*1
disagreement
and
majority
my
the
s
parole.
eligible
date he would
the
require
I would
reach the merits
reached.
additional
The Court did not
a
petitioner
the
showing by
had not al-
reasonable
petitioner
because the
claim
if
at
petition that
he had
of a more favorable result
probability
habeas
leged
his
claims;
parole
majority
his
trial in
such
the
would
properly advised as to
all
been
guilty
showing
not
such a
claims of
pled
require
would
have
not
eligibility, he
Hill,
respect
going
penal
trial.
errors or omissions
and insisted on
consequences.
Nor had he
might support conclusion SHEPARD, C.J., concurs. parole his particular emphasis on placed or eligibility deciding whether not a claim Id. Absent such or
plead guilty.” circumstances, said, the
special the Court insufficient
“petitioner’s allegations [were] satisfy Washington the Strickland v. ” ‘prejudice.’ Id. requirement analysis to mean majority reads this of a probability more “reasonable SANCHEZ, Guadalupe Appellant A. that the court used earli- favorable result” (Defendant Below), opinion apply in the does not er Hill involving counsel’s errors omis-
claims consequences of concerning penal sions Indiana, Appellee I guilty reading think a better STATE plea. (Plaintiff Below). and of Hill is language from structure a probability of more “reasonable No. 92S03-0009-CR-518. all applies result” test claims favorable necessary that it not to even reach Court of Indiana. Supreme re- the test in Hill because threshold petitioner alleging that quirement June on pled guilty would have insisted
going to trial was not met. said, think there is having
That been I agreement majority
broad between approaches myself as to how court assistance of counsel
claim ineffective First, plea.
respect guilty peti- demonstrating burden of
tioner has the was deficient. performance
that counsel’s
(We case.) in this question open leave that
Second, has the burden of petitioner probability
demonstrating reasonable defendant hypothetical reasonable pled guilty not have and elected to
would only It is
go properly to trial advised. are cleared that
after those two hurdles
5X0 “grabbing
to leave after he
accused of
girls’
all the
butts.”
trailer
soon returned to the
Sanchez
remaining
He held
four
gun.
*3
occupants
hostage
the trailer
while he
of
a woman who had al-
attempted to find
four
ready
party.
left the
After the
hos-
tages
they
did not
convinced Sanchez
was,
know
the woman
he ordered
where
to
hostages
one of
remove all of the
trailer,
phones,
telephones in the
took
seventeen-year-old
and forced
H.S.
to
him.
leave with
thirty min-
Sanchez and H.S. walked for
utes to
forced
a cornfield where Sanchez
raped
H.S. to
her
and then
remove
clothes
that he
complained
her. When she
was
her,
hurting
performed oral sex
Sanchez
her,
raped
on
then
her several more
and
then
three
pair
times. The
walked
and
Carpenter,
K.
Public Defender of
Susan
house, hiding in
one-half miles to Sanchez’s
Lewis,
Indiana,
L.
Gregory
Deputy Public
passed.
they
ditches when cars
When
Indiana,
Defender, Indianapolis,
Attorneys
house,
reached
took H.S. to
Sanchez
for Appellant.
again
her. Both
raped
the basement and
Modisett, Attorney
A.
General of
Jeffrey
asleep.
then fell
Sanchez and H.S.
Hines,
Indiana,
Gasper
Deputy
Barbara
Early
morning,
police
arrived
General,
Indiana,
Attorney
Indianapolis,
asleep
and found
next
H.S.
Sanchez
Attorneys
Appellee.
weapon
his
hand
loaded
near
neck. At
and his
hand around H.S.’s
left
TRANSFER
PETITION FOR
ON
trial,
gave
following
court
the trial
“Vol-
objection:
over Sanchez’s
instruction
BOEHM, Justice.
to the
untary
is not a defense
intoxication
section
hold that Indiana Code
35-
We
and
You
charge
Rape
Confinement.
41-2-5,
prohibiting the use
voluntary
intoxication into
not take
negate
mens
voluntary intoxication
determining
whether
consideration
eases,
rea
criminal
does not
requirement
intentional-
knowingly
Defendant acted
violate the Indiana Constitution.
in the
This
ly,
alleged
as
information.”
Background
and
Factual
Procedural
law,
accurately reflects Indiana
instruction
1, 1997,
codified in
July
effective
6, 1998, Guadalupe
night
July
On the
35-41-2-5. Pub. L.
Indiana
section
Code
birthday
in a
party
attended a
Sanchez
210-1997, 3,§
Acts 2938. A
No.
Ind.
All nine
County,
in Allen
Indiana.
trailer
and crimi-
jury
rape
convicted Sanchez of
drinking
at the
were
and
people
party
he
nal confinement and
was sentenced
marijuana. Sanchez
smoking
some were
forty years imprisonment.
noticeably
consuming
intoxicated after
was
that it
argues
Sanchez
twenty-four
appeal,
two and
beers
On
between
give
He was asked
error
glasses
tequila.
several
the Due
might
because
Course of
evidence of intoxication
be al
instruction
Law
the Indiana Constitution
provision of
lowed in certain homicide crimes. O’Her
pro-
and several other state constitutional
420, 420,
rin v.
14 Ind.
1860 WL
his
visions establish
(1860).
years later,
Thirty
this Court
defense. The
voluntary intoxication
Court
held that evidence of intoxication was ad
Appeals,
after an extensive examination
a first-degree
missible to reduce
murder
I,
origin
of Article
Section
second-degree.
conviction to
Aszman v.
defense,
history
as a
of intoxication
347, 353-59,
123 Ind.
24 N.E.
provided
had
found that Sanchez
no inde-
125-27
By
Court had
pendent
supporting a
analysis
due course
extended the use of intoxication evidence
*4
of
the Indiana
law claim under
Constitu-
proof
to all crimes requiring
specific
of
tion, and therefore
evaluated this issue
State,
435,
intent. Booher v.
156 Ind.
448-
under
process
federal due
doctrine. San-
(1901).
49,
156,
60 N.E.
160
This became
(Ind.Ct.
State,
165,
chez v.
732 N.E.2d
173
in
majority position
the United States.
of
App.2000).
Appeals
The Court
found
Egelhoff,
37,
See Montana v.
518 U.S.
46-
37,
Montana v.
518 U.S.
Egelhoff,
116
47,
2013,
116 S.Ct.
The Court Appeals contains a statute was unconstitutional. more the history detailed account of In the United Supreme States voluntary intoxication as defense to the Court held that a prohibit state could mens In summary, rea element of crimes. criminal offering defendant from at the surrounding time of the debates of voluntary negate intoxication to req- Constitution, drunkenness and intoxi uisite violating mens rea without the Due cating liquors quite harshly. were viewed Process Clause of the Fourteenth Amend- Proposals to the were Constitution made ment. Egelhoff, prohibit liquor to sell licenses and to Therefore, as observed in State prevent from benefiting the State from Cleave, v. Van 1302 n. 15 liquor law, sales. At common (Ind.1996), the doctrine offense, longer is “no was itself an and the prevailing good grounded law” insofar view was no that one crime was defense to Court, federal By guarantee another.1 consistent of due states, with process. had come to the view (No. 14,868) (“Drunkenness vice,
1. This gross attitude towards intoxication was not is a E.g., limited to contemplation Indiana. United and in the States v. Cor- of some of our laws nell, (C.C.D.R.I.1820) ”). 25 F. Cas. 657-58 is a crime.... provision. of Law State terse- Course response Egelhoff, In that, “Clearly [voluntary ly responds Indiana section enacted Code “Intoxi- does not violate provides: intoxication] instruction This section 35-41-2-5. Constitution,” relying in a for on the prosecution the Indiana is not a defense cation into may not be taken course of law claims proposition offense and due determining the existence using analy- same consideration are to examined is an element of a mental state that claims. We process as federal due sis exceptions conclusion, ... not relevant but not agree [with offense with State’s with If is consistent this statute reasoning. here].” its constitution, the instruction the state from other than Ter No case this Court captured the law properly trial Sanchez’s (Ind. ry v. a claim lack of governing Indiana 1984), the need a volun has considered voluntary intoxication. intent reason of under tary intoxication defense either below, compatibility of the explained As Terry did or state constitution. federal with the federal constitution in so that a many not state words statuto con- Egelhoff, the state established ry the defense abolition have not been resolved stitutional issues *5 by is the Indiana prohibited intoxication by this Court. nevertheless have the We Constitution. I, 12—Due II. Article Course Section pre that the issue from proposition Due of Law and “Substantive in that case whether elimina sented Process” voluntary of intoxication a defense tion of the argues Indiana’s “is violative the Constitution Sanchez first that the of Indiana.” when read States and State provision, Due Course of Law United at 1087. The constitu conjunction Terry, the other in constitutional for that the ability Terry’s to tional basis conclusion “protected Sanchez’s provisions, is “void and by voluntary intent intoxication statute challenge proof of his the State’s effect” not clear. Id. at 1088. voluntary intoxi without is on a defense putting in Sanchez, concurring Terry adopted opinion According to Indiana cation.” (Ind. State, v. 463 N.E.2d Sills section 35^11-2-52 unconstitutional Code 1984) (Givan, C.J.), I, other in overruled on Article because violates Section v. grounds Wright addition to several other constitutional (Ind.1995), view which took the analyze he not 569-70 Although does provisions. necessarily a mens every has constitu crime independently Section not clear ar did make phrases requirement. his rea Sills provisions, tional Sanchez specific provision law. His a of due course of whether gument terms thought requirement, such impose that the criminal was contention seems to be so, or, of the federal or provision what other sections of protections in the sum, although In it was. “pro create state constitution Indiana Constitution either Sills, Indiana suggests via Terry, tectable interest” under Due Course a limitation on the forbids provision Law or establish that the volun Constitution defense, neither “firmly in intoxication tary defense is and, therefore, provision what opinion be abol indicates grained” cannot supports Due constitution conclusion. state ished because argument present separate under challenges Code sec- does 2. Sanchez also Indiana section, provides the de- tion 35-41-3-5 which for address it. do not he involuntary Because fense of intoxication. true of the same is concurrence in this thrust is that “courts will adhere to the law, case. rather than whim or corruption, dispensing justice litigants.” Jennifer points Sanchez “due Friesen, § State Constitutional Law 6- phrase as the course of law” source of his 2(a) (2d 1996). ed. provisions These have Questions Indiana constitutional claim. interpreted been response to be a to the arising under the Indiana Constitution are abuses that England were “by examining language be resolved time, including delay bribes to or ex history of the text the context of the pedite judicial system. Twenty- Id. ratification, surrounding drafting its one states share provisions similar encom the purpose and structure of our constitu passing the idea that “very essence of tion, interpreting and case law the specific civil liberty certainly consists in provisions.” Gaming Indiana Comm’n v. every individual to protection claim the (Ind.1994). Moseley, 643 N.E.2d laws, whenever he receives an injury.” And, inquiry the first line of consti 6.2(b) Id. at & App. 6 (quoting Marbury tutional case is the text of the constitution (1 Madison, Cranch) v. 137, 163, Ajabu itself. (1803)). L.Ed. 60 (Ind.1998). I, Article Section 12 provides: “All open; courts shall be and every per viewed, So the Due Course of Law son, injury done to him in person, his provision applicable to civil proceedings, property, reputation, remedy shall have provides none of the criminal protec by due law. course of Justice shall be tions of its federal counterpart. As we freely, purchase; administered and without Melroe, recently noted in 729 N.E.2d at denial; completely, and without speedily, *6 2, 976 & n. all of previous cases that and delay.” By without the terms of Sec any have found protection criminal in the 12, tion only the second sentence of that I, first sentence of Article 12 Section have context, section is relevant in the criminal done so based process” on “due without and that sentence gives guidance no on the any analysis of the independent meaning need vel non for a defense based on lack of of the Due Course of provision. Law Be reason, mens rea for alone let for cause the federal required constitution voluntary intoxication. cases, results in those appending a state Other in interpretative tools addition to process” “due doctrine explanation without language analysis are also limited use and, think, was unnecessary, we incorrect here. There unique is no Indiana history Rather, as well. “[b]y terms, its [Thefirst surrounding the adoption of this clause in I, sentence of Article Section applies 12] 1816 or redrafting its McIntosh v. only in the civil context.” Id. at 976. Co., (Ind. Melroe 974 2000), but interpretation suggested I, second sentence of Article Section this 12 language supported by “justice” refers to history being administered “completely.” I, due course of law doctrine and Article Section 1 embod- I, the case surrounding provision law Article ies the Section in the Declaration In- 12. Due provisions appear dependence course of law that guarantees “life, stem from Sir Edward Coke’s liberty, commen pursuit and the of happiness.” tary on the Magna these, Carta.3 Their basic Neither of and no provision that, 3. Lord "[Ejveiy Subject Coke stated remedy by lake his the court of Law ” Realm, bonds, this injury done him in .... Explicat- Lord Coke’s Second Institute ferris, land, persona [goods, person] (4th vel ing 1671). ... Article 55-56 ed.
515 But we think recognized defense. Constitution, to ment or claimed can be the Indiana rea redefined the mens legislature has governmental limitation on express to render irrelevant the in Indiana element Fifth and Fourteenth in the action found concurrence and the evidence that Sanchez Nevertheless, we are satis- Amendments. reason, although For that present.4 would implicit in its was correct Terry fied I, right in Article the state constitutional fairness fundamental assumption due are not process 12 and federal Section re- and is assumed judicial proceedings identical, instance, we this necessarily The com- constitution. by our state quired conclusion under our state reach the same building long been a basic law has mon Supreme constitution as United States Ind. Code 1- law. See of Indiana block the Four- Egelhoff reached in under Court (1998) 1 language from (adopting 1-2-1 teenth Amendment. (1852)). § As ch. Ind. Rev. Stat. noted, has this Court III. and the Debate Appeals Sills
Court
Liability
to a “federal
over Strict
referred
frequently
“due
requirement of
state” constitutional
Terry v.
agree
do not
We
Sanchez,
N.E.2d at 171-72.
process.”
(Ind.1984),
the extent
N.E.2d
inaccurate, we think
technically
Although
that the Indiana Constitution
suggested
common un-
reflect the
these references
bar to the elimination
an inherent
contains
state are
that courts of this
derstanding
a means of
by the basic con-
constitutionally bound
of a crime.
negating the mens rea element
identi-
frequently
fairness that are
cepts of
with the concur-
although
agree
And
federal con-
process”
fied with “due
should
precedent
rence that
stitution.
con-
disregarded, we do not
lightly
not be
Terry and Sills
sider
terms,
that,
agree
general
We
(Ind.1984),
on other
overruled
opportu-
of fairness embraces
concept
State, 658 N.E.2d
by Wright v.
grounds
de-
relevant to a
present evidence
nity to
(Ind.1995),
more
to contain
569-70
fense,
is also
whether or not
consti-
references to the state
than casual
I,
of the Article
by the terms
supported
tution.
compel
attendance
Section
*7
noted,
on
are limits
already
have no
there
quarrel
We thus
As
witnesses.
criminalize, even
legislature may
the constitu-
claim that
the concurrence’s
what
specific
a
constitutional
a
in the absence of
that
defendant
requires
of our state
tion
pro-
due
general
there is no
Because
evidence bar.
opportunity
have the
constitution, and
in our state
clause
any
other ele-
cess
a mens rea element
on
Constitution,
Bilionis, Process, the
D.
by
concurrence
Louis
very articles cited
4. The
Law,
legislature to
Mich.
point
that it is for
Criminal
make
and Substantive
Indeed,
put
Bilionis
the crimes. As Professor
define
it is nota-
L.Rev.
literature
discussing the classic academic
in
liability
strict
of the articles on
ble that none
liability:
criticizing strict
Egelhoff ex-
by
concurrence discuss
cited
this, as Hart well
problem with all of
The
knew,
example
demise
an
of the
cept to observe it as
never defines
is that the Constitution
on
process limitations
due
of substantive
few who have
as such and that
"crime”
no acci-
legislation. We think that is
criminal
sensed in
judicial robes have
worn the
quite
from
problems are
distinct
dent. The
trump
capacity
an individual
themselves
point
precedential
jurisprudential and
both a
forthright legislative decisions to attach
of view.
any
act or
stigma to X or to
other
criminal
a
privileged
virtue of
that is not
omission
right.
recognized constitutional
issue,
(1959),
addressing the
L.Ed.2d 205
specific provision
no
is cited for the
requirement
a mens rea
that the
proposition
every
there is
that
crime
in-
requires
imposes
any
constitution
on this or
tent,
state
though
expressly
even
that case
stat-
crime,
derive from this fair
it must
that, “it
competent
ed
is doubtless
for the
But courts must be careful
concept.
ness
to create
States
strict criminal liabilities
substituting
judgment
to avoid
their
for
criminal
defining
offenses without
ele-
politically responsive
those of the more
ment of scienter.” Id. at
that no
place
voluntarily
That
is sufficient
gener
The conclusion is
conditions.
those
intoxicated offender at risk for the conse-
correct,
example
we think this
ally
actions,
if it
quences of his
even
is claimed
an ele
that
intent
is
not establish
does
obliterated to
capacity
that the
has been
ment,
reflects the usual as
but rather
requisite
achieve the otherwise
mental
voluntary
compo
action is a
sumption that
specific
state for a
crime.
Ind.
35-41-
of a crime. See
Code
nent
(1998);
v.
2-1
McClain
cf.
contends that the need
The concurrence
(Ind.1997).
104, 107
voluntary
supplied by
acts cannot be
it, the
voluntary intoxication. As we see
sug
the extent some have
To
first,
the legisla-
issues are:
what conduct
similar to this elimi
that statutes
gested
second,
prohibit;
ture has chosen to
and
require
commonly
nate the
understood
whether there is
constitutional bar to
necessary for
voluntary
actions
ment
un-
criminalizing
may
that conduct.
It
be
pro
The statute
disagree.
culpability,8
liability for actions
impose
wise to
strict
“may not
voluntary
that
intoxication
vides
voluntarily
persons.
taken
intoxicated
determining
taken into consideration
be
But the issue before us is whether
that is an
of a mental state
the existence
and,
so,
if
legislature
provided,
has so
of the offense.” Like all statutes
element
If
whether it is unconstitutional.
the stat-
law,
of the common
it is
derogation
pres-
the constitution
provides,
ute so
strictly construed. Durham U-Haul
be
legislation,
ents no barrier to
(Ind.2001).
Int’l,
We
voluntary
pre-
not be
think “an element of the offense” refers
negate
sented to
mens rea.
element set forth
unique
each
mental
crime,
voluntarily
intoxicated
Providing
and not to
defining
the statute
her actions
person
responsible
ac
for his or
general requirement
crimes,
person does
typi
degree
but is
to the same
as a sober
tion that
all
underlies
activity
wholly
inno-
except
in the
not criminalize
cally not articulated
statutes
of an obscure
overriding provision
ignorance
cent because
as it is found
knowledge of relevant facts.
35-41-2-1.9 The
law or lack of
Indiana Code section
Rather,
of volun-
it substitutes an element
Indiana intoxication
eliminates
that a
tary
point
person
intoxication to the
voluntarily
that the
intoxicat
requirement
actions for
ignorance
“inten
can claim
his own
“knowingly”
defendant acted
ed
required
rea otherwise
as to the
tionally”
crimes that
include
mens
as to those
respect,
In this
it
may wrongful
But even if there
conduct itself.
those elements.10
murder,
accepts
felony
which
involuntary by
an act rendered
intoxi
is similar
felony
cation,
underlying
rea of the
premise
in most
the mens
itself
doubtful
circumstances,
Both involve at-
sufficient for murder.
has decreed
intoxication,
consequences
voluntary,
taching
penal
more serious
supplies
10.Thus,
Allen,
although
Egel
awareness of the likelihood
J.
Foreward: Montana v.
8. Ronald
Legislative
bodily
ordinarily
on the Limits
ele-
injury is
of severe
hoff—Reflections
Authority,
J.
Imagination
murder,
Judicial
necessary
for the
ment of
is not
Criminology
Crim. L. &
voluntarily
to be convicted
intoxicated killer
*9
of murder.
reads, "A
9.
Indiana Code section 35-41-2-1
only
he volun-
person commits an offense
if
tarily engages
in conduct in violation of
defining
the offense.”
legislature may
Assuming
that the
as a matter of law.
activity
to an
view
produces
in itself if it
reprehensible
person incapable
as
has both rendered a
of
typically
it
does. As
greater harm than
apprehending
consequences wrong-
or
such,
presents
problem
neither
fulness of his acts and still left him capable
criminalizing activity that most would re-
them,
performing
think
legisla-
we
blameless,11 or even the
gard
wholly
may constitutionally provide
ture
that the
responsibility
of individual criminal
issue
perpetrator
ignorance
whose
prod-
is the
proof
failures without
organizational
uct of self-induced intoxication
than
rather
mens rea.12
individual
equally
moral blindness is
In
culpable.
case,
individually and alone inflicted this
there can be no doubt from
Sanchez
on his victim. His
night
of terror
sequence
extended
of events that Sanchez
plainly at the core of the
conduct was
voluntarily,
acted
impaired
however
he
culpability.
circle of
The issue is whether may
legislature
have been. The
has cho-
him
legislature may
criminally
hold
ignorance
sen to treat
consequences
of the
notwithstanding a claim of in-
responsible
by
act
voluntary
one’s
induced
intoxi-
think the
had
toxication. We
simple ignorance
cation the same as
murder,
battery,
conventional
crimes—
strong opponents
law. Even
of strict lia-
pro-
mind when it
rape, and so forth—in
bility
agree
may
doctrine
that it
be appro-
vided that
intoxication does not
priate for some crimes. Professor Hart’s
negate
applied,
the mens rea element. So
usually
work is
cited as one of the foun-
treatment of intoxication does not
liability.
tainheads
attacks on strict
See
activity
ordinary
citizens
criminalize
Hart, Jr.,
Henry M.
The Aims
Rather,
supple-
benign.
would consider
Law,
Contemp.
Criminal
28 Law &
Probs.
“intentional” ele-
“knowing”
ments the
But
recognized
“any
he
ments with a third condition. The statute
member of the community who does these
felony mur-
qualitatively
acts
the same as
things without knowing they are criminal
der, and both are constitutional forms of
blameworthy,
as much for his lack of
liability.
strict
If
when we are con-
knowledge as for his actual conduct.” Id.
fronted with a claim that intoxication was
at 413.
wholly
accompanied by an act
innocent
IV. as a
Statute
Redefinition
person,
taken
a sober
can consider
Requirement
of the Mens Rea
the issues those facts raise.
Because we
conclude that a statute
voluntarily
Until 1997 a
intoxicated de-
properly impose criminal liability for some
fendant
claim that
Indiana could
his
element,
actions without a mens rea
“knowing”
actions were
or “inten-
neither
question becomes whether the statute be-
tional.”
pages
Yet the
the Northeast
fore us does that. We think Montana v.
Reporter
reciting
are full of cases
that the
Egelhoff, 518 U.S.
116 S.Ct.
“executing
plan,”
defendant’s action in
(1996),
L.Ed.2d 361
vehicle,
is instructive on that
operating
a motor
otherwise
point. Four
demonstrating
physical
capacity
plu-
were
Justices constituted the
enough
requisite
rality sustaining
establish the
mens rea
the Montana statute in
See,
Dotterweich,
280-81,
California,
e.g.,
11. See Lambert v.
to voluntary that may it also be rele- concurrence identity. Perhaps e.g., re- right. statute denies this The statute accident under other a claim of vant to requirement of mens rea to defines But none of these issues circumstances. intoxication, in voluntary include addition say, This is not to as the are here. raised states, i.e., to the traditional mental inten- contends, that other rules concurrence Thus, tionally, knowingly, recklessly. evidence, Indiana Rule of Evi- specifically, voluntary intoxication does not evidence 404(b), use of this may preclude not dence negate requirement, the mens as the rea objects. defense To the if the evidence Rather, it concurrence contends. satisfies State, 666 N.E.2d contrary, v. Swanson this element of the crime. (Ind.1996), by cited concur- 398-99 404(b) rence, may preclude that Rule holds I, Right Article V. Section 13— think “bad acts.” We evidence of other to Present a Defense fully consistent with our holding that exclu Sanchez also contends Here, evidence of defen- ruling today. voluntary in showing sion evidence his admitted and em- dant’s intoxication was I, toxication Article 13 of violates Section If such evidence by braced the defendant. That the Indiana Constitution. section admitted, given by the the instruction provides: prosecutions, “In all criminal Moreover, the trial proper. trial court is right ... accused shall have to exclude evidence of properly court by heard himself and counsel....” He content, as was done in this blood alcohol right provides claims that his to be heard case, solely if it finds that it bears on the right present him a his defenses. It is degree of intoxication. correct the Indiana Constitution “places unique upon value the desire of agree with purports The concurrence speak an individual accused of a crime to in Egel- concurrence Justice O’Connor’s noted, personally out the courtroom and state although already But as Jus- hoff. predicate what in his mind constitutes a plu- with the readily agreed tice O’Connor charges.” Camp for his innocence of the constitutionally rality that a state could (Ind. State, v. 622 N.E.2d 498 bell to elevate redefine the mens rea elements 1993), abrogated grounds on other intoxication, she felt bound n. Richardson v. Supreme the Montana Court’s view of the (Ind.1999). The United States Su Egelhoff, Montana statute. U.S. preme similarly Court has described the 71-73, 116 2013. Because we con- S.Ct. right federal “to defendant’s redefining the requi- strue our statute as in his present his own version of events rea, O’Connor site mens we assume Justice words” as “fundamental.” Rock v. Arkan would the Indiana statute is agree sas, 44, 52, 107 S.Ct. law. constitutional under federal L.Ed.2d 37 sum, In the concurrence agree we prove I, all obligated the State is But Article 13 does Section agree of a that a claim a require any specific elements crime. And present recognized by defendant relevant Indiana law. has defense be Rather, gives evidence to it defendants the negate element defined, 321, 325, bearing dispute, on the however 258 Ind. (1972); advisory merely background generally as details which fill in the see Fed.R.Evid. 401 interest, color, note; give 1 McCormick on Evidence narrative and committee's ed., (John 1999). lifelikeness.”) (citations omitted); Strong W. 5th ed. Buise support Specifically, argues of those de- he that the voluntary *12 recognized by jury that are the law of intoxication instruction the fenses binds find intent where it language provision the of the not have state. been proved, disregard or to right refers to the of a defendant to be evidence that ne- gates intent. It protects heard himself and counsel. against right limitations on defendant’s persua- We do not find Sanchez’s claim testify at trial and to be represented by sive. The intoxication instruc- or either himself counsel. As this Court unconstitutionally tion does not compel the recently held Roach v. under the jury effect, finding to make a of intent. In right present federal constitutional provides the crime is committed if it defense, accused, required “the as is of the is with requisite done mens rea or aas comply must with established rules result of voluntary intoxication. This stat-
of procedure
designed
and evidence
to as; utory scheme does not violate either the
reliability
sure both fairness and
jury’s
federal constitution14 or the
ability
guilt
ascertainment of
and innocence.”
to determine “the
law
the facts.”
(Ind.1998)
(quoting
I,
Equal
Article
VII.
Section 23—
Mississippi
Chambers
U.S.
Privileges and Immunities
(1973)).
S.Ct.
L.Ed.2d 297
finally
Sanchez
contends that
Indiana
of the rules of
require-
One
evidence is the
Code section 35-41-2-5 violates Indiana’s
ment of relevance.
Ind. Evidence Rule
clause,
Privileges and Immunities
Article
401.
If the substantive law renders the
I,
Section
He claims that the statute
evidence irrelevant —which is what
voluntarily
created a class of
intoxicated
statute does to Sanchez’s claim of volun-
criminal defendants who are not allowed to
tary
right
intoxication'—-there is no
under
disprove their intent to commit the crime
I,
present
Article
Section 13 to
it. We
criminally responsible
and are held
even
agree
concurrence that a defen-
they did not act knowingly
intentionally.
right
dant has a
evidence to
two-part
This Court has enunciated a
test
negate any
element of
crime. We
determining
whether a
granting
disagree
point
is relevant here
unequal privileges or immunities to differ-
statute, by
because the
definition with ele-
ing
persons
passes
classes
ments different
than the concurrence
I,
“First,
muster under Article
23:
Section
like,
would
renders the evidence irrelevant.
disparate
treatment accorded
Accordingly, we hold that Indiana Code
legislation
reasonably
must be
related to
section 35-41-2-5
does
violate Article
inherent
distinguish
characteristics which
I,
13 of
Section
the Indiana Constitution.
Second,
unequally
treated classes.
I,
Jury
VI. Article
Section
preferential
uniformly
treatment must be
19—
Determine Law and Facts
applicable
equally
per-
available to all
similarly
Day,
sons
situated.” Collins v.
I,
reads,
Article
“In all
Section
(Ind.1994).
In applying
whatever,
jury
criminal cases
shall
test,
judgment
have the
to determine the law and
to “substantial deference.” Id.
entitled
the facts.” Sanchez contends that Indiana
I,
Code section 35-41-2-5 violates his
inquiry
The first
under Article Section
jury
to have the
determine the law and the
reasonably
23 whether
the statute is
I,
pursuant
facts
to Article
Section 19.
related to the inherent characteristics that
Park,
672-73,
14. See United States v.
95 S.Ct
ed, and those these, Indiana Code the second As for SULLIVAN, Justice, concurring in re- legislative reflects the 35^41-2-5 section sult. who are vol- that defendants determination *13 a defendant’s This case is not about for responsible are untarily intoxicated criminal acts culpability to avoid for right actions, recognizes resulting their Nor is grounds on the that he is drunk. intoxicated who become individuals legislature’s ability to this case about the own are not to be fault of their through no criminal statutes. What draft and redraft for actions taken while responsible held to about is a defendant’s this case is permissible legisla- a intoxicated. This is jury to a that an element present evidence distinction between judgment. tive This of a crime has not been satisfied. involuntarily intoxicated voluntarily rationally legisla- related to is defendants I balancing of goals permissible and is a
tive
involved. The dif-
competing interests
ago, this Court
Nearly
years
seventeen
voluntarily intoxicated
of the
ferentiation
Terry
in
v. State that a crimi
determined
lack mens rea
reasons
from those who
to
nal defendant has a constitutional
drunkenness
other
than self-induced
intoxication to ne
introduce evidence of
voluntarily
former
rational. The
also
charged by
of an offense
gate an element
harmful
to be
placed
a mode
themselves
(Ind.
465 N.E.2d
State.
others,
not.
to
and the latter did
1984).
“[a]ny
Terry held that
Specifically,
prefer-
that the
which selves as a denial of the
requires
Section 23 also
factor
legisla-
provided
ential treatment
existence of mens rea must be considered
similarly
all
uniformly
finding
to
a
applicable
guilty
tion be
the trier of fact before
face,
its
the volun-
persons.
age,
situated
On
such
Historically,
is entered.
facts
every-
applies
condition,
tary intoxication
or intoxication
mental
mistake
differently
is treated no
one. Sanchez
negate
capacity
have been offered to
voluntarily
person
from
who is
a
intent.” Id.
allowed
formulate
a
he or she commits
intoxicated when
defendant to
relevant evidence
section 35-41-2-5
crime.
Indiana Code
carry
its
show that the State has failed
I,
23.
does not violate Article Section
beyond a reasonable
burden to establish
a
requirement
rea
doubt that
mens
Conclusion
crime
been satisfied.1 This is what
has
court
af-
judgnent
The
the trial
DeBruler meant when he stated
Justice
firmed.
“[wjhenever
a later case that
the State is
J„
SHEPARD,
DICKSON,
prove
particular
state
C.J.,
required
defendant, evi
part
mind on the
concur.
knowingly when the offense contains such
majority suggests
Defendant en-
The
See,
requirement.
e.g., Ind. Code
gaged
by consuming
rea
culpable
alco-
mens
conduct
(1998) (stating
rape
occurs
Majority Opinion
How-
35-42-4-1
hol. See
at 517-518.
ever,
person
knowingly
...
intentional-
obligation
"when a
or
the State has a constitutional
charged
ly
intercourse with a member
every
of-
has sexual
to establish
fense,
element of
showing
opposite
certain defined cir-
sex” under
and that includes
Defen-
cumstances).
engaged
intentionally or
dant
conduct
his
added),
permitted
(emphasis
intoxication is
to ne
reh’g granted
dence of
on other
the existence of that element of the
gate
grounds,
(1997),
matter of
law that “evidence of
pounded
Terry to be so fundamental
presented
automatism can be
to show lack
gave
that we
its rule retroactive applica
....”), reh’g
of criminal intent
denied.
Pavey
tion. See
(Ind.1986) (applying
Terry retroac
majority opinion
Terry.
overrules
I
tively
holding
because its
“corrected a flaw
think
wrong.
this is
directly
which
and persuasively affected
Terry’s holding
That
from the
stems
the fact finding process and the determina
beyond question,
Indiana Constitution is
innocence.”).
tion of a
guilt
defendant’s
the fact that
despite
opinion
does not
yet
We have as of
articulated no doubt
*14
First,
specific provision.
Terry
cite a
stat
about the constitutional source of the Ter
ed
the statute at issue there was “void
See,
State,
ry
e.g.,
rule.
Owens v.
659
and without effect” and “violative of the
466,
(Ind.1995),
denied;
N.E.2d
472
reh’g
Constitution of the United
and the
States
Fowler,
525 deprive To find otherwise would a crimi- a verdict.” 210 Ind. support sufficient (1936) right nal of the 278, 409, defendant defend 259, (citing 418 against one of essential elements of State, N.E. 549 v. 204 Ind. Powers effect, then, In every criminal case. (1933)). v. 210 Ind. See also Jacobs finding deprive such a would the defen- (1936) 107, 110, (“Any dant of means to challenge aspect instruction, upon or not it is based whether prosecution’s of the case and remove the enactment, which undertakes legislative a proof burden of on that element con- jury that certain evidence is to tell the travention of constitutional and statuto- the ultimate fact of sufficient to establish law. ry fact, intent, or other ultimate criminal v. Phipps, State 883 S.W.2d presumption a of such an
or to create
(Tenn.Crim.App.1994) (discussing constitu-
fact,
ultimate
invades the constitutional
present
tional
of dimin-
evidence
jury.”);
Walter v.
province
Brown,
capacity).
also
ished
See
State
(1935)
231, 237,
195 N.E.
208 Ind.
122 N.M.
931 P.2d
(holding
providing
that statute
“the
failure,
involuntary
suspension,
liqui-
fact,
In
four members of the United
thirty days
dation of the bank within
after
Supreme
States
Court believe
deposit,
time
which is
receiving
negating
the ele-
embezzled,
charged
ingrained
to have been
shall be ment of intent is
the federal
Egelhoff,
constitution. See Montana v.
facie evidence of intent to defraud”
prima
37, 61,
1, § 19 of
Indiana Con-
violated Article
(1996) (O’Connor, J.,
L.Ed.2d 361
dissent-
stitution).
the prop-
These cases stand for
much
ing). Justice O’Connor based
of her
that the
cannot set out
osition
dissent on what she deemed to be
“sim-
prevent
the elements of
crime but
ple principle”:
process
“Due
demands that
negating
defendant
those elements
from
a criminal defendant be afforded a fair
through
presumptions
irrebuttable
of fact.
*16
opportunity
against
to defend
the State’s
is similar to what occurred in Defen-
This
Meaningful adversarial test-
accusations.
case,
legislature
rape
dant’s
as the
defined
requires that
ing of the State’s case
the
include an element of intent but also set
to
prevented
raising
from
defendant not
per
preclusion
a
se
of the evidence that
up
defense,
an
which must include
effective
negate that element.
would
relevant,
right
probative
to present
a
adopting
posi-
Indiana is not alone
at
course, majority’s opinion gives convinced that the trial court’s error was carte blanch to eliminate a de- beyond harmless a reasonable doubt. The evidence in oth- right fendants proved beyond a State reasonable doubt theory er circumstances on the that it is that Defendant was not so intoxicated that merely defining per- elements. This is incapable forming he was the intent disturbing aspect todays haps the most required by the statute. “Evidence that holding. shows a defendant was not so intoxicated so that he could indeed form the requisite agree I with Justice O’Connor’s state- things mens rea includes such ability as his “A legislature certainly ment that: state plan, operate ‘to devise a in- equipment, authority identify has the the elements others, carry struct the behavior of out punish, of the offenses wishes to ” requiring physical acts skill.’ Owens v. written, a once its laws are defendant has (Ind.1995) prove to insist that the State 1088). (quoting Terry, at beyond every a reasonable doubt element at presented trial shows that De- of an offense.” Id. at trailer, fendant party returned to a at a overruling Terry 2013. This unfairness in partygoers held the at gunpoint and or- majori- is exacerbated the fact that the dered them to phones handover all the ty opinion allows the introduction of evi- inside the trailer. He then forced the “general dence of intoxication as back- victim to walk to a secluded cornfield. Af- Majority ground.” Opinion 519. Under her, repeatedly raping ter he led her to his approach, the State would be allowed house, which was more than three miles to attack the with what defendant amounts away. Along way, he forced the victim to evidence of bad character —i.e. that the to hide from passing caught cars and on However, defendant drinks to excess. attempted when the victim to trick him. would not allowed defendant to use the home, Inside his Defendant hid the victim charges exact same evidence to rebut the in the basement and told others Swanson, against him. 666 N.E.2d at Cf. house not come downstairs. Defendant (disapproving prior the use of bad act then the victim raped again. Police later gestae” evidence to show the “res found Defendant and the victim asleep crime). gun bed. Defendant had a loaded and here My purport discussion does not cocked near his hand. This evidence that I compelled adopt show would feel beyond is sufficient to show a reasonable the rule enunciated that case doubt that Defendant capable form- us in were before the first instance. ing required by rape the intent statute. underlying There are valid reasons both majority’s opinion and Justice Scalia’s J., RUCKER, concurs. *18 However, opinion Egelhoff. argu- I have forth
ments set demonstrate that principles underlying remain
sufficiently that we viable must adhere to precedent.
this well-settled Egelhoff opinion construing apparently response 7. The useful was drafted Egelhoff. Ind.Code 35-41-2-5 because the statute
