Petitioner-appellant Salvador Galdamez (“Galdamez”) appeals from a denial of a petition for a writ of habeas corpus under 28 U.S.C. § 2254, filed on August 4, 2003, in the United States District Court for the Eastern District of New York.
See Galdamez v. Keanne,
Nos.2000-CV-4066, 03-MISC-0066,
BACKGROUND
On September 18, 1997, a jury in the County Court of Nassau County found Salvador Galdamez guilty of the charges of rape in the first degree, sexual abuse in the first degree and unlawful imprisonment in the second degree. The victim was Galdamez’s co-worker. She and another co-worker testified as eyewitnesses to the rape and both identified Galdamez as the rapist. Galdamez testified in his own defense. Over defense counsel’s objection, the prosecutor attempted several times to cross-examine Galdamez on statements allegedly made by him to persons who were not to be called as witnesses at the trial. 1 The judge later instructed the jury to “totally disregard” these questions and responses.
In his briefs to the Appellate Division following conviction, Galdamez raised three claims, namely that he was (1) “Denied His Sixth Amendment Right to Be Confronted With the Witnesses Against Him” (2) “Deprived of the Right To Be Tried Solely On The Basis of the Evidence Presented” and that (3) “The Conviction for Unlawful Imprisonment Should Be Dismissed.” In an order dated May 24, 1999, the Appellate Division affirmed the judgment of conviction.
See People v. Galdamez,
On June 18, 1999, Galdamez applied to the Court of Appeals for leave to appeal. The body of counsel’s letter on his behalf stated: “Enclosed please find copy [sic] of the decision of the Appellate Division affirming this conviction. The appellant hereby requests leave to appeal to this Court.” On July 13, 1999, defense counsel sent to the Court of Appeals copies of the briefs submitted to the Appellate Division and the Appellate Division’s decision affirming the conviction. The body of that letter stated: “Enclosed please find briefs submitted to the Appellate Division together with the decision affirming the convic *71 tion.” Three days later, on July 16, 1999, the Court of Appeals Clerk’s Office sent a letter to defense counsel identifying the Hon. George Bundy Smith as the judge assigned to review Galdamez’s application and stating, inter alia:
Applicant’s communications to the assigned Judge must be mailed within three weeks after the date of this letter, and a copy must be served on each adverse party.
Particular written attention should be given to identifying reviewability and preservation issues (Rules of Practice, § 500.10[a]). Any responsive communications must be mailed within two weeks after the date of the applicant’s communication, with a copy also served on each adverse party.
Galdamez did not correspond further with the Court of Appeals. In its letter of opposition to his application for leave to appeal, the state argued that because Gal-damez had “set[] forth no reason why leave should be granted,” the court should deny his application. On August 12, 1999, leave to appeal was denied.
See People v. Galdamez,
I, [Associate Judge] George Bundy Smith ... do hereby certify that upon application timely made by [Galdamez] for a certificate pursuant to CPL 460.20 and upon the record and proceedings herein, there is no question of law presented which ought to be reviewed by the Court of Appeals and permission to appeal is hereby denied.
On July 12, 2000, Galdamez filed a pro se petition for a writ of habeas corpus in the United States District Court for the Eastern District of New York, raising the same claims he had pressed on direct appeal. In a decision filed August 4, 2003, the district judge denied the petition. With respect to the issue of exhaustion, Judge Weinstein .noted that prior to the enactment of the Antiterrorism and Effective Death Penalty Act (“AEDPA”), Pub.L. No. 104-132, 110 Stat. 1214, 1218 (1996), amending the relevant federal habeas statute, 28 U.S.C. § 2254, a federal habeas petition containing any unexhausted claims required dismissal. The court observed that AEDPA now permits a district court to deny a petition on the merits as a matter of discretion, even if the petitioner pressed "some unexhausted claims in his or her habeas petition. See 28 U.S.C. § 2254(b)(2). Without expressly holding that Galdamez had in fact failed properly to exhaust his state remedies, Judge Wein-stein denied the petition on the merits. The district court nevertheless granted a certificate of appealability regarding the prosecutor’s indirect use of hearsay during his cross examination of Galdamez, an issue that, implicated Galdamez’s Confrontation Clause and Due Process claims.
This appeal timely followed.
DISCUSSION
On appeal, the state argues as it did below that Galdamez proeedurally defaulted his petition because by submitting his Appellate Division briefs to' the Court of Appeals without identifying the issues for which he sought review pursuant to New York Court Rules § 500.10(a) (McKinney 2004), he failed to exhaust properly his state remedies. Absent a showing of cause or prejudice, the state maintains, Galdamez’s petition for a writ of habeas corpus must be denied. We disagree. Today we resolve a disagreement among the district courts 2 and hold that Galdamez *72 properly exhausted his state court remedies as required by § 2254(b)(1) and (c) when he submitted his Appellate Division briefs with his letter application for leave to appeal to the New York Court of Appeals, notwithstanding that the letter did not identify particular issues for that court’s review.
I. Exhaustion Generally
Before a federal court may grant habeas relief to a prisoner in state custody, the prisoner must exhaust his or her state court remedies.
O’Sullivan v. Boerckel,
An applicant shall not be deemed to have exhausted the remedies available in the courts of the State, within the meaning of this section, if he has the right under the law of the State to raise, by any available procedure, the question presented.
28 U.S.C. § 2254(c). The Supreme Court has warned against interpreting this provision too narrowly, holding that it requires “only that state prisoners give state courts a
fair
opportunity to act on their claims.”
O’Sullivan,
Comity concerns lie at the core of the exhaustion requirement. As the Supreme Court explained:
State courts, like federal courts, are obliged to enforce federal law. Comity thus dictates that when a prisoner alleges that his continued confinement for a state court conviction violates federal law, the state courts should have the first opportunity to review this claim and provide any necessary relief. This rule of comity reduces friction between the state and federal court systems by avoiding the unseemliness of a federal district court’s overturning a state court conviction without the state courts having had an opportunity to correct the constitutional violation in the first instance.
Id.
at 844-45,
The exhaustion inquiry has come to embody, therefore, two related questions. First, a federal court must examine whether applicable state court remedies remain available to the petitioner. The petitioner need not have invoked every possible avenue of state court review.
See Wilwording v. Swenson,
Second, and often of central concern in habeas proceedings, the federal court must assess whether the petitioner
“properly
exhausted those [state] remedies,
i.e.,
whether [petitioner] has
fairly presented
his [or her] claims to the state courts,”
O’Sullivan,
II, Exhaustion of New York State Remedies
In New York, to invoke “one complete round of the State’s established appellate review process,”
id.
at 845, a criminal defendant must first appeal his or her conviction to the Appellate Division, and then must seek further review of that conviction by applying to the Court of Appeals for a certificate granting leave to appeal.
See Morgan,
Under limited circumstances, we assume that the Court of Appeals would construe a petitioner’s leave application as abandoning claims that the petitioner had pressed to the Appellate Division below. We therefore consider these claims procedurally defaulted for habeas purposes because of the petitioner’s failure to exhaust the claims properly before the state’s highest court. In
Grey v. Hoke,
Similarly, in
Jordan v. Lefevre,
Morgan v. Bennett,
III. Galdamez’s Application to the Court of Appeals
As noted, Galdamez did hot specify particular claims in his application for leave to appeal, but simply enclosed a copy of the Appellate Division’s decision affirming the conviction, and stated that “[t]he appellant hereby requests leave to appeal to this Court.” Galdamez later provided the briefs that he had submitted to the Appellate Division, with an accompanying letter stating: “Enclosed please find briefs submitted to the Appellate Division together with the decision affirming the conviction.” The state presents essentially two arguments as to why we should consider Galda-mez’s habeas petition procedurally defaulted for failure to exhaust properly his claims before the New York Court of Appeals.
First, the state argues that under
Grey
and
Jordan,
“[p]etitioner’s two letters ... were palpably insufficient to alert the Court to any particular claim(s) that peti
*76
tioner wanted it to consider,” and that the mere inclusion of the briefs to the lower court “was insufficient, by itself, to constitute a ‘fair presentation’ of issues to the state’s highest court.” In particular, the state stresses our language in
Grey,
where we “decline[d] to presume that the New York Court of Appeals has a duty to look for a needle in a paper haystack.”
Grey,
This metaphor, however, was born of particular circumstances, and embodies a proposition that should not be overstated as a free-standing principle. We made this declaration after concluding that the petitioner’s leave application had affirmatively directed the Court of Appeal’s attention
away
from claims contained in the attached briefs.
See id.
Submitting appellate briefs with a terse letter requesting leave to appeal does not communicate to the Court of Appeals that it should focus on some claims to the exclusion of others.
Compare Ramirez,
On the contrary, we can only conclude that the Court of Appeals would construe the concise application in this case as a request for review of
all
of the issues outlined in the briefs. While the petitioner did not expressly request review of “all issues” as in
Morgan, see
Our exhaustion analysis does not end there, however. Nestled within the state’s first argument is the kernel of a second argument as to why we should consider Galdamez’s petition to be in procedural default. In essence, Galdamez’s failure to “identify the issues on which the application is based” in accordance with New York Court Rules § 500.10(a) suggests that his application was in fact denied for this very reason. The state emphasizes, for example, that it had opposed petitioner’s application
solely on the basis that petitioner had failed to identify any legal issue for further appellate review.... [F]or that reason, the People did not address any of the claims petitioner had raised in the intermediate appellate court, nor did the People bring to the New York Court of Appeals’ attention any issues regarding [Galdamez’s federal claims].
Respondent points to the letter sent by the court clerk advising petitioner of the identity of the reviewing judge, and stating that “[p]articular written attention ... be given to identifying reviewability and preservation issues (Rules of Practice, § 500.10[1]).” As further support for its position, the state emphasizes the decision denying leave to appeal, in which “the New York Court of Appeals did not set forth that it had considered any federal constitutional issue.” In highlighting the content of the court’s certificate denying leave, however, the state proves too much, illustrating why procedural default cannot apply in these circumstances.
Generally, procedural default for failure to comply with a state procedural requirement bars habeas review only when the state court rendering the judgment “ ‘clearly and expressly states that its judgment rests on a state procedural bar.’ ”
Glenn v. Bartlett,
Nothing in the certificate denying leave to appeal suggests that Galdamez’s application was denied for lack of specificity or any other procedural reason. The certificate instead describes Galdamez’s application as “timely made” and states that a decision was made “upon the record and proceedings herein.” The fact that the state raised a putative procedural ground in its opposition to Galdamez’s application does not mean that the Court of Appeals
*78
was constrained from reviewing the merits of his claims or that the state’s argument dictates our interpretation of the face of the certificate denying leave. Indeed, as we have noted, it is far more likely that the Court of Appeals understood the letters as seeking leave to raise the issues presented in the accompanying briefs.
Cf. Ryan v. Miller,
As there is no reason to suppose that Galdamez’s petition was denied because of lack of specificity, we reach the merits of his habeas petition. Judge Weinstein issued a certificate of appealability on an issue he did not address directly — the prosecutor’s indirect use of hearsay in posing a question, implicating Galdamez’s Sixth Amendment and Due Process claims. Like the district court, we need not reach the substance of whether the prosecutor’s conduct constituted constitutional error. Instead, we agree with the district judge’s alternative holdings that the trial court judge’s curative instruction to the jury alleviated any potential error,
see Galdamez,
CONCLUSION
For the foregoing reasons, we ApfiRM the district court’s denial of Galdamez’s petition for a writ of habeas corpus.
Notes
. In particular, Galdamez complained to the trial court that the prosecutor, while asking his questions, improperly consulted and gestured with a piece of paper, suggesting to jurors that the prosecutor possessed evidence against Galdamez that the jury had not seen. The prosecutor explained to the court that he picked up the paper, which was the sworn statement of a witness who was not called, to show the court that he did have a good faith basis for asking petitioner about the statements.
. Compare Meatley v. Artuz,
. In relevant part, Sec. 2254(b)(1) states that
An application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a State court shall not be granted unless it appears that—
(A) the applicant has exhausted the remedies available in the courts of the State; or
(B)(i) there is an absence of available State corrective process; or
(ii) circumstances exist that render such process ineffective to protect the rights of the applicant.
. Identical requirements were in effect at the time Galdamez sought leave to appeal. See New York Court Rules § 500.10(a) (McKinney 1999).
. This line of exhaustion cases rests on a series of reasonable surmises regarding the behavior of the Court of Appeals in reviewing leave applications. But surmise is no substitute for affirmative knowledge regarding the practices of that court. We assumed in Grey and Jordan, for example, that judges of that esteemed body would construe the content of a particular application as eliminating claims on appeal. However, it may very well be that Court of Appeals judges tasked with reviewing those applications consider all issues in the briefs, regardless of the applications’ degree of specificity, thereby seriously calling into question the propriety of this entire line of cases. We note that our desire to defer to the competence of state courts has motivated this particular line of exhaustion jurisprudence. As we strive for comity, however, we should be vigilant against overreaching, lest we imply a lack of conscientiousness on the part of the highly competent Court of Appeals.
In the proper circumstances, we would consider certifying this important question to the Court of Appeals itself. But because the exhaustion issue is not determinative of the outcome here, we are unable to bring it to the attention of New York's highest court. See New York Court Rules § 500.17(a) (McKinney 2004) (permitting certification only of determinative questions in a pending case).
