentangle the parties from their unhappy joint occupancy of the premises.
PERSONAL INJURY AND MENTAL HARM
Plaintiff also claims that defendant’s actions have caused her severe personal injuries, anguish, pain and mental harm. The second cause of action not only seeks rescission, but also requests money damages because, she alleges as a result of dеfendant’s "fraud” in not disclosing the joint tenancy and her pledge of collateral, that she was caused to suffer from major depression, mental anguish, incapacity to attend to her vocation, loss of her ability to enjoy life and that she became a substance abuser. Apart from the lack of merit in the allegations of fraud and concealment, plaintiff misperceives her
In Hanlon v MacFadden Publs. (
The same considerations apply to the seventh cause of action charging defendant with legal malpractice. Plaintiff alleges that "defendant’s legal representation of plaintiff was performed in a negligent, unskilled or careless manner and constitutes professional malpractice which resulted in severe personal and psychological injury to plaintiff.” This cause of action is defective in all its aspects. First, it is not established that defendant, after the termination of the divorce litigation, undertook "legal representation” of plaintiff in connection with the purchase of the house and the bank loan. He was not retained professionally, but purportedly acted on a pro se basis for himself and his lover. When two people are living together and contemplating marriage, and one of them is an attorney, that does not necеssarily mean that any actions he takes in negotiations for the benefit of both is on an attorney-client basis.
Second, there is nothing to substantiate the conclusory charge that he acted in a "negligent, unskilled and careless manner.” It is not really lack of professional skill, but the fact that the lover who broke up with her happened to be a lawyer which is the underlying theme of the malpractice claim. That, of course, has nothing whatever to do with the defendant’s
Third, damages for mаlpractice are also limited to pecuniary loss — i.e., the difference between the actual result achieved and that which should have been accomplished, and the financial loss thereby sustained. Plaintiff alleges no such loss. Her only claim is for the mental anguish and psychological suffering caused by defendant’s actions, and this certainly is not recoverable in the guise of a malpractice claim. In a legal malpractice action, "[w]here the injury suffered is the loss of a cause of action, the measure of damages is generally the value of the claim lost.” (Campagnola v Mulholland, Minion & Roe,
Causes of action 10 and 11, which charge respectively mаlicious and negligent infliction of emotional distress, with the exception of the words "maliciously” and "negligently” are mirror images of one another. The essence of a cause of action for emotional distress is that the defendant must have engaged in conduct " 'so outrageous in character, and so extreme in degree, as to go beyond all possible bounds of decency, and to be regarded as atrocious, and utterly intolerable in a civilized community’.” (Fischer v Maloney,
New York has not permitted the assertion of a cause of action for infliction of emotional distress in cases arising from marital disputes. (Weicker v Weicker,
The outrageous conduct which is alleged here consists of defendant having "callously entered into and terminated his romantic and sexual relationship with plaintiff upon securing the financial benefits he desired.” This certainly has the earmarks of the earlier actions for seduction or breach of promise to marry, i.e., entering into and breaking off a sexual relationship by means of allegedly false promises. The public policy of this State now looks with disfavor upon actions for seduction and the statute permitting it was repealed many yeаrs ago. (L 1935, ch 263, now Civil Rights Law § 80-a; see, People v Evans,
The other allegations that defendant misused his professional relationship to derive financial benefits for himself and
THE RICO CLAIM
Plaintiff’s third cause of action alleged that defendant in carrying out his fraudulent scheme, used the mail and wires in connection with the acquisition of the house and the obtaining of the bank loans. It is alleged that each employment of the wire and mails constituted criminal mail and wire fraud, and that since defendant was associated with other attorneys in law firms, he was engaged in an ongoing "enterprise” as part of his scheme to defraud, and that this constituted a "pattern of racketeering activity” pursuant to 18 USC § 1961 et seq. entitling plaintiff to recover treble damages and attorneys’ fees.
The essenсe of a civil RICO claim is the commission of two or more acts constituting a pattern of racketeering activity by a participant in an enterprise which affects interstate of foreign commerce. (Moss v Morgan Stanley, 719 F2d 5, cert denied sub nom. Moss v Newman,
Plaintiff contends that the pattern of racketeering activity was made out by allegations that she was induced to obtain
The effort to twist and torture the factual pattern of this case to create a proximate resemblance to a RICO case is unavailing, as tempting as the prospect of treble damages and attorneys’ fees may be. The decision of plaintiff and defendant to live together and share a house, and to be equally responsible for all expenses, hardly qualifies as a "pattern of racketeering activity.”
RAPE AND BATTERY
The eighth and ninth causes of action allege that at "the time defendant had sexual relations with plaintiff, he knew or should have known that plaintiff was emotionally vulnerable and that her feelings of attachment to him were actually a 'transference’ response stemming from his representation of her in connection with her divorce”, as a result of which "she was unable to resist defendant’s sexual advances or to give free or informed consent to such sexual advances”, and that he therefore committed battery and rape. Battery is the intentional and willful physical contact with a person without his or her consent. Rape is the use of physical force or threats of forcible compulsion overcoming objections, or sex with a person who is incapable of consent. (Penal Law §§ 130.25, 130.35.)
It is clear that initially plaintiff entered into a sexual liaison with defendant which continued for almost two years before they broke up. After her rejection, plaintiff now charges that she had really been unable to resist because of a "transference response.” "Transference” is the psychological phenomenon which arises when a person in therapy transfers
Plaintiff has apparently attempted to fit her case within the pattern of Coopersmith v Gold (
Accordingly, this court rejects the legal theory that because one person finds another overwhelmingly attractive, charismatic, powerful, perceptive and caring, causing intense feelings of romantic love, that that is the equivalent of a deprivation of power to act as a consenting adult. Plaintiff here says she saw the defendant as "God-like, all knowing and powerful”, and when rejected she felt helpless. Such intense feelings, no matter what the aftermath, cannot be retroactively transmuted into claims of battery and rape.
Plaintiff alleges that the defendant embarked on his "scheme and course of conduct to exploit plaintiff’s feelings of emotional frailty” for personal gain in August of 1979. The loans for the house were negotiated in 1979. Closing of title took place in February 1980. In September 1981, the relationship between plaintiff and defendant was terminated. This action was commenced by service in June of 1990. (Nine years having elapsed since the breakup, the court finds all the contested causes of action are barred by the Statute of Limitations.)
Plaintiff attempts to avoid the application of the Statute of Limitations by claiming thаt the limitations period did not run subsequent to the breakup in September 1981 because the breakup put her in a profound state of depression and rendered her apathetic and dysfunctional. CPLR 208, which provides for tolling, specifies that the limitations period is extended if the "person entitled to commence an action is under a disability because of infancy or insanity at the time the cause of action accrues.” What the statute clearly contemplates is a disability which prevents a plaintiff from recognizing a legal wrong and from engaging an attorney to rectify it. There is no allegation that plaintiff was under a disability at the time of the alleged fraud, malpractice and rape. The Court of Appeals had made it quite plain that apathy, depression and neurosis are not so disabling as to toll the Statute of Limitations. It pointed out that when the CPLR was enacted, the possibility of using the phrase "mental illness” was rejected and therefore tolling should be limited "only to those individuals who are unable to protect their legal rights because of an over-all inability to function in society.” (McCarthy v Volkswagen of Am.,
Furthermore, plaintiff’s clаim of total disability is refuted by the documented fact that she told an attorney friend of the facts and had him intercede on her behalf in 1985, but it was not until 1990 that she found an attorney willing to press the varied causes of action asserted here.
Defendant is not estopped from claiming the defense of Statute of Limitations, since it does not appear that there was any cover-up or concealment as to what he had done. It does not appear that plaintiff was lulled into inactivity by actions
CONCLUSION
For the reasons above stated, all causes of action alleged by plaintiff with the exception of causes of action six, twelve and thirteen, are dismissed for legal inadequacy and are time barred. The essence of these causes of action is that plaintiff was taken advantage of by an unscrupulous lawyer-lover to whom she gave her trust and affection and who rejected her. Courts can deal appropriately with broken contracts and broken legs. It cannot give remedy for unrequited love and broken hearts.
