S.Y. v. Uomini & Kudai, LLC

2:20-cv-00602

M.D. Fla.

Sep 14, 2021

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S.Y., Plaintiff, v. CHOICE HOTELS INTERNATIONAL, INC. and ROBERT VOCISANO, Defendants. [and related cases]

Case 2:20-cv-00602-JES-MRM

UNITED STATES DISTRICT COURT MIDDLE DISTRICT OF FLORIDA FORT MYERS DIVISION

Filed 09/14/21

Document 62; PageID 537-560

S.Y., Plaintiff, v. CHOICE HOTELS INTERNATIONAL, INC. and ROBERT VOCISANO, Defendants. Case No: 2:20-cv-118-JES-MRM

S.Y., Plaintiff, v. UOMINI & KUDAI, LLC, Defendant. Case No: 2:20-cv-602-FtM-29MRM

S.Y., Plaintiff, v. SEASONAL INVESTMENTS, INC., Defendant. Case No: 2:20-cv-603-FtM-29MRM

S.Y., Plaintiff, v. HOLISTIC HEALTH HEALING, INC., Defendant. Case No: 2:20-cv-604-FtM-29MRM

S.Y., Plaintiff, v. JAY VARAHIMATA INVESTMENTS, LLC., Defendant. Case No: 2:20-cv-606-FtM-29MRM

S.Y., Plaintiff, v. SHIVPARVTI, LLC, Defendant. Case No: 2:20-cv-607-FtM-29MRM

S.Y., Plaintiff, v. NAPLES HOTEL COMPANY and GULFCOAST INN OF NAPLES OWNERS ASSOCIATION, INC., Defendants. Case No: 2:20-cv-608-FtM-29MRM

S.Y., Plaintiff, v. INN OF NAPLES HOTEL, LLC and INN OF NAPLES, LLC, Defendants. Case No: 2:20-cv-609-FtM-29MRM

S.Y., Plaintiff, v. NAPLES GARDEN INN, LLC and LAPORTA FLORIDA CENTER, LLC, Defendants. Case No: 2:20-cv-610-FtM-29MRM

S.Y., Plaintiff, v. SUNSTREAM HOTELS & RESORTS, LLC and PARK SHORE RESORT CONDOMINIUM ASSOCATION, INC., Defendants. Case No: 2:20-cv-611-FtM-29MRM

S.Y., Plaintiff, v. SEA SHELL MANAGEMENT, LLC and CLAYTON PLAZA, LLC, Defendants. Case No: 2:20-cv-612-FtM-29MRM

S.Y., Plaintiff, v. BEST WESTERN INTERNATIONAL, INC., R&M REAL ESTATE CO INC DBA BEST WESTERN NAPLES PLAZA HOTEL, and ROBERT VOCISANO, Defendants. Case No: 2:20-cv-616-FtM-29MRM

S.Y., Plaintiff, v. WYNDHAM HOTELS & RESORTS, INC. and LAXMI OF NAPLES, LLC, Defendants. Case No: 2:20-cv-619-FtM-29MRM

S.Y., Plaintiff, v. CHOICE HOTELS INTERNATIONAL, INC. and R & M REAL ESTATE COMPANY, INC., Defendants. Case No: 2:20-cv-622-FtM-29MRM

S.Y., Plaintiff, v. HOLIDAY HOSPITALITY FRANCHISING, LLC and NAPLES CFC ENTERPRISES, LTD., Defendants. Case No: 2:20-cv-624-FtM-29MRM

S.Y., Plaintiff, v. WYNDHAM HOTELS & RESORTS, INC., HANUMAN OF NAPLES, LLC, SHREE SIDDHIVINAYAK HOSPITALITY, LLC, H. I. NAPLES, LLC, and HOLIDAY HOSPITALITY FRANCHISING, LLC, Defendants. Case No: 2:20-cv-626-FtM-29MRM

S.Y., Plaintiff, v. MARRIOTT INTERNATIONAL, INC., RESIDENCE INN BY MARRIOTT, LLC, CSM RI NAPLES, LLC, and CSM CORPORATION, Defendants. Case No: 2:20-cv-627-FtM-29MRM

S.Y., Plaintiff, v. WYNDHAM HOTELS & RESORTS, INC. and RIST PROPERTIES, LLC, Defendants. Case No: 2:20-cv-628-FtM-29MRM

C.S., Plaintiff, v. INN OF NAPLES HOTEL, LLC and INN OF ‍‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‍NAPLES, LLC, Defendants. Case No: 2:20-cv-629-FtM-29MRM

C.S., Plaintiff, v. HOLISTIC HEALTH HEALING, INC., Defendant. Case No: 2:20-cv-630-FtM-29MRM

C.S., Plaintiff, v. NAPLES HOTEL COMPANY and THE GULFCOAST INN OF NAPLES OWNERS ASSOCIATION, INC., Defendants. Case No: 2:20-cv-631-FtM-29MRM

S.Y., Plaintiff, v. WYNDHAM HOTELS & RESORTS, INC., LA QUINTA HOLDINGS, INC., LA QUINTA PROPERTIES, INC., COREPOINT LODGING, INC., CPLG LLC, and LQ FL PROPERTIES, LLC, name change CPLG FL Properties, LLC, Defendants. Case No: 2:20-cv-632-FtM-29MRM

C.S., Plaintiff, v. WYNDHAM HOTELS & RESORTS, INC. and LAXMI OF NAPLES, LLC, Defendants. Case No: 2:20-cv-634-FtM-29MRM

S.Y., Plaintiff, v. CHOICE HOTELS INTERNATIONAL, INC. and ROBERT VOCISANO, Defendants. Case No: 2:20-cv-635-FtM-29MRM

C.S., Plaintiff, v. WYNDHAM HOTELS & RESORTS, INC., LA QUINTA HOLDINGS, INC., LA QUINTA PROPERTIES, INC., COREPOINT LODGING, INC., CPLG LLC, and LQ FL PROPERTIES, LLC, Defendants. Case No: 2:20-cv-636-FtM-29MRM

C.S., Plaintiff, v. JAY VARAHIMATA INVESTMENTS, LLC., Defendant. Case No: 2:20-cv-637-FtM-29MRM

C.S., Plaintiff, v. WYNDHAM HOTELS & RESORTS, INC., HANUMAN OF NAPLES, LLC, SHREE SIDDHIVINAYAK HOSPITALITY, LLC, H. I. NAPLES, LLC, and HOLIDAY HOSPITALITY FRANCHISING, LLC, Defendants. Case No: 2:20-cv-639-FtM-29MRM

OPINION AND ORDER

Plaintiff S.Y. filed a Motion to Proceed Anonymously and for Entry of a Protective Order in each of her cases. The Magistrate Judge construed the motion to also apply to the companion cases filed by C.S. The motion seeks (1) permission to proceed during pretrial under plaintiffs’ actual initials instead of disclosing their full names in the public record, and (2) the entry of a protective order primarily aimed at regulating how defendants may share plaintiffs’ “True Identity“. The Magistrate Judge filed a Report and Recommendation on June 11, 2021, recommending that the Motion be granted in part and denied in part. Defendants filed Objections in all but one case (2:20-cv-624), and plaintiff filed Responses to Objections.

For the reasons set forth below, the undersigned adopts the Report and Recommendation in part, modifies it in part, and rejects it in part. The Motion is granted in part and denied in part.

I. Standard of Review

After conducting a careful and complete review of the findings and recommendations, a district judge may accept, reject or modify the magistrate judge‘s report and recommendation. 28 U.S.C. § 636(b)(1); United States v. Powell, 628 F.3d 1254, 1256 (11th Cir. 2010). A district judge “shall make a de novo determination of those portions of the report or specified proposed findings or recommendations to which objection is made.” 28 U.S.C. § 636(b)(1). See also United States v. Farias-Gonzalez, 556 F.3d 1181, 1184 n.1 (11th Cir. 2009). This requires that the district judge “give fresh consideration to those issues to which specific objection has been made by a party.” Jeffrey S. v. State Bd. of Educ. of Ga., ‍‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‍896 F.2d 507, 512 (11th Cir. 1990) (quoting H.R. 1609, 94th Cong., § 2 (1976)). The district judge reviews legal conclusions de novo, even in the absence of an objection. See Cooper-Houston v. Southern Ry. Co., 37 F.3d 603, 604 (11th Cir. 1994).

II. Pretrial Pseudonymity

In the 29 cases pending in this court, S.Y. and C.S. allege they were each victims of sex trafficking at multiple local hotels and have sued the hotels (but not the traffickers) in connection with that sex trafficking. The Magistrate Judge recommended that plaintiffs be allowed to proceed pseudonymously in the pretrial proceedings, i.e., by using their initials instead of their names. Some defendants do not oppose plaintiff‘s request, while others do. (Report and Recommendation (R&R), p. 5.)

The Eleventh Circuit summarized the relevant legal principles in Doe v. Neverson:

Federal Rule of Civil Procedure 10(a) requires that “every pleading” in federal court “must name all the parties.” Fed. R. Civ. P. 10(a). Although this creates a “strong presumption in favor of parties proceeding in their own names . . . the rule is not absolute.” [Plaintiff B v. Francis, 631 F.3d 1310, 1315 (11th Cir. 2011)]. A party may proceed anonymously by establishing “a substantial privacy right which outweighs the ‘customary and constitutionally-embedded presumption of openness in judicial proceedings.‘” Doe v. Frank, 951 F.2d 320, 323 (11th Cir. 1992) (quoting Doe v. Stegall, 653 F.2d 180, 186 (5th Cir. 1981)).

Whether a party‘s right to privacy outweighs the presumption of openness is a “totality-of-the-circumstances question.” In re Chiquita Brands Int‘l Inc., 965 F.3d 1238, 1247 n.5 (11th Cir. July 16, 2020). We have said that the “first step” is to consider whether the party seeking anonymity “(1) is challenging government activity; (2) would be compelled, absent anonymity, to disclose information of the utmost intimacy; or (3) would be compelled, absent anonymity, to admit an intent to engage in illegal conduct and thus risk criminal prosecution.” Id. at 1247. Along with these factors, a court “should carefully review all the circumstances of a given case and then decide whether the customary practice of disclosing the plaintiff‘s identity should yield to the plaintiff‘s privacy concerns.” Id. (quoting Francis, 631 F.3d at 1316). For example, we have also considered “whether the plaintiffs were minors, whether they were threatened with violence or physical harm by proceeding in their own names, and whether their anonymity posed a unique threat of fundamental unfairness to the defendant.” Francis, 631 F.3d at 1316 (citations omitted).

Doe v. Neverson, 820 F. App‘x 984, 986-87 (11th Cir. 2020). See also In re Chiquita Brands Int‘l, Inc., 965 F.3d 1238, 1246-48 (11th Cir. 2020). The Magistrate Judge concluded that each plaintiff met her burden to proceed under a pseudonym “by establishing that her privacy rights and fear of harm outweigh the presumption of judicial openness.” (R&R, p. 10.)

Given the allegations in the various Complaints, plaintiffs will be called upon to disclose alleged experiences which are sensitive, highly personal in nature, and involve the utmost intimacy. The undersigned adopts the Magistrate Judge‘s finding that the privacy factor weighs heavily in favor of allowing plаintiffs to proceed using only their initials on court filings. (Id., p. 11.)

The undersigned also adopts the magistrate judge‘s finding that plaintiffs have not established that the use of initials-only will shield their involvement in the case from the alleged traffickers. (Id., pp. 11-12.) The undersigned rejects, however, the recommended finding that the fear of retaliation from associates of the traffickers weighs ‍‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‍in favor of the use of initials only. While voicing persоnal fears, plaintiffs have made an insufficient showing of a risk of retaliation by alleged associates.

Finally, the undersigned agrees that there is little risk of prejudice to defendants from allowing the use of initials-only (id., pp. 13-15), and that the public‘s interest in open judicial proceedings does not outweigh the need for the use of initials-only filings (id. at 15-16).

While the undersigned weighs the circumstances in a somewhat different mannеr than did the Magistrate Judge, the undersigned finds that plaintiffs have met their burden of justifying proceeding by use of initials-only in the filings of all pretrial matters in these cases. Additionally, all parties must redact plaintiffs’ names from any filed pretrial document, and otherwise comply with the privacy requirements of Fed. R. Civ. P. 5.2(a)¹.

III. Protective Order

A. The Report and Recommendation

The Magistrate Judge found that plaintiffs had not shown good cause to enter the proposed protective order as written. “Not only does Plaintiff propose restrictions that significantly hinder Defendants’ abilities to investigate her claims, Plaintiff also appears to propose that she be permitted to proceed with her own investigation unrestricted by the limitations imposed on Defendants.” (R&R, p. 19.) The undersigned agrees with and adopts the findings and conclusions of the Magistrate Judge as to the proposed protective order. (Id., pp. 19-21.) The request for entry of the proposed protective order is therefore denied.

The Magistrate Judge also found, however, that plaintiffs’ fear of harm was reasonable and credible, and therefore good cause had been shown for a more limited protective order. (Id., p. 21.) The Magistrate Judge then discussed six of the protective measures requested by рlaintiffs, finding that: (1) plaintiffs had not shown good cause to prevent defendants from contacting the alleged traffickers and disclosing True Identity information to her alleged traffickers, but recommending that the Court pre-impose certain limitations on such disclosures (id. at 23-28); (2) plaintiffs had not shown good cause to require defendants to notify or meet and confer with plaintiffs before contacting their alleged trаffickers (id. at 29-31); (3) plaintiffs had shown good cause to require other fact witnesses to sign an agreement to be bound by a protective order, and recommended procedures if there was a refusal to sign (id. at 32-34); (4) plaintiffs had shown good cause to keep her True Identity confidential until trial and after the conclusion of the litigation but identified nine (9) exceptions allowing disclosures of True Identity information (id. at 34-36); (5) plaintiffs had not shown good cause to prevent defendants from revealing their traffickers’ identifying information on the public docket (id. at 36-37); and (6) plaintiffs had shown good cause to protect the True Identity of other alleged victims of sex trafficking (id. at 37-38). The parties were directed to submit a revised and stipulated protective order containing identical provisions for all 29 cases consistent with the Report and Recommendation.

B. Defendants’ Objections

The objections from the cases overlap and can be summarized in four categories regarding the scope of the proposed protective order: (1) that potential or actual fact witnesses are required to sign an agreement to be bound by the protective order before plaintiff‘s identity can be shared; (2) that disclosure of рlaintiff‘s identity to alleged traffickers is limited to identifying information from the alleged trafficking period; (3) that a protective order extends protection to other victims of sex trafficking, whether known or unknown; and (4) that the exceptions to the requirement that plaintiff‘s True Identity be held confidential during and after the conclusion of litigation are too limited, and do not include law enforcement, parties, or insurers, and former employees or independent contractors of defendants.

C. General Legal Principles Regarding Protective Order

The general principle is easy to state: “A lawsuit is a public event. Parties who ask a court to resolve a dispute must typically walk in the public eye.” Chiquita Brands, 965 F.3d at 1242. Rule 26(c)(1), however, allows the Court “to issue an order to protect a party or person from annoyance, embarrassment, oppression, or undue burden or еxpense” upon a finding of “good cause.” Fed. R. Civ. P. 26(c)(1). “Good cause” generally means a sound basis or legitimate need to take judicial action, and requires a district court to consider, among other factors, “[1] the severity and the likelihood of the perceived harm; [2] the precision with which the order is drawn; [3] the availability of a less onerous alternative; and [4] the duration of the order,” and the “balancing of interests” of the parties. Chiquita Brands, 965 F.3d at 1251 (citations omitted).

D. Application of Principles

The Magistrate Judge recommends a protective order which is more limited than the one sought by plaintiffs, but more expansive than warranted in this case. The undersigned finds that plaintiffs have demonstrated a need for some discovery protections during the pretrial phase of these proceedings but declines to impose several of the proposed restrictions or to issue a protective order.

First, the undersigned agrees with the Magistrate Judge‘s findings that plaintiffs have not shown good cause to prevent defendants from contacting the alleged traffickers altogether. (R&R, pp. 26-27.) As noted by the Magistrate Judge, “[s]pecifically, by engaging in a national media campaign, in which Plaintiff supplied her initials, the names of her traffickers, and the existence of this litigation, her alleged traffickers have likely already been made aware of the litigation.” (Id., p. 24.)

The undersigned agrees with the Magistrate Judge that plaintiff has not shown good cause “for a protective measure that threatens to infringe upon or violate the work product protection.” (Id., p. 31.) The undersigned additionally finds that the restriction of requiring defendants to notify or meet and confer with plaintiffs before contacting the аlleged traffickers is not necessary. (Id.) As noted by the Magistrate Judge,

Rather, the Undersigned finds that Plaintiff should be taking “precautions in her daily life” given that Plaintiff filed this lawsuit, initially named her traffickers as Defendants on the public docket, and brought national media attention to her claims. Moreover, Plaintiff and her former co-Plaintiff must have recognized that, as a result of bringing twenty-nine similar cases against multiple Defendant hotels, her traffickers would be contacted by each Defendant many times over the course of each action.

(Id., p. 30.)

The undersigned also agrees with the Magistrate Judge that plaintiff has not demonstrated good cause to prevent defendants from revealing the traffickers’ identifying information on the public docket. (Id., p. 36.)

The Magistrate Judge found plaintiffs had shown good cause to: (1) require other fact witnesses to sign an agreement to be bound by a protective order, and recommended procedures if there was a refusal to sign (id. at 32-34); (2) keep plaintiffs’ True Identity confidential until ‍‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‍trial and after the conclusion of the litigation but identified nine (9) exceptions allowing disclosures of True Identity information (id. at 34-36); and (3) protect the True Identity of other alleged victims of sex trafficking (id. at 37-38). The Court addresses each area.

(1) Fact Witnesses

The Magistrate recommended:

requiring the parties to include a provision in their proposed protective order that would require potential, anticipated, or actual fact witnesses to review the protective order and sign a written agreement to be bound by the protective order, subject to any Defendant‘s ability to file an ex parte motion upon a showing of good cause seeking thе Court‘s approval to disclose Plaintiff‘s identifying information to potential, anticipated, or actual fact witnesses who refuse to sign the agreement.

(Doc. #55, pp. 33-34.) Defendants object to this recommendation. An example presented by defendants is a situation where an acquaintance or family member of plaintiff would need to sign an agreement prohibiting them from ever revealing informаtion related to plaintiff‘s identity, thus making it impracticable and likely to deter witnesses. (Case No. 608, Doc. #49, p. 8.) Another defendant points out that “a potential witness would be asked to agree to be bound by a Court order without knowing what information he or she was agreeing to maintain confidential or even whether he or she had knowledge of information that should be maintained as confidential.” (Case No. 627, Dоc. #77, p. 6.) Another defendant suggests that it would be appropriate for disclosure to be the same as the information they may disclose to traffickers without an agreement. (Case No. 612, Doc. #45, p. 4.)

The Court concludes that requiring the written agreement of potential witnesses before any disclosures can be made would significantly hamper defendants’ ability to investigate. The Court declines to adoрt the recommendation to require a blanket written agreement before disclosures are made. Defendants are of course bound by the restrictions detailed in this Opinion and Order.

(2) True Identity

The Court does not find good cause to preclude disclosure of all the information included in the definition of “True Identity.” The Magistrate Judge recommended the following:

The Undersigned recommends that this identifying information be strictly limitеd to any names, aliases, pictures, or images used by or depicting Plaintiff or her likeness during the relevant time period (i.e., the time that Plaintiff alleges she was trafficked from 2013 through 2016). Defendants should not be permitted to reveal to the traffickers Plaintiff‘s Social Security number, her date of birth, any names, aliases, pictures, or images used by or depicting Plaintiff or her likeness outside of the relevant time period, her contact information (including her addresses, phone numbers, email addresses, employers, schools) used at any time, her family members’ names, or any other identifying information falling within her True Identity, as that term is used here. Defendants should also not be permitted to reveal to the traffickers any information as to whether Plaintiff has moved to a different state or changed her name.

(R&R, p. 28.) The chief complаint of defendants is the inability to verify whether photographs or descriptions of plaintiff are from the alleged trafficking period, as plaintiff has not provided anything responsive to the request for such photographs. Revealing some basic information, it is argued, such as pictures or aliases from the time period before the alleged trafficking period would not necessarily endanger plaintiff‘s current name or location.

Without prior approval of the Court, pursuant to Rule 5.2(a), defendants may not disclose on the docket more than the last four digits of any social security number, financial-account number, or taxpayer-identification number, or the year of an individual‘s birth. The Court will impose these same restrictions in the context of the discovery. In addition to these restrictions, the undersigned agrees that the current location of plaintiffs or thеir families must also not be disclosed. The Court finds that revelations regarding a plaintiff or likeness of a plaintiff need not be limited to the “relevant time period” but may include information prior to the “relevant time period.” However, no disclosures should reveal plaintiffs’ and family members’ current location (including her addresses, phone numbers, email addresses, employers, schools), or current name.

Thе Magistrate Judge recommended limiting the revelation of plaintiff‘s “true identity” to nine categories. The Court agrees to the need to restrict disclosure of plaintiff‘s “true identity” to only certain individuals, but expands the individuals to include the parties themselves, law enforcement agencies, those released by plaintiffs under HIPAA, insurers, and investigators and experts retained by counsel for defendants.

(3) Other Victims

The Magistratе Judge found good cause to protect the identities of any other victims of trafficking through a protective order. “During this litigation the parties will likely discover or reveal sensitive personal information regarding third parties who have endured experiences similar to Plaintiff‘s experience.” (R&R, p. 37.) Defendants’ argument is that “No alleged victims of sex trafficking-other than Plaintiff and her former co-plaintiff, C.S.-have been identified, and it is therefore unworkable for the parties to attempt to protect the privacy interests of unknown individuals who are not parties to this proceeding and whose identities have not been disclosed.” (Case No. 612, Doc. #45, p. 5.) The Court finds that application of the restrictions that apply to plaintiff and fact witnesses can be applied to other known or unknown victims.

Aftеr a careful and complete review of the findings and recommendations, as well as the record in this case, the Court adopts in part the Report and Recommendation of the magistrate judge. Objections are sustained to the extent provided above.

Accordingly, it is now

ORDERED:

The Report and Recommendation is hereby adopted in part.
Defendants’ Objections are sustained as noted.
Plaintiff C.S. and S.Y.‘s individual Motions to Proceed Anonymously and for Entry of a Protective Order is granted as to the motion to proceed anonymously, and рlaintiffs may proceed under their initials only for all public filings during pretrial proceedings. A motion will be required to proceed as such for trial. The motion for entry of a protective order is denied as proposed.
In sum, defendants may contact the alleged traffickers and may do so without the requirement to notify or meet and confer with plaintiffs or counsel beforehand. Defendants may also reveal the traffickers’ idеntifying information on the public docket, as limited by Rule 5.2. Defendants may reveal limited information from before and including the “relevant time period” regarding plaintiffs. However, no disclosures should reveal plaintiffs’ or their family members’ or other potential victims’ current location (including her addresses, phone numbers, email addresses, employers, schools), current name or alias, or current appearance. The limited categories for revealing plaintiffs’ True Identity are expanded to encompass the parties themselves, law enforcement agencies, those released by plaintiffs under HIPAA, insurers, former employees, and experts and investigators retained by counsel for defendants.

DONE and ORDERED at Fort Myers, Florida, this 14th day of September 2021.

JOHN E. STEELE

SENIOR UNITED STATES DISTRICT JUDGE

Copies: All Parties of Record

Notes

Unless the court orders otherwise, in an electronic or paper filing with the court that contains an individual‘s social-security number, taxpayer-identification ‍‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‌‍number, or birth date, the name of an individual known to be a minor, or a financial-account number, a party or nonparty making the filing may include only: (1) the last four digits of the social-security number and taxpayer-identification number; (2) the year of the individual‘s birth; (3) the minor‘s initials; and (4) the last four digits of the financial-account number. Fed. R. Civ. P. 5.2(a).

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