Ryans v. NEW JERSEY COM'N FOR THE BLIND, ETC.Ryans v. NEW JERSEY COM'N FOR THE BLIND, ETC.
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- Before:
- Debevoise
OPINION
Plaintiff, Gerald J. Ryans, a handicapped individual, brings this action against the New Jersey Commission for the Blind and Visually Impaired and Norma Krajczar, the Commission’s Executive Director, alleging that defendants have unlawfully denied him rehabilitative services and benefits to which he is entitled under Title I of the Rehabilitation Act of 1973,
1. Background
The parties are in agreement on the essential background facts.
Plaintiff is legally blind and has been a client of the New Jersey Commission for the Blind and Visually Impaired at periodic intervals for a number of years. He most recently applied to the Commission for rehabilitative services in 1978, and over the course of the next three years received vocational training and assistance in seeking employment.
During the summer of 1981, plaintiff became embroiled in a dispute with the Commission over his cooperation with the authorities in charge of his program. In letters dated August 15, 1981 and September 2, 1981, defendant Krajczar notified plaintiff that the Commission had established certain conditions to his continued participation in the program, including his release of medical records for use by the Commission, his strict adherence to the recommendations of his professional counsellors and the cessation of phone calls to others for help in dealing with the Commission.
On October 1, 1981, plaintiff was afforded an informal “administrative review” with respect to the conditions set forth in defendant Krajczar’s letters. Plaintiff indicated during the review that he did not intend to comply with the conditions. The presiding agency official then recommended in a written opinion that “the agency stick to its guns and that the steps outlined be followed absolutely before further work is attempted with this man.” (Defendants’ Exhibit Da-6).
*844 According to defendants, plaintiff was informed in a letter dated September 17, 1981 that he was entitled to a “fair hearing” following an adverse agency determination at the administrative review level. (Affidavit of Francis A. Rochford, ¶ 17). Plaintiff did not, howevеr, request such a “fair hearing” and none was held. By letter of October 15,1981, defendant Krajczar notified plaintiff that his file had been closed and further services would be terminated due to his “failure to cooperate.” (Defendants’ Exhibit Da-8).
On November 4, 1981, plaintiff filed the present action. Contending that defendants had violated his rights under § 103 of the Rehabilitation Act of 1973,
In a motion originally returnable May 17, 1982, defendants moved to dismiss plaintiff’s complaint on the ground that he had failed to exhaust administrative remedies. By letter of May 13, 1982, I notifiеd the parties that certain issues raised by the complaint had not been adequately addressed and adjourned the motion for submission of further briefing. In particular, I requested the parties to brief the issue whether, in view of the fact that Congress had provided no express right of action for judicial enforcement of Title I of the Rehabilitation Act of 1973, plaintiff was entitled to assert an implied private right of action or, alternatively, an action pursuant to
The following motions are now before the court. Defendants move to dismiss the complaint on the ground that no private right of aсtion exists to enforce the provisions of
2. Private Right of Action
The federal statute at issue in this action, Title I of the Rehabilitation Act of 1973, contains no express provision authorizing an aggrieved handicapped individual, such as plaintiff, to institute a court action for the purpose of enforcing its provisions.
1
If plaintiff is to pursue the action, therеfore, it must be determined either that he is entitled to an implied private right of action under the Act or, alternatively, a private right of action under
A. Implied Private Right of Action
Where Congress has passed a statute creating rights and obligations, yet remained silent as to whether those rights and obligations can be judicially enforced, the courts have traditionally inquired whether Congress, despite the absence of an explicit statement, impliedly intended a private right of action to exist.
See, e.g., Cannon v. University of Chicago,
In the leading case of
Cort v. Ash,
In the only reported opinion to date expressly analyzing the question,
Jones v. Illinois Department of Rehabilitation Services,
I also note an additional basis for concluding that Congress did not intend to create a private right of action directly under Title I. In Jones, Judge Flaum based his analysis primarily upon the structure of the statute, finding “no indication whatever in the legislative history of title I which suggests a Congressional intention to create or deny a private cause of action.” Id. at 1249. I believe, however, that there is legislative history which sheds light on the question.
In the original version of the Act, as passed in 1973, Congress provided no procedures, administrative or otherwise, by which a handicapped individual denied services or otherwise aggrieved within the meaning of Title I could obtain review. Pub.L.No.93-112, § 103, 87 Stat. 355 (1973). When Congress amended the Act in 1978, however, it expressly added administrative procedures by which a handicapped individual could seek review of “determinations made by the rehabilitation counselor or coordinator.” Pub.L.No.95-602, § 103, 92 Stat. 2959 (1978) (codified at
The Senate’s proposed version of the 1978 amendments contained a provision which would have afforded any individual with a
*846
complaint relating to the provision of Title I services a right to an administrative hearing, an appeal of the hearing decision to a three-man arbitration panel and “a subsequent civil action for such relief [with the exception of monetary damages] as the court may determine is appropriate.” House Conf.Rep.No.95-1780, 95th Cong., 2d Sess.,
reprinted in
[1978] U.S.Code Cong. & Ad.News 7375,7379. The House version, on the other hand, contained no provision for review procedures at all.
Id.
At conference, a set of procedures was agreed upon which represented an obvious compromise between the House and Senate positions. As presently codified, the statute retains a portion of the administrative procedures originally proposed in the Senate bill. Noticeably absent from the compromise version, however, is any reference to a civil action remedy.
See
For the reasons expressed in the Jones opinion, and for the additional reasons stated above, I conclude that plaintiff is not entitled to assert his claims by way of an implied private right of action under Title I of the Rehabilitation Act of 1973.
B. Right of Action Under
Even though plaintiff cannot assert an implied private right of action under Title I itself, he may nevertheless be entitled to enforce the provisions of the Act against defendants under
In
Maine v. Thiboutot,
Since
Thiboutot,
the Supreme Court has created two exceptions to the general rule that
There cаn be little doubt that the statutory provisions upon which plaintiff places primary reliance,
In
Pennhurst,
the Supreme Court evinced deep concern over the consequences which might ensue if it construed such open-ended and “indeterminate” statutory phrases as “ ‘appropriate’ treatment in the ‘least restrictive’ setting” to confer enforceable rights upon mentally retarded individuals. It was particularly disturbed by the fact that Congress had granted the state responsible for carrying out the program a sum “woefully inadequate to meet the enormous financial burden” which strict enforcement of the statutory terms would apparently entail.
Id.
at 24,
In Title I of the Rehabilitation Act, by contrast, Congress set forth quite specific rights for the handicapped, as well as correlative obligations on the part of the states.
In
Clearly, the practical concerns expressed by the Supreme Court in
Pennhurst
do not apply to Title I of the Rehabilitation Act. Far from imposing indeterminate obligations upon the states without substantial funding, the Act creates quite specific rights and obligations backed up by generous federal funding, much like the AFDC program at issue in
Thiboutot.
Under the circumstances, the only tenable conclusion is that Title I creates enforceable “rights” within the meaning of
Whether the remedies now provided handicapped individuals in Title I should be deemed to be exclusive is a more difficult question. Where Congress has expressed a clear intent to create exclusive remedial procedures, the courts have not hesitated to give the congressional mandate effect.
See, e.g., Adickes v. Kress & Co.,
At the outset, it should be noted that the analysis required to determine the exclusivity question is similar, but not identical, to that involved in determining the existence of an implied private right of action. A court will not presume to find a private right of action in a statute silent as to remedy unless there is some evidence to indicate that the legislature impliedly intended one to exist.
E.g., Texas Industries, Inc. v. Radcliff Materials, Inc., supra.
In determining the exclusivity question, on the other hand, the court must presume a
In the present case, I discern no intention on the part of Congress to foreclose a
I do not believe that the overall statutory scheme set forth in Title I requires a different result. In
Sea Gammers,
the Supreme Court found a
Here, on the other hand, the procedures set forth in
The statute at issue in this case, insofar as it provides for state administrative procedures but contains no judicial remedies, is virtually indistinguishable from the AFDC provisions of the Social Security Act at issue in
Thiboutot.
In order to participate
*849
in the AFDC program, a state must “рrovide for granting an opportunity for a fair hearing before the State agency to any individual whose claim for aid is denied or is not acted upon with reasonable promptness.”
Viewing Title I as a whole, I find no Congressional intent to foreclose the assertion of a
3. Exhaustion of Administrative Remedies
Defendants next contend that, even if plaintiff is entitled to assert a private right of action under
It has long been held by the Supreme Court and the Court of Appeals in this Circuit that, as a general proposition, administrative remedies need not be exhausted as a prerequisite to an action under
As the Supreme Court recognized in
Maine v. Thiboutot,
there are two very different situations in which
In the former situation, sound reasons can be marshalled in support of a rule exempting plaintiffs from exhausting administrative remedies. The Constitution itself neither contains its own administrative remedies nor requires the establishment of administrative remedies by the states.
Cf. Davis v. Passman,
*850
In the present case, however, the very statute which plaintiff seeks to vindicate by way of a
None of the Supreme Court cases traditionally relied upon for the proposition that administrative remedies need not be exhausted in
Merely to hold that exhaustion of administrative remedies is required in statutory
The federal statute at issue here,
(1) The Director of any designated State unit shall establish procedures for the review of determinations made by the rehabilitation counselor or coordinator under this section, upon the request of a handicapped individual (or, in appropriate cases, his parents or guardians). Such procedures shall include a requirement that the final decision concerning the review of any such determination be made in writing by the Director. The Director may not delegate his responsibility to make any such final decision to any other officer or employee of the designated State unit.
(2) Any handicapped individual (or, in appropriate cases, his parent or guardian) who is not satisfied with the final deci *851 sion made under paragraph (1) by the Director of the designated State unit may request the Commissioner [of the federal Rehabilitation Services Administration] to review such decision. Upon such request the Commissioner shall conduct such a review and shall make recommendations to the Director as tо the appropriate disposition of the matter. The Commissioner may not delegate his responsibilities under this paragraph to any officer of the Department of Health, Education and Welfare who is employed at a position below that of an Assistant Commissioner.
The procedures which have been adopted by the State of New Jersey in order to comply with
In the present case, plaintiff availed himself of an informal administrative review of his dispute with the Commission. He was apparently then informed of his right to a fair hearing, but declined to request one. Finally, the agency Director, defendant Krajczar, informed plaintiff in writing of her decision to close the file. Under the circumstances, it appears that plaintiff has fully exhausted the state administrative remedies available to him. Defendants contend that plaintiff still must comply with the fair hearing requirement. By failing to request such a fair hearing in a timely fashion, however, plaintiff waived his right to that procedural step. By rendering her written decision without insisting upon a prior hearing, defendant Krajczar indicated that it was her intention as well to skip the fair hearing step. In any event, a fair hearing at this stage of the proceedings would be pointless since the agency head has already rendered her final written determination.
The only administrative remedy remaining to plaintiff is an appeal to the federal Commissioner. Even were he to make such an appeal, however, little purpose would be served since the Cоmmissioner is empowered only to “make recommendations to the Director as to the appropriate disposition of the matter” and the Director has already rendered her opinion. It is well-established that “exhaustion of administrative remedies is not required if it would be futile to comply with the administrative procedures because it is clear that the claim will be rejected.”
See Tokarcik v. Forest Hills School District,
*852 For the foregoing reasons, I сonclude that plaintiff has exhausted all available administrative remedies and, therefore, is not barred from proceeding with this action.
4. Sovereign Immunity
Defendants next move to dismiss the action as to Norma Krajczar on the ground that she is entitled to immunity from suit under N.J.S.A. 59:3-2(b). A state, however, is not empowered to render its citizens immune from suit under a federal statute in the federal courts.
Martinez v. California,
5. Motion for Leave to Amend
Plaintiff moves for leave to amend his complaint to state an additional claim for violation of the federal Privacy Act,
Defendants correctly point out, however, that the federal Privacy Act governs federal agencies only and does not cover the state agency involved in this case.
See
6. Summary and Conclusions
For the reasons stated in this opinion, I conclude that plaintiff is entitled to assert a right of action against defendants under
In the present posture of the case, I believe that plaintiff is entitled to a de novo proceeding on his federal statutory claims. 21 *853 Cf. Tokarcik v. Forest Hills School District, supra, at 449. Since the needs plaintiff alleges are immediate, there is little point in permitting this case to linger on for the year or so which might be necessary for a conventional trial. I urge plaintiff, therefore, to prepare an application for preliminary injunctive relief so that a prompt hearing may be held on the question whether he has been unlawfully denied Title I services. Pursuant to Rule 65(a)(2), the trial of the action mаy be advanced and consolidated with the application for injunctive relief.
Plaintiff’s attorney is requested to submit an order in conformity with this opinion.
Notes
. The Act does provide for judicial review of a decision by the Commissioner of the Rehabilitation Services Administration reducing or terminating federal funds on account of a State’s noncompliance with the Act by “[a]ny State which is dissatisfied” with the decision.
. The four considerations are: (1) whether plaintiff is “one of the class for whose
especial
benefit the statute was enacted”; (2) whether there is “any indication of legislative intent, explicit or implicit, either to create such a remedy or to deny one”; (3) whether it is “consistent with the underlying purposes of the legislative scheme to imply such a remedy”; and (4) whether the cause of action [is] one traditionally relegated to state law.”
. The Supreme Court has noted that “Congressional intent may be discerned by looking to the legislative history and other factors:
e.g.,
the identity of the class for whose benefit the statute was enacted, the overall legislative scheme, and the traditional role of the states in providing relief.”
Texas Industries, supra,
at 639,
. In
Schornstein v. N.J. Division of Vocational Rehabilitation,
. The possibility of a private right of action under
.
. In a number of earlier cases, the Supreme Court had relied on
.
Thiboutot
involved a
. Such a disparity is not unusual. Many constitutional claims are now brought against state officials under
. According to defendants, plaintiff is entitled to judicial review of his claims, following a final agency decision, in the Superior Court of New Jersey, Appellate Division, pursuant to N.J.Ct.R. 2:2-3(a), even if he is not provided access to this forum. Plaintiff has a substantial interest, however, in fully litigating his federal claims in federal court.
See England v. Louisiana State Bd. of Medical Examiners,
. For the reasons stated in the following section, I do not believe that the possibility of an additional appeal to the federal agency under Title 1 creates a meaningful distinction.
. Even though exhaustion of administrative remedies may not be required, courts may still require, as a prerequisite to the institution of suit, a controversy “ripe” for decision. This requirement, with roots in the “case or contro *850 versy” doctrine, is more closely related to a standing than to an exhaustion requirement. See U.S. ex rel. Ricketts v. Lightcap, supra, at 1232.
. The Supreme Court held in
Patsy, supra,
that “legislative purpose ... is of paramount importance in the exhaustion context because Congress is vested with the power to prescribe the basic procedural schemе under which claims may be heard in the federal courts.” - U.S. at -,
. It is worthy of note that the Supreme Court was not required to address the exhaustion problem in
Thiboutot
because, as it expressly noted, plaintiff
had
exhausted his state remedies prior to filing a
. Although the underlying cause of action involved in the Patsy case was never identified, Patsy apparently involved constitutional claims only.
. The procedurеs outlined here are authorized by N.J.S.A. 34:16-31, and appear to apply to the State Rehabilitation Commission rather than the N.J. Commission for the Blind and Visually Impaired. Since it appears that the Rehabilitation Commission has delegated some of its responsibilities to the Commission for the Blind, it will be presumed that the same procedures are applicable and fulfill the mandate of the federal statute and regulations.
. Defendants contend in their briefs that these procedures apply here.
. Although I do not believe that this remedy must be exhausted as a prerequisite to filing suit, plaintiff is perfectly free to pursue it as an alternative avenue of relief while the suit is pending. While the federal agency’s views are not binding upon the State Director, they may be helpful in bringing about a voluntary resolution of the matter. In any event, the federal agency’s interpretation of the program’s requirements might constitute useful evidence in the present proceeding.
. Although defendant Krajczar is not entitled to immunity from suit in this action, the New Jersey Commission for the Blind and Visually Impaired is entitled to immunity under the Eleventh Amendment unless waived. The Eleventh Amendment bars suits by individuals against states and state agencies whether the relief sought be retrospective relief or prospective injunctive relief.
See Cory v.
White,U.S. -,-,
. Plaintiff may have enforceable privacy rights under N.J.S.A. 34:16-40. I will not address the question whether he can assert a violation of this statute as a pendent claim in my opinion today, however, because it is not at all clear that a private right of action exists to enforce the statutory provision.
. If plaintiff were to pursue his final remedy of appealing to the federal Commissioner, review of the Commissioner’s decision would presumably be available under the Administrative Procedure Act,