In 1986, thе Supreme Court first construed amended § 2 of the Voting Rights Act of 1965 (VRA), Pub.L. No. 89-110, 79 Stat. 437, codified at 42 U.S.C. §§ 1973—1973o, to conclude several North Carolina legislative districts impaired the opportunity of black voters “to participate in the political process and to elect representatives of their choice.” Thornburg v. Gingles,
I. Background
Plaintiffs, Jennie Sanchez and Adeline Sanchez, are Hispanic residents and registered voters in Center, Colorado, located in Saguache County. Plaintiff, Debra Casanova, resides in the city of Alamosa, Colorado, in Alamosa County. Saguache and Alamosa along with Conejos, Costilla, Mineral, and Rio Grande Counties comprise the San Luis Valley (the Valley or SLV) in south central Colorado, a flatland whose western boundary is the San Juan Mountains. On its eastern boundary are the Sangre de Cristo Mountains, its peaks towering 14,000 feet, and the La Garita Mountains and Cochetopa Hills overlap to hem in its northern borders. Principally an agricultural area, the Valley encompasses a mosaic of range, pasture, and crop lands and boasts bumper potato harvests, ranking it fifth in potato production nationally. Water issues percolate through all of this economy, the Valley sitting upon one of the nation’s largest aquifers, attracting populous urban areas in and out of Colorado which threaten to divert this vital resource to distant paper mills and suburban lawns.
The Valley embraces one of three of Colorado’s largest native bom Hispanic populations, its Hispanic residents tracing their history back to the original settlement of the Hispano Homeland which comprised extensive Mexican land grants in northern New Mexico and southern Colorado.
In the wake of the decennial federal census, the Colorado Reapportionment Commission (the Commission) was reconvened to redraw the boundaries of state senate and house legislative districts to reflect the 14% increase in the state’s population from 2,889,-735 to 3,294,394. Operating under Colorado Constitutional mandate
In preparation for redistricting, the Commission retained Election Data Services (EDS), a Washington, D.C.-based research and consulting firm which analyses election behavior, to examine state legislative races to determine “if legally significant racial bloc voting exists and to ascertain the percentage minority population necessary in a district for minority voters to have the opportunity to elect candidates of choice.” In its first report, EDS identified two state districts with 40 and 50% Hispanic populations which appeared insufficient to elect minority-preferred candidates, the Weld County area (House Districts 50 and 51); and the southeast, south central part of the state (House Districts 43, 60, and 63). EDS concluded, based on preliminary evidence, “[i]t may be necessary to create districts that have higher concentrations of Hispanics in them in these two areas of the state.” Id. at 6. Subsequently, the Commission requested EDS perform additional racial bloc voting analyses of local elections in each of the counties comprising the Valley except for Mineral County and the surrounding counties, Archuleta, Huerfano, Las Animas, and Prowers.
In its second report to the Commission, EDS observed voting in the Valley “appear[ed] to be racially polarized ... in almost every election contest examined in which a Hispanic candidate competed in 1988 and 1990.” Because EDS found in countywide elections studied approximately 20% Anglos cross over to vote for the Hispanic preferred candidate, it recommended the State did not have to create super-majority districts to compensate for what otherwise would be completely polarized voting. Consequently, given the slightly lower turnout of minority voters and its finding Hispanic voting cohesiveness, EDS concluded, “[i]t is necessary to create districts that are more heavily Hispanic in the San Luis Valley than elsewhere in the state because of the degree of racially polarized voting found in this area of the state.”
Before drafting the final plan, the Commission held hearings throughout the state, in particular, Alamosa, Pueblo, and Trinidad, south central Colorado cities which would be affected by a possible reconfiguration of HD 60. Typical of such localized public fora, a range of opinions voicing hometown and area concerns was aired: whether the Valley should be split; whether the urban interests of Trinidad and Pueblo differed from the Valley’s agricultural concerns; and how reconfiguration would impact incumbent representatives to the state legislature. With little disagreement, SLV citizens urged the Commission not to split the Valley after publication of a preliminary redistricting plan proposed splitting the Valley to increase the Hispanic vote. Support from the SLV chapter of the Hispanic League
Nevertheless, the Valley encompasses only about 80% of the population necessary to comprise a district under Colorado law.
Various objectors, including plaintiffs in this action, challenged the Final Plan in the Colorado Supreme Court. However, although it agreed with certain objections and remanded for corrections, the Colorado Supreme Court concluded the Final Plan satisfied constitutional criteria. In re Colorado General Assembly,
II. Standard of Review
Gingles not only furnishes the substantive basis for review of cases under the VRA but also clarifies the proper standard of
III. Section 2 of the VRA
As amended, § 2(a), 42 U.S.C. § 1973(a), declares:
No voting qualification or prerequisite to voting or standard, practice, or procedure shall be imposed or applied by any State or political subdivision in a manner which results in a denial or abridgement of the right of any citizen of the United States to vote on account of race or color, or in contravention of the guarantees set forth in section 1973b(f)(2)10 of this title, as provided in subsection (b) of this section.
After the Supreme Court later interpreted § 2 to require plaintiffs prove the contested electoral practice was intentionally adopted and maintained by state officials for a discriminatory purpose, City of Mobile v. Bolden,
A violation of subsection (a) of this section is established if, based on the totality of circumstances, it is shown that the political processes leading to nomination or election in the State or political subdivision are not equally open to participation by members of a class of citizens protected by subsection (a) of this section in that its members have less opportunity than other members of the electorate to participate in the political process and to elect representatives of their choice. The extent to which members of a protected class have been elected to office in the State or political subdivision is one circumstance which may be considered: Provided, That nothing in this section establishes a right to have members of a protected class elected in numbers equal to their proportion in the population.
42 U.S.C. § 1973(b). As enacted, Section 2(b) promises protected minorities an even playing field, not a certain victory.
IV. Gingles and its Progeny
Gingles shorthands the totality of circumstances proof provided in the Senate Report recognizing “the conjunction” of three circumstances which, as preconditions, must be present to establish a vote dilution claim. Indeed, their presence creates the inference the challenged practice is discriminatory. First, minority plaintiffs must prove their group is “sufficiently large and geographically compact to constitute a majority in a single-member district.” Id. at 50,
Under De Grandy, a court’s examination of relevant circumstances is not complete
A. “Sufficiently large and geographically compact”
The first question, whether the minority group is “sufficiently large and geographically compact to constitute a majority in a single-member district,” simply asks whether any remedy is possible in the first instance. As Gingles noted:
The reason that a minority group making such a challenge must show, as a threshold matter, that it is sufficiently large and geographically compact to constitute a majority in a single-member district is this: Unless minority voters possess the potential to elect representatives in the absence of the challenged structure or practice, they cannot claim to have been injured by that structure or practice.
Hence, the first prerequisite asks about “the existence of a legally cognizable injury.” NAACP, Inc. v. City of Niagara Falls, N.Y.,
Because Gingles advances a functional evaluation of whether the minority population is large enough to form a district in the first instance, the Circuits have been flexible in assessing the showing made for this precondition.
The first Gingles precondition does not require some aesthetic ideal of compactness, but simply that the black population be sufficiently compact to constitute a majority in a single-member district. Moreover, plaintiffs’ proposed district is not cast in stone. It was simply presented to demonstrate that a majority-black district is feasiblе.... If a § 2 violation is found, the county will be given the first opportunity to develop a remedial plan.
Clark v. Calhoun County, Miss.,
Geographical compactness, then, does not implicate constitutional principles. “The Constitution does not mandate regularity of district shape,” the Court recently stated in Bush v. Vera, — U.S. at -,
Nevertheless, as we shall see in this case, and as demonstrated recently in Shaw II and Bush, “compactness is the conceptual point at which the tension between the traditional American commitment to territorial district-ing and the VRA concern for fair representation of group interests must be resolved.” Richard H. Pildes & Richard G. Niemi, Expressive Harms, “Bizarre Districts,” and Voting Rights: Evaluating Election District Appearances after Shaw v. Reno, 92 Mich. L.Rev. 483, 535 (1993) [hereinafter Expressive Harms ]. And, as Shaw I warned, “appearances do matter,”
B. Politically Cohesive
That the minority group demonstrates it is politically cohesive embodies a similarly functional focus. “If the minority group is not politically cohesive, it cannot be said that the selection of a multimember electoral structure thwarts distinctive minority group interests.” Gingles,
In Gomez v. City of Watsonville,
C. Racial Bloc Voting
Gingles adopted a straightforward definition of racial bloc voting provided by the expert witness upon whom the district court had relied. Racial polarization or bloc voting “exists where there is a consistent relationship between the race of the voter and the way in which the voter votes ... or to put it differently, where black voters and white voters vote differently.”
To determine whether racial bias, in fact, motivated the targeted voting practice, the Court accepted the statistical method necessarily inhered to the definition of racial bloc voting. In Gingles, the district court had relied on expert testimony offered by Dr. Bernard Grofman, who used two methods of analysis of voting patterns, “bivariate ecological regression analysis” and “homogeneous precinct analysis,” also called “extreme ease analysis.” Bivariate ecological regression analysis “determines the degree of relationship between two variables — here the relationship between the racial composition in each political unit (the independent variable) and the support provided a particular candidate within that political unit (the dependent variable).” Jenkins,
However, while the Supreme Court approved the statistical proof provided by bi-variate ecological regression and homogeneous precinct analysis, it did not expressly preclude other methods of establishing the presence of racial bloc voting. Nevertheless, if the third Gingles’ precondition asks whether whites vote sufficiently as a bloc to enable them usually to defeat the minority candidate, it is asking how voters vote, not why voters voted that way. Indeed, the searching evaluation done in the totality of circumstances perhaps reveals the answer to the latter question. However, at the threshold, we are simply looking for proof of the correlation between the race of the voter and the defeat of the minority’s preferred candidate. We do not, therefore, reject multivariate regression analysis but prefer to reserve its use, if at all, to the more global picture plaintiffs must establish.
V. The Focus
Before addressing the district court’s order, we must reiterate our focus in this ease. Plaintiffs contend the current district violates their federal rights guaranteed by the YRA to have a fair opportunity to elect candidates of their choice. While that question predominates our review, it is not exclusively answered by federal law because the Colorado Constitution and state law furnish those “traditional districting principles” of which the Court so frequently speaks. Bush, — U.S. at -,
VI. District Court’s Application of Gingles
In posing the first Gingles’ question, the district court misfocused its inquiry. It asked, “Is the Hispanic population sufficiently large and geographically compact to constitute a majority in the Plaintiffs’ proposed H.D. 60?”
As we have noted, satisfaction of the first precondition requires- plaintiffs show a majority-Hispanic district is feasible; a remedy is possible. The evidence surely established the Hispanic population is “sufficiently large,” the current district including 48.82% Hispanic population. Under Justice Kennedy’s definition, the Hispanic population is also compact; for example, representing as much as 76.8% of Costilla County and at least 40% of both Alamosa and Rio Grande Counties. Nonetheless, as stated, the Valley alone does not contain sufficient population to satisfy the federal requirement of one person, one vote. In judging plaintiffs’ proposed alternative, which necessarily had to exceed the Valley’s bounds, the district court focused only on the shape of the geographical boundaries rather than the size and concentration of the minority population. Houston v. Lafayette County, Miss.,
When plaintiffs proposed an alternative, Gingles required no more. While that proposal splits more counties and two cities, much of its irregularity results from its maintaining the integrity of precinct lines throughout and observing natural boundaries created by the region’s geography. Even under the Colorado Constitution, compactness is not a fixed principle, but a measure of combining like regions and natural boundaries in the shortest aggregate linear distance. Colo. Const, art. V, § 47(1).
We would also note by comparison to the districts the Court recently found “bizarre” in Shaw II and Bush, plaintiffs’ proposed district is non-objectionable. Again, as Justice Kennedy distinguished, there is no benchmark here against which the proposed alternative district may be measured. Instead, the plaintiffs have demonstrated, as the evidence established, the Hispanic population is sufficiently large and compact to indicate the possibility of a remedy. Notwithstanding the conceptual burdens invested in the analysis, the district court’s interpretation of this precondition unfortunately mischaracterized plaintiffs’ burden and incorporated considerations and attributes to the requirement that are irrelevant to the inquiry. That is, while compact districting may “facilitate the representation of political communities,” Expressive Harms at 501, and we recognize the role of communities of interest in the districting process, at this stage, the district court overburdened plaintiffs’ showing with concerns better left for its later analysis. This misdirected view of the law led the district court to erroneously find plaintiffs failed to meet their burden of proving the first Gingles’ precondition.
VII. Political Cohesiveness and Racial Bloc Voting
The district court essentially collapsed these two preconditions, intertwining observations about whether Hispanics vote cohesively on some issues with general observations about racial bloc voting. However, as we have stated, both inquiries are rooted in the same statistical evidence offered to show minorities “have expressed clear political preferences.” Gomez,
Without expressly addressing any of plaintiffs’ statistical evidence, the district court rejected bivariate ecological regression and homogeneous precinct analyses and embraced the State’s proof based on multivariate regression analysis, “a statistical method that helps determine whether one variable— here race — makes an ‘independent’ contribution to voting decisions once other factors such as newspaper endorsements, incumbency, campaign spending, and the socioeconomic characteristics of the voters are taken into account.” See Bernard Grofman, Lisa Hand-ley, & Richard G. Niemi, Minority Representation and the Quest for Voting Equality 83 (1992). In this case, the variable of interest the State’s expert selected was the percent of Democratic vote share judged against over forty other variables. In contrast, the bivariate ecological regression analysis presented to the district court used only two variables of interest: the percentage vote for the Hispanic candidate tracked along a vertical axis with the percentage of Hispanic voting age population appearing on the horizontal axis.
To us who are statistics neophytes, bivariate ecological regression analysis identifies the differences while multivariate regression analysis explains the differences. Id. at 100.
Despite these differences, the district court cited no basis in the evidence to validate the use of either methodology or square that evidence with the proper legal focus. Although the court stated it would “not restrict its examination to Dr. Bardwell’s bivariate analysis, but will also consider Dr. Zax’s multivariate analysis,”
At this juncture, it bears reminding Fed. R.Civ.P. 52(a) requires the district court, sitting without a jury, to “find the facts specially.” That must be the premise of our clearly erroneous appellate review. Broad and general findings, not explicitly tethered to any particular testimony — especially in the VRA context which demands penetrating case by case, fact bound analysis — simply do not provide the foundation for proper appellate review. Thus, as the court stated in Teague v. Attala County, Miss.,
In that absence, we till the same ground. Dr. Bardwell testified he aimed his analysis to address the question whether there is legally significant racial bloc voting in HD 60. To that end, he explained he used a two equation method for ecological regression analysis and a one equation method for the scatter plots.
Of greatest interest are his results for the 1980, 1982, and 1992 elections for HD 60 representative to the Colorado General Assembly. In those “endogenous” races, that is, elections involving the legislative seats on which plaintiffs premise their vote dilution claim, the correlation coefficients, how the data points fall on a line, are 0.83%, 0.88%, and 0.82%, graphically demonstrating on the scatter plots the high correlation between the voter’s ethnicity and vote for the Hispanic candidate of choice.
Dr. Bardwell testified his figures for the white crossover’vote were slightly lower than those generated by EDS’ studies: he calculated an Anglo crossover vote between 10-17% while EDS, which studied fewer elections, determined a 20% Anglo crossover vote. However, he also observed a predictable Hispanic crossover vote that ranged be
In contrast, the State’s expert, Dr. Jeffrey Zax, testified his goal was to understand why in five counties with Hispanic voting age populations slightly under 40%, there is dramatic variation in the success of Hispanic candidates. Consequently, his focus was to account for the difference in the rate of minority success “explained by something other than the percent of Hispanics.” To that end, he utilized the methodology of multivariate regression analysis, believing that voting behavior is a construct of complex factors. His analysis produced five conclusions: (1) heavily Hispanic precincts vote more heavily for Democratic candidates; (2) ethnicity plays a subsidiary role; (3) other factors, incumbency, gender, etc., affect who wins; (4) socioeconomic factors affect the way precincts vote; and (5) the differences in elections arise from differences in platforms, personalities, campaign financing, and often factors difficult to measure. Taken together, Dr. Zax concluded Hispanics vote for Democrats, and Democrats don’t beat Republicans in HD 60.
To validate his finding, Dr. Zax relied on seven hypothetical contests, the most pertinent of which predicted that an Hispanic Democrat non-incumbent male will defeat an Anglo Republican non-incumbent male in a run for the current HD 60 seat. To unseat an incumbent Anglo Republican candidate, however, an Hispanic candidate needs a more heavily Hispanic district, he observed. Nevertheless, an Anglo Democrat running against an incumbent Anglo Republican also loses by an even greater percentage, he predicted.
Thus, although his statistical model produced a similar pattern of racial bloc voting, Dr. Zax infused the calculations with different meanings. Indeed, what seems most striking about his analysis is that he used approximately the same numbers to predict outcomes, rather than focusing on the actual elections to examine their outcomes. Based on these predictions, plumbed from the interplay of 49 explanatory variables, Dr. Zax concluded, “political affiliation is the single most important factor that distinguishes between the vote outcomes in precincts that are heavily Hispanics [sic] and heavily Anglo in House District 60. The role of ethnicity, on the other hand, is relatively minor. ” (italics added). That is, if Anglo Democrats compete against Anglo Republicans and partisanship is the prime determinant, the single variant of ethnicity virtually disappears. The inquiry sidesteps Gingles’ primary analytic focus under § 2. Moreover, in this case, the theory does not appear to be supported by present or historical facts.
First, the naked figures demonstrate registered Democrats in HD 60 have a numerical edge in district-wide elections, if partisanship is the prime motivator of voting behavior. The district court found: (1) about 80% of the Hispanic voting age population is registered Democrat; (2) 20% is registered Republican; (3) 56% of the Anglo population is registered Republican; (4) 44% is registered Democrat; and (5) 16% is registered Independent.
Gingles, however, doesn’t require an absolute monolith in the Anglo or Hispanic bloc vote and recognizes the existence and role of white crossover voting. It does ask, though, whether as a practical matter, whites usually vote as a bloc to defeat the minority preferred candidate. In the face of the array of statistical evidence and the discordant interpretations they produced, the historical fact that an Hispanic candidate has not won election to the state legislature from HD 60 since 1940 must also figure into the district court’s evidentiary base. See Cane v. Worcester County, Md.,
Moreover, the record does not validate Dr. Zax’s predictions. He predicted, based on his analysis of 49 explanatoiy variables, an Hispanic Democrat non-incumbent male will defeat an Anglo Republican non-incumbent male for the HD 60 seat. In 1982, however, the first time the Valley was included in present HD 60, Republican Lewis Entz, the non-incumbent Anglo candidate, defeated Democrat Alex Marquez, the Hispanic non-incumbent. We believe, therefore, actual outcomes, not predictions of outcomes, provide a more appropriate test.
In concluding partisanship not ethnicity accounted for voting behavior in HD 60, the district court relied on League of United Latin American Citizens Council No. v. Clements,
Second, while lay testimony is relevant to determine who is the candidate of choice, it is not alone dispositive. In Gingles, the Court acknowledged the district court “credited some testimony of lay witnesses, but relied principally on statistical evidence.”
Certainly, key to examining racial polarization in the challenged electoral mechanism is determining for whom voters vote. “Ascertaining whether legally significant white bloc voting exists begins with the identification of the minority members’ ‘preferred candidates’ or ‘representatives of their choice.’ ” Collins v. City of Norfolk, Va.,
Although this court has accepted evidence of Anglo versus Anglo races on the ground such elections may be relevant to discern whether racially polarized voting is present, we cautioned the evidence is useful only “so long as one of the Anglo candidates can be considered a preferred candidate of the minority group.” Sanchez v. Bond,
Again we turn to Gingles which requires plaintiffs establish by a preponderance of the evidence who is the preferred minority candidate in each election. While “experience does demonstrate that minority candidates will tend to be candidates of choice among the minority,” this inference alone is not sufficient to meet plaintiffs’ burden. Jenkins,
We also embrace Jenkins’ guidance to judge defendants’ evidence that white candidates were, in fact, minority preferred. The Fourth Circuit counsels in measuring this evidence, “the court must engage in a detailed, practical evaluation of the extent to which any particular white candidate was, as a realistic matter, the minority voters’ representative of choice.” Id. at 1129. One factor it suggests is the “extent to which the minority community can be said to have sponsored the candidate,” to examine minority involvement in originally sponsoring the candidate or helping to finance the candidate’s campaign. Id. Another factor is the candidate’s attention to the issues concerning minorities; the extent the candidate campaigned in the minority’s neighborhoods or addressed predominantly minority crowds. Id. Evidence of minority turnout for the election would also be relevant as well as evidence of “disincentives” for minorities to run for office in the first instance. Id. Another factor is evidence of the Anglo candidate’s ties to the minority community. For example, in this case, one of plaintiffs’ witnesses, an Anglo elected Saguache County Commissioner, was the minority preferred candidate because, he testified, he is married to an Hispanic who helped him campaign in Hispanic precincts. This list, of course, is not exclusive, and the district court must be sensitive to the quality of the evidence plaintiffs and defendants offer to assist in this factfinding.
Thus, after such a searching evaluation, the district court may find the minority preferred candidate is, in fact, Anglo. However, the answer cannot be shorthanded by the candidate’s partisan label or ethnic or racial status. As Justice O’Connor noted, the question arises within the context of determining whether racial bloc voting defeats the minority’s opportunity to elect a candidate of its choice. Indeed, the VEA ensures members of a protected class equal opportunity “to elect representatives of their choice,” not “necessarily members of their class. ” NAACP,
While any statistical analysis permits a body of data to tell a story, how the story is read, each reader bringing a different focus to the details, alters the theme. The glass, after all, is either half empty or half full. Gingles, however, instructs us to look for the theme of racial polarization and the extent to which that polarization robs the minority of meaningful access to the political process. While that may initially set a rather stark stage, “establishing vote dilution does not require the plaintiffs affirmatively to disprove every other possible explanation for racially polarized voting.” Uno,
We therefore hold the district court committed reversible error in concluding plaintiffs failed to establish racial bloc voting. First, the district court rejected plaintiffs’ evidence of racial bloc voting, even though they used the same statistical method approved in Gingles and most of the § 2 case law. Although criticizing various aspects of the methodology, -without any searching analysis of the evidence in the first instance, the court’s critique is without foundation. Second, it adopted the State’s statistical theory on the mistaken view that why voters vote a certain way answers Gingles’ question about the existence of racial bloc voting. Finally, the court overlooked the substantial evidence of Anglo bloc voting, incorrectly holding that the single factor of partisanship explained electoral outcomes in a § 2 challenge in HD 60.
. Because the district court misread the governing law, we reverse its conclusion plaintiffs failed to establish geographical compact
VIII. Totality of Circumstances
The Senate Report expands two of Gin-gles’ preconditions which adumbrate our review of the totality of circumstances: the existence of racially polarized voting and the extent to which minorities are elected to public office.
First, electoral devices ... may not be considered per se violative of § 2. Plaintiffs must demonstrate that, under the totality of the circumstances, the devices result in unequal access to the electoral process. Second, the conjunction of an allegedly dilutive electoral mechanism and the lack of proportional representation alone does not establish a violation. Third, the results test does not assume the existence of racial bloc voting; plaintiffs must prove it.
Gingles,
Plaintiffs are not required to rebut all the evidence of non-dilution to establish vote dilution. “Rather, the provision requires the court’s overall judgment, based on the totality of circumstancеs and guided by those relevant factors in the particular case, of whether the voting strength of minority voters is, in the language of Fortson v. Dorsey,
In this ease, even though the district court concluded plaintiffs failed to prove each of the Gingles’ preconditions, it proceeded to the next phase of analysis and concluded based on the totality of circumstances plaintiffs had failed to establish vote dilution. While it is the rare case for minority plaintiffs to satisfy the Gingles’ preconditions and fail to overcome defendants’ evidence that other factors rebut that initial proof, in this case, having concluded plaintiffs made no preliminary showing a remedy is even possible and then finding the totality of circumstances also defeat their claim is remarkable.
Nevertheless, the court’s conclusion remains tied to its erroneous application of the contours of the Gingles’ proof; therefore, it cannot stand. In particular, the court’s determination of no racial polarization and a lack of Hispanic political cohesiveness predestined its review of all the evidence and submerged critical facts into less relevant factors. We canvass these findings to explain our conclusion.
First, the district court found no evidence of a history of official discrimination that has “touched the right of the members of the minority group to register, to vote, or otherwise to participate in the democratic process.” 1982 U.S.C.C.AN. at 206. Although plaintiff, Jennie Sanchez, testified about voter registration problems in Saguache County: voter registration branches placed in Anglo homes where Hispanics would feel uncomfortable entering, limited hours for field workers to register to vote, and the appointment of all Anglo election judges, the district court found plaintiffs official complaint to the State prompted remedial аction.
Finally, the court acknowledged plaintiffs “perceived” a discriminatory motive behind the ballot initiative making English the official language of Colorado, but stated, “the Amendment was soundly defeated by a solid coalition of Hispanic and Anglo voters.”
Gingles asks how the challenged electoral structure “interacts with social and historical conditions to cause an inequality in the opportunities enjoyed by black and white voters to elect their preferred representatives.”
The district court found most оf this evidence too remote in time to establish a present impediment to voting in HD 60. We agree the record discloses no current metastases of past discriminatory practices. While it is difficult to draw a bright line demarcating the end of any history of official discrimination in voting, we are satisfied on the whole the district court did not err in concluding such past practices are sufficiently attenuated to mitigate their present effects. Nevertheless, while plaintiffs cannot rely on the lingering effects of alleged discrimination to bolster their case, neither can defendants explain the showing of vote dilution by eliminating this factor from the problem.
Another Senate factor asks the extent to which members of the minority “bear the effects of discrimination in such areas as education, employment and health, which hinder their ability to participate effectively in the political process.” The Senate Report explains, “The courts have recognized that disproportionate educational, employment, income level and living conditions arising from past discrimination tend to depress minority political participation.” 82 U.S.C.C.A.N. at 207 n.114.
Although the district court recognized the higher unemployment and poverty rates borne by the Hispanic community in HD 60, it credited certain lay testimony that today, “Hispanics have equal access to education, jobs, and loans,” disconnecting any past socioeconomic discrimination from present participation in the political process.
The district court found “Hispanics in H.D. 60 turn out to vote at rates only slightly less (1%) than non-Hispanics,” while “Hispanic voter registration is virtually equal to Anglo voter registration.”
We agree the record includes testimony offered by teachers, Hispanic business owners, elected and party officials to establish that these and other individuals have succeeded.
The district court found no evidence in political campaigns of overt or subtle racial appeals, giving little weight to allegedly discriminatory comments that it found were either hearsay or too remote in time, and finding the publication of the list of absentee voters unnoteworthy. The court’s finding is not clearly erroneous.
The second important carryover from the Gingles ’ “gloss on the totality of the circumstances” is a thoughtful look at the extent to which Hispanics have been elected to office. Jenkins,
The Senate Report cautions, “the election of a few minority candidates does not necessarily foreclose the possibility of dilution of the [minority] vote, in violation of this section.” 1982 U.S.C.C.A.N. at 207 n.15 (citation omitted); see also Gingles,
Thus, some success at the polls does not negate a showing of polarized voting or disprove the existence of vote dilution. Moreover, “exogenous elections — those not involving the particular office at issue — are less
An additional factor the district court examined is whether elected officials are responsive to the particularized needs of the minority group. It found generally that HD 60 Representative Lewis Entz has addressed issues important to his Hispanic constituency, cooperates with Hispanic representatives in the legislature, and works for “economic development, education, and water.”
While there is evidence to the contrary, we do not judge the district court’s finding HD 60’s elected official responsive to the minority community clearly erroneous. This factor, however, does not defeat plaintiffs’ claim. “Unresponsiveness is not an essential part of plaintiffs case,” the Senate Report states, and the eases consider it of only “limited relevance.” 1982 U.S.C.C.A.N. at 207 n.116; Harvell v. Blytheville School Dist. No. 5,
Finally, the court found the policy underlying the state’s drawing HD 60 was not tenuous, citing that evidence “show[ing] that the Colorado Reapportionment Commission followed the dictates of § 2 in drawing H.D. 60 from the beginning to the end of the reapportionment process.”
The Senate Report explains this factor, indicating “[i]f the procedure markedly departs from past practices or from practices elsewhere in the jurisdiction, that bears on the fairness of its impact. But even a consistently applied practice premised on a racially neutral policy would not negate a plaintiffs showing through other factors that the challenged practice denies minorities fair access to the process.” 1982 U.S.C.C.A.N. at 207 n.117.
The record casts doubt on the court’s finding the Commission from beginning to end observed the tenets of § 2. Indeed, the final decision to draw HD 60 in its present form eschewed EDS’s recommendation a majority Hispanic district was required based on the research the Commission specifically requested.
The question then becomes whether the decision to draw HD 60 in the complained of configuration “markedly departs from practices elsewhere in the jurisdiction, that bears on the fairness of its impact.” As noted, the decision was a quintessentially political one, ramified by concerns about pitting incumbents against each other, splitting cities differently, and dividing the Valley to create the necessary population base. In the final vote, these “traditional districting principles,” splitting counties and cities and the protection of incumbents, were elevated over compliance with § 2 despite the Commission’s knowledge of a perceived vote dilution problem in HD 60. Although the resulting district increased the Hispanic voting age poрulation by 5%, the record establishes the Commission was fully aware that effort was insufficient to create the Hispanic majority district EDS recommended based on the extent of racially polarized voting. We do not suggest traditional districting principles were used as a pretext for discrimination. Nevertheless, “it would be irresponsible for a State to disregard the § 2 results test.” Bush, — U.S. at -,
Thus, “through other factors,” racially polarized voting and electoral success for the HD 60 seat, we believe plaintiffs have presented evidence to rebut the State’s contention the resulting district does not deny them “fair access to the process.” Again, the district court misjudged the weight to be attributed this factor and allowed secondary evidence to subsume the primary evidence of racial polarization.
IX. Shaw II and Bush
In its conclusion, the district court characterized plaintiffs’ § 2 claim, “[a]s a practical political matter,” an effort “to segregate political districts by race [which] can only serve to deepen racial divisions by destroying any need for voters or candidates to build bridges between racial groups or to form voting coalitions.”
At this point, we must digress from the immediate resolution of this case to the Supreme Court’s most recent guidance to address two of the district court’s concerns and preempt the argument, based on these recent eases, that any remedy here may unwittingly violate the Equal Protection Clause. Despite this apparent detour, we shall return to the substance of plaintiffs’ claim: a fair opportunity to elect representatives of their choice.
On the one hand, adherence to Gingles to remedy violations of § 2 necessarily implicates race. On the other hand, how closely that remedy comes to triggering “the Court’s equal protection angst” seems to arise when a constitutional line is drawn “at cartographic departures from ‘traditional districting principles.’ ” S. Issaeharoff, The Constitutional Contours of Race and Polities, 1995 S.Ct. Rev. 45, 47 (1996). The latest round of Supreme Court cases from Miller v. Johnson, — U.S. -,
In each of the recent cases, the proposed district’s bizarre shape triggered strict scrutiny, unmistakably suggesting that race was the legislature’s predominant consideration in redistricting. Miller, — U.S. at -,
Bush answered the question left open in Miller. In her separate concurrence, in which four Justices joined, Justice O’Connor announced, “compliance with the results test of § 2 of the Voting Rights Act (VRA) is a compelling state interest.” — U.S. at -,
It is now a given that shape triggers strict scrutiny, and in this case the State argued, and the district court agreed, plaintiffs’ proposed alternative district was not geographically compact. In a vote dilution case, once plaintiffs have established the second and third Gingles’ preconditions, the Gingles’ compactness requirement is the entry into the narrow tailoring question. If the state has a compelling interest in avoiding § 2 liability and if the minority population is concentrated enough to form a majority-minority district, the state must “tailor its districts narrowly to serve that interest.” Id. at -,
Justice O’Connor clarified the contours of proof necessary for a state to have a compelling interest in remedying discrimination under § 2. Two conditions, Justice O’Connor wrote, must be satisfied: “First, the discrimination that the State sеeks to remedy must be specific, identified discrimination; second, the State must have had a strong basis in evidence to conclude that remedial action was necessary, before it embarks on an affirmative action program.” Id. at ---,
The factual predicates for these recent eases cannot be ignored. In each challenged district, voters were grouped solely on the basis of race, even when the district didn’t address the precise violation found, Shaw II, when geographical and political boundaries were ignored, Shaw II (district followed interstate highway); and Bush (district fragmented precincts and neighborhoods). In each instance, the individuals were selected solely on the basis of their race, raising the specter of a new genre of political apartheid.
Miller and its progeny, thus, offer a solution for remedying a found violation. Four principles emerge from these cases which sharpen the focus on the existing alleged violation. First, redistricting in which racial concerns predominate, done even for remedial purposes, is subject to strict scrutiny. Second, compliance with § 2 of the VRA constitutes a compelling governmental interest. Third, the discrimination the state seeks to remedy must be specific. Fourth, the state must have a strong basis in evidence to conclude the Gingles’ preconditions exist to justify the redistricting as reasonably necessary to comply with § 2. Fifth, states may intentionally create majority-minority districts and otherwise take race into consideration without coming under strict scrutiny so long as traditional districting criteria are not subordinated. Id. at -,
In response to our order to the parties to address these latest eases, plaintiffs rely upon Justice Kennedy’s statement the compactness requirement refers “to the compactness of the minority population, not to the compactness of the contested district”. Id. at -,
As we earlier discussed, the district court’s definition of geographically compact was too
Again, because plaintiffs sought only to establish the possibility of an alternative district, we do not linger on its specifies, the counties and cities it splits, or the mathematical scores it generates. “Districting plans are integrated bundles of compromises, deals, and principles ... representing an array of values, some relatively neutral, some intensely partisan.” Expressive Harms, 585. At this stage, it remains academic to compare the proposed alternative to other oddly shaped or unusually large districts in Colorado. Suffice we recognize the proposed alternative evidences none of the extreme bizarreness of any of the districts that offended the Court and leave the drawing of boundaries to the area of politics in which it belongs.
X. Conclusion
The “expressive harms” plaintiffs have alleged cannot be recast as political balkanization, as the district court decried, especially in light of the Supreme Court’s directive that compliance with § 2 is a compelling state interest. Plaintiffs, instead, availed themselves of the protections of § 2, seeking to establish they do not presently have the same fair opportunity to elect representatives of their choice to the General Assembly. Their proof echoed what the State’s redistricting Commission considered before it drew the currently complained of district. They further established under the totality of circumstances racial polarization drives the voting community in HD 60 despite limited local success in being elected or appointed to political office. Consequently, plaintiffs have satisfied the two conditions necessary for the State to have a compelling interest to remedy their § 2 claim. Although we conclude the district court incorrectly applied the governing law, nonetheless, we recognize Congress has handed to the courts the task of interpreting and applying a law which appears deceptively simple. Yet, that law is exasperatingly complex, requiring application of principles and concepts drawn from disciplines foreign to most judges. Therеfore, criticism is not to be leveled at anyone who conscientiously attempts to come to grips with the monumental and salutary task given to us. We must, however, REVERSE the judgment and REMAND the ease to the district court with directions to order the State to implement a remedial plan of redistricting consistent with this opinion and the dictates of § 2.
Notes
. Because of the concurrence of oral argument in this case and those the Supreme Court heard, we abated our decision here to await the Court’s guidance and permit the parties to address those refinements.
. One of the State's experts distinguished her use of the term "Hispano” to reflect the Spanish heritage of many of the Valley's residents. Throughout the record, the terms Mexicano, Hispanic, and Hispano are used interchangeably, and we attach no particularized significance to any use. We shall use the term Hispanic to avoid any confusion.
. The Colorado Constitution art. V, § 48(l)(a), requires: "After each federal census of the United States, the senatorial district and representative districts shall be established, revised, or altered, and the members of the senate and the house of representatives apportioned among them, by a Colorado reapportionment commission.” Article V, § 46, mandates the state be divided into districts whose populations are "as nearly equal as may be,” to preserve the principle of one person one vote. Article V, § 47, provides criteria for drawing districts: prohibiting counties from being divided except to meet the equal population requirements, § 47(2); requiring districts to be drawn as compactly in area as possible with districts composed of contiguous whole general election precincts, § 47(1); and requiring the preservation of communities of interest, including ethnic, cultural, economic, trade area, geographic, and demographic factors, § 47(3).
. Members of the executive, legislative, and judicial branches appointed the eleven members of the Commission which reprеsented five each registered Democrats and Republicans and one unaffiliated voter.
. The Hispanic League is a statewide organization which advocates issues important to Hispanics.
. Indeed, only in 1982 were the Valley’s counties first contained in a single state legislative district.
. In contrast, the proposed Ventura Plan, which would increase the Hispanic voting age population to 50.03%, would have placed Representative Mike Salaz, an Hispanic Republican from Trinidad, HD 47, in the same district with Lewis Entz, an Anglo Republican, who has represented HD 60 since 1982.
. Writing separately, Justice Quinn asserted,
I agree with the proposition that the most important criteria for evaluating a reapportionment plan are the United States Constitution, particularly the Fourteenth and Fifteenth Amendments, and the Voting Rights Act of 1965. This court's role in evaluating a claim under § 2 of the Voting Rights Act, however, is extremely limited due to the nature of the record before us. That record was not developed in an adversarial proceeding, nor was the factual basis for the reapportionment plan subjected to sworn testimony or the crucible of cross-examination. Because a Voting Rights Act claim requires a fact-specific record that can only be adequately developed in the procedural and evidentiary framework of an adversarial proceeding, I do not consider this court's resolution of those claims preclusive of a challenge to the reapportionment plan in a formal adversarial proceeding initiated under the Voting Rights Act.
In re Colorado General Assembly,
. 42 U.S.C. § 1973b(f)(2) states:
No voting qualification or prerequisite to voting, or standard, practice, or procedure shall be imposed or applied by any State or political subdivision tо deny or abridge the right of any citizen of the United States to vote because he is a member of a language minority group.
. The Senate Report states:
Typical factors include:
1. the extent of any history of official discrimination in the state or political subdivision that touched the right of the members of the minority group to register, to vote, or otherwise to participate in the democratic process;
2. the extent to which voting in the elections of the state or political subdivision is racially polarized;
3. the extent to which the state or political subdivision has used unusually large election districts, majority vote requirements, anti-single shot provisions, or other voting practices or procedures that , may enhance the opportunity for discrimination against the minority group;
4. if there is a candidate slating process, whether the members of the minority group have been denied access to that process;
5. the extent to which members of the minority group in the state or political subdivision bear the effects of discrimination in such areas as education, employment and health, which hinder their ability to participate effectively in the political process;
6. whether political campaigns have been characterized by overt or subtle racial appeals;
7.the extent to which members of the minority group have been elected to public office in the jurisdiction.
Additional factors that in some cases have had probative value as part of plaintiffs' evidence to establish a violation are:
whether there is a significant lack of responsiveness on the part of elected officials to the particularized needs of the members of the minority group.
whether the policy underlying the state or political subdivision’s use of such voting qualification, prerequisite to voting, or standard, practice or procedure is tenuous.
While these enumerated factors will often be the most relevant ones, in some cases other factors will be indicative of the alleged dilution.
The Senate Report states the factors are taken from the analytical framework expressed in White v. Regester,
. In Holder v. Hall, - U.S. -,
. To the extent Sanchez v. Bond,
. Gingles stated that one purpose of determining the existence of racially polarized voting is “to ascertain whether minority group members constitute a politically cohesive unit....”
. We are wary of the interplay between these statistical proofs arising as they do from disciplines foreign to the methodology of the bench and our usual approach to judicial resolutions. "This concern has grown with the realization that the esoterics of econometrics and statistics which both parties have required this court to judge have a centripetal dynamic of their own. They push from the outside roles of tools for 'judicial’ decisions toward the core of decision making itself.” In re Fibreboard Corp.,
. The State's witness, Terry Elmore, director of the Reapportionment Project, explained the various measures the State used to draw cоmpact districts, agreeing there is no absolute measure of compactness, but only relative measures.
. In response to the court’s question, plaintiffs' expert, Dr. Robert Bardwell, stated the map was basically a computer analysis of how the district could be drawn by population alone, the effort aimed at showing the "possibility of drawing a district not to come up with a proposed plan.”
. We would note the Commission, without objections over compactness or contiguity, considered alternative plans, one of which increased the Hispanic majority in HD 60 to 50.03%.
.As Dr. Grofman, who analyzed plaintiffs' data in Gingles, explained, "At least in those situations involving only two groups, for example blacks and nonblacks or Hispanics and nonHispanics, the methods that are appropriate for estimating the extent of racial bloc voting are bivariate methods intended to identify differences in the
.Under its totality of circumstances review, the district court concluded ethnicity was only one of many factors influencing why voters vote and took "into account the problems with Dr. Bard-well’s bivariate analysis (overly restrictive bivariate analysis, statistical bias, use of 1990 census data, type of races analyzed too narrowly defined, use of absentee ballots, underestimated impact of white crossover votes, failure to consider impact on adjacent districts, and the occurrence of impossible estimates, among others)...." Sanchez v. State cf. Colo.,
. The district court stated:
The following factors have influenced voting patterns in H.D. 60: (1) parly affiliation of the candidate; (2) incumbency of the candidate; (3) the candidate’s trаck record, if any, in political office; (4) the candidate’s platform; (5) the candidate’s name recognition in the Valley; (6) campaign strategy; (7) campaign finances; (8) effort put into campaigning and time spent campaigning door-to-door; (9) personal characteristics of the candidate, including qualifications, reputation, speaking ability, residence, family ties, gender, personal popularity, ethnicity, and visibility in the community; (10) identification of the candidate with past political scandals; and (11) the voter’s ethnicity.
. Dr. Bardwell testified to create the scatter plots, he used a statistical package called SAS, demographic data from the 1990 census, and the abstracted votes provided by the counties.
. Dr. Bardwell attributed the minor differences between his results and those of EDS to his including absentee votes as a separate precinct and the slight variations in election data.
. Dr. Bardwell likened the "choice" the minority is given in the Anglo versus Anglo races to the Henry Ford adage in which Mr. Ford apparently offered customers cars painted any color they wanted as 'long as they were black. Thus, because he was looking for evidence of racial bloc voting, Dr. Bardwell testified he only included minority/majority races to assure the Gingles’ focus on an opportunity. Similarly, he excluded Hispanic/Hispanic elections.
. Although the State’s expert criticized Dr. Bardwell’s work for including analyses of primary elections on the ground the low voter turnout undercut any exemplary meaning for these races, we believe the district court should consider this evidence. If "Democrats" are pitted against "Democrats” in a primary contest, removing the partisanship factor, one remaining variable in an ecological regression analysis would be ethnicity. In heavily Anglo precincts, Anglo candidates received the Democrat vote over the Hispanic primary candidate. Thus, these elections would seem facially probative of racial bloc voting and bear on the argument Hispanics don’t lose elections, Democrats do.
. These exogenous elections еvidenced slightly lower levels of polarization than those displayed in HD 60.
. The values of the correlation coefficient "can range from + 1.0 (a perfectly consistent positive relationship) through 0.0 (no relationship) to— 1.0 (a perfectly consistent negative relationship).” (internal quotes omitted) (citations omitted).
. Dr. Bardwell also studied “exogenous” elections, those occurring outside or overlapping HD 60 and involving different local offices or adjacent district seats in the General Assembly. He explained evidence of possible racial bloc voting in those races would also assist in ultimately drawing new boundaries for HD 60.
. The calculations for other endogenous and exogenous elections studied were similarly dramatic despite the presence of certain discrete races, which Dr. BardweE caEed "outliers,” a statistical observation that did not fit this or seemingly any pattern. However, Gingles doesn’t require perfect uniformity of result. That plaintiffs’ figures presented a pattern of racial bloc voting over time is probative of Gingles' second and third preconditions.
. Dr. Bardwell testified about 56.8% of the HD 60 voting age population is registered Democrat; 27.5% is registered Republican; and 15.7% is unaffiliated. Dr. Zax's figures were similar: 56.3% of the Anglo population is registered Republican; 19.6% Hispanics are registered Republican.
. One of Dr. Bardwell’s criticism's of Dr. Zax's report was that 73% of the precincts he analyzed did not involve Hispanic candidates. Both experts submitted critiques of each other's work. Dr. Zax criticized Dr. Bardwell’s use of the 1990 census data to study the 1980 through 1990
. However, Justice O’Connor rejected the proposition this additional evidence is never relevant to answer the question whether white bloc voting consistently defeats the minority candidate of choice, recognizing its role in the ultimate determination based оn the totality of circumstances.
. We note the Senate Report makes no mention of geographical compactness or the size of the minority group. While the case law bears out the inference this precondition is less important in proving a § 2 violation, it remains an essential element in the Gingles' schemata and, as we later discuss, has become the lightening rod for equal protection scrutiny.
. In 1977, the Colorado Attorney General found sufficient evidence of discrimination against Hispanic citizens to warrant referring his report to the Voting Rights Section of the Department of Justice.
. The record includes a 1978 letter from the Regional Director of Civil Rights finding the Sa-guache County School District segregated students on the basis of national origin. Current demographic studies in the record reflect the lingering impact of educational disadvantages in the Hispanic community.
. Although Hispanics are employed in the Valley’s potato industry, few hold managerial positions and Anglos own most of the large potato warehouses. The record contains a photograph of the front gate of a potato warehouse bearing the sign, "No Pase.” The gate doesn't display a "No Trespassing Sign;” and while not evidencing "official discrimination,” as the district court distinguished, this evidence falls within the intensive canvassing of local fact-finding the Senate Report anticipated.
. At the final meeting, a Commission member stated, “I guess the question that I have, everybody is talking in figures of 45 or 46 and in light of what we just did in Denver to get 49 percent black in a district [which] the EDS report says has a lot less problems as far as whites being willing to vote for minority candidates. San Luis Valley it said had a bigger problem. Why are we talking about 45 or 46 percent, when we just said 49 was what we had to do in Denver when there was a lot of white crossover voting that were voting comparably to the valley.”
. One Commission member argued, “I guess my reply to that, is that if you do believe the EDS
. At the meeting, a member from Denver observed, "I just have some difficulty thinking that all of a sudden there is a change of heart in that 53% of the people that make up the other part of the population. Now in saying that's okay, we've not been fair to you ... we’ve treated you badly, we’re going to do something about it. Passing resolution by counly commission and what have you, don’t necessarily indicate to me that things would change. Would that have happened if we had not published this preliminary plan.” The speaker is referring to the Ventura Plan, proposed by a Commission member, which would have split the Valley, included the city of Trinidad, and increased the Hispanic voting age population to approximately 46.84%. Publication of the proposal, as noted, prompted the SLV County Commissioner Association to act.
. In Bush, the Court quoted the district court’s finding:
For the sake of maintaining or winning seats in the House of Representatives, Congressmen or would-be Congressmen shed hostile groups and potential opponents by fencing them out of their districts. The Legislature obligingly carved out districts of apparent supporters of incumbents, as suggested by the incumbents, and then added appendages to connect their residences to those districts. The final result seems not one in which the people select their representatives, but in which the representatives have selected the people.
- U.S. at -,
. In adjacent HD 46, which includes part of Pueblo with its large Hispanic population, Representative Gilbert Romero, has been elected five times to the General Assembly, running in each general election unopposed. The other adjacent district, HD 47, is represented by Mike Salaz, a Republican who has won reelection, and is not considered the Hispanic candidate of choice.
