SAFEGUARDING THE HISTORIC HANSCOM AREA‘S IRREPLACEABLE RESOURCES, INC., ET AL., Petitioners, v. FEDERAL AVIATION ADMINISTRATION, Respondent, MASSACHUSETTS PORT AUTHORITY, Intervenor.
No. 10-1972
United States Court of Appeals For the First Circuit
July 12, 2011
Torruella, Selya and Lipez, Circuit Judges.
PETITION FOR REVIEW OF AN ORDER OF THE FEDERAL AVIATION ADMINISTRATION
Elizabeth S. Merritt, Stephen F. Hinchman, and Law Offices of Stephen F. Hinchman, LLC on consolidated brief for National Trust for Historic Preservation; Representatives Markey, Tierney, and Tsongas; Boards of Selectmen of Towns of Bedford, Concord, Lexington, and Lincoln; Hanscom Area Towns Committee; National Parks Conservation Association; and Friends of Minute Man National Park, amici curiae.
Brian C. Toth, Attorney, Appellate Section, Environment & Natural Resources Division, U.S. Department of Justice, with whom Ignacia S. Moreno, Assistant Attorney General, John R. Donnelly, and Lisa A. Holden were on brief, for respondent.
Martin R. Healy, with whom Michael K. Murray, Goodwin Procter LLP, David S. Mackey, Chief Legal Counsel, and Ira M. Wallach, Associate Chief Legal Counsel, were on brief, for intervenor.
SELYA, Circuit Judge. The area around the venerable towns of Lexington and Concord is commonly regarded as the birthplace of the American Revolution. The communities in that area, now fashionable Boston suburbs, are deservedly proud of both their storied history and their aesthetic advantages. When an affiliated arm of the state government — the Massachusetts Port Authority (Massport) — sought to modernize a mixed-use airport in the vicinity, a phalanx of preservationist organizations and concerned citizens treated the move as a call to arms. Massport nevertheless pushed ahead with its desired project and asked the Federal Aviation Administration (FAA) to authorize the demolition of an existing hangar and allow the development of a state-of-the-art fixed base operator (FBO) facility. The upshot was an epic battle fought with statutes, regulations, legal precedents, and expert reports.
The results of this battle are now before us by way of a petition for judicial review of the FAA‘s order permitting the project to proceed. The protagonists are ably represented, and the petitioners have raised a gallimaufry of issues involving the Department of Transportation Act,
I. BACKGROUND
Laurence G. Hanscom Field (Hanscom) is a general aviation airport located in Bedford, Massachusetts. The area teems with a rich cornucopia of historically significant sites, including Minute Man National Historical Park and Walden Pond (a designated national historic landmark).
During the middle of the twentieth century, the Army Air Corps leased and operated Hanscom. Later, the facility
Massport is an independent state authority established under Massachusetts law, see 1956 Mass. Acts ch. 465, §§ 1-35, which has operated Hanscom‘s civilian component since 1974. Massport has intervened in these proceedings and staunchly defends the FAA‘s decision to allow the requested demolition and subsequent new construction.
The focal point of the parties’ dispute is Hangar 24, which was originally built in Georgia, shipped to Massachusetts, and reconstructed at Hanscom in 1948. For several decades, Massachusetts Institute of Technology (MIT) leased the structure and used it as a research facility. In 2001, MIT deemed it unsuitable for that purpose. The hangar has been vacant ever since.
Responding to a perceived demand for increased corporate aircraft services at Hanscom, Massport issued a request for proposals to redevelop the Hangar 24 site. In 2005, it blessed a proposal that contemplated replacing Hangar 24 with an FBO facility that would “provide service, maintenance, fueling, and shelter for general aviation aircraft.” Although the putative developer later withdrew, Massport clung to the concept and proceeded with preparations for the redevelopment of the Hangar 24 site as an FBO facility — a facility compatible with the needs of modern-day corporate aircraft.
Massport‘s proposed course of action not only required it to jump through a long line of statutory and regulatory hoops but also drew considerable opposition from concerned citizens and groups. The ensuing battle was waged on a variety of fronts. In July of 2006, a nonprofit organization, Save Our Heritage, Inc. (a petitioner here), requested that the Massachusetts Historical Commission (the Commission), see
Around the same time, Massport hired an aviation consultant, HNTB Corporation, to prepare a condition assessment and feasibility study for Hangar 24. HNTB documented and described the hangar‘s condition, and found it “functionally obsolete” and unsuitable for aviation use. Its report listed several alternatives for redeveloping the site.
Federal law requires that, in order to remain eligible for funding, an airport must maintain a current layout plan approved by the FAA.
The FAA became involved with the Hangar 24 project to fulfill these responsibilities. It engaged in a consultation process and prepared an environmental assessment (EA) effective as of June 18, 2010. The EA addressed the potential environmental impacts of Massport‘s redevelopment proposal, as well as its effects on historic properties.
In due course, the FAA approved the demolition and replacement of Hangar 24 as the only feasible and prudent alternative, found that replacing it would have no adverse effect within the meaning of the NHPA (save for the effect on Hangar 24 itself), and found no significant impact under the NEPA. The petitioners filed a timely petition for judicial review, see
II. ANALYSIS
Our standard of review is familiar. We must uphold the FAA‘s findings of fact as long as they are supported by substantial evidence. See id.
We review an agency‘s compliance with section 4(f) of the Transportation Act in accordance with the Administrative Procedure Act (APA),
A. Transportation Act.
As a functional matter, section 4(f) of the Transportation Act, which refers explicitly to the Secretary of Transportation, authorizes federal agencies dealing with transportation matters to approve projects that entail the use of historically significant sites.
The EA prepared in connection with Massport‘s proposal to demolish Hangar 24 explicitly considered four alternative courses of action: 1) “[d]o nothing“; 2) “[l]ocate a new hangar facility elsewhere on the airport“; 3) “[a]daptive reuse of Hangar 24“; and 4) “[r]eplace Hangar 24 as proposed by Massport.” The EA concluded that all of these alternatives were feasible, but that only the fourth was prudent. The petitioners dispute the FAA‘s determination of what alternatives are or are not prudent. As a fallback, they question whether the FAA has engaged in sufficiently thorough planning to minimize harm to historic sites. We appraise these challenges sequentially.
1. Prudence.
The doctrinal linchpin of the petitioners’ section 4(f) argument is their reading of the Supreme Court‘s decision in Overton Park. In their view, Overton Park holds that, for the purpose of section 4(f), an alternative cannot be ruled out as imprudent absent a strong showing of aposematic conditions, manifested by “truly unusual factors,” “extraordinary” costs and community disruption, or “unique problems.” 401 U.S. at 413. The FAA‘s section 4(f) analysis, the petitioners say, does not measure up to this benchmark.
Like alchemists who would turn dross into gold, the petitioners cherry-pick isolated phrases from the Overton Park opinion and attempt to convert those phrases into a broad, inflexible holding. This wordplay will not wash. The Court‘s mention of “truly unusual,” “extraordinary,” and “unique” circumstances was intended as a gloss on the application of section 4(f) in a particular type of situation. Those descriptive terms were never meant to displace the statutory directive that the agency determine whether an alternative is “prudent.” See Eagle Found., Inc. v. Dole, 813 F.2d 798, 804-05 (7th Cir. 1987); see also Hickory Neigh. Def. League v. Skinner, 910 F.2d 159, 163 (4th Cir. 1990) (explaining that a section 4(f) evaluation need not explicitly find “unique problems” when record confirms “compelling reasons for rejecting the proposed alternatives as not prudent“).
Context drives this point home. Overton Park involved a proposal to use publicly owned parklands for highway construction. 401 U.S. at 406. The Court reasoned that the cost of using public land will almost always be less than that of acquiring private property for alternate routes and that, in addition, building on public parkland will almost always prove less disruptive to the acquiring community because homes and businesses will not be displaced. Id. at 411-12. These verities “are common to substantially all highway construction.” Id. at 412 (emphasis supplied). If Congress had intended cost and community disruption “to be on an equal footing with preservation of parkland,” the Court declared, section 4(f) would have been unnecessary. Id.
The explanation given by the Justices in Overton Park is situation-specific, and comparing this case to Overton Park is like comparing a plum to a pomegranate. The Overton Park language is tailored to fit situations in which, from a practical standpoint, there otherwise would be a perverse incentive in favor of using protected land for federal transportation projects. Cf. City of Dania Beach v. FAA, 628 F.3d 581, 587 (D.C. Cir. 2010) (noting that Overton Park analysis was premised on public/private cost and disruption disparities and that it is this “automatic advantage” that calls for “exceptional agency push-back“).
Let us be perfectly clear. Without question, section 4(f) imposes significant obligations upon a reviewing agency. See Save Our Heritage, 269 F.3d at 58. But the petitioners’ attempt to festoon those obligations with magic words, selectively culled from the Overton Park opinion, distorts the statute and overreads the Court‘s teachings. As a general matter, the agency‘s obligations are what the statute says they are. Thus, our focus must be on the statute and its application to the facts at hand. See Hickory, 910 F.2d at 162-63.
This brings us to the substance of the petitioners’ section 4(f) challenge. The starting point is the FAA‘s determination that none of the three explored alternatives to the Massport proposal would be prudent. In the pages that follow, we examine the three rejected alternatives one by one.2
a. Do Nothing.
The petitioners complain about the FAA‘s analysis of the “do nothing” alternative. The agency rejected this alternative because “it would not meet Massport‘s purpose to provide an additional location on the airport to service, maintain, fuel, and shelter general aviation aircraft.”
“It is well settled that an alternative is not prudent if it does not meet the transportation needs of a project.” Back Bay, 463 F.3d at 65. The petitioners try to circumnavigate this principle on the ground that Massport never established any “need” for the Hangar 24 project. This evasion is easily thwarted.
There are two existing FBO facilities at Hanscom. Perscrutation of the record reveals appreciable support for the proposition that a third FBO facility is needed. For example, Massport‘s 2005 draft environmental status and planning report (ESPR), heavily relied on in the EA, supplies data indicating that, even though the total volume of operations at Hanscom decreased between 1990 and 2005, corporate aviation grew at a rate of
The ESPR also provided background information linking this trend to the need for a new FBO facility. Among other things, it related that “the majority of FBO activity involves servicing corporate general aviation activity,” creating a link from its corporate aviation growth predictions to the need for a third FBO facility. The FAA built on this information, noting in the EA that “FBO capacity is not monolithic” and that “FBOs most frequently try to differentiate their services from those of their competitors” by, say, specializing in servicing a particular type of aircraft. The FAA‘s explanation that the apron and hangar facilities at the two existing FBO sites “have inadequate storage capacity for larger . . . aircraft” illustrates the pertinence of this conclusion.
In an effort to blunt the force of these data points, the petitioners insist that general aviation operations at Hanscom are in decline. This statistic misses the mark: the proposed FBO facility is not tethered to an anticipated increase in general aviation activity as a whole but, rather, to an anticipated increase in the narrower subset of corporate jet operations. Such an anticipated increase is adequately documented.
To say more on this point would be supererogatory. Given the substantial evidence of a need for the Hangar 24 project, we conclude that the FAA‘s rejection of the “do nothing” alternative as imprudent was neither arbitrary nor capricious. After all, doing nothing would fail to provide additional FBO services at Hanscom (and, thus, would fail to meet a demonstrated need).
b. The East Ramp.
In its alternatives analysis, the FAA rejected the possibility of locating a new FBO facility elsewhere at Hanscom. A major drawback of this alternative is that “Hanscom Field is approaching build-out,” leaving only the East Ramp and Hangar 24 as available sites for general aviation improvements. As between these two options, the FAA determined that locating the new FBO facility on the East Ramp “would not be the most efficient use of space” because of the ramp‘s distance from the terminal area and the other two FBO facilities. Furthermore, “using the East Ramp for the FBO function . . . would preclude this area from being developed for general aviation aircraft hangars that are already located in this area of the airport.”
The FAA had other worries. The agency found the East Ramp alternative plagued by access problems, because it could not be reached without passing through a secure military facility. Massport was wary of this potential problem and investigated various road reconfiguration layouts that might help to alleviate it. None of those routes provided an obvious solution; each would require an easement
Based on this collocation of factors, the FAA concluded that it would be more prudent to build the new FBO facility at Hangar 24 and use the East Ramp for general aviation aircraft hangars. This was a judgment call — and one that fell within the purview of the FAA‘s expertise. The FAA‘s determination as to whether a given alternative is prudent must be informed by the statutory dictates that “the safe operation of the airport and airway system is the highest aviation priority” and that “airport construction and improvement projects that increase the capacity of facilities to accommodate passenger and cargo traffic be undertaken to the maximum feasible extent so that safety and efficiency increase and delays decrease.”
The petitioners concede that there is no site at Hanscom, other than the East Ramp, that might be a viable alternative to the Hangar 24 site. But they claim that the FAA‘s evaluation of the East Ramp alternative fails adequately to quantify the supposed inefficiencies, lacks specifics regarding the terminal distance differential, and includes insufficient documentation of the access problem. In support, they cite Stop H-3 Ass‘n v. Dole, 740 F.2d 1442 (9th Cir. 1984), a case purportedly standing for the proposition that such a level of detail is required before a feasible alternative may be discarded as imprudent.
The record refutes this claim. The FAA did not rely on taxi distance or access impediments alone to justify its decision but, rather, cited the combined effect of a number of considerations which weighed heavily against the East Ramp as a safe and efficient FBO site. An agency legitimately may invoke an accumulation of factors to rule out an alternative as imprudent. See Comm. to Pres. Boomer Lake Park v. Dep‘t of Transp., 4 F.3d 1543, 1550 (10th Cir. 1993); see also Eagle Found., 813 F.2d at 805 (“A prudent judgment by an agency is one that takes into account everything important that matters. A cumulation of small problems may add up to a sufficient reason to use § 4(f) lands.“). Even the Stop H-3 court acknowledged the salience of this principle. See 740 F.2d at 1455.
In the last analysis, “it is up to those who assail [the agency‘s] findings or reasoning to identify the defects in evidence and the faults in reasoning.” Save Our Heritage, 269 F.3d at 60. The petitioners have not carried this burden. Although they decry the FAA‘s appraisal of the East Ramp alternative, the FAA has presented a compelling articulation of the factors that contributed to its decision. The petitioners have not offered the “sustained and organized rebuttal,” id., that would be necessary to invalidate this articulation.
c. Adaptive Reuse.
We come now to the FAA‘s evaluation of the third alternative: the possibility of adapting Hangar 24 to accommodate the FBO project. The FAA explained that
Enumerating these and other considerations, the EA concluded that adaptive reuse “is expected to require substantial and impractical building modifications to allow the building to function for its intended use and bring the building into compliance with current environmental, structural, fire, safety, and energy codes.” This conclusion was reinforced by the HNTB study, which reported that any reconfigured version of Hangar 24 “would be inefficient to use and maintain . . . and unusable as a hangar.” The study also noted that refurbishing Hangar 24, which “may or may not be structurally feasible,” would cost some $500,000 more than the estimated cost of constructing a brand new facility.
In rebuttal, the petitioners assert that there is no data showing that Hangar 24 would require enlargement. This assertion is at best a half-truth; it is premised on the hypothesis that there is no demonstrated demand for facilities that can accommodate larger aircraft. This hypothesis is a slight variation on a previously rejected theme, see supra Part II(A)(1)(a), but the variation is immaterial. As we have explained, the record contains substantial support for the assertion that demand for FBO services at Hanscom is likely to continue to increase. The record likewise reveals that the two existing FBO facilities cannot readily accommodate larger aircraft, and it further notes that the existing Hangar 24 structure is too small to be compatible with G5 business jets. This information is sufficient to undergird the FAA‘s conclusion that enlargement of Hangar 24 would be required in any sensible reuse scenario.
As evidence of the viability of adaptive reuse, the petitioners seize upon a suggestion that it might be feasible to raise the roof of Hangar 24 without demolishing the building. In support, they note that the roof had been raised once before and that the agency did not respond to this possibility (which first surfaced during the comment period). An agency is under no obligation to respond individually to each and every concern raised during the comment period. See Conservation Law Found. of New Engl., Inc. v. Andrus, 623 F.2d 712, 717 (1st Cir. 1979). Here, moreover, the comment was not so compelling as to demand a direct response given the building‘s overall condition and structural deficiencies. See
The petitioners’ critique of the
We add that even if none of the factors cited by the
There is one loose end. As discussed in the EA and as considered during the consultation period, the reuse alternative encompassed a proposal that Hangar 24 be converted into an aviation museum. The
That ends this aspect of the inquiry. In this context, prudence is largely a matter of safety and efficiency; and the
2. Minimization of Harm.
Once an agency determines that there is no feasible and prudent alternative to the use of protected land, section 4(f) requires it to consider whether the proposal at hand “includes all possible planning to minimize harm.”
The petitioners insist that the
Section 4(f)(2)‘s requirement that a project include planning to minimize harm to historic sites does not demand that an agency, having already ruled out an option as imprudent under section 4(f)(1), circle back to reconsider that option as a means of mitigating harms. Instead, the 4(f)(2) inquiry is focused on means of
Congress established a very rigorous, time-consuming administrative process through which projects that might affect protected historic sites are reviewed and, if appropriate, approved. This administrative process is geared toward consideration of the project concept itself, regardless of which developer may ultimately carry the proposal to fruition. Of course, should the parameters of the project change materially, additional administrative approvals will likely be necessary. But so long as the project‘s scope remains within the general contours of the proposal reviewed and approved by the agency, the validity of its approval is not conditioned on the presence or absence of a developer prepared to move forward with the construction.
B. NHPA.
Section 106 of the NHPA requires that federal agencies “take into account the effect of [an] undertaking on any district, site, building, structure, or object that is included in or eligible for inclusion in the National Register.”
Congress created the Advisory Council on Historic Preservation (the Council) to administer the NHPA. See
This step involves notifying the Council so that it can decide whether its continued participation is desirable,
In the case at hand, NHPA consultation began in April of 2008, when the
In December of 2008, the
The petitioners advance a salmagundi of arguments as to why the NHPA requirements were not satisfied. To begin, they argue that, because the area of potential effects was determined “without reference to any specific development proposal,” that determination is inconsistent with the regulatory directive that the area‘s scope should be “influenced by the scale and nature of an undertaking.”
NHPA‘s implementing regulations direct agencies to “ensure that the section 106 process is initiated early in the undertaking‘s planning, so that a broad range of alternatives may be considered.”
Taking a different tack, the petitioners say that the
Relatedly, the petitioners fault the
In light of the
If more were needed — and we doubt that it is — we note that, notwithstanding its determination that the potential for increased noise was not a problem, the
Switching gears, the petitioners urge that because Walden Pond (a national historic landmark) is nearby, the
The petitioners have one last grievance addressed to the To be sure, the criteria used to determine whether a site qualifies for listing on the National Register will inform the choice of appropriate mitigation measures. Here, however, there is ample evidence in the record to show that the The short of it is that the petitioners, despite their kaleidoscopic array of attacks, The NEPA requires federal agencies to prepare an environmental impact statement (EIS) for “major Federal actions significantly affecting the quality of the human environment.” The petitioners’ NEPA challenge focuses on the This lament does not withstand scrutiny. The record shows that the The petitioners calumnize the Of course, if and when Massport chooses to proceed with additional development at Hanscom, that work may require additional We need go no further. A careful reading of the administrative record shows with conspicuous clarity that the So Ordered.C. NEPA.
III. CONCLUSION
