Lead Opinion
In this 42 U.S.C. § 1983 action, S.S., now an eight-year-old girl, appeals the district court’s dismissal of her claims against the defendants. S.S. alleged that three employees of the Missouri Division of Family Services violated her substantive due process right to bodily integrity, or, as she terms it, “to be reasonably safe from harm.” Her complaint charged that the defendants placed S.S. in her father’s custody while knowing that her father associated with a convicted pedophile — Joel Grif-fis — to whom S.S. might be exposed. Some three months after the defendants recommended that custody of S.S. be transferred to her father, S.S. was sodomized by Griffis. Five months later, S.S. filed this lawsuit through her next friend and guardian ad litem, Ellen D. Jervis. Relying upon DeShaney v. Winnebago County Department of Social Services,
Because we are considering a motion to dismiss, we must accept as true the facts alleged in S.S’s complaint. Haberthur v. City of Raymore,
Defendants Michelle McMullen and Sherry Jacoby are social workers in the Division and were assigned to S.S.’s case in February and May of 1994, respectively. Defendant Kathleen Barnett supervised both McMullen and Jacoby at all times relevant to this lawsuit; she received and approved all dictation, correspondence, and written reports regarding S.S. While
The defendants later learned that Griffis was a child molester and that he presented a danger to S.S. First, McMullen received an anonymous phone call on September 20, 1995, stating that a man named “Joel” had been convicted of numerous sex offenses and had “been around” S.S. and her father. Second, McMullen learned from numerous sources that S.S.’s father had allowed contact between Griffis and S .S. on nine occasions between October 1995 and August 1996. Third, in May 1996, McMullen received a copy of a psychological evaluation of S.S.’s father. In it, Dr. Gregory Sisk expressed concern that returning S.S. to her father’s custody might endanger her welfare. Specifically, Dr. Sisk stated that a child in S.S.’s father’s care “could be at risk of abuse/neglect due to his beliefs about child rearing”; that the father “seems dangerously sympathetic with a known child sexual offender, which would appear to be a very risky behavior”; and that “plans toward reunification should proceed cautiously.” Fourth, in July 1996, McMullen became aware of an anonymous child abuse hotline call stating that S.S. “had a rash ‘down there’ [and] that there is also a man who hangs around the household that S.S. calls grandpa and that he used to be a child molester.” Although McMullen investigated this allegation by questioning S.S. at day care and visually examining her genital area, she neither contacted law enforcement authorities nor arranged to have S.S. examined by a medical professional. Fifth, McMullen received a telephone call from Griffis on August 13, 1996. During the'call, Griffis stated that it was unfair for the Division to limit his contact with S.S.
Jacoby was similarly aware of S.S.’s peril. She documented her awareness of the anonymous call to McMullen that warned the Division about Griffis’s presence. Further, she was aware of a telephone call from S.S’s foster mother to the Division on June 20, 1995. The foster mother stated that, “... S. told her over and over that she humps with her daddy, Jon.” Jacoby also knew that S.S. had exhibited inappropriate sexual behaviors on at least three occasions. Other telephone calls informed Jacoby that S.S.’s father permitted Griffis to be in S.S.’s presence. Finally, Jacoby knew on December 19, 1995, that S.S. had a yeast infection and complained of “hurting in her vagina area.”
Already having permitted S.S.’s father to have unsupervised visits with his daughter, McMullen, Jacoby, and Barnett permitted S.S. to live with her father on a full-time “extended visit” basis starting March 8, 1996. S.S. remained on this basis until McMullen — -just eight days after Griffis’s phone call and three months after Dr. Sisk’s report — requested the Cass County Circuit Court to release S.S. from State custody and to return legal custody to the child’s father. On August 22, 1996, the court granted McMullen’s request, returned S.S. to her father, and released the child from the court’s jurisdiction. McMullen’s dictation of that day’s events states that she and her supervisor (Barnett) decided “that if something happens to S. because he [the father] knows what Joell [sic] has done in the past that he will be solely responsible.”
The next February, a call to a Jackson County child abuse hotline alleged that Griffis had sexually molested S.S. on November 15, 1996, and January 15, 1997. Both incidents occurred during times that S.S.’s father had allowed Griffis to live with him and S.S. Griffis was charged with two counts of first-degree statutory sodomy in Jackson County and two counts in Cass County. S.S.’s father was charged with four counts of felony child endangerment in Jackson County. As a result of the abuse that she suffered, S.S. was hospitalized for one week. She remained institutionalized at a Kansas City psychiatric facility when her guardian ad litem filed the instant complaint.
Relying upon DeShaney v. Winnebago County Department of Social Services, 489
I.
A complaint should be dismissed under Fed.R.Civ.P. 12(b)(6) only if, taking the allegations as true, “it is clear that no relief could be granted under any set of facts that could be proved consistent with the allegations.” Hishon v. King & Spalding,
A.
Both plaintiff and defendants rely primarily upon DeShaney and its progeny in this and other circuits. This reliance is misplaced because it obscures the affirmative nature of the defendants’ misconduct. Nevertheless, our inquiry must commence with DeShaney.
DeShaney’s central holding is that state actors generally have no due process obligation to protect private parties from other private parties.
Two related considerations distinguish the present case from DeShaney. First, the DeShaney plaintiffs did not attack the state’s decision to transfer custody back to Joshua’s father after the child’s temporary emergency custody in the hospital. De-Shaney offers no suggestion that the transfer itself was unwise, much less unconstitutional, given the defendants’ knowledge at the time of the transfer.
More generally, DeShaney limits the state’s duty to protect its citizens from each other. It says little or nothing about the state’s duty not to harm its citizens— the sort of violation alleged by S.S. Joshua’s complaint based a substantive due process claim upon the defendants’ “failing to intervene to protect him against a risk of violence at his father’s hand of which they knew or should have known.” Id. at 193 (emphasis added). As such, his •claim failed, for “[t]he most that can be said of the state functionaries in this case is that they stood by and did nothing when suspicious circumstances dictated a more active role for them.” Id. at 203. In stark contrast, S.S. does not merely allege that the state failed to protect her from Griffis; rather, the defendants affirmatively placed S.S. in Griffis’s path despite their knowledge of the threat he posed.
B.
Notwithstanding the general rule that the government has no duty to protect its citizens, DeShaney and its progeny have set out two exceptions: the “special relationship” theory and the “state-created danger” theory. Under the former, the state has a duty to protect an individual under its care, custody, or control when the state has removed one’s ability to care for oneself. See DeShaney,
For the same reason that DeShaney does not control the present case, its two exceptions are also of limited relevance. Eighth Circuit precedent has consistently-read the two DeShaney exceptions as just that, ie., as exceptions to the rule that the government has no duty to protect private individuals from other private individuals. In this circuit, the “special relationship” and “state-created danger” theories define the state’s affirmative duty to protect people, not its more basic duty to refrain from endangering them. Significantly, in a number of decisions (one before and several after DeShaney) we have recognized the state’s “duty to protect” when it affirmatively places an individual in a position of danger that he or she would not otherwise have been in, or when it assumes a custodial or other “special” relationship with an individual. See Wells,
1.
To the extent that S.S. predicates her lawsuit upon the defendants’ “failure to protect” her from Griffis, her claims meet with only limited success. First, S.S.’s reliance upon the “special relationship” theory is unavailing. Although the state has a constitutional obligation to protect certain individuals under its care, that duty cannot extend beyond the existence of the “special relationship” in question. Because the “special relationship” itself creates the state’s duty to protect, the duty cannot outlive the relationship. Thus, custody is generally a prerequisite to any “special relationship’Vduty to protect claim. See, e.g., DeShaney,
2.
By contrast, S.S.’s complaint threads an elusive needle and states a viable claim under the “state-created danger” theory, which recognizes the obligation of state actors to subsequently protect an individual after they have created a danger to the individual’s well-being. See, e.g., Davis v. Fulton County,
II.
A.
This case primarily concerns S.S.’s right not to be injured by the state—essentially a “negative liberty”—a right which both pre-dates DeShaney and is broader than S.S.’s right to be protected by the state, the “positive” liberty that DeShaney limited. See K.H. ex rel. Murphy v. Morgan,
This is not a “positive liberties” case, like DeShaney, where the question was whether the Constitution entitles a child to governmental protection against physical abuse by his parents or by other private persons not acting under the direction of the state. The Supreme Court agreed with this court that there is no such entitlement. Here, in contrast, the state removed a child from the custody of her parents; and having done so, it could no more place her in a position of danger, deliberately and without justification, without thereby violating her rights under the due process clause of the Fourteenth Amendment than it could deliberately and without justification place a criminal defendant*1073 in a jail or prison in which his health or safety would be endangered, without violating his rights ... under the cruel and unusual punishments clause ... if he was a convicted prisoner, or the due process clause if he was awaiting trial,
(citations omitted). One may have a right not to be harmed by the state, a negative liberty, in circumstances that present no right to the state’s protection from one’s fellow citizens, a positive liberty. See Pinder v. Johnson,
Therefore, even though children have no substantive due process right to be protected from abusive parents, the state may not itself subject children to abuse by knowingly delivering them into the hands of abusive caregivers. See, e.g., Camp v. Gregory,
The defendants in this case did not merely fail to protect S.S. from Griffis. Rather, they affirmatively placed S.S. into Griffis’s path. McMullen, Jacoby and Barnett were fully aware of the risks to which they were subjecting S.S. but apparently decided that those risks were the sole responsibility of S.S.’s father. To be sure, it is not always easy to distinguish cases in which the state has merely failed to protect its citizens from those in which it has affirmatively injured them. We are mindful of “the tenuous metaphysical construct which differentiates sins of omission and commission,” see White v. Rochford,
B.
Having concluded that DeShaney does not defeat S.S.’s claim, our analysis is not complete. Whether seeking to recover for the defendants’ affirmative misdeeds (the transfer of custody to S.S.’s father) or for their failure to protect her after those misdeeds (the “state-created danger” theory), S.S. must still establish the elements that govern any substantive due process claim brought under section 1983. First, the defendants must have acted with the requisite degree of culpability. See Daniels v. Williams,
Unlike negligence, “deliberate indifference” requires one’s knowledge that a substantial risk of serious harm accompanies one’s course of action. See Farmer v. Brennan,
Whether the defendants’ deliberate indifference shocks the conscience presents a separate but related question. Lewis explored the continuum of “deliberately indifferent” conduct and held that “deliberate indifference that shocks [the conscience] in one environment may not be so patently egregious in another.”
We conclude that the defendants’ conduct resembles the actionable deliberate
Appellees have raised no issue of whether the defendants proximately caused S.S.’s injuries. Likewise, we need not consider whether the appellees might be shielded from liability by absolute or qualified immunity — a question briefed by the parties below but left unresolved by the district court.
III.
For the foregoing reasons, the judgment of the district court is reversed, and the case is remanded for further proceedings consistent with this opinion.
Notes
. In order to shield S.S.'s identity, we have avoided referring to her father by name.
. The district court also dismissed S.S.’s procedural due process claim against the defendants. S.S. contended that Missouri statutory law sets out mandatory procedures that social workers and the Division must follow, giving rise to a liberty interest in personal safety. S.S. does not appeal this aspect of the district court’s ruling.
. Indeed, the DeShaney plaintiffs conceded that the State played no part in creating the danger that Joshua faced. See id. at 197,
. Appellees argue that the "state-created danger” theory does not apply because they neither created the danger faced by S.S. nor placed her in a worse position than if they had not assigned custody to her father. Specifically, they contend, S.S. was never sexually abused while in state custody even though she was on numerous occasions entrusted to her father's unsupervised care and subjected to Griffis's presence. Because Griffis had contact with S.S. both before and after the child’s release from state custody, the change in custody "did not trigger any greater or new danger than existed prior to her release.” Appellees' Br. at 15.
We are not persuaded. First, we conclude that the complaint did in fact allege that S.S. was abused by Griffis prior to the transfer of custody. The child abuse hotline call to McMullen, for instance, stated that "S. had a rash down there,” and that “there is also a man who hangs around the household that S.S. calls grandpa and that he used to be a child molester.” McMullen acted upon the phone call by visually examining S.S.'s genital area. These allegations suggest not only that McMullen suspected that Griffis was sexually abusing the child, but also that Griffis had in fact done so. Second, the complaint, liberally construed, suggests that S.S.’s release from state custody may have facilitated Griffis's sexual abuse of her. Indeed, the defendants documented their concerns about S.S. when they warned her father during the custody transfer that he would be "solely responsible" for any harm that Griffis might bring. Dismissal is appropriate only if it appears beyond a reasonable doubt that S.S. can prove no set of facts which would entitle her to relief. See Whisman v. Rinehart,
. If the Due Process Clause prohibits a state actor from “intentionally harming an individual physically without justification,” then "[t]he extension [of this principle] to the case in which the plaintiff’s mental health is seriously impaired by deliberate and unjustified action is ... straight-forward.” See Camp v. Gregory,
. Pinder would limit liability for the state’s “affirmative acts” to cases in which the state actor directly injures the plaintiff, rather than cases in which the state's acts permit a third party to harm the plaintiff. See
.Although K.H. recognizes a right of children in state custody not to be handed over to abusive caregivers, Judge Posner’s opinion exempts state actors from liability in cases where children are delivered back to their own parents. See
. "Deliberate indifference” does not meaningfully differ from willful recklessness, i.e., wherein the actor responds unreasonably to a substantial and known risk rather than to a risk of which the actor merely should have known. See Farmer v. Brennan,
. The dissent argues that the defendants' actions amount to nothing more than gross negligence. To the contrary, the social workers knew the precise danger that faced S.S. if custody were returned to her father. Not only were they "aware of facts from which the inference could be drawn that a substantial risk of harm exists,” but they also drew the inference itself. See Farmer,
. Lewis was decided two days before the defendants' brief was filed and seventeen days before the reply brief was filed. Although the case is not discussed in the parties' briefs and although no Fed.R.App.P. 28(j) letter has been filed with the court, Lewis points to the analysis that is required to assess S.S.’s substantive due process claim.
. See Mo.Rev.Slat. § 211.011 (1995) ("The child welfare policy of this state is what is in the best interest of the child.”).
Dissenting Opinion
dissenting.
As the court notes, the decisions of the United States Supreme Court, and our own cases as well, erect numerous hurdles to a recovery by S.S. against these defendants. I pass over the difficulty of comprehending exactly what DeShaney requires when it speaks of distinguishing between acting and not acting, because I do not think that the complaint in this case lays out a ease for anything more than gross negligence on the defendants’ part. The court, moreover, does not explain why the defendants’ deliberate indifference would render them liable, or, indeed, what the difference between gross negligence and deliberate indifference might be. Finally, although what the defendants are said to have done here may be grossly negligent, I cannot say that their acts shock the conscience in the constitutional sense. At most, the defendants exposed S.S.to a risk of personal and physical harm. If this is enough to make out a due process claim, then I cannot see how any complaint that alleges facts amounting to gross negligence or recklessness can ever fail to survive a motion to dismiss.
I therefore respectfully dissent from the court’s holding in this case.
