MEMORANDUM AND ORDER
I. Introduction
The plaintiffs in this litigation are, or were, at the inception of this case, ten minor children who had been taken into the legal custody of the Rhode Island Department of Children, Youth and Families (“DCYF”) because of a report or suspicion of abuse or neglect. The case, which was initiated by “Next Friends” on behalf of the plaintiffs, is intended as a class action suit for “all children who are or will be in the legal custody of the [DCYF] due to a report or suspicion of abuse or neglect.” 2 Amended Complaint ¶ 11. Generally, the proposed class action seeks to “compel Defendants — the Governor of the State of Rhode Island, the Secretary of the Executive Office of Health and Human Services [EOHHS], and the Director of the [DCYF] — to meet their legal obligations to care for and protect Rhode Island’s abused and neglected children in state custody by reforming the State’s dysfunctional child welfare system.” Amended Complaint ¶ 7.
The defendants first sought dismissal of the case,
inter alia,
on the ground that the plaintiffs’ “Next Friends” lacked standing to represent them in this litigation. That motion was granted and the case was dismissed.
Sam M., et al. v. Carcieri,
At this time, the case is before the Court on the defendants’ second motion to dismiss the amended complaint for (1) lack of subject matter jurisdiction, pursuant to Federal Rule 12(b)(1) of the Federal Rules of Civil Procedure, and (2) failure to state a claim upon which relief can be granted, pursuant to Federal Rule 12(b)(6) of the Federal Rules of Civil Procedure. For the
II. Procedural History
On June 28, 2007, the “Next Friends” filed a complaint on behalf of the ten named minor plaintiffs. An amended complaint was filed on September 7, 2007. On October 2, 2007, the defendants filed a motion to dismiss the amended complaint. Specifically, the defendants argued that (1) the “Next Friends” lacked standing; (2) pursuant to Younger and Rooker-Feldman doctrines, the Court should abstain from rendering a decision that would invade the province of the Rhode Island Family Court; (3) the plaintiffs did not have a private right of action under the Adoption Assistance and Child Welfare Act (“AACWA”) of 1980, 42 U.S.C. §§ 621 et seq., 670 et seq.; and (4) the claims of three of the named plaintiffs had become moot because they had been adopted and were no longer in DCYF custody.
The presiding judge
3
heard oral argument on the defendants’ motion on January 16, 2008. He conducted two subsequent evidentiary hearings on January 23 and 24, 2008 regarding the suitability of the “Next Friends.” Following the hearings, the Court requested that the parties submit post-hearing briefs. On April 29, 2009, the Court granted the defendants’ motion to dismiss, holding that the Child Advocate
4
and “Next Friends” had no authority or standing to proceed in the case.
Sam M. et al. v. Carcieri,
The plaintiffs appealed the dismissal of their claims. On June 18, 2010, the First Circuit Court of Appeals reversed and remanded the case with instructions to reinstate the complaint and to allow the three individuals to proceed as the plaintiffs’ “Next Friends.”
On November 1, 2010, the defendants filed the instant motion to dismiss the amended complaint, to which the plaintiffs responded with an objection on January 18, 2011. On February 7, 2011, the defendants filed a reply in further support of their motion.
This Court heard oral argument on May 6, 2011, after which it took the motion under advisement.
III. Factual Background
The background and life histories of seven
5
of the minor plaintiffs has been described in some detail in the decision and order of this Court,
see Sam M. et al. v. Carcieri,
IV. The Litigation
In bringing this action, the plaintiffs seek to compel the defendants “to meet their legal obligations to care for and protect Rhode Island’s abused and neglected children in state custody by reforming the State’s dysfunctional child welfare system.” Amended Complaint ¶ 7. Some of the alleged shortcomings include: children staying in foster care for years; placement that is dictated by availability, not suitability; inadequate reimbursement rates for foster parents; decline in the numbers of licensed foster homes; unnecessary institutionalization of children; repeated moves between inappropriate DCYF placements; failure to meet federal standards; failures of caseworkers to make monthly visits; abuse in foster care; untenable caseloads of social workers; inadequate supervision; placements in unlicensed foster homes; lengthy application process for foster home licensing; separation from siblings; lack of timely reunification with families; pursuit of reunification with parents when not appropriate; failure to place children who cannot return home for adoption; and failure to meet children’s medical, dental, and mental health needs. See e.g. Amended Complaint ¶¶ 5,107-112, 115,116, 129-186.
The amended complaint also alleges that the defendants forfeit millions in federal matching funds by failing to meet their obligations under so-called “State Plans,” 8 id. ¶ 211; that they waste limited funds on institutional placements, id. ¶ 213; and that they do not provide adequate foster care maintenance payments to foster parents. Id. ¶ 216-218.
The plaintiffs have put forward six separate causes of action. In Count I, the plaintiffs assert that the State assumes an affirmative duty under the 14th Amendment of the U.S. Constitution to protect a child from harm when it takes the child into foster care custody. The plaintiffs allege that the defendants’ actions and inactions constitute a failure to protect the plaintiffs from harm. The plaintiffs specify their substantive due process rights to include,
inter alia,
the right to a living environment that protects their physical, mental, and emotion
In Count II, titled Substantive Due Process under the U.S. Constitution — State-Created Danger, the plaintiffs allege that they are at a continuing risk of being deprived of their substantive due process rights (1) by being removed from their caretakers and put into placements that pose an imminent risk of harm; or (2) by being returned to their parents when such return poses a risk of harm. The plaintiffs assert that such policy and practice are inconsistent with the exercise of professional judgment and amount to deliberate indifference to the plaintiffs’ liberty and privacy rights in violation of 42 U.S.C. § 1983.
In Count III, the plaintiffs allege that, as a result of the alleged actions and inactions of the defendants, the plaintiffs have been severely harmed and deprived of their liberty interests, privacy interests and “associational rights not to be deprived of a child-parent or a child-sibling family relationship, guaranteed by the First, Ninth, and Fourteenth Amendment.” Amended Complaint ¶ 229.
In Count IV, the plaintiffs allege that the defendants are depriving the plaintiffs of certain rights under the Adoption Assistance and Child Welfare Act (“AACWA”) 9 of 1980, as amended by the Adoption and Safe Families Act of 1997, 42 U.S.C. § 621-629i, 670-679b, including, inter alia, the following rights: timely written case plans; a case review system to ensure implementation; placement in foster homes that conform to reasonable professional standards; the filing of petitions to terminate parental rights; permanent placement for children whose permanency goal is adoption; services to protect children’s safety and health, to facilitate return to the family home, and review of health and educational records; and the payment of foster care maintenance to foster parents that covers food, clothing, shelter, daily supervision, school supplies, reasonable travel to families, and other expenses. 10
Count V is a procedural due process claim, in which the plaintiffs assert that the defendants’ alleged actions and inactions cause the plaintiffs to suffer deprivations of federal-law entitlements under the AACWA and U.S. Department of Health and Human Services regulations, as well as state-law entitlements provided them under Chapter 72 of Title 42 of Rhode Island General Laws. 11
Finally, in Count VI, the plaintiffs assert that the defendants have breached their contractual obligations under the Rhode Island State Plans prepared for the U.S. Department of Health and Human Ser
The plaintiffs’ requested remedies include, inter alia, (1) a declaration by this Court that the defendants’ actions detailed in Counts I through VI are unconstitutional and unlawful; (2) an order permanently enjoining the defendants from subjecting the plaintiffs to practices that violate their rights; and (3) “appropriate remedial relief to ensure defendants’ future compliance with their legal obligations to Plaintiff Children.” Amended Complaint ¶ 239. In addition, the plaintiffs seek to maintain this case as a class action 12 pursuant to Federal Rule 23(b)(2) of the Federal Rules of Civil Procedure. The plaintiffs also seek costs and the expenses of the litigation.
V. Standard of Review
A Court may dismiss a complaint,
inter alia,
for lack of subject matter jurisdiction pursuant to Fed.R.Civ.P. 12(b)(1) or for failure to state a claim upon which relief may be granted, pursuant to Fed.R.Civ.P. 12(b)(6). Because federal courts are courts of limited jurisdiction, “a court, when confronted with a colorable challenge to its subject-matter jurisdiction, should resolve that question before weighing the merits of a pending action.”
Morales Feliciano v. Rullan,
The standard of review for a motion to dismiss a complaint under either subsection of Rule 12(b) is identical.
McCloskey v. Mueller,
A court, in reviewing a motion to dismiss, accepts as true the factual allegations of the complaint and draws all reasonable inferences in favor of the plaintiff.
Cook v. Gates,
VI. Discussion
A. Mootness
Three of the named plaintiffs, Briana, Alexis, and Clare H., were legally adopted on September 24, 2007. Prior to oral argument on the defendants’ first motion to dismiss the complaint, the plaintiffs agreed “to withdraw the claims of ... Briana, Alexis, and Clare H. — since they have been adopted and are no longer members
The defendants seek dismissal of the claims as they relate to Deanna, Sam, Tony, Michael, and Caesar on the ground that they “no longer satisfy the ‘case or controversy’ threshold requirement of a federal court suit.” Defs.’ Mem. 26. Specifically, the defendants assert that, following the adoptions of the five children, the underlying petitions alleging abuse and neglect were closed and no live case or controversy exists between those plaintiffs and the defendants. The defendants argue that, because the amended complaint seeks only injunctive relief, the five adopted children who are no longer in DCYF custody have no legally cognizable interest in the outcome of the case. Id. at 28.
The plaintiffs, on their part, take the position that, “despite the fact that they are currently not in DCYF custody,” the five adopted children “belong to a putative class of foster children whose claims are by their very nature transitory” and, therefore, should not be dismissed from this litigation. Pltfs.’s Obj. 71. Specifically, the plaintiffs assert that “it was reasonable to expect, given the temporary nature of foster care, that these five Named Plaintiffs might leave DCYF custody prior to a ruling on class certification,” and that, therefore, an exception applies to the mootness doctrine as it relates to class actions. Id. at 67-68. The plaintiffs also point out that, even if the claims of the adopted children were to be dismissed, the action would survive because David T. and Danny B. are still in DCYF custody. Moreover, the plaintiffs state that they are prepared to file a “supplemental complaint” to add additional named plaintiffs following the resolution of the defendants’ motion. Id. at 67.
Pursuant to Article III of the Constitution, federal courts are restricted to the resolution of actual cases and controversies. U.S. Const. art. III, § 2, cl. 1;
Shelby v. Superformance Int’l, Inc.,
As the defendants recognize, they bear the burden of demonstrating that, “after the case’s commencement, intervening events have blotted out the alleged injury and established that the conduct complained of cannot reasonably be expected to recur.”
Ramirez v. Sanchez Ramos,
With respect to class actions, the First Circuit has held that “if no decision on class action certification has occurred by the time that the individual claims of all named plaintiffs have been fully resolved,” a putative class action must be dismissed.
Cruz v. Farquharson, 252
F.3d at 534. “Only when a class is certified does the class acquire a legal status independent of the interest asserted by the named plaintiffs.”
Id.
The
Cruz
Court noted that the Third Circuit had taken a more expansive view in holding that “ ‘[s]o long as a class representative has a live claim at the time he moves for class certification, neither a pending motion nor a certified class action need be dismissed if his individual claim subsequently becomes moot.’ ”
Id.
(quoting
Holmes v. Pension Plan of Bethlehem Steel Corp.,
In the case now before the Court, the dismissal of the entire proposed class action on the ground of mootness does not arise, as both both parties agree that two of the named plaintiffs are still in DCYF custody and that their claims continue to be viable. With respect to three of the named plaintiffs, their claims were withdrawn voluntarily upon their adoption. Therefore, the question of mootness raised by the defendants relates to only five of the named plaintiffs. These five children, who have most recently been adopted while the instant action has been pending, are no longer in DCYF custody and are no longer subject to the State’s allegedly “dysfunctional child welfare system.” The plaintiffs’ amended complaint seeks only injunctive relief for “all children who are or will be in the legal custody of the [DCYF] due to a report or suspicion of abuse or neglect,” a group which no longer includes the five named plaintiffs.
The plaintiffs now urge this Court to follow other courts which have applied a more flexible approach to the mootness doctrine in the class action context. Pltfs.’ Obj. 69-70. No class has yet been eerti
The plaintiffs also suggest that their claims are “inherently transitory” because “it was reasonable to expect, given the temporary nature of foster care, that these five named Plaintiffs might leave DCYF custody prior to a ruling on class certification.” Pltfs.’ Obj. 68. It is undisputed, however, that two of the named plaintiffs, who have asserted identical claims and seek identical relief, are still in DCYF custody. Moreover, the plaintiffs have repeatedly stated that they are prepared to seek leave to supplement the amended complaint by adding other plaintiffs to this action. See e.g. Pltfs.’ Obj. 4 n. 3. Therefore, as the plaintiffs rightly point out, a determination that the claims of the adopted plaintiff children are moot is not dispositive. However, because no live controversy exists between the adopted children and the defendants, the Court finds that the claims of these particular plaintiffs have been rendered moot. Therefore, the claims of Deanna H., Sam M., Tony M., Michael B., and Caesar S. are dismissed from the case.
B. Abstention under the Younger Doctrine
1. The Parties’ Positions
In their motion to dismiss the amended complaint, the defendants urge this Court to abstain from “rendering a decision that would invade the province of the Rhode Island [Family Court] or its past and future decisions.” Defs.’ Mot. 30. The defendants suggest that to grant the injunctive relief requested by plaintiffs would require this Court to (1) declare that prior decisions by the Family Court violated the plaintiffs’ constitutional rights; (2) enjoin the Family Court from performing its duties of protecting abused and/or neglected children; and (3) oversee the Family Court’s performance with respect to orders issued for the best interest of those children. Defs.’ Mot. 32-33. Generally, the defendants reject the plaintiffs’ contention that the Family Court in Rhode Island has extremely limited authority over abused and/or neglected children and that DCYF has the ultimate responsibility over such children. Defs.’ Reply 20. The defendants also point out that, unlike in other states, e.g. Massachusetts, the Family Court in Rhode Island has authority under the Uniform Declaratory Judgment Act to issue a declaratory ruling if sought by the plaintiffs or other children. Id. at 27. Moreover, the defendants maintain that the Child Advocate is required to bring “formal legal action before the Family Court on behalf of an abused and/or neglected child” and that the children’s guardians ad litem or CASA 16 attorneys “can bring issues of placement, services, visitation, treatment and welfare before the Family Court at any time.” Id. at 32, 34.
The plaintiffs reject the contention that this case involves issues of comity. Instead, they state that the children challenge only their treatment by the responsible executive agency and have made no allegations against state courts. Pltfs.’ Obj. 21-22. The plaintiffs further argue that (1) any concurrent actions in the Family Court regarding these plaintiffs
With respect to the Middlesex factors, the plaintiffs argue that (1) the Family Court proceedings are not “ongoing” within the meaning of Younger; (2) the plain- • tiff children’s claims do not involve predominately state interests which raise comity concerns; and (3) the periodic reviews conducted by the Family Court do not afford plaintiff children an adequate forum in which to litigate their federal claims. Id. at 37-39.
At oral argument, the plaintiffs clarified that they had not, and would not, request this Court to overrule, amend, modify, or otherwise change any ruling of the Family Court. 18 Hearing Tr. 40:15-20. Instead, the plaintiffs proposed that the Court issue an order that would provide for “caseload caps at a size that is within professional standards around the country for DCYF caseworkers, adequate training for DCYF caseworkers, ... a requirement of an increase in the array and type of placements, ... increasing foster homes, [including] very specialized foster homes, ... increasing the rate of adoptions, ... decreasing the number of placements per child ... decreasing the length of time in foster care.” Hearing Tr. 41:11-43:20.
2. Abstention Principles
As a general rule, federal courts have a “ ‘virtually unflagging obligation ... to exercise the jurisdiction given them.’ ”
Guillemard-Ginorio v. Contreras-Gomez,
However, the Supreme Court has also advised that “federal courts may decline to exercise their jurisdiction, in otherwise ‘exceptional circumstances,’ where denying a federal forum would clearly serve an important countervailing interest, ... for example, where abstention is warranted by considerations of ‘proper constitutional adjudication,’ ‘regard for federal-state relations,’ or ‘wise judicial administration.’”
Quackenbush v. Allstate Ins. Co.,
3. Younger
Originally, abstention under the
Younger
doctrine was limited to cases in which “a plaintiff who was defending criminal charges in state court sought to get the federal court to enjoin the ongoing state criminal proceedings.”
Rio Grande Cmty. Health Ctr., Inc. v. Rullan,
Subsequently, Younger was extended to “quasi-criminal (or at least ‘coercive’) state civil proceedings-brought by the state as enforcement actions against an individual.”
Rio Grande Cmty. Health Ctr., Inc. v. Rullan,
The First Circuit acknowledged that “[t]he Supreme Court has expanded the applicability of
Younger
to many categories of civil proceedings, including a state child custody action.”
Malachowski v. City of Keene,
In addition,
Younger
abstention was deemed appropriate in civil cases involving “situations uniquely in furtherance of the fundamental workings of a state’s judicial system.”
Rio Grande,
With respect to circumstances involving the fundamental interests of the state’s judicial system, the First Circuit pointed out that, “[e]ven the Supreme Court’s furthest extension of the type of proceedings to which
Younger
applies ... involved this sort of coercive contexts.”
Rio Grande,
A determination of whether abstention under the
Younger
doctrine is appropriate in a particular case involves application of the three factors established by the
1. Interference with Ongoing Judicial Proceedings
The threshold issue in the defendants’
Younger
abstention argument is the alleged “interference” with ongoing judicial proceedings in Family Court. At the outset, it is not clear that the instant ease is susceptible to such categorization. The cases on which the defendants rely, in their briefs and at oral argument, for the proposition that child custody issues are appropriate actions for
Younger
consideration are inapposite to the circumstances of this litigation. In
McLeod v. State of Maine Dep’t. of Human Serv.,
The common denominator of these eases is that they relate to ongoing judicial coercive type proceedings initiated, primarily by the state, against the federal plaintiffs that have resulted in a forced deprivation of a right,
e.g.,
of the custody of their child(ren), or a judgment or disciplinary measure issued against them,
e.g.
a probationary sentence for a code of conduct violation. As such, they are distinguishable, in part, from the instant litigation, in which the plaintiff children (or the Next Friends, on their behalf) neither seek to restore or obtain custody, nor do they challenge Family Court orders directing the termination of parental rights. However, the plaintiffs do challenge the placement of the children while in DCYF custody and/or other aspects of the plaintiffs’ care. Specifically, the plaintiffs complain
The defendants now assert that, with respect to the question of “interference,” any remedy granted to the plaintiffs will necessarily interfere with the Family Court on issues of visitation and placement and will amount to oversight by this Court of Family Court decisions. In particular, the defendants seek to distinguish the circumstances of this litigation from a recent case in Massachusetts in which the federal district court rejected the defendants’ argument for abstention under
Younger,
in part, because “Massachusetts law greatly restricts the juvenile court’s discretion once a child is placed in DCF’s permanent custody.”
Connor B. v. Patrick,
Pursuant to the Rhode Island Family Court Act, R.I. Gen. Laws §§ 14-1-1
et seq.,
the Family Court has exclusive original jurisdiction in proceedings concerning abused and neglected children and adoption of children. R.I. Gen. Laws § 14-1-5(1), (2). Once the Family Court grants DCYF’s petition for involuntary termination of parental rights, DCYF “shall have exclusive right to place [the] child for adoption and to be sole party to give or withhold consent, ... and [DCYF] is the guardian of said child for all purposes.” Defs.’ Ex. E-48,
see also
Decree, Defs.’ Ex. E-49 (“[DCYF] is to be the exclusive agency to give or withhold consent for adoption of said child ... DCYF is to be the sole guardian of said child for all purposes.”). However, the Family Court does not thereby surrender jurisdiction over the child.
In re Joseph,
From the voluminous record submitted by the defendants, it is apparent that the Family Court retains considerable authority and involvement in the placement and care of children who are in the same cir
On August 21, 2000, David’s guardian ad litem sought a review by the Family Court while David (then age 6) was placed at Butler Hospital, a psychiatric facility for adults and children. The guardian ad litem informed the Family Court that Tanner Hill, David’s prior residential facility, had requested DCYF for some time to seek a more appropriate placement for David. According to the guardian ad litem “[t]his request goes back several months and to date the Department has failed to secure such a placement.” Ex. E53. The Family Court disposition forms reflect that, on August 29, 2000, on September 12, 2000, on September 18, 2000, and again on October 10, 2000, the Family Court ordered a residential review. Ex. E-54-57. An “Event Hearing Sheet” dated December 4, 2000 states that David is “showing signs of institutionalization— needs to be moved. Placement ordered as soon as possible. Court finds [illegible] of stable placement necessary.” Ex. E-58. However, based on the allegations in the amended complaint, it appears that David remained at the psychiatric facility for five months because DCYF could provide no other placement. Amended Complaint ¶ 62. In other words, although the Family Court continued to exercise its authority in conducting frequent reviews of David’s case, DCYF was unable to implement the ordered placement which the Family Court deemed necessary and urgent.
It is correct that, because the two remaining named plaintiffs are still in the custody of DCYF, they are subject to the continuing jurisdiction of the Family Court and the petitions for neglect and abuse remain pending. The amended complaint does not seek to appeal any particular decision by the Family Court or to vacate or amend any particular orders or directives the Family Court has issued with respect to the plaintiffs. Instead, the plaintiffs’ amended complaint is directed primarily against the execution and implementation of Family Court orders, as performed by the DCYF.
21
At oral argument,
Not all of the allegations raised in the amended complaint regarding,
inter alia,
the lack of safe and appropriate placement of children who have been abused and/or neglected automatically implicate a possible constraint on decisions of the Family Court. Rather, the plaintiffs, who do not seek to overturn any particular determination by the Family Court concerning any of the children, seek to ensure that the Family Court’s orders and determinations can be carried out. The proposed remedies of caseload caps and adequate training for DCYF workers, as well as an increase in the array and types of available placements, are not within the province of the Family Court, although they would assist in implementing the Family Court’s orders. With respect to those measures, “the mere possibility of inconsistent results in the future is insufficient to justify
Younger
abstention.”
Rio Grande,
However, with respect to the requested increase in the rate of adoptions, the decrease in the number of placements per child, as well as the decrease in institutionalization and length of time in foster care, such proceedings and related determinations are subject to the continuing jurisdiction of the Family Court. Any remedy fashioned by this Court would constitute an interference with orders generally issued by the Family Court in consideration of the best interest of the child and would, therefore, implicate abstention under Younger.
2. Important State Interest
Although the plaintiffs suggest that their claims “do not involve predominantly state interests which raise comity concerns,” Pltfs.’ Mem. 37-38, it has long been established that the State has a compelling interest in ensuring proper care of children, including those in foster care.
See e.g., Santosky v. Kramer,
3. Adequate Opportunity for Constitutional Challenges
The third factor of the
Middlesex
test to determine whether abstention is warranted under
Younger
focuses on whether the
The defendants maintain that the plaintiffs have an adequate opportunity to advance their federal constitutional claims before the Family Court. Defs.’ Reply at 60. They also suggest that the plaintiffs must prove that they could not have obtained a Family Court ruling protecting them from the alleged harms they attribute to DCYF’s shortcomings “either because the ... [Family Court] had no jurisdiction to consider the federal questions raised in this case, had no authority to award a remedy, or because the plaintiffs lacked adequate representation in that forum.” Id. Finally, the defendants point out that the Family Court is vested not only with broad powers over matters affecting children, but that it also has the authority to “declare rights, status, and other legal relations whether or not further relief is or could be claimed.” Id. at 62.
The Family Court is a statutory court of limited jurisdiction.
Waldeck v. Piner,
Pursuant to the Uniform Declaratory Judgment Act (“UDJA”), R.I. Gen. Laws § 9-30-1,
22
the Family Court (or the superior court), “upon petition, following such procedure as the court by general or special rules may prescribe, shall have the power to declare rights, status, and other legal relations whether or not further relief is or could be claimed.” R.I. Gen. Laws § 9-30-1. The purpose of the UDJA is “to settle and afford relief from uncertainty and insecurity with respect to rights, status and other legal relations.”
Providence Teachers Union v. Napolitano,
There is nothing to indicate, however, that, under its statutorily conveyed jurisdiction, the Family Court has the authority to address the shortcomings that the plaintiffs have specifically asserted against the DCYF, which, they allege, have led to violations of their constitutional rights, e.g., lack of licensed foster homes or other appropriate placements, shortage of case workers, unreasonable caseloads, and inadequate training.
The difficulties in addressing the alleged inadequacies of the DCYF system in Family Court proceedings is exemplified in the
In sum, while the plaintiffs do not appear statutorily precluded from bringing claims in Family Court that may amount to constitutional violations, it does not appear, under the alleged circumstances of this case, that the Family Court would present an adequate forum to address those claims and to afford complete relief to the plaintiff children. 23
The Court concludes that, because the present case is not directed against any particular proceedings that may be pending in Family Court regarding the remaining plaintiffs and, although the welfare of children in foster care is an important state interest, in light of the difficulties in adequately raising the plaintiffs’ claims in Family Court proceedings, abstention under Younger is not indicated with respect to the requested remedies of caseload caps for DCYF workers, adequate training of DCYF workers, and increase in the array of placement options. However, since increasing the number of adoptions, and decreasing the rate of institutionalization, the number of placements per child, and the length of time in foster care depend on determinations and orders within the jurisdiction of the Family Court, abstention under Younger is appropriate with respect to those requested remedies.
C. Abstention under the Rooker-Feldman Doctrine
The defendants also submit that this suit is barred by the
Rooker-Feldman
doctrine. Specifically, the defendants maintain that, although the plaintiffs are not asking this Court to review any Family Court proceedings, they seek a finding that they were,
inter alia,
placed into unstable and inappropriate placements pursuant to reviews, permanency hearings, or orders by the Family Court. Defs.’ Mot. Dismiss 43. The defendants suggest that
In response, the plaintiffs point out that the plaintiff children “have never before been a party — let alone a losing party — to an action in the Family Court or any other related state court proceeding.” Pltfs.’ Obj. 42. Moreover, the plaintiffs assert that they only seek review of defendants’ executive actions and “do not seek to overturn the Family Court orders,” to which the defendants refer in their motion.
Under the
Rooker-Feldman
doctrine, a federal district court lacks subject matter “jurisdiction over ‘federal complaints ... [that] essentially invite[ ] federal courts of first instance to review and reverse unfavorable state-court judgments.’ ”
Federacion de Maestros de Puerto Rico v. Junta de Relaciones del Trabajo de Puerto Rico,
In the case before the Court, the plaintiffs’ requested remedy is limited to injunctive and prospective relief to address what they allege to be systemic shortcomings of the Rhode Island child welfare system. There is nothing to indicate that the plaintiffs in any way seek to reverse or modify existing judgments rendered by the Family Court or that the relief sought would serve to reverse such judgments. Amended Complaint ¶ 239.
To characterize the plaintiff children as “losing parties” in prior state proceeding would constitute an expansion of the Rook-er-Feldman doctrine that is neither indicated by case law precedent nor warranted under the circumstances of this case. Therefore, this Court is of the opinion that the doctrine is inapplicable and does not serve as a basis for abstention.
D. Individual Rights under the AACWA
The Adoption Assistance Child Welfare Act of 1980, as amended by the Adoption and Safe Families Act of 1997, 42 U.S.C. §§ 621
et seq.,
§§ 670
et seq.
constitute Parts B and E of Title IV of the Social Security Act. The AACWA is a federal program that provides funding to a State for child welfare, foster care, and adoption assistance, provided the State has fashioned a State plan that meets certain requirements specified in the AACWA and that is approved by the Secretary of Health and Human Services. Under the AACWA, a State “will be reimbursed for a percentage of foster care and adoption assistance payments when the State satisfies the requirements of the Act.”
Suter v. Artist M.,
In their objection to the defendants’ motion to dismiss the complaint, the plaintiffs voluntarily limit their claims under the AACWA to the following: “(i) the right to a case plan containing documentation, including child specific recruitment efforts, of steps taken to secure a permanent home for them, as provided in 42 U.S.C. § 671(a)(16); and (ii) the right to adequate
In their motion to dismiss, the defendants generally assert that the provisions of the AACWA under which the plaintiffs bring their claims do not create private enforceable rights but, instead, “speak to items to be included in a state plan and not rights of an individual.” Defs.’ Reply 46. Regarding the foster care maintenance payment provision, 42 U.S.C. §§ 671(a)(1), 672(a)-(c), and 675(4)(A), the defendants argue that the provisions do not “manifest a Congressional intent to create privately enforceable rights” because they only set forth general information to be included in a State plan and do not “enunciate a specific formula for arriving at the payment.” Defs.’ Mem. Mot. Dismiss 90 25
With respect to the plaintiffs’ asserted rights to case plans containing specific documentation regarding recruitment plans and permanent placements, the defendants maintain that the AACWA provisions do not “(1) contain ‘rights-creating’ language that is individually focused or (2) address the needs of individual persons.” Defs.’ Reply 46. 26
Plaintiffs cause of action is brought pursuant to 42 U.S.C. § 1983. Section 1983 “provides a remedy for deprivations of rights secured by the Constitution and laws of the United States when that deprivation takes place ‘under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory.’ ”
Rockwell v. Cape Cod Hosp.,
However, “[n]ot all violations of federal law give rise to § 1983 actions: ‘[t]he plaintiff must assert the violation of a federal
right,
not merely a violation of federal
law.’ ” Rio Grande Cmty. Health Ctr., Inc. v. Rullan,
In
Lynch v. Dukakis,
the First Circuit concluded that the AACWA allows private enforcement actions for a case plan under § 671(a)(16) that is consistent with the provisions required by § 675(1).
Lynch v. Dukakis,
In 1992, the Supreme Court held that § 671(a)(15)
27
of the AACWA did not create a private right of action enforceable under that section.
Suter v. Artist M.,
In response to Suter, Congress enacted an amendment to the AACWA, generally referred to as the “Suter fix.” Section 1320a-2 provides as follows:
In an action brought to enforce a provision of this chapter, such provision is not to be deemed unenforceable because of its inclusion in a section of this chapter requiring a State plan or specifying the required contents of a State plan. This section is not intended to limit or expand the grounds for determining the availability of private actions to enforce Stateplan requirements other than by overturning any such grounds applied in [Suter], but not applied in prior Supreme Court decisions respecting such enforceability; provided, however, that such section is not intended to alter the holding in [Suter] that section 671(a)(15) of this title is not enforceable in a private right of action. 42 U.S.C. § 1320d-2.
Following
Suter
and this Congressional amendment to the AACWA, courts that addressed the issue have come to different conclusions regarding the availability of a private action for alleged violations of various AACWA provisions.
See e.g., Johnson ex rel. Estate of Cano v. Holmes,
In 1997, the Supreme Court fashioned a three-prong test in Blessing to aid in the determination whether a federal statutory provision creates a “right” enforceable under Section 1983:
First, Congress must have intended that the provision in question benefit the plaintiff ... Second, the plaintiff must demonstrate that the right assertedly protected by the statute is not so ‘vague and amorphous’ that its enforcement would strain judicial competence. Third, the statute must unambiguously impose a binding obligation on the States. Blessing v. Freestone,520 U.S. at 340-341 ,117 S.Ct. at 1360 ,137 L.Ed.2d 569 (“In other words, the provision giving rise to the asserted right must be couched in mandatory, rather than precatory, terms.”); see also Rio Grande,397 F.3d at 73 .
Subsequently, the Supreme Court clarified and tightened the test in
Gonzaga,
In the case now before the Court, after the plaintiffs have voluntarily withdrawn the majority of their claims under the AACWA, the plaintiffs’ asserted rights are limited to (1) a case plan containing documentation, including child specific recruitment efforts, of steps taken to secure a permanent home for them, pursuant to 42 U.S.C. §§ 671(a)(16) and 675(1)(E); and (2) adequate foster care maintenance payments, pursuant to 42 U.S.C. §§ 671(a)(1), 671(a)(ll), 672(a)(ll), 672(a)(1), and 675(4)(A). Amended Complaint ¶ 231; Pltfs.’ Obj.45n.36.
Section 671 sets forth the “[Requisite features of a State plan” for foster care
In the case of a child with respect to whom the permanency plan is adoption or placement in another permanent home, documentation of the steps the agency is taking to find an adoptive family or other permanent living arrangement for the child, to place the child with an adoptive family, a fit and willing relative, a legal guardian, or in another planned permanent living arrangement, and to finalize the adoption or legal guardianship. At a minimum, such documentation shall include child specific recruitment efforts such as the use of State, regional, and national adoption exchanges including electronic exchange systems to facilitate orderly and timely in-State and interstate placements. 42 U.S.C. § 675(1)(E).
To retain eligibility for federal payments under the AACWA, each State with an approved State plan “shall make foster care maintenance payments on behalf of each child who has been removed from the home of a relative ... into foster care.” 42 U.S.C. § 672(a)(1). Subsection 675(4)(A) further defines “foster care maintenance payments” as:
payments to cover the cost of (and the cost of providing) food, clothing, shelter, daily supervision, school supplies, a child’s personal incidentals, liability insurance with respect to a child, reasonable travel to the child’s home for visitation, and reasonable travel for the child to remain in the school in which the child is enrolled at the time of placement. In the case of institutional care, such term shall include the reasonable costs of administration and operation of such institution as are necessarily required to provide the items described in the preceding sentence. 42 U.S.C. § 675(4)(A).
As recognized by the District Court of Massachusetts in a recent challenge of the Massachusetts foster care system, “[f]ederal courts are divided as to whether the AACWA creates privately enforceable rights to either a case plan or foster care maintenance payments.”
Connor B. v. Patrick,
This Court agrees. With respect to these two provisions of the AACWA, neither their mandatory character nor the intended benefit to each child in the foster care system are ambiguous. An application of the
Blessing
factors (as refined by Gonzaga) to the AACWA sections at issue leads the Court to conclude that those specific provisions do confer a privately enforceable right on the plaintiffs. First, the requirements for a case plan with respect to “each child” and for foster care
Second, the AACWA contains very specific requirements for an individualized case plan for each eligible child “that includes at least the following [elements],” 42 U.S.C. § 675(1) (listing required numerous and detailed elements of case plan), and for foster care maintenance payments that “cover the cost of (and the cost of providing) food, clothing, shelter, daily supervision, school supplies, a child’s personal incidentals, liability insurance with respect to the child, reasonable travel to the child’s home for visitation, and reasonable travel for the child to remain in the school in which the child is enrolled at the time of placement.” 42 U.S.C. § 675(4)(A). As such, these provisions cannot be said to be so “ ‘vague and amorphous’ that [their] enforcement would strain judicial competence.”
Blessing,
In addition, while it is correct that, in order to receive federal funding, a State is primarily required to have an approved plan which provides, inter alia, for foster care maintenance payments, the plain language of § 672(a)(1) also requires that each State with an approved plan “shall make foster care maintenance payments on behalf of each child” who has been removed into foster care. 42 U.S.C. § 672(a)(1) (emphasis added).
Third, regarding other types of enforcement provisions, it is undisputed that the AACWA does not contain private enforcement remedies for a State’s non-compliance with the provisions on which the plaintiffs rely in their action.
See e.g. 31 Foster Children v. Bush,
The First Circuit’s analysis and conclusion in Lynch, while it precedes Blessing and Gonzaga, is not inconsistent with either of those cases or their required examination of Congressional intent. In light of the AACWA’s mandatory requirements to provide benefits to each child in the same circumstances as the plaintiffs, and the unavailability of other means to seek relief against alleged violations of the specific AACWA provisions raised in this case, this Court is of the opinion that the plaintiffs are not precluded from proceeding with their Section 1983 claims for alleged violations of their rights under the AACWA.
The plaintiffs allege in their amended complaint that the State Plan required for federal reimbursement under the AACWA is a “legal contract ] between the federal government and the State” and that the plaintiffs, “as the intended direct third-party beneficiaries to these State Plan contracts are (i) being denied their rights under law to the services and benefits that the State of Rhode Island is obligated to proved to them under such contracts, and (ii) being harmed thereby.” Amended Complaint ¶ 237, 238. The defendants initially assert that, because the plaintiffs have faded to demonstrate an enforceable right under the AACWA, their contract claim should be dismissed as well. Defs.’ Mot. 103. Additionally, the defendants argue that the plaintiffs have not established the existence of a contract. Defs.’ Reply 50. In response, the plaintiffs suggest that the allegations in their amended complaint are sufficient to establish a contract. Pltfs. Obj. 65.
In light of the Court’s earlier determination that the AACWA confers a private right of action on the plaintiffs with respect to two particular provisions therein, protracted discussion of the plaintiffs’ breach of contract claim is unnecessary. As noted by another district court addressing a breach of State Plan claim, “the third party beneficiary issue is inextricably linked with the question of whether the AACWA creates a private right of action.”
D.G. ex. rel. Stricklin v. Henry,
The Court expresses some doubt as to the plaintiffs’ ability to establish that the State Plan at issue is a binding contract; however, because the plaintiffs’ claims for the State’s alleged non-compliance with the State Plan remains viable in their § 1983 claim pursuant to the AACWA, the Court is of the opinion that dismissal of the plaintiffs’ breach of contract claim would be premature at this juncture.
Conclusion
For the reasons set forth above, the Court DENIES the defendants’ request to abstain from this case pursuant to the Younger doctrine with respect to the requested relief of (1) caseload caps for DCYF workers; (2) adequate training of DCYF workers; and (3) increase in the array and type of placements, including foster homes.
The Court GRANTS the defendants’ request to abstain from this case pursuant to the Younger doctrine with respect to the requested relief of (1) decreasing the rate of institutionalization; (2) increasing the rate of adoptions; (3) decreasing the number of placements per child; and (4) decreasing the length of time in foster care.
The Court DENIES the defendants’ request to abstain from this case pursuant to the Rooker-Feldman doctrine.
The Court GRANTS the defendants’ motion to dismiss the amended complaint
The Court DENIES the defendants’ motion to dismiss the remaining plaintiffs’ claims with respect to (i) the right to a case plan containing documentation, including child specific recruitment efforts, of steps taken to secure a permanent home for them, as provided in 42 U.S.C. § 671(a)(16); and (ii) the right to adequate foster care maintenance payments as provided in 42 U.S.C. §§ 671(a)(1), (a)(ll), 672(a)(1), and 675(4)(A). All other claims raised under the AACWA are herewith DISMISSED.
The Court DENIES the defendants’ motion to dismiss the remaining plaintiffs’ claims for breach of contract.
SO ORDERED.
Notes
. According to the plaintiffs, "[a]s of January 2007, approximately 3,000 children were in DCYF legal custody for foster care services due to reported or substantiated allegations of abuse or neglect.” Amended Complaint ¶ 11.
. Senior Judge Ronald R. Lagueux, who has since recused himself from the case.
. The Child Advocate, who is appointed by the Governor with the advice and consent of the Senate, acts independently of the DCYF. The Child Advocate’s duties include, inter alia, to insure that each child in protective care is apprised of his or her rights; to review DCYF procedures and placement facilities; and to ”[r]ecommend changes in the procedures for dealing with juvenile problems and the systems for providing child care and treatment.” R.I. Gen. Laws § 42 — 73—7(1)—(5). To achieve these aims, the Child Advocate is authorized to ”[t]ake all possible action including ... formal legal action” to ensure the legal, civil and special rights of children. R.I. Gen. Laws § 42-73-7(6).
. Prior to issuance of the Court’s first order dismissing the case, three of the children were legally adopted, "rendering their cases moot.”
Sam M. et al. v. Carcieri,
. The First Circuit noted that, although ten children were initially named as plaintiffs, four of them were no longer in DCYF custody
. Pseudonyms are used for all minor plaintiffs.
. Title IV of the Social Security Act provides grants to states for aid and services to needy families with children, including children under foster care, and for child-welfare services. 42 U.S.C. § 601
etseq.
In order to qualify for such federal funding, a State is required to develop a State plan that meets Title IV standards and applicable regulations.
Lynch v. Dukakis,
. In general, the AACWA provides for federal reimbursement for certain expenses incurred by the states in administering foster care and adoption services if the State satisfies the requirements of the Act. To participate in the program, a State must submit a plan for approval by the Secretary of Health and Human Services ("HHS”) which includes several statutorily imposed requirements.
Carson P. ex rel. Foreman v. Heineman,
. Following the defendants’ motion for dismissal, the plaintiffs withdrew all claims under the AACWA except for: (1) the right to a case plan containing certain information, including child-specific recruitment efforts of steps taken to secure a permanent home for them (42 U.S.C § 671(a)(16)); and (2) the right to adequate foster care maintenance payments (42 U.S.C. §§ 671(a)(1), (a)(ll), 672(a)(1), 675(4)(A)). Pltfs.’ Obj. 45 n. 45.
.Chapter 72 of Title 42 of the Rhode Island General Laws addresses the establishment and responsibilities of DCYF. R.I. Gen. Laws §§ 42-72-1 et seq.
. Although the motion for class certification was fully briefed in 2007, there is nothing to indicate that the issue was argued before the Court or that the motion was decided.
. The Court notes that the plaintiffs have sought to amend their complaint to name additional plaintiffs as members of the putative class.
. Sam and Tony M.'s adoption is subject to a dependency petition involving some continuing supervision and support from DCYF. The plaintiffs conceded at oral argument, however, that the dependency petition involves no allegations of abuse or neglect and that Sam and Tony M. are, by definition, no longer part of the putative class. Flearing Tr. 36:16-37:10 (Mayó, 2011).
. The plaintiffs filed a motion for class certification together with their complaint, to which the defendants responded with an objection. Because Judge Lagueux dismissed the case for lack of standing, there is nothing to indicate that the plaintiffs' motion was considered. The case has now been remanded for further proceedings and this Court invites the parties to submit new briefs in support of their respective positions, taking into consideration the Supreme Court's recent decision in
Wal-Mart Stores, Inc. v. Dukes,
- U.S. -,
. Court Appointed Special Advocate.
.
Middlesex Cnty. Ethics Comm. v. Garden State Bar Ass’n,
. As the defendants correctly point out, the plaintiffs’ request for relief as set forth in the Amended Complaint, is very broadly styled. In essence, the plaintiffs seek a declaration that the DCYF’s practices — as described in great detail throughout the Amended Complaint — violate the plaintiffs’ rights under the U.S. Constitution and the AACWA. The plaintiffs also request this Court to enjoin the defendants from subjecting the children to such practices and to "ensure [the defendants’] future compliance with their legal obligations” to the plaintiffs. In addition, the plaintiffs seek reasonable costs and expenses of this litigation, "including reasonable attorneys' fees pursuant to [28 U.S.C. § 1920] and 42 U.S.C. § 1988.” Amended Complaint ¶ 239.
. A "narrowly construed,” limited exception to
Younger,
in “extraordinary" circumstances,
Malachowski v. City of Keene,
. The defendants also cite to
31 Foster Children v. Bush,
. It is correct, as the defendants point out, that the plaintiffs have styled their request for relief very broadly. However, to withstand a motion to dismiss, the complaint need only "allege ‘a plausible entitlement to relief.’ ”
Thomas
v.
Rhode Island,
. R.I. Gen. Laws § 9-30-1 provides:
The superior or family court upon petition, following such procedure as the court by general or special rules may prescribe, shall have power to declare rights, status, and other legal relations whether or not further relief is or could be claimed. No action or proceeding shall be open to objection on the ground that a declaratory judgment or decree is prayed for. The declaration may be either affirmative or negative in form and effect; and such declarations shall have the force and effect of a final judgment or decree.
. The defendants suggest that "[t]he Family Court is also empowered to address issues implicating constitutional dimensions,”
see
Defs.' Mem. at 63. However, the two cases on which they rely for support are not remotely comparable to the circumstances of this case.
In re Destiny D.,
the Rhode Island Supreme Court held that, in a termination of parental rights proceeding, the Family Court was not precluded under the Fifth Amendment from considering the mother's prior statements to police or from considering her refusal to testify.
In re Destiny D., 922
A.2d 168, 173-74 (R.I.2007).
In re Stephanie B.,
the Supreme Court held that Family Court orders enjoining a (non-party) private mental health hospital from discharging two juveniles and admitting one juvenile — all in temporary custody of DCYF — violated the hospital's due process rights.
In re Stephanie B.,
. The Court notes that, in their amended complaint, the plaintiffs do not request or propose specific remedies for the alleged violation of the two AACWA provisions or for any of their other claims. Instead, they seek to "[pjermanently enjoin Defendants from subjecting Plaintiff Children to practices that violate their rights” and they ask this Court to order "appropriate remedial relief to ensure Defendants’ future compliance with their legal obligations to Plaintiff Children.” Amended Complaint ¶ 239.
. The defendants acknowledge that a majority of courts that have addressed this issue have concluded that the AACWA creates a privately enforceable right to foster care maintenance payments. Defs.’ Mem. Mot. Dismiss 88 n. 21.
.The defendants acknowledge that the First Circuit concluded in
Lynch v. Dukakis,
. Section 672(a)(15) relates to "reasonable efforts” to preserve and reunify families of foster children, and details the circumstances in which such an effort would, or would not be, appropriate. 42 U.S.C. § 671(a)(15).
