Lead Opinion
The City of Mobile prohibits nude dancing in establishments licensed to sell liquor. Two clubs brought suit seeking an injunction prohibiting the City from enforcing its ordinance. The clubs claim the ordinance violates their rights under the First Amendment to the Constitution. The district court granted summary judgment to the City. For the following reasons, we affirm.
I.
Ordinance 03-003
It shall be unlawful for any manager, officer, agent, servant, employee, or person in charge of any establishment within the City of Mobile or the police jurisdiction thereof, licensed to sell spirituous or vinous liquors or malt or brewed beverages under the laws of the State of Alabama,*995 knowingly to exhibit, suffer, allow, permit, engage in, participate in, or be connected with, any motion picture, show, performance, or other presentation upon the licensed premises, which, in whole or in part, depicts nudity or sexual conducts or any simulation thereof.
Any person, firm or corporation convicted for violating this ordinance shall be fined not more than $500.00 and sentenced to imprisonment for a period not exceeding six months, at the discretion of the court trying the case.2
The preamble to the ordinance provides:
WHEREAS, the City Council of the City of Mobile, Alabama, finds and declares that nudity and sexual conduct and depiction thereof, coupled with alcohol in public places, encourages undesirable behavior and is not in the interest of the public health, safety, and welfare.
WHEREAS, the Council has chosen to avoid the disturbances associated with mixing alcohol and nude dancing by means of a reasonable restriction upon establishments which sell spiritous or vinous liquors or malt or brewed beverages.
NOW, THEREFORE, the Council adopts this Ordinance pursuant to the powers under the Twenty-first Amendment to the Constitution of the United States delegated to it by the State of Alabama.
Id.
Prior to the enactment of the ordinance, Sammy’s of Mobile, Ltd., (Sammy’s), and The Candy Store were licensed to sell alcoholic beverages for on-premises consumption and offered topless female dancing. Sammy’s surrendered its liquor license after the passage of the ordinance, and continues to offer topless, as well as totally nude, dancing. The Candy Store has not surrendered its license and continues to provide topless dancing. Although the City has not yet enforced the ordinance against The Candy Store, the City has expressed an intent to do so.
Sammy’s filed suit against the City in Alabama state court seeking declaratory and injunctive relief, and the City removed the action to federal district court. The complaint alleges that the ordinance is unenforceable under the doctrine of equitable estoppel and that it violates the free speech clause of the First Amendment, the takings clause of the Fifth Amendment, the equal protection clause, both the substantive and procedural guarantees of the due process clause of the Fourteenth Amendment, and the ex post facto clause.
The Candy Store filed suit in federal district court seeking injunctive relief and damages, alleging that the ordinance violates the First Amendment, the Fifth Amendment, and the equal protection clause of the Fourteenth Amendment and that the ordinance is unenforceable under the doctrine of res judicata.
The two cases were consolidated and all parties moved for summary judgment. The district court granted summary judgment to the City on all claims. The court concluded that the ordinance does not offend the First Amendment under the four-part test of United States v. O’Brien,
II.
The Supreme Court has long upheld ordinances such as Mobile’s. In California v. LaRue,
Although such ordinances regulate expressive conduct,
Recently, the Supreme Court has reaffirmed the precedential value of LaRue and the Barnes-O’Brien test. 44 Liquormart, Inc. v. Rhode Island,
The Court also reaffirmed that the Bames-O’Brien intermediate level of review applies to such ordinances. Id. Under this test, the Court concluded, even after kk Liquormart, LaRue, “would come out the same way.” Id. We are informed by this guidance and agree with the district court that the Bames-O’Brien test is applicable to the Mobile ordinance.
The district court held that the Mobile ordinance passes all these tests for a constitutional regulation of expressive conduct: the regulation of public health, safety, and morals is a valid and substantial state interest; the Mobile ordinance’s statement of purpose and findings as to the problems created by the combination of alcohol and nude entertainment are sufficient to support the
We agree. The preamble to the ordinance finds that nudity and sexually explicit entertainment coupled with alcohol in public places “encourages undesirable behavior and is not in the interest of public health, safety, and welfare.” Thus, the ordinance is aimed at the very type of harm found to create a substantial government interest in LaRue, Barnes, International Eateries and a host of other cases. Furthermore, Mobile has a “reasonable basis” for believing that its ordinance will serve this substantial governmental interest. See Inti Eateries,
The dissent believes that the ordinance does not meet the third requirement of this test, i.e., that the city’s interest be unrelated to the suppression of the message of nude dancing. Indeed, the dissent rejects the applicability of the Bames-O’Brien test itself because it finds the Mobile ordinance to be a “contеnt-based” regulation, subject to a “searching” level of scrutiny.
Characterizing Mobile’s ordinance as content-based is a clear departure from prior eases holding that such ordinances are not aimed at the erotic message of nude dancing. For example, in Barnes, the Supreme Court held that Indiana’s interest in prohibiting public nude dancing was “unrelated to the suppression of free expression.”
We too have rejected the idea that ordinances aimed at nude entertainment are nee
The only restriction imposed by the ... ordinance is in terms of the place where nude dancing may be presented [i.e., only in places not serving alcohol]. This type of regulation has been recognized as independent of expressive or communicative elements of conduct in other contexts.
Grand Faloon Tavern,
Similarly, the Mobile ordinance does not seek to ban whatever message is conveyed by nude dancing. It does not even seek to ban nude dancing. In prohibiting nude dancing where liquor is sold, the ordinance restricts only the place or manner of nude dancing without regulating any particular message it might convey. No party disputes that the completely nude dancing which Sammy’s, having surrendered its liquor license, now presents is legal under the ordinance. Nude dancing appears to be allowed everywhere in Mobile, excеpt where alcohol is served. Mobile is attempting only to regulate the sale of alcohol in inappropriate places and it has determined that it is inappropriately sold in places where nude dancing is offered. Therefore, the ordinance is constitutional under the Bames-O’Brien test.
Furthermore, the Bames-O’Brien test applies to this ordinance even if it is not strictly content-neutral. It is true that not all dancing is prohibited in Mobile, only nude dancing where liquor is served. To that extent, the ordinance refers to the “content” of the dancing. The dissent, however, seems to equate this reference to content with content suppression. The dissent says, for example, that the ordinance is an “outright ban targeted solely at conduct protected by the First Amendment” and that, “on its face, it singles out nude entertainment and thus the erotic message conveyed by that conduct.”
The Supreme Court, however, does not equate reference to content with suppression of content. The Court applies the BamesO’Brien intermediate level of scrutiny to ordinances which distinguish between nude and clothed entertainment, but which are aimed only at the secondary effects of nude entertainment. City of Renton v. Playtime Theatres, Inc.,
In International Eateries, we too upheld a city ordinance regulating nude dancing aimed
Mobile also defends its ordinance as an attempt to combat the secondary effects of nude performance in a bar atmosphere. Just as the cities in Renton, Young, and International Eateries, it seeks, geographically, to separate adult entertainment establishments from other commercial establishments—in this case, bars—in order to minimize the secondary effects of that combination.
The dissent rеjects this analogy. It believes these cases are inapposite because the zoning regulations therein were “content-neutral,” as opposed to the “content-based” Mobile ordinance. The zoning ordinances in Renton, Young, and International Eateries, however, were not content-neutral. They treated adult theaters differently from other theaters. They were content-based to the same extent, and in exactly the same way, as the ordinance in Mobile which treats nude dancing differently from clothed dancing.
Mobile is attempting to regulate the secondary effects of the combination of alcohol and nude dancing without prohibiting either. It does not seek to ban bars or nude dancing. Everyone can still buy a drink and watch nude dancing in Mobile. They cannot, however, do both in the same place. The dissent seems to believe this may violate the rights of the people of Mobile, but we are unaware of any constitutional right to drink while watching nude dancing.
Notes
. The ordinance was enacted on February 6, 1996.
. The ordinance defines "nudity” as:
[T]he showing of the human male or female genitals, pubic area, or buttocks with less than a fully opaque covering, or the showing of the female breast with less than a fully opaque covering of any portion thereof below the top of the darkened area surrounding the nipple, or the depiction of covered male genitals in a discernibly turgid state.
. The district court denied both Sammy’s and The Candy Store's motions for injunctive relief.
. The Supreme Court has recognized that nude dancing may have some expressive content. Barnes v. Glen Theatre, Inc.,
. The dissent rejects the application of LaRue and Barnes to the Mobile ordinance because it believes 44 Liquormart, Inc. v. Rhode. Island,
. It is clear that under Barnes, there is no constitutional requirement that a city make particularized findings regarding the adverse effects of the combination of alcohol and nude entertainment. The Court noted that there were no findings nor any legislative history attached to the Indiana statute, but found the "statute’s purpose of protecting societal order and morality is clear from its text and history.”
. The dissent's argument that the Bames-O ‘Brien test is inapposite because the Indianа statute there was content-neutral, whereas Mobile’s ordinance is content-based, ignores the claim in Barnes. While Indiana’s statute, on its face, prohibits public nudity rather than "expressive conduct,” the claim in Barnes was not that the statute was facially invalid, but that it was unconstitutional as applied to nude dancing. There was no claim in Barnes that the statute was unconstitutional because it prohibited nudity simpliciter. The claim was that the statute was unconstitutional because it prohibited nude dancing. The same claim is made against the Mobile ordinance.
. Although the dissent relies heavily on our subsequent opinions in Krueger v. City of Pensacola,
. In fact, the dissent apparently rejects the idea that any such ordinance might ever be justified as an attempt to address the undesirable secondary effects of the commingling of alcohol and nudity because such ordinances are "content-based regulations of expressive behavior.” For example, the dissent states that the reason we upheld the City of Pinellas Park's ordinance prohibiting nudity in the course of food and drink service in Leverett v. City of Pinellas Park,
. In fact, the clothes required are few—a g-string and pasties will satisfy the statute.
. The reference in 44 Liquormart to the proposition that government may not deny a benefit to a person on a basis that infringes his constitutionally protected interests—especially his interest in freedom of speech—does not apply to this case. In 44 Liquormart, the Rhode Island ordinance banned liquor price advertising. The ordinance, therefore, did not regulate the time, place, or manner, but rather totally suppressed the commercial speech involved. The Court merely reaffirmed that a state may not ban truthful, nonmisleading commercial speech, the Twenty-first Amendment notwithstanding.
Mobile has not banned nude dancing. In La-Rue, the Court noted that "... the critical fact is that California has not forbidden these performances across the board. It has merely proscribed such performances in establishments that it licenses to sell liquor by the drink.”
Dissenting Opinion
dissenting:
Instead of enacting a generally applicable proscription on public nudity or a general prohibition on nudity in establishments licensed to serve alcohol, the City of Mobile chose to address “the combustible mixture of alcohol and nudity” by singling out traditionally protected forms of expression for criminal sanction. Although I agree with the majority that there is no “constitutional right to drink while watching nude dancing,” the Constitution does confer a right to be free from government regulation that prohibits expressive conduct on the basis of content. Because I believe that the majority fundamentally misapprehends the restrictions that the First Amendment imposes upon governmental power to regulate expression, I respectfully dissent.
I.
A.
Preliminarily, I take issue with the majority’s apparent assumption that because Ordinance 03-003 does not ban nude dancing outright, but rather merely conditions the right to present entertainment involving nudity on the surrender of a liquor license, the Ordinance does not significantly burden the exercise of First Amendment rights. The majority’s reasoning ignores the well-established proposition that
[e]ven though government is under no obligation to provide a person, or the public, a particular benefit, it doеs not follow that conferral of the benefit may be conditioned on the surrender of a constitutional right. In Perry v. Sindermann,408 U.S. 593 [,*1000 597],92 S.Ct. 2694 [, 2697],33 L.Ed.2d 570 (1972), relying on a host of eases applying that principle during the preceding quarter-century, the Court explained that government “may not deny a benefit to a person on a basis that infringes his constitutionally protected interests—especially his interest in freedom of speech.”
44 Liquormart, Inc. v. Rhode Island,
B.
In denying appellants’ respective motions for preliminary injunctive relief, the district court relied upon “a long line of [Twenty-first Amendment] cases upholding the states’ authority to prohibit nude dancing in clubs licensed to sell alcohol.”
Following the district court’s lead, the majority, although conceding that bb Liquor-mart requires application of First Amеndment scrutiny to the ordinance in question, suggests that 44 Liquormart confirms the City’s power to regulate nude dancing in establishments licensed to sell alcohol. The majority concludes that the Court’s treatment in 44 Liquormart of earlier First
This case presents this circuit’s first occasion to address the impact of 44 Liquormart on state power to regulate nude dancing and the continued vitality of LaRue. In LaRue, the Court addressed the constitutionality of California Department of Alcoholic Beverage Control regulations that prohibited various forms of sexual conduct in licensed establishments. The Court, noting that “[t]he state regulations here challenged come to us, not in the context of censoring a dramatic performance in a theater, but rather in a context of licensing bars and nightclubs to sell liquor by the drink,” LaRue,
While we agree that at least some of the performances to which these regulations address themselves are within the limits of the constitutional protection of freedom of expression, the critical fact is that California has not forbidden these performances across the board. It has merely proscribed such performances in establishments that it licenses to sell liquor by the drink.
Id. at 118,
C.
The majority reads 44 Liquormart to require this court to review the challenged ordinance under the intermediate scrutiny applied in United States v. O’Brien,
[A] government regulation is sufficiently justified if it is within the constitutional power of the Government; if it furthers an important or substantial government interest; if the governmental interest is unrelated to the suppression of free expression; and if the incidental restriction on alleged First Amendment freedoms is no greater than is essential to the furtherance of that interest.
Id. at 377,
In Barnes, the Court addressed the constitutionality of Indiana’s “prohibition against complete nudity in public places,”
Barnes, however, does not control the case sub judice. The statute challenged in Barnes, although using the identical definition of “nudity” as the ordinance challenged here, did not single out one form of expression for disfavored treatment. The Indiana statute provided:
A person who knowingly or intentionally, in a public place: (1) engages in sexual intercourse; (2) engages in deviate sexual conduct; (3) appears in a state of nudity; or (4) fondles the genitals of himself or another person; commits public indecency, a Class A misdemeanor.
Ind.Code § 35-45-4-1 (1988), quoted in-Barnes,
This court often has distinguished regulations proscribing nudity per se, including general proscriptions on nudity in particular fora, from regulations targeted at expressive conduct. In Grand Faloon Tavern, Inc. v. Wicker,
Ordinance 03-003 on its face singles out nude entertainment and thus the “erotic message conveyed” by that conduct. Barnes,
D.
Because I believe that the majority applies the wrong level of scrutiny, I address the City’s argument that time, place, and manner scrutiny—another form of intermediate scrutiny—is applicable in this ease. In my view, in determining the appropriate level of scrutiny, this court should look to the character of the regulation. If the regulation is content-based—because it singles out one form of еxpression for disfavored treatment—then searching scrutiny is appropriate. See Boos v. Barry,
The City contends, and the majority agrees, that the Ordinance was not promulgated because of a disagreement with the message conveyed by nude dancing, but rather was an attempt to regulate the secondary effects of nude dancing. The City and the majority rely upon Renton, supra, Young v. American Mini Theatres, Inc.,
In International Eateries, this court applied Renton to uphold a local zoning ordinance restricting the permissible locations for clubs presenting non-obscene nude dancing. Applying time, place, and manner scrutiny, this court concluded that the challenged ordinance: (1) furthered a substantial governmental interest in “protecting the quality of urban life from the secondary effects of adult businesses,”
The significant difference between the ordinance challenged in International Eateries and the one challenged here, however, is that the former was a zoning ordinance, whereas the one in the ease before us is a direct regulation of expressive conduct.
Unlike the zoning ordinances upheld in Young, Renton, and International Eateries, which preserved for adult entertainment “ample, accessible real estate,” Renton,
E.
My conclusion that Ordinance 03-003 is a content-based restriction on protected expression that must be evaluated under searching judicial scrutiny finds strong support in ease law. This court has distinguished between regulаtions of nudity that permissibly (and incidentally) burden protected expression and regulations that impermissibly target protected expression for sanction. In Leverett v. City of Pinellas Park,
The ordinance invalidated in Leverett, which was targeted solely at expressive conduct, is indistinguishable from the one challenged here. See also BSA, Inc. v. King County,
F.
In my view, the City has not satisfied this stricter standard. To survive First Amendment scrutiny, the City must, at a minimum, demonstrate that its interest in regulating the conduct at issue in this case “is based on something other than a desire to censor the communication because of the community’s dislike of its content.” Krueger,
Even if the City had made findings, moreover, I have serious doubts that the City’s interest in discouraging undesirable behavior and avoiding disturbances would be sufficient to justify Ordinance 03-003’s content-based restriction. Furthermore, given the availability of alternative regulatory means that could accomplish the City’s avowed goals without singling out protected expression for sanction, see infra Section II, in my view Ordinance 03-003 could not satisfy the means scrutiny that the First Amendment requires. I therefore would hold that the district court erred in granting summary judgment in favor of the City on appellants’ First Amendment claim and that the district court should have granted summary judgment in favor of appellants on their facial challenge to Ordinance 03-003.
II.
This court does not have before it a generally applicable proscription on public nudity, see, e.g., Barnes,
. The majority concedes that it is well established that "nude dancing ... is expressive conduct within the outer perimeters of the First Amendment....” Barnes v. Glen Theatre, Inc.,
. I disagree with the majority's conclusion that the "reference in 44 Liquormart to the proposition that government may not deny a benefit to a person on a basis that infringes his constitutionally protected interests ... does not apply to this case.” The applicability of the unconstitutional conditions doctrine does not turn on whether conferral of the discretionary benefit is conditioned upon completely foregoing the right to engage in expression or instead upon fоregoing the right to engage in that expression in certain places or manners or at certain times. Rather, the doctrine applies as long as the governmental actor demands some sacrifice of a constitutional right in exchange for an otherwise discretionary benefit. See FCC v. League of Women Voters,
. Summary Judgment Order ("Order") at 6.
. Order at 8 (internal quotations omitted).
. Id.
. N.Y. State Liquor Auth. v. Bellanca, 452 U.S. 714,
Likewise, the Court in Iacobucci, following La-Rue and Bellanca, upheld an ordinance prohibiting "performing nude or nearly nude" in establishments licensed to sell liquor.
. En route to concluding that O’Brien intermediate scrutiny controls the case before us, the majority argues that the as-aрplied challenge in Barnes was simply a claim that the Indiana statute "was unconstitutional because it prohibited nude dancing” and thus that the claim in Barnes was the "same claim [that] is made against the Mobile ordinance.” With all due respect, I believe that the majority misapprehends the difference between an as-applied challenge to a content-neutral regulation and a facial challenge to a content-based regulation.
The statute challenged in Barnes did not by its terms specifically proscribe nude dancing, but rather prohibited all public nudity—and thereby incidentally prohibited some otherwise lawful expression. That the claim raised by the respondents in that case sounded in the First Amendment does not mean that their claim was identical to the one made by appellants in the case before us. Courts long have distinguished between content-based regulations targeted at expression, on the one hand, and generally applicable, content-neutral regulations that incidentally burden expressive freedoms, on the other. See generally L. Tribe, American Constitutional Law §§ 12-2, 12-3 (1988). Simply because it is within governmental power to accomplish a particular end, such as a categorical ban on nudity that a fortiori includes a more specific ban on nude dancing, does not mean that any means chosen will satisfy the requirements of the First Amendment. Rather, the First Amendment often requires courts to invalidate regulations that accomplish ends that lawfully could be achieved by different means. Compare Texas v. Johnson,
. The majority suggests that "[w]e cannot assume that any regulation addressing nude dancing is a content regulation," because "controversy rages both in academia and society at large” over what precise message nude dancing conveys. I would have thought, however, that an ordinance targeted at communicative activities that express multiple messages is as invidious as, if not more so than, an ordinance that targets merely one message. One need only consider a simple example to see how subversive of basic First Amendment values the majority’s reasoning is: an ordinance banning all dancing would suppress a wide array of messages that could be conveyed by dancing, yet, according to the majority, that regulation would be permissible because "we cannot assume” that it targets any one particular message.
. Moreоver, contrary to the majority's unsupported assertion, the Court in 44 Liquormart did not suggest that Barnes's O’Brien scrutiny should apply in all cases involving ordinances regulating nudity. Instead, the Court merely cited Barnes to support the statement that "the Court has recognized that the States’ inherent police powers provide ample authority to restrict the kind of 'bacchanalian revelries’ described in the LaRue opinion regardless of whether alcoholic beverages are involved.” 44 Liquormart, at 515,
. We applied the Renton secondary-effects analysis in International Eateries because at issue was the validity of a zoning ordinance similar to that considered in Renton and Young. See
. Contrary to the majority’s suggestion, Ordinance 03-003 does not seek “geographically [] to separate adult entertainment establishments from other commercial establishments.” (Emphasis added). Instead, the Ordinance seeks categorically to ban nude dancing in establishments—wherever they may be located—that serve alcohol.
. In Barnes, Justice Souter argued in his concurrence that Indiana could justify application of a generally applicable proscription of public nudity to nude dancing because the state has a legitimate and substantial government interest in combatting the secondary effects of adult entertainment. His concurrence, however, simply sought to justify the burden on First Amendment freedoms imposed by application of a content-neutral statute to expressive behavior—a result contemplated by O'Brien—and did not suggest that a prohibition, other than a zoning regulation, targeted at expressive behavior could be justified by reference to the secondary effects of the targeted behavior.
Likewise, in Cafe 207, Inc. v. St. Johns County,
. See Leverett,
. Indeed, an argument by the City that it was worried about the effects of adult entertainment alone, as was the city in Renton,
. Accord Int'l Eateries,
. Of course, these approaches could fail First Amendment scrutiny if they were merely intended to mask a governmental motive to suppress protected expression. See Krueger v. City of Pensacola,
