Case Information
IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MARYLAND JASON SALTZ
Plaintiff ,
v. Civil Action No. ELH-20-0831 CITY OF FREDERICK, MD, et al. ,
Defendants
MEMORANDUM OPINION
This case concerns the alleged infringement of the right to protest against horse-drawn carriage rides in the downtown shopping district of the City of Frederick, Maryland (the “City” or “Frederick”). Claiming a violation of his rights under the First Amendment, plaintiff Jason Saltz, an “animal rights advocate and activist,” filed suit under 42 U.S.C. § 1983 against the City and four City employees, in their individual capacities: Edward Hargis, then the Chief of the Frederick City Police Department (“FPD”); Captain (“Capt.”) Dwight Sommers of the FPD; Lieutenant (“Lt.”) John S. Corbett of the FPD; and Sergeant (“Sgt.”) Tracey Wiles of the FPD. ECF 1 (“Complaint”); ECF 12 (“Amended Complaint”).
In particular, Saltz alleges that defendants violated his First Amendment rights during protests held on November 2 and November 9, 2019, because Saltz was not allowed to “chant or yell against horse-drawn carriages” from a position located directly across the street from the carriage loading zone. ECF 12, ¶ 12. Saltz also complains that his rights were infringed because he was not permitted to “offer leaflets at arm’s reach and engage in civil discussion at a conversational distance with persons waiting” for carriage rides. ¶ 13. Instead, Saltz and other protesters were restricted to chanting in a designated area on a street corner approximately 100 feet away from the carriage riders and were only allowed to leaflet individuals as they were leaving the carriage rides.
The Amended Complaint contains five counts and seeks damages as well as equitable
relief. Counts 1 and 3 lodge “
Monell
” claims against the City, alleging “unconstitutional policies,
failure to train, and customs.” ECF 12, ¶ 60;
id.
¶ 71;
see Monell v. New York City Dep't of Soc.
Servs.
,
Defendants have moved to dismiss under Fed. R. Civ. P. 12(b)(6) or, in the alternative, for summary judgment under Fed. R. Civ. P. 56. ECF 16. They have also moved to bifurcate the Monell claims, pursuant to Fed. R. Civ. P. 42(b). The motion is supported by a memorandum (ECF 16-1) (collectively, the “Motion”) and numerous exhibits, including video files of scenes from the protests. Plaintiff opposes the Motion (ECF 21, “Opposition”) and has submitted multiple exhibits, including additional video files. However, he does not oppose consideration of at least part of the Motion as one for summary judgment. Defendants have replied. ECF 26.
No hearing is necessary to resolve the Motion. See Local Rule 105.6. For the reasons that follow, I shall construe the Motion (ECF 16) as one to dismiss with respect to the Monell claims and as to the supervisory liability claims against Hargis and Sommers, and as one for summary judgment with regard to the claims against Wiles and Corbett. [2] I shall grant the Motion in part and deny it in part. In particular, I shall deny the Motion as to Counts 2 and 4 as to defendants Sommers, Wiles, and Corbett. But, I shall grant the Motion as to Counts 2 and 4 with respect to Chief Hargis. I shall also grant the Motion as to the Monell claims in Counts 1 and 3 predicated on theories of custom and failure to train. But, I shall otherwise deny the Motion as to Counts 1 and 3. And, I shall grant the request to bifurcate the Monell claim.
I. Background [3]
A. General Order 701 Frederick Police Department General Order 701, entitled “FIRST AMENDMENT RIGHTS,” was “approved” on October 1, 2012. ECF 12, ¶ 18; see ECF 21-1 (the “General Order”); see also ECF 16-11. [4] The General Order, which is almost six, single-spaced pages in length, summarizes First Amendment principles and the limitations as to First Amendment rights, explaining that “it is those limits that this General Order addresses.” ECF 21-1 at 1. The express purpose of the General Order, set forth in Section .01, is to “specify guidelines for police response to, and intervention during, public protests, labor strikes, and other activities involving First Amendment rights.”
Notably, Section .03, titled “DISCUSSION,” states, id. : “Limitations to the right to freedom of speech and assembly require that a clear and present danger be evidenced before any law enforcement action can be taken. This means that a police officer must observe a clear and present danger to the health, safety and welfare of the general public, or a violation of the City Code or State Criminal Code before he may engage in enforcement action against those involved in First Amendment activity.”
Section .04 of the General Order, titled “POLICY,” provides, id. at 1: It is neither the intention nor the desire of the Department to suppress or restrain lawful speech, assembly, religion or any other lawful activity. The Department will expend whatever resources are necessary and appropriate to protect those lawfully exercising their rights pursuant to the First Amendment. However, the Department will require police officers to take appropriate enforcement action whenever there is a clear and present danger to the health, safety and welfare of the general public or a violation of the City Code or State Criminal Code.
And, the “EQUALITY OF TREATMENT” provision, Section .10, mandates, id. : “Police department personnel will treat all persons asserting rights under the First Amendment to the U.S. Constitution lawfully.”
The General Order specifies actions that are permissible so long as “the activity does not constitute a clear and present danger….” Id. at 2; Section .20. An individual may “assemble, preach, distribute literature, picket and protest on public property.” Id. The General Order defines public property to include “public streets, sidewalks, parks and other common areas so designated.” Id. And, it states, id. : “First Amendment activity on public property is fully protected, subject only to reasonable time, place and manner restrictions. Time, place and manner restrictions may be placed on First Amendment activity so long as those regulations are content neutral, serve a significant governmental interest, and leave open ample alternative channels of communication. Police personnel must consider time, location, and decibel level before attempting to interfere with any First Amendment activity.”
In addition, the General Order sets out “NON-PERMISSIBLE ACTIONS.” Id. ; Section .30. Pursuant to the General Order, individuals engaged in First Amendment activities may not “obstruct the path of persons utilizing a public sidewalk” or “interfere with the business of another by use of sound, by blocking entrances to buildings or dwellings; or by obstructing motor vehicles or pedestrian traffic.” Id. at 2.
According to plaintiff, the General Order “primarily focuses on vague generalities and uninstructive statements”; plaintiff states that it “was obviously deficient in guiding officers on basic concepts and commonly-occurring situations.” ECF 12, ¶¶ 20-22. Further, plaintiff posits that the General Order “does not inform officers that leafletters differ from protesters and should be permitted to be within arm’s reach…” and that “protesters and leafletters should be able to engage with people who might disagree with them….” Id. ¶¶ 23, 24. Plaintiff alleges that Chief Hargis, and “the prior police chief,” “implemented, ratified, and approved” this policy.” ¶ 16.
B. Carriage Rides and Protests in 2017 and 2018 Donnie Lambert and his daughter, Jessica Lambert, offered horse-drawn carriage rides in Frederick in 2017, 2018, and 2019, “as part of a seasonal promotion by the Downtown Frederick Partnership.” ECF 21-5 (Saltz Aff.), ¶ 1; see also ECF 16-9 at 5. The events that occurred in 2017 and 2018 provide context for the events at issue in 2019.
Each year, Stacy and Michael Boyer, a husband and wife, organized activities to protest the carriage rides. ECF 21-4 (Stacey Boyer Aff.), ¶ 1. According to Ms. Boyer, in 2017 and 2018 protesters “approached people in line for carriage rides to offer leaflets to people.” ECF 21- 4, ¶ 3. And, each year “hundreds of people waiting in line for carriage rides were offered leaflets. Approximately 3% of potential riders accepted a leaflet.” Id. ¶ 4.
In 2017 and 2018, several confrontations occurred between protesters and members of the community during these events. In 2017, for example, a woman was arrested at the carriage ride event for assaulting an animal rights protester. See ECF 16-3 (Case Summary Report, Case No. 2017-106820). According to the police report, the woman was reportedly “upset over ‘PETA’ protesting the use of horses for carriage rides in downtown….” Id. at 4. The report indicates that she was standing near a restaurant at 137 North Market Street and yelling at a female protester, then she crossed the street, confronted the protester who was recording her, and “assaulted [the protester] in the process.” Id. [5] She was subsequently arrested and charged with second degree assault. Id. at 1.
According to Saltz, in 2018 the waiting riders “lined up toward and onto North East Street, at the curb, while protesters stood along the corner of the intersection a distance from the curb.” ECF 21-5, ¶ 4. He contends that the police “did not set up that area” for the protesters, but they “stood there to avoid impeding the line and pedestrian traffic.” Id.
Defendants have submitted three police reports from incidents that occurred during the protests in 2018. See ECF 16-5; ECF 16-6; ECF 16-7. First, on November 3, 2018, a protester, Eikaiua Demlio Boyer, reported to a police officer that “she was spit on.” ECF 16-5 (Incident/Investigation Report, Case No. 2018-092476) at 3. The reporting officer stated that he “did not see any spit on Boyer but Boyer stated that a male spit toward her hitting the ground, her legs, and shoes. Boyer said the spit was meant to hit her for sure directly.” Id. at 3. The officer questioned the man Boyer identified as the person who had spit on her. The individual denied that he had spit at the protester, but he stated that “he was very upset that the protestors ruined the carriage ride for his young daughter and that they made her cry.” Id.
On the same date, Mr. Boyer reported that a woman walked between the protesters in front of 306 East Church Street and fell onto him and elbowed him. ECF 16-6 (Incident/Investigation Report, Case No. 2018-092510) at 3. The police report states: “No one was injured in the incident, however Boyer advised he would be seeking charges against [the woman] for assault.”
And, on December 22, 2018, Jessica Lambert, one of the carriage ride operators, reported that three protesters, including Saltz, Mr. Boyer, and a third unidentified male, were “following the carriage shouting obscenities.” ECF 16-7 (Incident/Investigation Report, Case No. 2018- 107088) at 4. The officer’s report, completed on December 27, 2018, stated that, throughout the evening of December 22, 2018, the “Frederick Vegan Army” was standing across the street from the loading/unloading zone for the rides and the protesters were “holding signs and shouting chants regarding their view on the horse carriage rides, mostly when the carriages were in the area loading or unloading” riders. Id. at 3. At one point in the evening, the “[s]ubjects from the Vegan Army group began walking on the public sidewalk along with the carriage” operated by Ms. Lambert. Id. at 4. As “the carriage made the right onto N. Benz St. the group paralleled the carriage continuing chanting.” Id. According to Ms. Lambert, “the subjects were shouting ‘burn in hell’ and calling the riders ‘fucking shitheads.’” Id. After the carriage rides ended that evening, Mr. Lambert contacted the officer “to discuss his concerns regаrding the protesters [sic] behavior.” Id.
Further, the report provides that officers “on scene did observe the subjects utilizing the sidewalk in the area of the carriages on Bentz St., at no time was person [sic] observed in the roadway or interfering with traffic. The words used by the 3 males were not audible to the Officers on scene.” Id.
The day following this incident, December 23, 2018, the officer contacted Mr. Boyer via text message “regarding the behavior exhibited by the group the evening prior.” Id. In the report, the officer states that he explained to Boyer that “the behavior of following/harassing the carriage operators or riders would be considered harassment/disorderly conduct and the offender would face an on view criminal arrest.” Id. Further, he said that the “text message serves as the warning and notice that the harassment was to stop immediately.” Id. In response, Boyer “stated the obscenities were in response to the riders ‘who flip us off and say f*ck you’ to them.” Id. The report noted that there were no additional complaints of harassment during the remaining carriage rides in 2018.
C. 2019
1. Carriage Rides In 2019, the carriage rides were conducted on November 2, 9, 23, and 29. ECF 21-5, ¶ 2. [6] Only two days are at issue in this case: November 2 and November 9, 2019. On those dates, the rides began and ended at 306 East Church Street, which is in the middle of the block. ECF 16-9 at 5. East Church Street is a narrow, one-way street located between North East Street and North Wisner Street. ECF 16-10 (Officer Lawson Aff.), ¶ 4; see ECF 16-9 at 6, 9-11 (maps and images of loading/unloading zone).
Carriage riders were picked up on East Church Street. From there, the carriages traveled north on North East Street and then returned south on North East Street and turned left to return to East Church Street to unload. ECF 16-10, ¶ 7; see ECF 16-9 at 6. The individuals waiting for carriage rides lined up on the sidewalk on the southern side of East Church Street, in the direction of North Wisner Street. ECF 21-5, ¶ 5.
The FPD set up a “First Amendment Area” for the protesters at the southeast corner of North East Street and East Church Street, where the protesters could stand with signs and shout at the carriage riders as they went by. See ECF 16-9 at 6; ECF 21-5, ¶ 5; ECF 16-10, ¶ 5. [7] This area was only about a half block to the west of the loading site. ECF 16-1 at 12, 13; see ECF 16- 9 at 10; ECF 16-12; ECF 16-13. According to Google Maps, the distance between the carriage loading zone at 306 East Church Street and the First Amendment Area is about 100 feet. See https://goo.gl/maps/xwtE6fj5cQ3UqnvK7 (last accessed, Apr. 27, 2021). When the carriages were returning to the loading zone, traveling south on North East Street and then turning left onto East Church Street, they passed the protesters situated in the First Amendment Area. ECF 16-10, ¶ 7.
According to defendants, the First Amendment Area is the only “nearby public area” that was “large enough to accommodate a group of protesters.” ECF 16-1 at 14. Notably, they claim that it is “directly in the path of anyone going to the carriage rides from the only parking garages within walking distance.” Id. (citing maps on ECF 16-9 at 12; ECF 16-14; ECF 16-15).
2. FPD Operations Plan On October 31, 2019, the FPD issued an “Operations Plan” for the “Horse Drawn Carriage Rides November 2019.” See ECF 16-9 (“Operations Plan” or “Plan”). The Operations Plan was implemented for “‘Protesting Group: Frederick Vegan Army.’” ECF 12, ¶ 25; ECF 16- 9 at 1. [8] The Plan described the “Situation,” as follows: “Frederick Vegan Army has vowed to protest the horse drawn carriage rides taking place in downtown Frederick.” ECF 16-9 at 1.
The Operations Plan set forth the “Mission” of the FPD, id. at 2: • To provide public safety for the general public and participants at the above locations and during any protest that may arise; • To keep the peace, to enforce applicable laws and to protect everyone’s rights concerning trespass, free speech at protests and media activity; • To respond to any unlawful tactics by protestors or counter-protestors in an effective manner;
• To handle logistical issues surrounding the protest side, protestors and motor vehicle traffic[.]
The Plan established a schedule for “Execution.” Id. at 2. Lt. Corbett was designated as the supervisor for November 2, 2019, overseeing six other officers. Id. Sgt. Wiles was identified as the supervisor for November 9, 2019, overseeing three to four other officers. Under the “Admin & Logistics” section of the Operations Plan, General Order 701 is listed as one of the “References.” Id. at 3. The “Chain of Command” listed Lt. Corbett as the “Incident commander” and Sgt. Wiles as the “Event supervisor.” Id. Further, the Operations Plan designated Sgt. Wiles as “the point of contact for this event” and stated that she “will coordinate any police response necessary to fulfill the objectives.” at 4.
In the “Supervisor Responsibilities” section, the Operations Plan stated that upon “arrival the assigned supervisor will”, id. at 7:
• Designate an arеa for the protest group, the location will: o Be located on public property
o Be within sight of the carriage rides, but allow enough space between the groups to maintain safety.
o Allow for quick evacuation of the protestors should a large aggressive protest group form[.]
Further, it provided, id. at 7-8:
Upon arrival of the protest group/organizer the supervisor will make contact and provide the following direction:
• Articulate to the organizer it is the intention of the FPD to allow the group to exercise their 1st amendment right to free speech[.] • Explain to the organizer what is allowed by law and what is not, to include the property lines marked for private property.
• Escort the organizer to the location for the group where they can protest peacefully….
• Explain to the group the protestors are not to go beyond the corner of the building at “The Lerner Collection” on E. Church St. This [will] ensure the adequate space between the groups. [9]
The image that follows depicts the area of the City with both the carriage loading zone and the First Amendment Area. ECF 16-9 at 9. The Operations Plan specified that the sidewalk (marked by an arrow), directly opposite from people waiting for carriage rides, “is off limits for [the] protesting group due to the width of the sidewalk.” Id. at 9. The Plan explained that the “area has proven to block access to the business and sidewalks when used by protestors.” Id.
Further, the Plan noted that an area on North East Street, near the corner with East Church Street, “is the best location to have the protestors set up.” Id. It is shown in the image below as the area with the box between Numbers 1 and 2. And, the Plan explained that the protesters “will need to stand shoulder to shoulder lining the curb side of the sidewalk.” Id. According to the Plan, the line for the carriage rides would “form at the loading zone [on East Church Street] and head east, toward Wisner St. [marked by Number 4 in the image]. This will allow separation between the families in line and the protestors.” at 10.
Plaintiff complains that the Operations Plan was “grossly deficient.” ECF 12, ¶ 26. In his view, it “wholly failed to guide officers on basic concepts and commonly-occurring situations (e.g., leafletting, content-nеutrality, unreasonably loud noise) and only contained uninstructive generalities….” Id. According to plaintiff, the policies in the Operations Plan “were reckless and obviously deficient in their failures to address basic, well-known, and commonly-occurring First Amendment situations….” Id. ¶ 30. And, these “obvious omissions were substantially likely to result in the deprivation of First Amendment rights and amounted to deliberate indifference toward the First Amendment rights of citizens.” Id.
3. The Protests According to plaintiff, Capt. Sommers was the “immediate supervisor” of Corbett and Wiles at the relevant times. ECF 12, ¶ 6.
Saltz avers that on November 2 and November 9 of 2019, he “sought to protest the use of horse-drawn carriages by standing across the street from the potential riders, holding signs, and chanting against horse-drawn carriages.” ECF 21-5, ¶ 6. In addition, on November 9, he “sought to leaflet potential riders on the southeast side of East Church Street” while they waited in line for a ride. Id. ¶ 7. Moreover, Saltz maintains that all “protest-related activities were peaceful” and it was “not the intention to be disobedient” with regard to police orders. Id. ¶ 8. In fact, at the protests on both days, Saltz informed the supervising officers that he would “follow all orders” and “was only not protesting and leafletting in the manner desired due to the threat of arrest.” Id.
Plaintiff claims that on both dates there were approximately 10-15 protesters and 50-85 “potential riders per hour.” ECF 21-5, ¶ 3. The protests lasted for approximately two hours each day. Video recordings from the protests indicate that the protesters chanted the refrain: “Donnie Lambert [or Jessica Lambert], animal abuser, Shame on you! Shame on you! Shame on you for what you do!” See 11/9 Video 9. The protesters also held signs with similar messages. For instance, one sign stated: “SHAME ON YOU ANIMAL ABUSER[.]” Id. ; see also ECF 16- 13 (protester’s sign says “ANIMALS ARE NOT OURS FOR ENTERTAINMENT”),
For two reasons, Saltz was “dissatisfied with the designated ‘First Amendment Area.’” ECF 21-5, ¶ 9. First, he claims that the “only line of sight between potential riders and protesters was, at best, between (i) a small number of protesters nearest the corner and (ii) a few people at the front of the line waiting to ride the horse-drawn carriages.” Id. Second, he posits: “Our chanting was not clearly or sufficiently audible to potential riders, especially since there was competing outdoor music аt the designated ‘First Amended Area.’” ; see also 11/2 Video 5 (showing the distance between the First Amendment Area and the riders waiting in line). But, according to Officer Lawson, an FPD officer who was assigned to work at the carriage rides on both dates, the riders “could clearly see the protestors on the corner” and “hear what the protestors were saying” while they were waiting for rides. ECF 16-10, ¶ 6.
Notably, the video recordings from both dates show that the protesters were allowed to stand outside of the designated First Amendment Area and hold their signs. For example, on November 9, 2019, the protesters were allowed to stand on East Church Street, opposite the people waiting in line for rides. See, e.g., 11/9 Video 8 at 3:00. But, if the protesters were outside of the designated area, they were prohibited from chanting. See, e.g., 11/9 Video 1.
a. November 2, 2019 On November 2, 2019, at the beginning of the protest, Lt. Corbett, the supervising police officer at the scene, introduced himself to the protesters and outlined the rules for the protest. See generally 11/2 Video 1. He explained that the “First Amendment Area” was established for the protesters on the east side of North East Street at the corner of East Church Street. 11/2 Video 1 at 2:05. And, within that area, the protesters could make as much noise as they wanted. 11/2 Video 2 at 2:25.
The Lieutenant explained that the protesters could also go outside of the designated area. However, he advised that any person outside of the designated area who made an “unreasonably loud noise” by chanting or yelling would be deemed disorderly and disturbing the peace and subject to arrest. See 11/2 Video 1 at 3:30-4:49; 11/2 Video 2 at 2:25, 4:30. When the protesters inquired about the person who was playing loud outdoor music in the same vicinity, Lt. Corbett noted that the music was not considered to be disturbing the public peace. 11/2 Video 1 at 4:48. Lt. Corbett also explained that if any counter-protesters arrived, they would be designated to stand on the sidewalk across the street from the riders and the two groups of protesters could not swap areas. 11/2 Video 1 at 1:45, 5:20. Saltz made it clear to Lt. Corbett that he disagreed with the rules, but indicated that he would comply in order to avoid arrest. See 11/2 Video at 1:20. [10]
During the protest on November 2, 2019, Saltz reported to the police that he had been “assaultеd.” See ECF 16-18 (Case Summary Report, Case No. 2019-089766); see also ECF 16- 16 (Application for Statement of Charges by Jason Saltz, 11/2/2019). According to the police report, Saltz explained that he and Stacy Boyer “were holding their signs standing on the sidewalk when victim/suspect opened her shop door at 120 N. East St.” ECF 16-18 at 4. The suspect subsequently “began filming the protesters with her cellphone and yelled, ‘I hope someone pushes you in the street and you get hit by a bus,’ or something to that affect [sic].” Id. According to the report, the victim/suspect “was upset that the protesters were holding large pictures of dead horses in front of her store.” Id. The report indicates that Saltz “was offended by” her comment, “rushed over to her,” and they “confronted each other.” Saltz and the victim/suspect had “different explanations as to what happened” next. Id.
According to the victim/suspect, “Saltz chest bumped her and put his cellphone within a few inches of her face while Saltz filmed and yelled at her.” Id. According to Saltz, the victim/suspect “shoved his cellphone out of her face to get Saltz to back up off her” and when she shoved the cellphone “it cause[d] his phone to smack his mouth and cut his lip.” Id. In “Supplement Notes” written by Lt. Corbett, he explains that he “did not immediately understand that an assault had occurred,” but Ms. Boyer and Saltz subsequently told him about it and he “observed the small bloody cut on Saltz [sic] upper lip.” Id. at 5. Lt. Corbett explained to Saltz that he did not arrest the woman who allegedly assaulted Saltz because “Maryland law does not allow an officer to make an arrest for a misdemeanor that occurs outside of the officer’s presence.” Id. at 5.
b. November 9, 2019 On November 9, 2019, Sgt. Wiles was the supervising officer at the protest. She advised the protesters that they could chant or yell freely within the designated First Amendment Area. 11/9 Video 1 at 00:45. However, Sgt. Wiles also told the protesters that they could stand on the sidewalk opposite the carriage loading area, so long as they did not block the sidewalk. 11/9 Video 1 at 1:20-1:50.
Sgt. Wiles later reaffirmed that the rules from the protest on November 2 still applied. If the protesters shouted, obstructed, or trespassed outside of the designated area, then the police would take enforcement aсtion. 11/9 Video 9 at 00:20. And, she explained that she was acting on the orders of Captain Sommers. 11/9 Video 9 at 1:15, 3:25. Sgt. Wiles advised that the FPD was enforcing these rules out of concern for the public safety of all the citizens, including the protesters. She explained that the FPD was concerned about the assault of protesters, but also said that Mr. Lambert, one of the carriage operators, would feel harassed by chanting outside of the designated area. 11/9 Video 9 at 3:20. Further, Sgt. Wiles noted that the police have historical data that the group waiting in line for carriage rides “do not want to be shouted at and there will be friction….” 11/9 Video 8 at 6:00.
Saltz alleges that the protesters standing across the street from the riders were “told to stand abutting the grass, but if they stepped on the grass [that was allegedly private property] they were warned they were trespassing and subject to arrest if they did it again.” ECF 21-5, ¶ 20; see 11/9 Video 8 (Sgt. Wiles and the protesters debating potential charges for trespassing on private property on the sidewalk across from the carriage loading zone). Therefore, in order to avoid arrest for trespassing, Saltz asserts that “all activists given such a warning (three activists) moved to the ‘First Amendment area’ after receiving a trespassing warning.” ECF 21-5, ¶ 20.
In addition, Saltz “sought to leaflet” the riders waiting on line “on the southeast side of East Church Street” because that was “the only way” he “could leaflet potential riders of the horse-drawn carriages, to be within arm’s reach and conversational distance.” ECF 21-5, ¶ 10. Saltz attests that he intended to leaflet in “a civil and gentle manner, while making eye and voice contact from a conversational distance, offer a leaflet at arm’s reach informing people about horse-drawn carriages, and engage in civil conversations with anyone interested.” Id. ¶ 11. Further, he explains that “if anyone is not receptive to receiving information or a leaflet,” he would leave them alone. Id. ¶ 12. And, if “anyone reacts negatively,” he would “immediately disengage and separate.”
Ms. Boyer explains in her affidavit that the “goal of leafletting is to offer leaflets to persons in a civil and friendly manner at arm’s reach, not to be confrontational, and to have civil discussion in a conversational voice with persons who seek more information.” ECF 21-4, ¶ 5. And, she asserts that leafletting “cannot be done effectively at a distance.” Id.
Sgt. Wiles initially seemed to approve Saltz’s request to approach the riders waiting in line to leaflet. ECF 21-5, ¶ 14; see 11/9 Video 1 at 3:00. In particular, Saltz told Sgt. Wiles that at some point some of the protesters may hand out leaflets to potential carriage patrons as they wait in line for rides. 11/9 Video 1 at 2:45. In response, Sgt. Wiles said: “O.K., I would just ask don’t interfere with the rides.” Id. at 3:00. But, later in the event, Wiles told Saltz that he could “not [leaflet] within the group [waiting for carriage rides].” 11/9 Video 11 at 00:10. She added: “You can hand that out [ i.e. , the leaflets] to people as they leave. The separation of the group is vital.” Id. Further, Sgt. Wiles explained that the separation has to be maintained “because you [ i.e. , Saltz] were assaulted last week, and…we are trying to preserve the safety of everybody involved.” Id. at 00:30; see also id. at 1:48. She instructed: “I am not going to allow you within the group that has opposing views where you could be assaulted again.” Id. at 1:30.
Saltz contends, for a variety of reasons, that it “was not acceptable to leaflet people after they had been on a ride and were leaving the area.” ECF 21-5, ¶ 13. He points out that the people would have already taken the ride, which he had “hoped to dissuade them from doing”; he “believed people would more readily accept information about why the horse-drawn carriages were wrong before they took the ride than after”; and it was a less efficient way of handing out leaflets.
II. Standard of Review
As noted, defendants’ Motion is styled as a motion to dismiss, or, in the alternative, for
summary judgment. ECF 16-1. A motion styled in the alternative implicates the court’s
discretion under Rule 12(d) of the Federal Rules of Civil Procedure.
See Kensington Volunteer
Fire Dep’t, Inc. v. Montgomery Cty.
,
In general, a court “is not to consider matters outside the pleadings or resolve factual
disputes when ruling on a motion to dismiss.”
Bosiger v. U.S. Airways
, 510 F.3d 442, 450
(4th Cir. 2007). However, under Rule 12(b)(6), a court, in its discretion, may consider matters
outside of the pleadings, pursuant to Rule 12(d). If the court does so, “the motion must be
treated as one for summary judgment under Rule 56,” and “[a]ll parties must be given a
reasonable opportunity to present all the material that is pertinent to the motion.” Fed. R. Civ. P.
12(d). But, when the movant expressly captions its motion “in the alternative” as one for
summary judgment, and submits matters outside the pleadings for the court’s consideration, the
parties are deemed to be on notice that conversion under Rule 12(d) may occur; the court “does
not have an obligation to notify parties of the obvious.”
Laughlin v. Metro. Wash. Airports
Auth.
,
A district judge has “complete discretion to determine whether or not to accept the submission of any material beyond the pleadings that is offered in conjunction with a Rule 12(b)(6) motion and rely on it, thereby converting the motion, or to reject it or simply not consider it.” 5 C W RIGHT & M ILLER , F EDERAL P RACTICE & P ROCEDURE § 1366 (3d ed. 2018). This discretion “should be exercised with great caution and attention to the parties’ procedural rights.” Id . In general, courts are guided by whether consideration of extraneous material “is likely to facilitate the disposition of the action,” and “whether discovery prior to the utilization of the summary judgment procedure” is necessary. Id .
Ordinarily, summary judgment is inappropriate “where the parties have not had an
opportunity for reasonable discovery.”
E.I. du Pont de Nemours and Co. v. Kolon Indus., Inc.
,
However, “the party opposing summary judgment ‘cannot complain that summary
judgment was granted without discovery unless that party has made an attempt to oppose the
motion on the grounds that more time was needed for discovery.’”
Harrods Ltd. v. Sixty Internet
Domain Names
,
“To justify a denial of summary judgment on the grounds that additional discovery is
necessary, the facts identified in a Rule 56 affidavit must be ‘essential to [the] opposition.’”
Scott
v. Nuvell Fin. Servs., LLC
, 789 F. Supp. 2d 637, 641 (D. Md. 2011) (alteration in original)
(citation omitted),
rev’d on other grounds sub. nom. Gardner v. Ally Fin., Inc
.,
If a nonmoving party believes that further discovery is necessary before consideration of
summary judgment, the party who fails to file a Rule 56(d) affidavit does so at his peril, because
“‘the failure to file an affidavit . . . is itself sufficient grounds to reject a claim that the
opportunity for discovery was inadequate.’”
Harrods,
Although the Fourth Circuit has placed “‘great weight’” on the Rule 56(d) affidavit, and has said that a mere “‘reference to Rule 56(f) [now Rule 56(d)] and the need for additional discovery in a memorandum of law in opposition to a motion for summary judgment is not an adequate substitute for [an] affidavit,’” the appellate court has “not always insisted” on a Rule 56(d) affidavit. Id. (internal citations omitted). According to the Fourth Circuit, failure to file an affidavit may be excused “if the nonmoving party has adequately informed the district court that the motion is premature and that more discovery is necessary” and the “nonmoving party’s objections before the district court ‘served as the functional equivalent of an affidavit.’” Id. at 244-45 (internal citations omitted).
Plaintiff has not filed an affidavit under Rule 56(d). Nor has he suggested that he would be prejudiced without additional discovery as to the claims against the individual defendants. Notably, the parties have submitted multiple exhibits. And, with one exception, plaintiff has not challenged the defense’s exhibits to the Motion. See ECF 21 at 15 n.13. [12] Thus, the record is well developed as to the incidents on November 2 and 9, 2019.
Further, plaintiff has framed part of his Opposition to the Motion as an opposition to a motion for summary judgment. See ECF 21 at 1. Plaintiff indicates only that he requires additional discovery to pursue his Monell claims. ECF 21 at 50. In particular, plaintiff recognizes that “the individual defendants have filed for summary judgment regarding (a) the predicate constitutional violation and (b) qualified immunity” and the “City of Frederick has moved to dismiss the Monell claims” and the supervisory liability claims as to Sommers and Hargis. Id. And, he states: “Mr. Saltz responds accordingly.” Id.
Accordingly, I am satisfied that it is appropriatе to address the Motion as one for summary judgment with respect to the claims against the individual defendants (Counts 2 and 4), because this will facilitate disposition of the case. But, like plaintiff, I shall construe the Motion as one to dismiss with regard to the Monell claims (Counts 1 and 3).
Therefore, as to the claims against Corbett and Wiles, I look to Fed. R. Civ. P. 56. Under
Rule 56(a) of the Federal Rules of Civil Procedure, summary judgment is appropriate only “if the
movant shows that there is no genuine dispute as to any material fact and the movant is entitled
to judgment as a matter of law.”
See Celotex Corp. v. Catrett
,
The Supreme Court has clarified that not every factual dispute will defeat a summary judgment motion. “By its very terms, this standard provides that the mere existence of some alleged factual dispute between the parties will not defeat an otherwise properly supported motion for summary judgment; the requirement is that there be no genuine issue of material fact.” Anderson v. Liberty Lobby, Inc. , 477 U.S. 242, 247-48 (1986) (emphasis in original). A fact is “material” if it “might affect the outcome of the suit under the governing law.” Id. at 248.
There is a genuine issue as to material fact “if the evidence is such that a reasonable jury
could return a verdict for the nonmoving party.”
Id.
;
see CTB, Inc. v. Hog Slat, Inc.
, 954 F.3d
647, 658 (4th Cir. 2020);
Variety Stores, Inc.
,
“A party opposing a properly supported motion for summary judgment ‘may not rest
upon the mere allegations or denials of [its] pleadings,’ but rather must ‘set forth specific facts
showing that there is a genuine issue for trial.’”
Bouchat v. Balt. Ravens Football Club, Inc
., 346
F.3d 514, 522 (4th Cir. 2003) (quoting former Fed. R. Civ. P. 56(e)),
cert. denied
,
The district court’s “function” is not “to weigh the evidence and determine the truth of the
matter but to determine whether there is a genuine issue for trial.”
Anderson
,
In sum, to avoid summary judgment, there must be a genuine dispute as to material fact. In Iraq Middle Mkt. Dev. Found. , 848 F.3d at 238, the Court reiterated: “A court can grant summary judgment only if, viewing the evidence in the light most favorable to the non-moving party, the case presents no genuine issues of material fact and the moving party demonstrates entitlement to judgment as a matter of law.”
As to the
Monell
claims and the claims against Hargis and Sommers, I shall apply Rule
12(b)(6). A defendant may test the legal sufficiency of a complaint by way of a motion to
dismiss under Rule 12(b)(6).
Paradise Wire & Cable Defined Benefit Pension Plan v. Weil
, 918
F.3d 312, 317 (4th Cir. 2019);
In re Birmingham
, 846 F.3d 88, 92 (4th Cir. 2017);
Goines v.
Valley Cmty. Servs. Bd.
,
Whether a complaint states a claim for relief is assessed by reference to the pleading
requirements of Fed. R. Civ. P. 8(a)(2). That rule provides that a complaint must contain a
“short and plain statement of the claim showing that the pleader is entitled to relief.” The
purpose of the rule is to provide the defendants with “fair notice” of the claims and the
“grounds” for entitlement to relief.
Bell Atl. Corp. v. Twombly
,
To survive a motion under Rule 12(b)(6), a complaint must contain facts sufficient to
“state a claim to relief that is plausible on its face.”
Twombly
,
III. Discussion
Plaintiff alleges, inter alia , that the City’s restrictions on November 2 and November 9, 2019, violated his rights under the First Amendment. In his view, they were viewpoint and content-based burdens on his speech that cannot withstand strict scrutiny.
As noted, defendants seek to dismiss the supervisory liability claims against Hargis and Sommers in Counts 2 and 4, for failure to state a claim. And, they seek summary judgment as to plaintiff’s claims against Wiles and Corbett in Counts 2 and 4.
Defendants do not dispute that, at the relevant times, plaintiff was engaging in protected First Amendment activities in a traditional public forum. See ECF 16-1 at 22. But, they argue, inter alia , that the restrictions on Saltz’s protected activities were content-neutral. Therefore, defendants contend that the restrictions are subject only to intermediate scrutiny, and they constituted valid time, place, and manner limitations under that standard. ECF 16-1 at 20-33. Even if the restrictions are subject to strict scrutiny, however, defendants maintain that there was no First Amendment violation because the restrictions were narrowly tailored to serve a compelling government interest. at 33-34. Alternatively, they argue that, even if the officers committed a constitutional violation, it was not clearly established, so the individual defendants are entitled to qualified immunity. Id. at 37.
Additionally, defendants contend that the claims against Frederick (Counts 1 and 3) are subject to dismissal because they are not actionable under Monell . Id. at 34. But, if the Monell claims are not dismissed, defendants seek to bifurcate them. at 35.
I shall address these contentions, in turn.
A. Individual Officers
1. Section 1983 Generally
Plaintiff filed suit pursuant to 42 U.S.C. § 1983. Under § 1983, a plaintiff may file suit
against any person who, acting under color of state law, “subjects, or causes to be subjected, any
citizen of the United States or other person within the jurisdiction thereof to the deprivation of
any rights, privileges, or immunities secured by the Constitution and laws” of the United States.
See, e.g.
,
Filarsky v. Delia
,
To state a claim under § 1983, a plaintiff must allege (1) that a right secured by the
Constitution or laws of the United States was violated, and (2) that the alleged violation was
committed by a “person acting under the color of state law.”
West v. Atkins
, 487 U.S. 42, 48
(1988);
see Davison v. Randall
,
The phrase “under color of state law” is an element that “‘is synonymous with the more
familiar state-action requirement’ for Fourteenth Amendment claims, ‘and the analysis for each
is identical.’”
Davison
,
It is undisputed that the officers were acting within the scope of their employment with the FPD. And, they were acting under the color of state and municipal law when they allegedly restricted Saltz’s First Amendment rights. ECF 12, ¶ 5, 6; ECF 16-1 at 18-19.
Hargis and Sommers were not at the scene of the protests. Under § 1983, there must be a
showing of personal fault based upon a defendant's personal conduct.
See Vinnedge v. Gibbs
, 550
F.2d 926, 928 (4th Cir. 1977) (stating that for an individual defendant to be held liable pursuant
to 42 U.S.C. § 1983, the plaintiff must affirmatively show that the official acted personally to
deprive the plaintiff of his rights). As discussed,
infra
, there is no respondeat superior liability
under § 1983.
Iqbal
, 556 U.S. at 676 (“Because vicarious liability is inapplicable to ... § 1983
suits, a plaintiff must plead that each Government-official defendant, through the official's own
individual actions, has violated the Constitution.”);
see also Wilcox v. Brown
,
2. First Amendment Generally
The First Amendment to the Constitution provides: “Congress shall make no law
respecting an establishment of religion, or prohibiting the free exercise thereof; or abridging the
freedom of speech, or of the press; or the right of the people peaceably to assemble, and to
petition the government for a redress of grievances.” This mandate “means that government
generally has no power to restrict expression because of its message, its ideas, its subject matter,
or its content.”
Barr v. Am. Assoc. of Political Consultants, Inc.
, ___ U.S. ___,
“The First Amendment ‘was fashioned to assure unfettered interchange of ideas for the
bringing about of political and social changes desired by the people.’”
Connick v. Myers
, 461
U.S. 138, 145 (1983) (quoting
Roth v. United States
,
The Supreme Court has said: “The hallmark of the protection of free speech is to allow
‘free trade in ideas’—even ideas that the overwhelming majority of people might find distasteful
or discomforting.”
Virginia v. Black
, 538 U.S. 343, 365 (2003) (quoting
Abrams v. United
States,
Of relevance here, “governmental entities are ‘strictly limited’ in their ability to regulate
private speech in public fora.”
Davison
,
Of course, certain categories of speech deemed to be of “‘slight social value’” do not
receive the protections of the First Amendment.
Virginia
, 538 U.S. at 358 (citation omitted).
Thus, even in public fora, the right to speak freely is “not absolute.”
Id.
These categories
include “fighting words,” incitement of “imminent lawless action,” and true threats, among
others. (citations omitted);
see R.A.V. v. St. Paul,
Moreover, the “government ‘ha[s] a substantial interest in protecting its citizens from
unwelcome noise.’”
Ward v. Rock Against Racism
, 491 U.S. 781, 796 (1989) (quoting
City
Council of Los Angeles v. Taxpayers for Vincent
,
The First Amendment “protects speech along a spectrum.”
Fusaro v. Cogan
, 930 F.3d
241, 248 (4th Cir. 2019). Laws burdening speech “receive different levels of judicial scrutiny
depending on the type of regulation and the justifications and purposes underlying it.”
Stuart v.
Camnitz
, 774 F.3d 238, 244 (4th Cir. 2014). The level of scrutiny depends on whether the
regulation is content-based or content-neutral.
Barr
,
“Viewpoint-based discrimination occurs when a government official ‘targets not subject
matter, but particular views taken by speakers on a subject.’”
Robertson v. Anderson Mill
Elementary Sch
.,
“Content-based laws are subject to strict scrutiny.”
Barr
, 140 S. Ct. at 2346 (citing
Reed
, 576 U.S. at 163-64);
see Ysursa v. Pocatello Educ. Ass’n
, 555 U.S. 353, 358 (2009)
(“Restrictions on speech based on its content are ‘presumptively invalid’ and subject to strict
scrutiny.”) (citation omitted);
Bible Believers v. Wayne Cty., Mich.
,
The “government has no power to restrict expression because of its message, its ideas, its
subject matter, or its content.”
Mosley
, 408 U.S. at 95. Therefore, “‘a viewpoint-based
restriction of private speech rarely, if ever, will withstand strict scrutiny review.’”
Greater Balt.
Ctr. for Pregnancy Concerns, Inc. v. Mayor & City Council of Balt.
,
In order to pass intermediate scrutiny, a “time, place, and manner” restriction on speech must (1) be “‘justified without reference to the content of the regulated speech’”; (2) be “‘narrowly tailored to serve a significant governmental interest’”; and (3) “‘leave open ample alternative channels for communication of the information’” that the speaker wishes to communicate. Ward , 491 U.S. at 791 (quoting Clark v. Cmty. for Creative Non–Violence , 468 U.S. 288, 293 (1984)). [14]
Although “a regulation of the time, place, or manner of protected speech must be narrowly tailored to serve the government's legitimate, content-neutral interests,” and the regulation may not “burden substantially more speech than is necessary to further the government's legitimate interests,” it “need not be the least restrictive or least intrusive means of doing so.” Ward , 491 U.S. at 798 (footnote omitted). “Rather, the requirement of narrow tailoring is satisfied ‘so long as the ... regulation promotes a substantial government interest that would be achieved less effectively absent the regulation.’” Id. at 799 (citations omitted). In other words, “[s]o long as the means chosen are not substantially broader than necessary to achieve the government's interest, ... the regulation will not be invalid simply because a court concludes that the government's interest could be adequately served by some less-speech-restrictive alternative.” Id. at 800.
Under either strict scrutiny or intermediate scrutiny, the government bears the burden of proving the constitutionality of the regulation. See Ashcroft v. Am. Civil Liberties Union , 542 U.S. 656, 665 (2004) (“When plaintiffs challenge a content-based speech restriction, the burden is on the Government to prove that the proposed alternatives will not be as effective . . . .”); 44 Liquormart, Inc. v. Rhode Island , 517 U.S. 484, 505 (1996); accord Deegan v. City of Ithaca , 444 F.3d 135, 142 (2d Cir. 2006) (holding that government bears the burden of showing the restriction is narrowly tailored and justified by the interest asserted).
3. Analysis
The “threshold question” in аddressing any First Amendment challenge is “‘whether any
protected First Amendment right is involved.’”
Billups v. City of Charleston
,
It is undisputed that plaintiff’s activities of protesting and leafletting constitute
constitutionally protected speech, and defendants do not contend otherwise. Activities such as
demonstrations, protests, and leafletting “are expressive activities involving ‘speech’ protected
by the First Amendment.”
United States v. Grace
, 461 U.S. 171, 176 (1983). Indeed,
“[l]eafletting and commenting on matters of public concern are classic forms of speech that lie at
the heart of the First Amendment....”
Schenck v. Pro–Choice Network of W.N.Y.
,
Thus, the threshold question is whether the restrictions imposed on Saltz are subject to
strict scrutiny as content-based restrictions, or intermediate scrutiny as content-neutral
restrictions. As noted, to the extent that a restriction is “‘based on the content of ... speech,” it
“‘must satisfy strict scrutiny, that is, the restriction must be narrowly tailored to serve a
compelling government interest.’”
Christian Legal Soc’y v. Martinez
, 561 U.S. 661, 679 n.11
(2010) (quoting
Pleasant Grove
,
The Supreme Court’s decision in
Reed
, 576 U.S. 155, serves as the touchstone for the
content neutrality analysis. Prior to
Reed
, the Fourth Circuit had instructed that, “when
conducting the content-neutrality inquiry, ‘[t]he government’s purpose is the controlling
consideration.’”
Cahaly v. Larosa
,
Summarizing the two-step methodology prescribed by Reed , the Lucero Court said, 873 F.3d at 470 (brackets and ellipses added):
First, a court should ask whether a law “on its face draws distinctions based on the message a speaker conveys.” [ Reed , 576 U.S. at 163]. . . . If so, the law is content based regardless of “the government’s justification or purpose” in enacting it. Cent. Radio Co. [], 811 F.3d [at] 632 []. Second, even if the law is facially content neutral, it can nonetheless be considered content based if it “cannot be justified without reference to the content of the regulated speech, or [it was] adoptеd by the government because of disagreement with the message the speech conveys.” Reed , [576 U.S. at 164 ]. . . .
Defendants contend that any restrictions placed on plaintiff were content-neutral because, pursuant to the relevant policies and enforcement of those policies, all protesters were treated alike. ECF 26 at 12. And, they maintain that the restrictions were a reasonable means of “preventing criminal conduct, preserving the peace, and protecting the rights of a captive audience of waiting riders.” at 6; see ECF 16-1 at 25-26; see also “Disturbing the public peace and disorderly conduct,” Md. Code (2012 Repl. Vol.), § 10-201 of the Criminal Law Article; Eanes v. State , 318 Md. 436, 569 A.2d 604 (1990). Further, they posit that the restrictions were justified “because the history of the protests show[ed] there is a risk to public safety.” ECF 16-1 at 19.
Plaintiff counters that the restrictions were content-based because they were clearly about “shielding riders, potential riders, and carriage operators from people yelling and chanting with a viewpoint opposed to the carriage riders.” ECF 21 at 26. Thus, he concludes that both the chanting and leafletting restrictions constitute a “heckler’s veto” and are presumptively unconstitutional. ECF 21 at 40. To support his argument, plaintiff points to evidence that indicates the officers were not actually concerned with excessive noise or public safety at the event. See, e.g., id. at 19, 26.
It is a fundamental principle of First Amendment jurisprudence that the “[l]isteners'
reaction to speech is not a content-neutral basis for regulation.”
Forsyth County v. Nationalist
Movement
,
In
McCullen
,
The Court observed that “the Act does not draw content-based distinctions on its face.” Id. at 479. To be sure, the Court explained, the Massachusetts law “would be content based if it required enforcement authorities to examine the content of the message that is conveyed to determine whether a violation has occurred.” Id. (quotation marks omitted). But enforcement of the law turned not on what people said while in the buffer zone “but simply on where they sa[id] it.” “Indeed,” said the Court, a person could “violate the Act merely by standing in a buffer zone, without displaying a sign or uttering a word.” Id. Notably, the Court also stated, id. at 481:
To be clear, the Act would not be content neutral if it were concerned with [the] undesirable effects that arise from the direct impact of speech on its audience or listeners' reactions to speech.... If, for example, the speech outside Massachusetts abortion clinics caused offense or made listeners uncomfortable, such offense or discomfort would not give the Commonwealth a content-neutral justification to restrict the speech.
As mentioned, defendants rely on public safety concerns as their primary justification for
the restrictions. “While an interest in public safety is a content-neutral basis to regulate speech,
see Davenport v. City of Alexandria
, 710 F.2d 148, 151 (4th Cir. 1983) (en banc), safety
concerns arising from a prediction of how listeners might react to speech cannot be effectively
de-coupled from speech content.”
Rock for Life-UMBC v. Hrabowski
, 411 F. App’x 541, 552
(4th Cir. 2010). Moreover, “the Supreme Court has repeatedly held that laws combining content-
based and content-neutral factors are nonetheless content-based.”
Thomas v. Bright,
937 F.3d
721, 732–33 (6th Cir. 2019). And, “[t]he government must abstain from regulating speech when
the specific motivating ideology or the opinion or perspective of the speaker is the rationale for
the restriction.”
Rosenberger
,
Viewing the evidence in the light most favorable to plaintiff, the statements by Lt. Corbett and Sgt. Wiles, discussed below, support the claim that the defendants were motivated, at least partially, by their concern about the negative reactions of the carriage riders and operators in response to the viewpoint of the protesters.
For instance, on November 2, 2019, Lt. Corbett indicated that if any counter-protesters
appeared, they would be allowed to protest across the street from the loading zone, yet Saltz and
his colleagues were prohibited from chanting at that spot.
[15]
See
11/2 Video 1 at 1:45, 5:20;
see
Bible Believers
,
And, on November 9, 2019, Sgt. Wiles explained that one of the reasons the protesters could not stand across the street from the loading zone “is that Mr. Lambert feels like he is being harassed when you are shouting outside the [designated First Amendment] zone.” 11/9 Video 9 at 3:22. Further, Sgt. Wiles said that Saltz could not leaflet at the location of his choice because she was concerned about how the individuals waiting in line, with opposing viewpoints, would react to him. See 11/9 Video 11.
In the Motion, defendants concede that they were worried about listener reaction because
of the content of the protesters’ speech. They state: “The only influence that the content of the
protesters’ speech has had is that it has caused the risk of violence to increase when the
protesters are not separated from the riders at the carriage ride events.” ECF 16-1 at 25. And,
because of the risk of violence, the FPD designated a separate area for the protesters. ECF 16-1
at 19;
see
ECF 16-9 (Operations Plan);
see Rock for Life-UMBC
,
As indicated, “[l]isteners' reaction to speech is not a content-neutral basis for regulation.”
Forsyth Cty
., 505 U.S. at 134. When state action restricts constitutionally protected speech
based on content, the Court must apply strict scrutiny to the restrictions. Therefore, the
defendants must prove that the challenged law is “narrowly tailored to achieve a compelling
governmental interest.”
Abrams v. Johnson
,
To establish that a law or restriction regulating or restricting speech is narrowly tailored,
“the Government carries the burden of showing that the challenged regulation advances the
Government’s [compelling] interest in a direct and material way.”
Rubin v. Coors Brewing Co
.,
Defendants argue,
inter alia
, that the restrictions could be justified under the captive
audience doctrine.
See
ECF 16-1 at 31; ECF 26 at 17-18. “The notion of ‘captive audience’
involves the problem of the unwilling listener or viewer who cannot readily escape from the
undesired communication, or whose own rights are such that he or she should not be required to
do so.”
Eanes
, 318 Md. at 451, 569 A.2d at 611;
see Hill v. Colorado
, 530 U.S. 703, 716-17
(2000). But, this doctrine is employed sparingly to a narrow set of fact scenarios outside of the
home.
See Phelps
,
Public safety and crime prevention are compelling government interests for purposes of
strict scrutiny analysis.
See United States v. Salerno
,
But, Frederick “bears the burden of showing that the remedy it has adopted does not
‘burden substantially more speech than is necessary to further the government's legitimate
interests.’”
Turner
, 512 U.S. at 665 (quoting
Ward
, 491 U.S. at 799). That burden is not
“satisfied by mere recitation, for the court has an ‘obligation to exercise independent judgment’
when reviewing the government's justification for a regulation on speech.”
Clatterbuck v. City of
Charlottesville
,
Plaintiff contends that defendants have “not proved with evidence that they tried less restrictive means to serve the claimed interests.” ECF 21 at 33; see also id. at 21, 36, 41, 44. And, Saltz suggests other restrictions that could have been less burdensome but just as effective. Id. For instance, Saltz claims that defendants could have moved the “line of riders down the block – which they did and would seem to be sufficient – while allowing protesters across the street to chant and speak against carriage rides.” Further, as to the leafletting, Saltz alleges thаt the “isolated, minor ride-connected incident” where a “protester was spat” on by one of the riders “did not permit the restriction” on leafletting. at 41-42.
In my view, defendants have not met their burden to establish that the means employed
were the
least restrictive
means to achieve their interests. Indeed, they devote a considerable
portion of their argument to the matter of intermediate scrutiny, without focusing on the facts
that apply in the event the Court were to determine that strict scrutiny is appropriate. Rather,
defendants merely state in broad, conclusory terms that the restrictions satisfy strict scrutiny
because they were “narrowly tailored to serve compelling government interests and left
alternative forums for communication.” ECF 16-1 at 33-34. But, they do not provide evidence
substantiating the need for the chosen restrictions to protect the peace, the efficacy of the
restrictions, or issues with less restrictive alternatives.
See Playboy Entm’t Grp.
,
Although the restrictions on Saltz were minimal in comparison to those in analogous
cases, “[a] tax based on the content of speech does not become more constitutional because it is a
small tax.”
Forsyth
,
To be sure, it is far from clear that strict scrutiny review would fail if defendants fleshed
out the basis for the restrictions.
See, e.g., Williams-Yulee v. The Florida Bar
,
4. Qualified Immunity Defendants argue that, even if Saltz has adequately stated a claim against the individual defendants, summary judgment is nonetheless warranted on grounds of qualified immunity.
“Qualified immunity bars § 1983 actions against government officials in their individual
capacities ‘unless (1) they violated a federal statutory or constitutional right, and (2) the
unlawfulness of their conduct was clearly established at the time.’”
Barrett v. PAE Government
Services, Inc.
, 975 F.3d 416, 428 (4th Cir. 2020) (quoting
District of Columbia v. Wesby
, ___
U.S. ___,
The doctrine of qualified immunity “balances two important interests─the need to hold
public officials accountable when they exercise power irresponsibly and the need to shield
officials from harassment, distraction, and liability when they perform their duties reasonably.”
Pearson v. Callahan
,
Qualified immunity turns on the “objective reasonableness of an official’s conduct, as measured by reference to clearly established law.” Harlow , 457 U.S. at 818. An officer who makes an honest but objectively unreasonable mistake is not protected by qualified immunity. Rather, the doctrine protects officials “‘who commit constitutional violations but who, in light of clearly established law, could reasonably believe that their actions were lawful.’” Williams v. Ozmint , 716 F.3d 801, 805 (4th Cir. 2013) (citation omitted); accord Durham v. Horner , 690 F.3d 183, 188 (4th Cir. 2012).
Qualified immunity “‘gives government officials breathing room to make reasonable but
mistaken judgments about open legal questions.’”
Lane v. Franks
, 573 U.S. 228, 243 (2014)
(quoting
Ashcroft v. al-Kidd
, 563 U.S. 731, 743 (2011));
accord Robertson
, 989 F.3d at 288
(“‘[I]n gray areas, where the law is unsettled or murky, qualified immunity affords protection to’
government officials who take ‘action[s] that [are] not clearly forbidden.’”) (quoting
Occupy
Columbia
,
Thus, “even when the facts in the record establish that the officer’s conduct violated a
plaintiff’s constitutional rights, the officer still is entitled to immunity from suit ‘if a reasonable
person in the [officer’s] position could have failed to appreciate that his conduct would violate
those rights.’”
Wilson
,
Notably, “a government official who is sued in his individual capacity may invoke
qualified immunity.”
Bland
,
Of relevance here, qualified immunity is an “‘
immunity from suit
rather than a mere
defense to liability[.]’”
Ussery v. Mansfield
,
The Fourth Circuit has explained: “In determining whether defendant government
officials are protected by qualified immunity, the court considers both ‘whether a constitutional
right [was] violated on the facts alleged’ and ‘whether the right was clearly established’ at the
time of the conduct in question.”
Scinto
,
The “two inquiries . . . may be assessed in either sequence.”
Merchant
,
If an officer is shown to have violated the rights of a plaintiff, courts must then “evaluate
whether the right at issue was ‘clearly established’ at the time of the officer’s conduct.”
Wilson
,
893 F.3d at 219. This is a question of law for the court to resolve.
Ray
, 948 F.3d at 228;
Pritchett v. Alford
, 973 F.2d 307, 312 (4th Cir. 1992). The second inquiry “turns on the
‘objective legal reasonableness’ of the action, assessed in light of the legal rules that were
‘clearly established’ at the time it was taken.”
Messerschmidt v. Millender
,
If the law at the time of the alleged violation was not “clearly established,” the official
will be entitled to qualified immunity because “an official could not reasonably be expected to
anticipate subsequent legal developments, nor could he fairly be said to ‘know’ that the law
forbade conduct not previously identified as unlawful.”
Harlow
,
To determine whether the right was clearly established, the court first must define the
right at issue.
Scinto,
841 F.3d at 235;
see Occupy Columbia
, 738 F.3d at 118. “A right is
clearly established only if its contours are sufficiently clear that ‘a reasonable official would
understand that what he is doing violates that right.’”
Carroll v. Carman
,
Generally, to “determine whether a right is clearly established,” courts “assess whether
the law has ‘been authoritatively decided by the Supreme Court, [] the appropriate United States
Court of Appeals, or the highest court of the state.’”
Wilson
,
However, “[a] right need not be recognized by a court in a specific factual context before
such right may be considered ‘clearly established’ for purposes of qualified immunity.”
Wilson
,
893 F.3d at 221;
see Thompson v. Virginia
, 878 F.3d 89, 98 (4th Cir. 2017) (“[A] ‘general
constitutional rule . . . may apply with obvious clarity . . . even though the very action in question
has not previously been held unlawful.’”) (quoting
Hope v. Pelzer
,
But, “courts are ‘not to define clearly established law at a high level of generality.’”
Wilson
, 893 F.3d at 221 (quoting
Kisela
, 138 S. Ct. at 1152);
see also Sheehan
, 135 S. Ct. at
1775-76;
Plumhoff
, 572 U.S. at 779. Rather, courts are to “consider whether a right is clearly
established ‘in light of the specific context of the case, not as a broad general proposition.’”
Adams
,
The central question is “whether it would be clear to a reasonable official that his conduct
was unlawful in the situation he confronted.”
See Raub v. Campbell
,
Of relevance here, at summary judgment, “a court, when viewing facts in the light most favorable to the plaintiff, and drawing all reasonable inferences in the plaintiff’s favor, must determine whether defendant is entitled to qualified immunity.” Dean for & on behalf of Harkness v. McKinney , 976 F.3d 407, 413 (4th Cir. 2020) (citing Williams v. Strickland , 917 F.3d 763, 768 (4th Cir. 2019)); see Brown v. Elliott , 876 F.3d 637, 641–42 (4th Cir. 2017) (“[W]hen resolving the issue of qualified immunity at summary judgment, a court must ascertain the circumstances of the case by crediting the plaintiff's evidence and drawing all reasonable inferences in the plaintiff's favor.”) (internal quotation marks omitted).
Defendants assert that the individual defendants are entitled to qualified immunity because “their conduct did not violate clearly established law.” ECF 16-1 at 37. They assert that they were following what “they reasonably believed to be a valid General Order and valid Operations Plan. at 38. And, there was “nothing to indicate that” the defendants “had reason to know” that restricting Saltz from chanting across the street from the riders or leafletting them would infringe his “clearly established rights.” Id. But, beyond that, defendants have not argued with any particularity why the alleged constitutional rights were not clearly established at the time they occurred. Nor do they make clear that an objectively reasonable person would not have known that the actions violated an established right.
As detailed above, it is well established that content-based discrimination is a violation of
a clearly established constitutional right unless the restrictions are narrowly tailored to serve a
compelling government interest.
Cf. Rock for
Life,
5. Supervisory Liability In addition to their qualified immunity defense, defendants argue that there “are no grounds to find supervisory liability of either Chief Hargis or Captain Sommers.” ECF 26 at 23.
As noted earlier, under § 1983, there is no respondeat superior liability.
Iqbal
, 556 U.S. at
676;
Love-Lane
, 355 F.3d at 782. The plaintiff must show personal fault based on personal
conduct.
See Vinnedge
,
Liability of supervisory officials under § 1983 “is premised on ‘a recognition that
supervisory indifference or tacit authorization of subordinates’ misconduct may be a causative
factor in the constitutional injuries they inflict on those committed to their care.’”
Baynard v.
Malone
, 268 F.3d 228, 235 (4th Cir. 2001) (citing
Slakan
, 737 F.2d at 372);
see Campbell v.
Florian
,
(1) That the supervisor had actual or constructive knowledge that his subordinate was engaged in conduct that posed a pervasive and unreasonable risk of constitutional injury to ... the plaintiff; (2) that the supervisor's response to that knowledge was so inadequate as to show deliberate indifference to or tacit authorization of the alleged offensive practices; and (3) that there was an affirmative causal link between the supervisor's inaction and the particular constitutional injury suffered by the plaintiff.
To qualify as “pervasive,” a plaintiff must demonstrate that the challenged “conduct is
widespread, or at least has [occurred] on several different occasions.”
Id.
It is not sufficient,
therefore, to “point[ ] to a single incident or isolated incidents, for a supervisor cannot be
expected to promulgate rules and procedures covering every conceivable occurrence” or “guard
against the deliberate criminal acts of his properly trained employees when he has no basis upon
which to anticipate the misconduct.”
Id.
(quoting
Slakan
,
Here, the Amended Complaint contains no allegations that Chief Hargis personally participated in the events underlying Saltz’s claims or was even aware of them. Further, Saltz does not claim that there were other examples of First Amendment violations of which Hargis was aware but failed to act. And, none of the evidence in the record establishes Hargis’s involvement during either of the protests. Thus, the allegations do not support a claim of supervisory liability on the part of Hargis.
As to Capt. Sommers, Saltz argues that even if Sommers was not present at the protest, he was aware of what was happening, was in command remotely, and directed the actions against Saltz. ECF 21 at 46; see ECF 12, ¶¶ 38, 40, 42. Indeed, on November 9, 2019, Sgt. Wiles repeatedly explained that she was giving orders from Capt. Sommers. See, e.g., ECF 12, ¶ 40; 11/9 Video 9. In the light most favorable to plaintiff, this indicates that Capt. Sommers was aware of what was happening on the ground, was in communication with the officers, and authorized their actions. At this juncture, this is sufficient to establish that Capt. Sommers was personally involved in the alleged violations of plaintiff’s rights during the protests.
Accordingly, I shall dismiss Counts 2 and 4 as to Chief Hargis. But, I shall deny the Motion as to Capt. Sommers.
B. Monell Claims (Counts 1 and 3) In Counts 1 and 3, plaintiff brings Monell claims against the City under three theories of liability. First, he alleges that the officers acted pursuant to deficient policies that were “implemented, ratified, and approved” by “policymakers and final decisionmakers” for the City. ECF 12, ¶¶ 15, 16. Second, plaintiff alleges that the FPD condoned a custom of “deliberate indifference toward the First Amendment rights of protesters and leafletters.” Id. ¶ 50. Third, plaintiff claims that the FPD failed adequately to train officers “in basic, well-known, and commonly-occurring First Amendment situations[.]” Id. ¶ 47.
Defendants have moved to dismiss both counts, asserting that Amended Complaint alleges “no final policymaking actions which might subject the City to liability for an unconstitutional policy.” ECF 16-1 at 36.
As discussed, supra , the Court shall assess plaintiff’s Monell claims under thе Rule 12(b)(6) motion to dismiss standard.
1. Monell Generally
The Supreme Court determined in
Monell
,
In
Connick v. Thompson
,
A municipality or other local government may be liable under [§ 1983] if the governmental body itself “subjects” a person to a deprivation of rights or “causes” a person “to be subjected” to such deprivation. See Monell v. New York City Dep’t of Social Servs. ,436 U.S. 658 , 692,98 S. Ct. 2018 ,56 L.Ed.2d 611 (1978). But, under § 1983, local governments are responsible only for “their own illegal acts.” Pembaur v. Cincinnati , 475 U.S. 469, 479, 106 S. Ct. 1292, 89 L.Ed.2d 452 (1986) (citing Monell , 436 U.S. at 665-683, 98 S. Ct. 2018). They are not vicariously liable under § 1983 for their employees' actions. See id ., at 691, 98 S. Ct. 2018; Canton ,489 U.S. at 392 ,109 S. Ct. 1197 ; Board of Comm’rs of Bryan Cty. v. Brown , 520 U.S. 397, 403, 117 S. Ct. 1382, 137 L.Ed.2d 626 [] (1997) (collecting cases).
Thus, a viable § 1983
Monell
claim consists of two components: (1) the municipality had
an unconstitutional policy or custom; and (2) the unconstitutional policy or custom caused a
violation of the plaintiff’s constitutional rights.
See, e.g.
,
Bd. of Comm’rs of Bryan Cty. v.
Brown
,
However, a municipality cannot be held liable in a § 1983 action under a theory of
respondeat superior.
Monell
, 436 U.S. at 693-94. Rather, “[i]t is well established that in a §
1983 case a city or other local governmental entity cannot be subject to liability at all unless the
harm was caused in the implementation of ‘official municipal policy.’”
Lozman v. City of
Riviera Beach
, ___ U.S. ___, ___,
A plaintiff may demonstrate the existence of an official policy in three ways: (1) a written
ordinance or regulation; (2) certain affirmative decisions of policymaking officials; or (3) in
certain omissions made by policymaking officials that “manifest deliberate indifference to the
rights of citizens.”
Carter v. Morris
,
“An official policy often refers to ‘formal rules or understandings . . . that are intended to, and do, establish fixed plans of action to be followed under similar circumstances consistently and over time,’ and must be contrasted with ‘episodic exercises of discretion in the operational details of government.’” Semple v. City of Moundsville , 195 F.3d 708, 712 (4th Cir. 1999) (alteration in Semple ; citations omitted). In addition, as discussed, infra , “the governmental unit may create an official policy by making a single decision regarding a course of action in response to particular circumstances.” Id.
Notably, “[o]utside of such formal decisionmaking channels, a municipal custom may
arise if a practice is so ‘persistent and widespread’ and ‘so permanent and well settled as to
constitute a “custom or usage” with the force of law.’”
Carter
,
In
Owens
,
A policy or custom that gives rise to § 1983 liability will not, however, “be inferred
merely from municipal inaction in the face of isolated constitutional deprivations by municipal
employees.”
Milligan
, 743 F.2d at 230. Only when a municipality’s conduct demonstrates a
“deliberate indifference” to the rights of its inhabitants can the conduct be properly thought of as
a “policy or custom” actionable under § 1983.
Jones v. Wellham
,
2. Official Policy
In support of his Monell claim, Saltz alleges that there were two policies—the General Order and the Operations Plan—that were “obviously deficient in guiding officers on basic concepts and commonly-occurring situations.” ECF 12, ¶ 20. In particular, he claims that the policies did not address “common and fundamental concepts” addressed in First Amendment cases, such as those regarding leafletting, content-neutrality, and “unreasonably loud noise.” ¶ 26; id. ¶ 30. Saltz also claims that the General Order is flawed in that it “does not inform officers that leafletters differ from protestors” and “should be able to engage with people who might disagree with them.” Id. ¶¶ 23, 24. And, he alleges that Hargis was a “policymaker[]” and “final decisionmaker[]” for the City and “implemented, ratified, and approved policies regarding protesters and leafletters,” including the General Order and Operations Plan. ¶¶ 15, 16.
As indicated, a policy may be created “by making a single decision regarding a course of
action in response to particular circumstances.”
Semple
, 195 F.3d at 712. In other words,
“‘municipal liability may be imposed for a single decision by municipal policymakers under
appropriate circumstances.’”
Hunter
,
However, municipal liability based on this theory “‘attaches only where the
decisionmaker pоssesses final authority to establish municipal policy with respect to the action
ordered.’”
Lane v. Anderson
, 660 F. App’x 185, 197 (4th Cir. 2016) (quoting
Pembaur
, 475
U.S. at 479). In order to qualify as a “final policy making official,” the “‘municipal official must
have the responsibility and authority to implement final municipal policy with respect to a
particular course of action.’”
Lane
, 660 F. App’x at 197 (quoting
Riddick v. Sch. Bd. of
Portsmouth
, 238 F.3d 518, 523 (4th Cir. 2000)). “‘The question of who possesses final
policymaking authority is one of state law.’”
Hunter
,
Defendants argue that “neither [of the policies] fails to give fair notice of the conduct it prohibits or invites arbitrary enforcement, and neither one is required to specify alleged ‘commonly-recurring situations.’” ECF 26 at 24 (citing Kolbe , 849 F.3d at 148). Therefore, according to defendants, plaintiff’s argument that the policies are “unconstitutionally overbroad and vague on their face” fail, and he does not adequately allege a Monell claim. at 23-24.
However, defendants mischaracterize plaintiff’s claim and foist an unreasonable pleading standard upon him. Plaintiff need not allege that the policies, on their face, are unconstitutionally overbroad or vague. Rather, plaintiff alleges that policymakers at the FPD established two deficient policies that resulted in a violation of his First Amendment rights. At this stage of the litigation, these allegations are sufficient to put the City on notice of the nature of the claims against it and to allow it to prepare an adequate defense.
In the context of Monell liability, it will often be the case that a plaintiff lacks specific details regarding the municipal actor’s internal policies and training procedures before discovery. Although boilerplate allegations will not suffice, at the motion to dismiss stage, courts should not expect the plaintiff to possess a rich set of facts concerning the allegedly unconstitutional policy and the responsible policymakers. See Ulloa v. Prince George’s Cty ., DKC 15-0257, 2015 WL 7878956, at *6 (D. Md. Dec. 4, 2015) (requiring that the plaintiff “pair general averments of a policy or custom with particular examples” to state a Monell claim) (emphasis added); see also Estate of Osuna v. Cty. of Stanislaus , 392 F. Supp. 3d 1162, 1174 (E.D. Cal. 2019) (“[T]the details of the alleged policy or custom . . . is a topic properly left to development through discovery. It is a rare plaintiff who will have access to the precise contours of a policy or custom prior to having engaged in discovery, and requiring a plaintiff to plead its existence in detail is likely to be no more than an exercise in educated guesswork.”). Therefore, although the Monell claim based on an official policy may not ultimately prevail, it survives at this juncture.
In contrast, and as discussed, infra , plaintiff’s allegations as to custom and training do not pass muster.
3. Condonation Theory
Under the condonation theory of liability, “a city violates § 1983 if municipal
policymakers fail ‘to put a stop to or correct a widespread pattern of unconstitutional conduct.’”
Owens
,
Owens , 767 F.3d 379, is illustrative. Owens brought a § 1983 claim against the Baltimore Police Department (“BPD”), several BPD officers, the Baltimore City State’s Attorney’s Office, and an assistant State’s Attorney, alleging, inter alia , that the BPD “‘maintained a custom, policy, and/or practice’ of condoning its officers’ conduct in ‘knowingly, consciously, and repeatedly with[holding] and suppress[ing]’ exculpatory evidence.” Id. at 402 (quoting the complaint). The district court granted the defendants’ motion to dismiss and Owens appealed. The Fourth Circuit reversed. at 404.
As relevant here, the Fourth Circuit scrutinized Owens’s complaint to determine whether it alleged a plausible condonation claim. The Court observed, id. at 403 (alterations in original):
In support of his claim, Owens alleges that “[r]eported and unreported cases from the period of time before and during the events complained of” establish that the BCPD had a custom, policy, or practice of knowingly and repeatedly suppressing exculpatory evidence in criminal prosecutions. He further alleges that “a number of motions were filed and granted during this time period that demonstrate that [the BCPD] maintained a custom, policy, or practice to allow this type of behavior either directly or . . . by condoning it, and/or knowingly turning a blind eye to it.”
According to the Court, “[t]he assertions as to ‘reported and unreported cases’ and numerous ‘successful motions’ are factual allegations, the veracity of which could plausibly support a Monell claim.” Id. Further, Owens’s allegation that the BPD officers withheld exculpatory information “on multiple occasions could establish a ‘persistent and widespread’ pattern of practice, the hallmark of an impermissible custom.” (quoting Spell , 824 F.2d at 1386). Thus, the Court ruled that the complaint contained sufficient allegations to support a Monell claim premised on a condonation theory of liability. Id. at 404.
Here, as described, the Amended Complaint identifies three examples of allegedly unconstitutional incidents on two dates: 1) the restriction on chanting on November 2, 2019; 2) the restriction on chanting on November 9, 2019; and 3) the restriction on leafletting on November 9, 2019. However, in contrast to Owens , plaintiff does not point to any incidents before, during, or after these events to demonstrate the existence of a pattern or custom.
These three examples, on their own, are not nearly sufficient to illustrate a “widespread and permanent practice necessary to establish municipal custom.” Carter , 164 F.3d at 220 (stating that “meager history of isolated incidents” does not approach the “widespread and permanent practice necessary to establish municipal custom”); see Owens , 767 F.3d at 403; Peters v. City of Mount Ranier , GJH-14-00955, 2014 WL 4855032, at *6 (D. Md. Sept. 29, 2014) (concluding that “three solitary examples” of false arrests were “insufficient, as a matter of law, to demonstrate this existence of an official municipal custom or policy”); McDonnell v. Hewitt-Angleberger , WMN-11-3284, 2012 WL 1378636, at *3 (D. Md. Apr. 9, 2012) (“[T]he existence of a total of three isolated incidents (including Plaintiff's incident) does not demonstrate sufficient duration or frequency to impute constructive knowledge of a custom of brutality to the County.”).
4. Failure to Train
In addition to plaintiff’s claims as to policy and custom, plaintiff alleges that the City
failed to train its officers “in basic, well-known, and commonly-occurring First Amendment
situations…such as leafletting, oppositional speech, and/or loud speech….” ECF 12, ¶ 47. In
Canton
,
Indeed, the manner in which a police force chooses to train its officers is “necessarily a
matter of ‘policy[.]’”
Spell
,
When a plaintiff asserts a claim based on inadequate training, the “complaint should
contain facts revealing: (1) the nature of the training, (2) that the training was a ‘deliberate or
conscious’ choice by the municipality, and (3) that the officer’s conduct resulted from said
training.”
Lewis v. Simms
, AW-11-CV-2172, 2012 WL 254024, at *3 (D. Md. Jan. 26, 2012)
(quoting
Drewry v. Stevenson
, WDQ-09-2340, 2010 WL 93268, at *4 (D. Md. Jan. 6, 2010)),
aff’d
,
Notably, even if “a particular officer may be unsatisfactorily trained,” that “will not alone
suffice to fasten liability on the city, for the officer’s shortcomings may have resulted from
factors other than a faulty training program.”
Canton
,
Neither will it suffice to prove that an injury or accident could have been avoided if an officer had had better or more training, sufficient to equip him to avoid the particular injury-causing conduct. Such a claim could be made about almost any encounter resulting in injury, yet not condemn the adequacy of the program to enable officers to respond properly to the usual and recurring situations with which they must deal. And plainly, adequately trained officers occasionally make mistakes; the fact that they do says little about the training program or the legal basis for holding the city liable.
Although the prоcedural posture of this case distinguishes it from
Connick
,
In
Connick
, Thompson was convicted of attempted armed robbery and murder.
Id.
at 54.
However, his convictions were overturned when it was discovered that the prosecution failed to
disclose the existence of a certain crime lab report.
Id.
Based on the violation of
Brady v.
Maryland
, 373 U.S. 83 (1963), Thompson filed a § 1983 suit against Harry Connick, in his
official capacity as the Orleans Parish District Attorney.
The Supreme Court considered whether the prosecutor’s office could be “held liable under § 1983 for failure to train its prosecutors based on a single Brady violation.” Id. at 54. The Court noted that the Canton Court “sought not to foreclose the possibility . . . that the unconstitutional consequences of failing to train could be so patently obvious that a city could be liable under § 1983 without proof of a pre-existing pattern of violations.” at 64. Nevertheless, the Court said, id. at 61:
In limited circumstances, a local government's decision not to train certain employees about their legal duty to avoid violating citizens’ rights may rise to the level of an official government policy for purposes of § 1983. A municipality’s culpability for a deprivation of rights is at its most tenuous where a claim turns on a failure to train. See Oklahoma City v. Tuttle ,471 U.S. 808 , 822-823, 105 S.Ct. 2427, 85 L.Ed.2d 791 (1985) (plurality opinion) (“[A] ‘policy’ of ‘inadequate training’ “is “far more nebulous, and a good deal further removed from the constitutional violation, than was the policy in Monell ”).
The case of
Peters
,
[T]he City maintained an “official policy” of . . . “fail[ing] to properly train and supervise its officers; fail[ing] to implement effective procedures for investigating allegations of police misconduct; fail[ing] to discipline officers who violate the Constitutional rights of private citizens through false arrests, malicious prosecutions, and brutal conduct; and generally fail[ing] to provide safeguards against Constitutional abuses by its overzealous officers.”
In considering whether to dismiss the failure to train claim, Judge Hazel highlighted the
complaint’s failure to allege facts concerning the “‘nature of the training’” or “‘that the officer’s
conduct resulted from said training.’”
Id.
at *5 (quoting
Lewis
,
And,
Hall v. Fabrizio
, JKB-12-754,
Here, plaintiff alleges that the FPD failed properly to train officers, but he does not
identify any particular training practices that were deficient. Nor does he offer any facts to
support an inference that the FPD were on notice of any defects in the training program. Rather,
Saltz relies solely on conclusory statements, without any particular information about the nature
of existing training methods. In view of
Canton
,
Connick
,
Hall
, and
Peters
, аmong other cases, it
is clear that stating a claim for failure to train requires more than bald assertions that police
officers were not properly trained. Accordingly, the Amended Complaint's allegations fall short
of stating a claim for failure to train.
See Connick
,
Thus, the portion of Counts 1 and 3 concerning custom and inadequate training shall be dismissed, without prejudice.
5. Motion to Bifurcate
Defendants assert that if the Monell claims are not dismissed, they should be bifurcated for discovery and trial. ECF 16-1 at 36-37. Plaintiff does not oppose bifurcation, noting that the “weight of authority in this Court favors bifurcation.” ECF 21 at 53.
Rule 42(b) provides: “For convenience, to avoid prejudice, or to expedite and economize,
the court may order a separate trial of one or more separate issues, claims, crossclaims,
counterclaims, or third-party claims.” Notably, Rule 42(b) is disjunctive, meaning “[o]nly one of
these criteria need be met to justify bifurcation.”
Saxion v. Titan-C-Mfg.
,
District courts have “broad discretion in deciding whether to bifurcate claims for trial,
and the exercise of that discretion will be set aside only if clearly abused.”
Beasley v. Kelly
,
DKC-10- 0049,
Cases that contain
Monell
claims “are good candidates for bifurcation.”
Beasley
, 2010
WL 3221848, at *3. Bifurcation can, in certain circumstances, advance the efficient and
convenient resolution of the case because where there is no “initial finding that a government
employee violated a plaintiff’s constitutional rights, . . . . no subsequent trial of the municipality
is necessary.” In addition, bifurcation might spare the parties from expending valuable
resources in discovery, because resolution of the claims as to the individual defendants may
obviate the need to litigate the
Monell
claim.
See Burgess v. Baltimore Police Department
,
RDB-15-0834,
Equally important, bifurcation might prevent the potential prejudice to individual
defendants that might result from the introduction of inflammatory evidence concerning the
municipality’s policies, practices, or customs.
Taylor
,
Judges in this district have repeatedly ruled that bifurcation “is appropriate and often
desirable” in cases involving both § 1983 claims against individual police officers and
Monell
claims.
Brown
,
In my view, bifurcation is appropriate because it will promote judicial economy, conserve the parties’ resources, and prevent prejudice to the individual defendants. Moreover, both parties agree to bifurcation.
Therefore, I shall grant the motion to bifurcate as to Counts 1 and 3.
IV. Conclusion For the reasons stated above, I shall grant in part and deny in part the Motion. In particular, I shall deny the Motion as to Counts 2 through 4, except to the extent that Counts 2 and 4 allege a claim against Chief Hargis. I shall grant the Motion as to the Monell claims, in part. And, I shall grant the motion to bifurcate. An Order follows, consistent with this Memorandum Opinion.
Date: May 10, 2021 /s/ Ellen Lipton Hollander
United States District Judge IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MARYLAND JASON SALTZ,
Plaintiff
v. Civil Action No. ELH-20-00831 CITY OF FREDERICK, MD., et al. ,
Defendants.
ORDER For the reasons set forth in the accompanying Memorandum Opinion, it is this 10th day of May, 2021, by the United States District Court for the District of Maryland, ORDERED :
1. The Motion (ECF 16-1) is GRANTED as to the claims in Counts 2 and 4 against Chief Hargis and the claims in Counts 1 and 3 predicated on theories of custom and failure to train;
2. The motion to bifurcate is GRANTED ;
3. The Motion is otherwise DENIED ;
4. Defendants are directed to answer the suit by May 24, 2021.
/s/ Ellen Lipton Hollander United States District Judge
Notes
[1] Saltz is not currently seeking the relief he requested in Count 5. ECF 21 at 53.
[2] As plaintiff notes, defendants do not clearly articulate that they are moving to dismiss the claims as to Hargis and Sommers. But, they аrgue that the Amended Complaint fails to set forth facts sufficient to state a claim as to them. See ECF 21 at 45 (citing ECF 16-1 at 18). Thus, plaintiff construes defendants’ argument as to Hargis and Sommers as a motion to dismiss. The Court shall do the same.
[3] Given the procedural posture of this case, I rely primarily on the allegations in the Amended Complaint and the relevant policy documents for the factual background concerning the policies and practices of the City. With respect to the incidents on November 2 and November 9, 2019, and the conduct of the individual defendants, I consider the exhibits submitted with the Motion and the Opposition. Both sides have submitted the same videos of recordings from plaintiff’s phone. But, the video files do not have ECF numbers. Therefore, I shall refer to them by the date and number provided by plaintiff in the file he submitted by CD-ROM. For the other exhibits and the memoranda, the Court cites to the electronic pagination, which does not always correspond to the page number imprinted on the particular submission. The parties did not provide transcripts of the videos. But, the citations and quotes from the videos are based on the Court’s own review of the clips.
[4] The parties submitted different versions of the General Order. Plaintiff’s version was “approved” on October 1, 2012, and defendants’ version was “approved” on December 3, 2019, shortly after the incidents in issue. Compare ECF 21-1 with ECF 16-11. However, plaintiff acknowledges that he did not note any difference in the content of the versions. ECF 21 at 6 n.3. Nonetheless, I shall rely on the version of the General Order (ECF 21-1) submitted by plaintiff.
[5] It is not clear where the carriage rides and protests were located in 2017. But, plaintiff notes that they were located in a different part of the City than in 2018 and 2019. ECF 21 at 15. And, according to plaintiff, 137 North Market Street was approximately a half mile walk from the 2017 carriage ride location.
[6] Rides were also scheduled for November 16, 2019, but they were canceled due to inclement weather. ECF 21-5, ¶ 2.
[7] The parties do not specify the exact size of the First Amendment Area, but it appears to be an area at the corner of the sidewalk. See ECF 16-9 at 10. The protesters stood on the portion of the sidewalk located between the street and the private prоperty adjacent to the sidewalk. See 11/2 Video 5; ECF 16-10, ¶ 5.
[8] According to plaintiff, the “Frederick Vegan Army” was an informal name used by the protest organizers in 2018 but not in 2019. ECF 12, ¶ 25.
[9] According to plaintiff, the other group was carriage “riders and potential riders.” ECF 12, ¶ 28.
[10] From the outset of the conversation, the protesters seemed poised to question the officer’s instructions and dispute the legality of the rules. See generally 11/2 Video 1.
[11] In contrast, a court may not convert a motion to dismiss to one for summary judgment
sua sponte
, unless it gives notice to the parties that it will do so.
See Laughlin
,
[12] Plaintiff takes issue with ECF 16-8, an email from a “Parks and Recreation employee conveying what he heard” about the protesters. ECF 21 at 15 n.13. According to Saltz, the email is not sufficiently reliable, “even for police purposes,” because it is “double or triple hearsay.” This exhibit is not material, however, and I need not consider it.
[13] For the purpose of analyzing restrictions of speech on public property, the Supreme
Court has divided property into various categories: the traditional public forum, the designated
public forum, and the limited public forum.
See Christian Legal Soc’y v. Martinez
, 561 U.S.
661, 679 (2010);
Perry Educ. Ass’n v. Perry Local Educators’ Ass’n
,
[14] The phrase “narrowly tailored” is used with respect to both intermediate and strict
scrutiny. But, the tests are distinguishable by their other terms. As Justice Kennedy explained in
Ward
,
[15] Defendants correctly point out that there were no counter-protesters at either of the relevant protests. ECF 26 at 10. But, the location at which the officers planned to locate any counter-protesters is still relevant to this analysis.