S.B., Appellant, v. STATE of Alaska, DEPARTMENT OF HEALTH & SOCIAL SERVICES, DIVISION OF FAMILY & YOUTH SERVICES, Appellee.
No. S-10032.
Supreme Court of Alaska.
Dec. 27, 2002.
Tammi argues that the trial court abusеd its discretion when it stated that “[i]t would be difficult and time consuming for this court to attempt reconstruction of the events by examination of the five volumes of pleadings in this case” to determine whether Duane acted vexatiously.30 The superior court did not err in declining to find that Duane engaged in bad faith or vexatious conduct. A review of the record shows that Tammi made only generalized allegations in her motions for attorney‘s fees that Duane delayed the divorce proceedings and that his alleged delay tactics rose to the level of bad faith and vexatious conduct. The party who seeks an increased award of attorney‘s fees must show that the other party‘s vexatious or bad faith conduct prevented him or her from litigating on an equal plane.31 Tammi has not demonstrated with sufficient specificity that Duane‘s actions were vexatious or in bad faith. The superior court therefore did not err in finding that Duane did not act in bad faith or engage in vexatious conduct.
VI. CONCLUSION
Because the trial court did not abuse its discretion in retaining jurisdiction over the Exxon claims and requiring the parties to bear their own fees, we AFFIRM the superior court‘s decision.
Brad J. Brinkman, Assistant Attorney General, and Bruce M. Botelho, Attorney General, Juneau, for Appellee.
Janine Reep, Assistant Public Advocatе and Guardian Ad Litem, Juneau, and Brant McGee, Public Advocate, Anchorage, for GAL.
Before: FABE, Chief Justice, MATTHEWS, EASTAUGH, BRYNER, and CARPENETI, Justices.
OPINION
CARPENETI, Justice.
I. INTRODUCTION
The superior court terminated the parental rights of Sara Blake1 to her son, Timothy. Blake argues that the superior court lacked both subject matter and personal jurisdiction, and erred in refusing to appoint her new counsel and in denying her request for a continuance. Because the superior court had subject matter jurisdiction under the home state jurisdiction provision of the Uniform Child Custody Jurisdiction and Enforcement Act (UCCJEA), we reject Blake‘s first argument. Because personal jurisdiction is not required for “status” determinations under
II. FACTS AND PROCEEDINGS
Timothy was born to Sara Blake and John Williams2 in 1991 in California. Blake has an extensive criminal history, including multiple arrests for drug possession and prostitution. Blake has failed to consistently care for any of her five children for a substantial amount of time. During the termination proceeding, Blake admitted that she has “spent fourteen years in prison out of the last seventeen.” Blake has had a serious drug problem since the age of fourteen, well over twenty years. In addition, Blake has been investigated on numerous ocсasions over a period of thirteen years for child abuse and neglect.
At four months of age, Timothy was removed from his mother‘s care and placed with his paternal grandmother, Laura Iverson. In 1992 the Superior Court of California appointed Laura to be Timothy‘s guardian and prohibited Blake and Williams from visiting him. Over the next five years, Laura‘s health declined, and in November 1996 she sent the child to Juneau to live with Lynne Bailey, John‘s ex-wife and mother of Timothy‘s two half-siblings. In November 1997 Laura wrote a notarized letter purporting to transfer guardianship to Lynne. Laura died in 1998. Timothy has lived in Alaska with Lynne, her new husband, and his two half-siblings since 1996.
The Alaska Department of Health and Social Services, Division of Family and Youth Services (DFYS), filed a Child in Need of Aid (CINA) petition in October 1999. Superior Court Judge Patricia A. Collins appointed a public defender to represent Blake and appointed a guardian ad litem (GAL) for Timothy. The court adjudicated Timothy a child in need of aid in February 2000 under
Blake now appeals.
III. STANDARD OF REVIEW
We will overturn a factual finding in a CINA case only if it is clearly erroneous.4 “A finding is clearly erroneous if it leaves us with a ‘definite and firm conviction on the entire record that a mistake has been made.‘”5
Parents have a due process right to effective assistance of counsel in proceedings terminating their parental rights.8 Whether this due process right, such as the right to effective assistance of counsel, has been violated is a question of law.9 As we examine questions of law under a de novo standard of review, we will “adopt the rule of law that is most persuasive in light of precedent, reason, and policy.”10
Refusals to grant continuances are reviewed for abuse of discretion.11 The superior court‘s refusal to grant a continuance will be upheld unless “after reviewing the whole record, we are left with a definite and firm conviction that the trial court erred.”12
IV. DISCUSSION
A. The Trial Court Had Jurisdiction To Terminate Blake‘s Parental Rights to Timothy.
1. Subject matter jurisdiction
Blake claims the superior court lacked subject matter jurisdiction to terminate her parental rights to Timothy. Blake concedes that the superior court had temporary emergency jurisdiction over Timothy, but argues that the court wrongfully retained jurisdiction for longer than necessary to ensure his safety. The superior court did not address the question of California‘s jurisdiction, holding only that “[t]he court hаs jurisdiction over the parties and the subject matter of the proceeding as the child resided in Alaska for more than six months preceding the initiation of [the] proceedings.”13
This case requires us to consider the interrelationships of two provisions of the UCCJEA. We must first determine whether the superior court‘s termination order modified a child custody determination made by the California court, which would require Alaska to have jurisdiction to modify California‘s determination under
a. The superior court‘s order did not modify a California child custody determination.
Alaska‘s jurisdiction to modify the child custody determinations of other states is severely limited by
a judgment, decree, or other order of a court providing for the legal custody, physical custody, or visitation with respect to a child, including a permanent, temporary, initial, and modification order, except that the term does not include an order relating to child support or other monetary obligation of an individual....
If the death of Timothy‘s guardian terminated California‘s guardianship order, California‘s original guardianship determination is not an existing, ongoing “child custody determination” capable of modification, and Alaska‘s jurisdiction is not limited by
Alternatively, California might have resuscitated its earlier child custody order by using its power to appoint a new guardian. Construing the predecessor statute to section 2630, a California court in In re Estate of Mims16 held that while the death of a guardian automatically revokes that guardian‘s appointment, the court may appoint a new guardian without specifically terminating the first guardianship.17 But In re Estate of Mims limited this holding by stating that the guardianship “continues, but a new guardian must be appointed.”18 As previously described, the Superior Court of California appointed Laura Iverson as Timothy‘s guardian in 1992, and she died in April 1998. The order contains no provision covering this situation, and California did not act to appoint a new guardian. Because California did not appoint a new guardian, its “child custody determination” ended with the death of Timothy‘s guardian.
Finally, it might be argued that the California court‘s no-contact order constituted a “child custody determination.” We rejеct that argument, because
California law also supports the conclusion that California did not possess modification jurisdiction under its Uniform Child Custody Jurisdiction Act (UCCJA), which is applicable because it was in effect as of October 1999,19 when this suit was filed.20 California‘s UCCJA21 provided that California had
b. Alaska properly exercised initial child custody jurisdiction as Timothy‘s home state.
We turn next to the question whether Alaska properly exercised initial child custody jurisdiction. Alaska Statute 25.30.300(a)25 sets out the circumstances
For purposes of this discussion, the statute contains two requirements: that the child have been present in this state for at least six consecutive months before the commencement of the action, and that the child have been here with a parent “or [a] person acting as a parent.” Timothy was here fоr almost three years before the action was filed, so the only question is whether Lynne Bailey was a “person acting as a parent.” To answer that question, we must look to the definition of that phrase under
That statute too contains two requirements that are relevant to this case: that the person have had “physical custody” of the child for at least six consecutive months before the commencement of the action and that the person claim a right to “legal custody” under the laws of this state. “Physical custody” is defined in
Using these terms as so understood, Bailey has had physical custody over Timothy since November 1996, almost three consecutive years before the commencement of this proceeding. Thus the only remaining question is whether she claims a right to legal custody under the laws of this state.
Literally, Bailey has made such a claim since she seeks to adopt Timothy. But we think that the statute also requires that a claim of a right to legal custody be at least legally рlausible. That is the case here, for Alaska recognizes the rights of nonparents to exercise legal custody of children over the competing claims of parents when the welfare of the child so requires, upon a showing that “it clearly would be detrimental to the child to permit the parent to have custody.”28 That standard is at least plausibly satisfied under the facts of this case given Blake‘s personal circumstances, the fact that Timothy has not lived with her since infancy, and the fact that Bailey had been exercising physical custody of Timothy for almost three years before the present action was filed.
In consideration of the foregoing, we conclude that Lynnе Bailey has physical custody of Timothy and claims a right to his legal custody in the sense meant by the statute. She thus qualifies as a “person acting as a parent” under
It follows that the superior court had subject matter jurisdiction to adjudicate the state‘s petition to terminate Blake‘s parental rights under
2. Personal jurisdiction
Blake also argues that the superior court lacked jurisdiction over her personally because she had no contacts with Alaska, much less “minimum contacts.” DFYS argues that under Alaska Civil Rule 12(h) Blake waived any objection regarding the lack of personаl jurisdiction by failing to raise this issue as required by Civil Rule 12(b).30 But Blake stated at a December 1999 status conference that “I don‘t even think Alaska has jurisdiction because [indiscernible] California does.” She also stated at the April 2000 CINA disposition hearing that Timothy should not be in the custody of the state of Alaska because “[h]e has no family ties up there” and that she was his parent and she was in California. We conclude that these assertions were sufficient to raise the issue.
As a general rule, a forum may not exercise jurisdiction over a non-consenting party consistent with the requirements of due process unless that party has certain “minimum contacts” with the forum state.31 This usually means that the party must “purposefully avail[] itself of the privilege of conducting activities within the forum State, thus invoking the benefits and protections of its laws.”32 There is no question that Blake has not purposefully availed herself of the benefits of Alaska‘s laws. But because this case falls under an exception to the general rule, Alaska‘s power to terminate her parental rights does not depend upon her contacts with Alaska at all, but on Alaska‘s contacts with her child, Timothy.
In Shaffer v. Heitner, 433 U.S. 186 (1977),33 the United States Supreme Court expanded the minimum contacts rule to cover almost all cases, whether labeled in rem, quasi in rem, or in personam.34 But the Court recognized that this single standard could not “accommodate some nеcessary litigation,”35 and recognized that certain jurisdictional rules, “such as the particularized rules governing adjudication of status,” are not “inconsistent with the standard of fairness.”36 The majority of courts that have addressed the issue have held that child custody proceedings conducted under the jurisdictional rules of the UCCJA fit within Shaffer‘s “status” exception, meaning that personal jurisdiction over non-consenting parties is not required.37 Likewise, nu-
B. The Superior Court Did Not Err in Refusing To Appoint New Counsel.
The superior court appointed a public defender to represent Blake at the first hearing in this case. At nearly every subsequent hearing Blake complained that the public defender was ineffective and asked the court to appoint substitute counsel or to allow her to represent herself. The superior court allowed her to represent herself pro se from the February 2000 adjudication forward. The court construed her complaints as ineffective assistance claims and rеjected them on at least three occasions, refusing to appoint new counsel. After determining that Blake was competent to represent herself, the court asked the public defender to continue to participate in the proceedings as “advisory counsel.”
Blake argues that the trial court erred in failing to appoint substitute counsel. She argues that the public defender did not raise the jurisdictional issues discussed above, did not assist her in subpoenaing witnesses, and did not communicate with her generally.
First, we recognize the general rule that pro se defendants may not raise ineffective assistance claims against advisory counsel.40 The only exception to this rule occurs when the advisory counsel oversteps his limited role and assumes a degree of control consistent with legal representation.41 But Blake‘s complaint is that the public defender did too little, not too much. Thus, from the moment she decided to represent herself she lost the right to claim that any subsequent acts of advisory counsel constituted ineffective assistance.
As to the public defender‘s decisions prior to his dismissal by Blake, we conclude that they did not fall below the “range of reasonable actions which might have been taken by an attorney skilled in the law.”42 Blake claims that the public defender failed to prepare subpoenas for rеluctant witnesses, but at trial Blake admitted that she had not given her witness list to the public defender because she did not trust him. The public defender stated that she eventually gave him a list of witnesses, but they were all already scheduled to be called by the state.
Blake further claims that the public defender did not return her calls or make sufficient attempts to communicate with her, but the public defender related the contents of several conversations he had with her. The trial court was in the best position to evaluate these fact-intensive claims, and its conclusions appear to be reasonable. We find no error here.
C. The Superior Court Did Not Abuse Its Discretion by Failing To Grant Blake‘s Requests for Continuances.
Following the trial court‘s suggestion, Blake requested a continuance at the outset of the February 2000 CINA adjudication trial to give herself more time to locate witnesses. The state requested that it go forward with testimony from three witnesses already scheduled to participate that day. The trial court granted this request, and decided to hold the continuance issue in abeyance оver the weekend, stating that it would resume consideration of the issue if Blake was unable to locate her witnesses in that time. Blake did not renew her continuance request the next week. She now argues it was error not to grant her initial request, but does not explain why she failed to renew her request as suggested by the court. The actions undertaken by the superior court were not an abuse of discretion.
Blake also requested a continuance at a November 3, 2000 status conference, three days before the termination trial was scheduled to begin. Blake explained that she “just got out of prison. I had to go for a dryout that was unexpected.” As a result, she had not had time to prepare for trial. The trial court explained that the termination trial had been “calendered for months,” and refused the request. Again, Blake does not explain how the court erred in denying her request. As DFYS explains, all CINA cases are extremely time-sensitive, and Blake offers no reason why her lack of preparation required the court to take the extraordinary measure of rescheduling a trial less than three days before it was set to begin. We hold that the superior court did not err in failing to grant Blake‘s continuances.
V. CONCLUSION
We hold that the superior court had jurisdiction over the termination proceedings, that Blake‘s claim for ineffective assistance of counsеl has no merit, and that the superior court did not err in refusing to grant Blake‘s continuances. Accordingly, we AFFIRM the decision of the superior court in its entirety.
EASTAUGH, Justice, concurring.
I concur in the result the court reaches and the reasoning it employs, because appellant has not demonstrated the existence of any California decree which satisfies the definition of “child custody determination” contained in
