Salmon Spawning & Recovery Alliance v. GutierrezSalmon Spawning & Recovery Alliance v. Gutierrez
Wild salmon and steelhead, which are listed as threatened or endangered under the Endangered Species Act, have been the subject of much litigation in the federal courts. As they swim back and forth from the Pacific Northwest to Canada, the fish have no cognizance of an international boundary, or the Pacific Salmon Treaty of 1999 (“Treaty”), an effort by Canada and the United States to manage salmon populations originating in Alaska and the Pacific Northwest.
This appeal concerns whether three conservation grоups have standing to challenge the decision of federal agencies and officials to enter into, and remain a party to, that Treaty. The groups alleged that take levels permitted under the Treaty have allowed Canadian fisheries to over-harvest endangered and threatened salmon and steelhead. The district court dismissed all three of their claims for lack of standing. We reverse the district court in part because the groups have procedural standing to bring their third claim for relief. We affirm the dismissal of the first and second claims.
BACKGROUND
At the heart of this case are chinook and coho salmon and steelhead trout populations from Puget Sound, lower Columbia
In 1985, Canada and the United States entered into the Pacific Salmon Treaty to manage salmon populations originating in Alaska, Canada, and the Pacific Northwest. That version of the Treaty set harvest ceilings for fisheries in both countries. Those ceilings remained constant from year to year. The ceilings initially рroved successful at increasing salmon survival, but a drought in the early 1990s and poor survival conditions reversed that effect. In 1992, the Treaty expired. Unable to work out another agreement, the United States and Canada went back to managing their respective fisheries independently.
In 1999, the two countries entered into another Treaty, which is at the heart of this litigation. In contrast to the 1985 version, a portion of the 1999 Treaty established annual abundance-based chinook management regimes for fisheries off the coast of Southеast Alaska, Canada, Washington, and Oregon. Because Canadian, or “northern,” fisheries harvest listed salmon in substantially greater numbers than the United States, or “southern,” fisheries, the Treaty provisions focus mostly on the take levels of Canadian fisheries. Rather than setting absolute harvest ceilings that remain unchanged from year to year, the 1999 Treaty sets annual chinook harvest limits based on pre- and in-season estimates of abundance.
The Treaty is implemented through the Pacific Salmon Commission (“Commission”). The Commission collects data оn harvest from the two countries, and then recommends fishery management regimes. The Secretary of State of the United States, in consultation with the Secretary of Commerce and the Secretary of the Interior, approves or disapproves regimes that are recommended by the Commission.
The United States’ implementation of the Treaty provisions was conditioned on its compliance with the requirements of the ESA. Under § 7(a)(2),
If an action is likely to jeopardize a species, the action agency must determine
The agency action triggering the ESA § 7 consultation process in this case was the State Department’s decision to enter into the 1999 Treaty on behalf of the United States. In effect, NMFS, as the consulting agency, studied whether Canadian take under the levels permitted by the Treaty would jeopardize listed salmon. NMFS issued a BiOp in which it concluded that Canadian take under the Treaty was not likely to jeopardize the continued existence of threatened or endangered salmon stocks. Because NMFS made a “no jeopardy” determination, it had no obligation to identify any alternatives.
In November 2005, three conservation groups — Salmon Spawning & Recovery Alliance, Native Fish Society, and Clark-Skamania Flyfishers
1
(collectively “Salmon Spawning”) — filed this action. Salmon Spawning alleged that the Department of Commerce, NMFS, the State Department, and the heads of those agencies in their official capacities, violated their obligations under ESA §§ 7, 9, and 10, and §§ 702 and 706 of the Administrative Procedure Act (“APA”),
The agencies and officials moved to dismiss the complaint for lack of standing under
ANALYSIS
The broad contours of Article III stаnding are well known. We must first
Statutory standing is the second part of the inquiry.
Cetacean Cmty.,
1. Alleged Legal Inadequacy Of The Biop
In the first claim for relief, Salmon Spawning alleged that the 1999 BiOp authorizing the United States’ entry into the Treaty was arbitrary and capricious in violation of § 5 of the APA, and also a violation of ESA §§ 7 and 9. Specifically, the groups claimed that the BiOp improperly compared only the Treaty’s effect on harvest rates to harvest rates in the absence of the Treaty, instead of aggregating the effects of take under the Treaty, other harvest impacts, and non-harvest impacts; failed to evaluate the effects of take under the Treaty on the recovery and survival of listed salmon; evaluated only a fraction of the Puget Sound chinook populations; did not develop or apply a biologically based target exploitation rate in its jeopardy evaluation of Upper Willamette chinook; studied harvest impacts on the strongest components of the Lower Columbia chi-nook population, but not the weaker ones; and failed to analyze or propose reasonable and prudent measures or alternatives that would force the fisheries to target more selectively hatchery-origin salmon. 2 In short, the conservationists challenge the biological foundation for the Treaty.
To satisfy the injury-in-fact requirement of the Article III inquiry, “a plaintiff asserting a procedural injury must show that the procedures in question are designed to protect some threatened concrete interest of his that is the ultimate basis of his standing.”
Citizens for Better Forestry v. U.S. Dep’t of Agric.,
A showing of procedural injury lessens a plaintiffs burden on the last two prongs of the Article III standing inquiry, causation and redressibility.
See Lujan,
The BiOp considered two proposed agency actions, only one of which is at issue in this appeal: the “formal commitment of the U.S. to implement its fishery obligations consistent with, and for the duration of, thе new PST agreement— essentially a final U.S. approval of the agreement.” 3 The BiOp recognized that, once the United States entered into the Treaty, “fishing levels in Canada will be set by the provisions of the agreement for its duration, and cannot be re-visited except as may otherwise be agreed by both countries.” (emphasis added).
The relationship between the BiOp and the Treaty sets up a dichotomy of interests that sinks the effort to establish Article III standing for the first two claims; if the groups were successful in establishing that NMFS failed to comply with the prоcedural requirements of ESA § 7 in deciding whether the United States’ entrance into the Treaty would jeopardize listed species, the proeedurally flawed consultation and defective BiOp could theoretically be set aside.
See
Plaintiffs alleging procedural injury can often establish redressibility with little difficulty, because they need to show only that the relief requested — that the agency follow the correсt procedures — may influence the agency’s ultimate decision of
Perhaps recognizing their redressibility quandary, the conservation groups assert that the BiOp authorized agency actions broader than the State Department’s entrance into the Treaty. 4 But, this semantic attempt to turn the BiOp into a freestanding basis for relief fails. The agеncy action that the BiOp authorized was the United States’ entrance into the Treaty. And, although we can set aside the BiOp, we cannot remedy the harm asserted. We affirm the district court’s dismissal of the first claim for lack of standing.
II. The Agencies’ Continued Implementation Of The Treaty
In its second claim for relief, Salmon Spawning asserted that the agencies’ and officials’ continued participation in the implementation of the Treaty jeopardized listed salmon in violation of ESA § 7(a)(2), and that such participation was arbitrary and capricious in violation of the APA. Section 7(а)(2) confers upon agencies that are considering discretionary actions an affirmative “do-no-harm obligation” when their actions could cause harm to an endangered species.
Defenders of Wildlife,
Even assuming that Salmon Spawning meets the injury-in-fact requirement — by asserting that its scientific, educational, aesthetic, recreational, economic, and business interests in the listed species will continue to be harmed by the failure to correct overharvesting by the Canadians — a more difficult question is whether the groups have established causation and redressibility with respect to this claim. To show causation, the plaintiff must demonstrate a “causal connection between the injury and the conduct complained of — the injury has to be fairly traceable to the challenged action of the defendant, and not the result of the independent action of some third party not before the court.”
Lujan,
In the complaint, Salmon Spawning alleged that the groups’ injury is caused by the United States’ continued implementation of the Treaty, without exercising the authority to withdraw from the Treaty or requesting additional conservation measures to benefit listed salmon. On these allegations alone, the district court properly concluded that causation was lacking. The excessive harvesting permitted under the Treaty is not fairly traceable to the United States’ failure to withdraw from the Treaty. If the United States withdrew, the harvesting of listed speciеs would arguably increase, because the Treaty set abundance-based limits on the Canadians’ take. The over-harvesting is also not fairly traceable to the agencies’ failure to ask the Canadians to take additional conservation measures. Although the Canadians, if asked, might agree to require a reduction in their fisheries’ take, they could also refuse to accommodate the United States’ request. If we consider only these grounds as the bases for establishing causation, the “causal connection” put forwаrd by the conservation groups relies on an “attenuated chain of conjecture” insufficient to support standing.
See Ecological Rights Found. v. Pacific Lumber Co.,
But, on appeal, the groups have focused on a different ground to illustrate then-injury: the ability of the federal agencies to limit the take of United States fisheries. 5 They argue that because the agencies can limit the take of United States fisheries and thus offset the effects of Canadian harvesting, the failure to take such action while permitting Canadian overhar-vesting under the Treaty violates the ESA.
Though we arе dubious about this proposition for purposes of causation and we are not inclined to read the complaint so broadly as to encompass an entirely new theory of causation, even if we were to credit this argument, redressibility poses an upstream battle. Salmon Spawning argues that a court order declaring that the agencies and officials violated the ESA and APA would require the defendants to exercise their authority to reduce the take of United States fisheries. We are not persuaded. Accоrding to Salmon Spawning, if we declared that the agencies violated their ESA obligation to avoid jeopardy, that would leave it “up to Defendants to determine whether ... negotiations with Canada — or changes in U.S. fisheries — are needed to meet their obligations under the ESA.” This argument highlights the key difference between asserting substantive and procedural violations of the ESA: a plaintiff alleging procedural violations of the ESA must show only that the procedural right could protect their interest, whereas a plaintiff alleging a substantive viоlation must demonstrate that its injury would likely be redressed by a favorable court decision.
For much the same reason as the first claim fails, this claim hinges on agency action vis-a-vis the Treaty. The court cannot order renegotiation of the Treaty, and discretionary efforts by the agencies are too uncertain to establish redressibility.
III. The Agencies’ Failure To Reinitiate Consultation
Salmon Spawning also alleged that the State Department and NMFS were obligated by ESA § 7 and its implementing regulations to reinitiaté consultation on the 1999 BiOp. Consultation under § 7 must be reinitiated where (a) discretionary federal involvement or control has been retained or authorized; and (b) the amount or extent of taking specified is exceeded, new information reveals effects that may affect listed species or critical habitat in a manner not considered, the action is subsequently modified so as to cause an effect to the listed species or critical habitat not previously considered, or a new species is listed or critical habitat designated.
According to Salmon Spawning, since the BiOp was issued in 1999, new criteria developed by NMFS show that the Canadian harvest is taking more Puget Sound chinook than the BiOp anticipated; new data shows the amount and extent of the Canadian harvest of ESA-listed salmon; NMFS has changed the definition of salmon evolutionary significant units since 1999, such that almost three quarters of the salmon caught in some Canadian fisheries are ESA-listed; and it is now possible to differentiate between hatchery-origin salmon and listed salmon.
These claims alleged sufficient injury to satisfy the “case or controversy” requirement of Article III. With respect to injury in fact, Salmon Spawning claims that the State Department and NMFS violated the procedural requirements of § 7 by failing to reinitiate consultation in light of new information. The requirement that consultation be reinitiated protects a “concrete threatened interest” that is the basis of Salmon Spawning’s standing, the avoidance of harm to listed species.
Citizens for Better Forestry,
Because Salmon Spawning has properly allеged procedural injury, as noted earlier, causation and redressibility are relaxed.
Lujan,
Salmon Spawning also meets the requirements for statutory standing under the ESA and the APA. The ESA’s citizen-suit provision authorizes the groups to bring suit against the State Department, as the action agency, for failure to comply with its ESA obligations.
Finally, Salmon Spawning has established associational standing.
Public Citizen,
The judgment of the district court is affirmed in part, reversed in part, and remanded. We remand to the district court to determine whether attorneys’ fees under the Equal Access to Justice Act,
AFFIRMED in part, REVERSED in part, and REMANDED.
Notes
. Salmon Spawning & Recovery Alliance is a Washington-based group "dedicated to aiding the recovery of threatened and endangered salmon populations in the Northwest....” Compl.V 3. Native Fish Society is an Oregon non-profit corporation "dedicated to the protection and recovery of native fishes and their habitats in the Northwestern United States!.]” Id. ¶ 4. Clark-Skamania Flyfishers is a Washington non-profit corporation "dedicated to the preservation of wild fish stocks, including ESA-listed salmon and steelhead, and the natural resources that sustain them.” Id. ¶ 5.
. Many salmon that are born in hatcheries have their adipose fin clipped prior to their release into the ocean. NMFS recently adopted regulations to prohibit the take of non-hatchery salmon, i.e., those with an intact adipose fin.
. The other agency action that was examined by the BiOp was the decision by the North Pacific Fisheries Management Council to continue to defer its management authority to the State of Alaska.
. For example, the groups suggest that the BiOp authorized the federal agencies to seek out and implement additional conservation measures, required them to monitоr Treaty fisheries, and assigned them ongoing roles in implementing the Treaties.
. The groups admitted at oral argument that they migrated from their focus in district court on reducing the take of Canadian fisheries, to a position that United States fisheries should reduce their take and thus offset the Canadians’ take. A plaintiff's basis for standing must "affirmatively appear in the record.”
Bender v. Williamsport Area Sch. Dist.,
. The agencies and officials moved to dismiss in the alternative for failure to state a claim under