Ryan Michael Pederson appeals the district court’s
2
dеnial of his petition for ha-beas relief under 28 U.S.C. § 2254. Ped-erson alleges prosecutors failed to disclose material, exculpatory evidence in violation of
Brady v.
Maryland,
I. Background
This case stems from the murder of Robert Anderson. A jury convicted Ped-erson of aiding and abetting the first-degree murder of Anderson in the course of a burglary. Minn.Stat. § 609.185(3) (1997). The jury also convicted him of second degree murder. Minn.Stat. § 609.19(1) (1997). Pederson is currently serving a life sentence for his crimes. The facts of the underlying offense and the evidence presented at trial are set forth in detail in the opinion from Pederson’s direct state appeal.
State v. Pederson (Pederson I
),
Anderson was the thirty-two-year-old neighbor of Stephen Dean, Pederson’s co-defendant in this case. Anderson’s body was found in Anderson’s home the night following his murder. At the crime scene, Anderson was face down in a pool of blood and appeared to have been beaten with a blunt object, kicked, and stabbed. Spattered blood, a broken rifle, the handle of steak knife, and bloody footprints were located near Anderson’s body. One of the footprints had a distinctive athletic tread design and matched a footprint found on Anderson’s back. A medical examiner testified that the footprint resulted from someone stomping with substantial force on Anderson’s back.
Six days after officers discovered Anderson’s body, they received a call that people were disturbing the crime scene. Officers arrived at the scene and saw someone carrying a chair out of Anderson’s home and into Dean’s home. The officers went to Dean’s home, where they found Dean, Pederson, Anthony Moses, and others. The men admitted they had been looking into Anderson’s home. The officers arrested the men and later noted that Dean and Pederson were wearing new athletic shoes.
Moses, who claimed to have spoken with Dean and Pederson shortly after the murder, initially received use immunity and provided information that helped prosecutors build a case against Pederson and Dean. Moses later waived his immunity at the prosecutors’ request in order to appear more credible before the grand jury while testifying against Dean and Pederson. Moses did not enter a formal agreement with the prosecutors, but he did hope to avoid prosecution by cooperating. In fact, the state did not bring charges against Moses.
Dean and Pederson were indicted for the murder. Dean pleaded guilty to burglary in the first degrеe and aiding and abetting intentional second-degree murder, and he agreed to testify against Pederson. Alexander Lundeen, Moses, and Pederson himself also testified at Pederson’s trial.
Dean testified in detail as to the circumstances surrounding Anderson’s murder, placing the blame on Pederson as the primary culprit. Dean explained that Anderson, Dean, Pederson, and another man had been together at Anderson’s home on the evening of Anderson’s murder
Pederson testified in detail as to differing circumstances, denied any intent to steal from Anderson, claimed he did not participate in the murder, and placed the blame squarely on Dean. Pederson testified that he and Dean did not leave Anderson’s home, but stayed and smoked marijuana with Anderson when the others left. Dean and Anderson then began arguing, the argument escalated, and Anderson told Dean to get out of his home. Anderson eventually grabbed a rifle and told Dean to leave, but Dean wrested the rifle from Anderson’s control, and the two of them fell to the ground. Throughout this fight, Pederson implored Dean to leave. Dean would not relent; instead, Dean beat Anderson with the rifle and Pederson fled to a nearby shed. When Pederson later returned to the home, Anderson was dead, Dean had grabbed a VCR, and Dean told Pederson that he had killed Anderson.
Although Dean’s and Pederson’s stories did not match exactly as to what they did following the murder, both testified that they eventually went for breakfast and then traveled together to a mall where they purchased new shoes. They later met with Moses and Lundeen at Dean’s home where they discussed the murder with the other men.
Moses corroborated Dean’s version of the story based largely on statements Dean had made to Moses, including statements Dean made to Moses when Dean called Moses from the crime scene to ask for help in getting rid of stolen items. Moses also stated that he talked to Peder-son on the day following the murder, and at that time, Pederson corroborated Dean’s version of the murder except that Pederson stated Dean had also kicked Anderson, and Pederson did not mention stabbing Anderson. Moses offered to get rid of a bag of Pederson’s and Dean’s blood-soaked clothes, and Moses asked if he could hаve Pederson’s old shoes. Moses saw two pairs of shoes in the bag, recognized the pair with the distinctive tread pattern as Pederson’s shoes, but decided not to keep them because they did not fit. He ultimately threw the bag, clothes, and shoes in a dumpster.
Lundeen testified to a conversation with Dean. Pederson was present for the conversation, but said little. Dean admitted that he “whacked” Anderson, and Dean made animated motions while excitedly relating the story of the crime. Lundeen did not claim Pederson relayed any description of the murder, but stated Pederson merely sat with his head down and occasionally made affirmative sounds while Dean talked of their respective roles in the murder.
The physical evidence corroborated Dean’s story more strongly than Peder-
Following trial, a number of revelations from the prosecutor and the jury led to claims for relief from Pederson. The first revelation related to jury questionnaires the prosecutor had sent to the jurors to learn their impressions of the trial. Although the prosecutor had sent the questionnaires, defense counsel received an unsigned, typed response with a return address that matched the address of one of the jurors. The typed response included the following comment:
I wanted more from him presenting a defense. I know a person is supposed to be innocent until proven guilty, but in reality it didn’t work that way. The prosecutor рresented overwhelming evidence that someone died. The defense needed to present much more evidence that it wasn’t [Pederson] that caused the death. [Pederson] obviously was not prepped. He was not led through his testimony like Stephen Dean and Tony Moses were. That worked toward credibility for [Pederson] but against him because [Pederson] wasn’t very articulate. [Defense counsel] was the only one who could help [Pederson] be more articulate. I wanted [defense counsel] to ask his witnesses why they didn’t say anything or speak to anyone right after the murder. [Defense counsel] went on the premise it should be obvious what the truth is. Unfortunately after the prosecution has offered so much in the way of presentation, it wasn’t obvious.
The purported juror response further stated that the juror disbelieved the testimony from Moses and Dean and believed Pederson’s testimony. Finally, the response stated that the juror wanted Peder-son to be not guilty and did not believe Pederson was a threat to society. Peder-son moved for a judgment of acquittal based on this newly received information or, in the alternative, for a hearing under
Schwartz v. Minneapolis Suburban Bus Co.,
In support of his motion, and on appeal, Pederson argued that the juror who returned the typed response to the questionnaire had to have lied during voir dire because the juror stated during voir dire that she would “uphold the law as instructed by the judge and would рresume that the defendant is innocent until proven guilty.”
Id.
at 730. The Minnesota Supreme Court stated that, in order to be entitled to a
Schwartz
hearing, an aggrieved litigant must first present a prima
On direct appeal, the Minnesota Supreme Court also rejected claims of insufficient evidence. Pederson argued that his conviction rested solely on Dean’s testimony and that Minnesota law demands corroboration of such testimony and prohibits a conviction based solely on the testimony of a co-defendant.
State v. Bergeron,
Following the direct appeal Pederson discovered that Moses had prepared for trial by reviewing a seven-page summary of his own police statement and grand jury testimony that had been prepared by the prosecutors but not disclosed to Pederson. Pederson discovered this fact when Moses sent the summary to defense counsel along with a letter that stated Moses was unable to sleep at night because he could not get the case out of his head. Moses’s letter, sent approximately when the statute of limitations to prosecute Moses expired, stated:
They interviewed me so much and through the whole thing what camе out of whose mouth wasn’t that clear to me to this day. I’m not saying I was lying, but through all of what came out of whose mouth I had to try to remember got twisted I think from my statement. I had to stick to certain things and remember it so I thought it was the truth.... Things would go on paper and I was asked to remember key things[.] It really was just too much it really confuted] me.
The summary that prosecutors provided to Moses set forth dialogue in the format of a script. The summary described portions of Moses’s prior statements to police and his grand jury testimony with synopses of Moses’s recitations of other persons’ statements appearing after those other persons’ names as set off by colons. A sticky note was attached to the summary that stated, “Tony, read this and be VERY familiar with the info. Read it several times. Thank you!”
Pederson moved for rеlief based on this newly discovered evidence, alleging misconduct by the prosecutor, improper pros-ecutorial vouching for Moses’s credibility, and the subornation of perjury. The trial court denied his motion without a hearing and adopted the prosecutor’s proposed findings of fact and conclusions of law without providing Pederson an opportunity to review the prosecutor’s proposed findings and without permitting Pederson an
On a first appeal of these post-convietion claims based on the letter and summary, the Minnesota Supreme Court reversed and remanded “[o]ut of concern that the process employed ... gives the appearance of impropriety.”
Pederson II,
We think not. The document transformed conversations related by a key state witness before the grand jury into a scripted version of those conversations, much like the work of a playwright. Without regard to its substance, the document does not, as the state claims, “excerpt” the questions asked of the witness and his complete answers to those questions in his grand jury testimony.
Id.
On remand, the case was assigned to a different judicial district, and Pederson received a two-day evidentiary hearing on his postconviction claims. At the hearing, two prosecutors involved with the trial testified and revealed that the summary was prepared by one of the two prosecutors. Neither prosecutor recalled giving the summary to Moses. A staff person from the prosecutors’ office stated that the lead prosecutor told her to give the summary to Moses with instructions to have Moses study the summary. She stated that she put the sticky note on the summary as a reminder to herself of what the prosecutor had instructed her to say to Moses. The prosecutor did not deny instructing the staff member to relay the summary to Moses; the prosecutor merely stated that he did not recall having given any such instructions. Ultimately, the postconviction court denied relief, and the Minnesota Supreme Court affirmed.
Pederson III,
In
Pederson III,
the Minnesota Supreme Court rejected a claim by Pederson that the failure to disclose the summary of Moses’s prior statements was a violation of
Brady v. Maryland,
Pederson argued that the summary was material because trial counsel could have used the summary to argue “that Moses’ testimony was ‘scripted’ by the state, thereby undermining Moses’ and the state’s credibility in the eyes of the jury [and] that if Moses had been limited to relying on his own memory, he would not have been able to recollect accurately what occurred [at the time of the murder].” Id. at 460-61. The court rejected this argument for three reasons. First, the court noted that Moses’s actual testimony was extensive and provided details not included in the state’s summary, thus bolstering Moses’s credibility and diminishing the impeachment value of the summary. The court stated:
This “extra-Summary” testimony demonstrates that Moses’ recollection of theevents surrounding the murder went beyond the conversations represented in the Summary, and Moses’ recollection of many details — the pattern on the soles of appellant’s shoes, his description of the bag and the bloody clothes it contained, and his statements regarding the size of appellant’s shoes — were all corroborated by Dean’s testimony and incriminated appellant.
Id. at 461.
Second, the court noted that Moses testified at the postconviction hearing and, although he admitted feeling pressured by prosecutors at the time of trial, he consistently asserted at the postconviction hearing that he did not lie at Pederson’s trial. Id. Finally, the court noted that, had Moses not been able to fully recollect his prior statements, counsel for both sides would have been able to refresh his memory using the actual transcripts of his statements to the police and his grand jury testimony. Id. at 461 n. 5. There was no suggestion that the actual grand jury testimony or Moses’s statements to police were unavailable for review by the defense or for use during the cross-examination of Moses.
Pederson raised three other claims that the Minnesota Supreme Court addressed and rejected. The first was a claim alleging that the prosecution knowingly permitted false testimony to go uncorrected in that Moses testified he “was never told by [the prosecutor] what to say or given suggestions of what to say by [the prosecutor] or his staff.”
Pederson III,
Following exhaustion of these issues in state cоurt, Pederson filed for federal ha-beas relief under 28 U.S.C. § 2254. On Pederson’s petition for habeas relief, the district court rejected Pederson’s arguments but granted a certificate of appeala-bility. Articulation of the claims as set forth in the certificate of appealability does not match precisely the claims as framed in the state courts. The certificate of ap-pealability sets forth the claims as: (1) whether Pederson was denied a fair trial based on the presentation of false testimony or a false impression; (2) whether failure to disclose the summary comprised a Brady violation; (3) whether during closing argument the prosecutor improperly relied on orchestrated consistency in Moses’s testimony; (4) whether the state court made an unreasonable finding of fact when it found that the summary was fair and did not omit exculpatory statements; and (5) whether Pederson was denied an impartial jury. On appeal, Pederson does not present separate arguments on the issue of whether the state court made an unreasonable finding of fact regarding the summary.
II. Discussion
A. Standard of Review
We review the district court’s denial of habeas relief de novo.
Garcia v. Mathes,
Pederson argues that, as to his claim based on the alleged use of false testimony, deferential review is unwarranted because the Minnesota Supreme Court did not analyze this claim under federal law. While it is true that the Minnesota Supreme Court cited to state law when analyzing the false testimony claim, the state law was consistent with controlling Supreme Court precedent.
Compare State v. Caldwell,
Pederson also argues that because the district court did not expressly address the “false impression” aspect of his claim, AEDPA deference should not apply to this aspect of his claim. On the facts of the present case, Pederson attempts to slice the meat of his arguments too thinly. As explained below, the Minnesota Supreme Court rejected the false testimony claim on a ground sufficient to defeat both types of claims, namely, that Moses and the prosecution did not mischaracterize the prosecution’s role in preparing Moses to testify.
Finally, Pederson argues that the issue of prosecutorial vouching at closing argument is not subject to AEDPA deference because it was not addressed by the state courts. The state argues that AEDPA deference applies. It is not entirely clear to us that, given the nature of Pederson’s claims, it is possible to separate the false impression issue from the issue of alleged misconduct at closing argument. The statements at closing that Pederson finds objectionable were statements concerning Moses’s credibility and consistency and seem to be intertwined with the false testimony/false impression claims. Because Pederson’s claim related to closing argument fails even under a de novo standard of review, however, we elect to apply that standard without resolving the parties’ procedural dispute.
See, e.g., Pfau v. Ault,
Pederson argues that the state’s failure to disclose the summary was a
Brady
violation. Well-settled United States Supreme Court precedent teaches that evidence tеnding to impeach the credibility of prosecution witnesses may be subject to the disclosure requirements of
Brady. See Giglio,
Relief is only available under
Brady,
however, “if there is a reasonable probability that, had the evidence been disclosed to thе defense, the result of the proceeding would have been different.”
Bagley,
We believe that Pederson’s argument erroneously views the summary in isolation and overstates its impeachment value. In contrast, the Minnesota Supreme Court analyzed the
Brady
evidence in the proper light and applied
Brady
and its progeny in a manner that was not unreasonable. The summary had only limited impeachment value because the scope of Moses’s testimony exceeded the scope of the summary. For a jury to have found that Moses testified in accordance with a script, the jury would have had tо ignore the details and specificity of Moses’s testimony that were not found in the summary. Further, Moses’s actual grand jury testimony and police statements were available for use by the defense. As such, the impeachment value of the summary would have been to a large extent cumulative in light of these resources. Finally, as noted above, the physical evidence corroborated the version of the murder relayed by Dean and Moses more strongly than the version put forward by Pederson, thus lending further support to Moses’s credibility. In light of these factors, we do not believe that the Minnesota Supreme Court applied
Brady
and
Bagley
in an unreasonable
C. False Testimony, False Impression, and Prosecutorial Miscon-dud/Vouching
Pederson next argues that Moses testified falsely when he stated that prosecutors did not tell him what to sаy. Ped-erson also argues the prosecutors improperly vouched for Moses by emphasizing the consistency between his testimony and his prior statements and left the jury with the false impression that Moses’s memory was strong and free from infirmity. The Minnesota Supreme Court addressed only the false testimony aspect of these related due process claims. Citing
Caldwell,
The relevant United States Supreme Court precedents are
Giglio v. United States,
The Minnesota Supreme Court’s conclusion that Moses’s statement was not false was not unreasonable because Moses’s statement was ambiguous and subject to multiple reasonable interpretations. Interpreted broadly (as advocated by Peder-son), Moses’s testimony that he was not told what to say could be viewed as a claim that there was a complete lack of witness preparation by the prosecution. Viewed more narrowly (as done by the Minnesota Supreme Court and as advocated by the
Given the ambiguity inherent in Moses’s statement, this is not a case like
Napue
or
Giglio
where witnesses falsely denied having been promised benefits in exchange for their testimony and where it was necessary to grant relief. In
Napue,
a witness testified specifically that he had received no promise of consideration for his testimony when, in fact, the prosecution had promised to recommend a sentence reduction.
Napue,
Importantly, the summary in the present casе was a reference to Moses’s
own
statements. Although Pederson now argues that the summary improperly glossed over apparent inconsistencies or uncertainties found in Moses’s statements to police or grand jury testimony, Pederson fails to acknowledge that the defense had access to the transcripts of the police statements and grand jury testimony and could have used them to impeach Moses’s trial testimony, to the extent his actual testimony differed from his earlier statements. Further, Moses testified that he met with prosecutors repeatedly before Pederson’s trial. He did not hide the fact of his trial preparation with the prosecution from the jury; he merely stated that the prosecutors did not tell him what to say. Accordingly, the present case is unlike
Banks v. Dretke,
Regarding the creation of a false impression, Pederson relies upon
Miller v. Pate,
D. Juror Misconduct
“ ‘The principle that there is a presumption of innocence in favor of the accused is the undoubted law, аxiomatic and elementary, and its enforcement lies at the foundation of the administration of our criminal law.’ ”
Estelle v. Williams,
The Minnesota Supreme Court found in the alternative that even if it could consider the juror response, relief was unavailable.
Pederson I,
In addition to this statement, the juror also commented that she wanted thedefendant to be not guilty, because while he made poor choices he did not seem to be a threat to society. Further, the juror joined with the other members of the jury in voting to acquit appellant of two counts of first-degree murder. Considering the juror’s comments in this context and in the light of the verdicts actually rendered, it appears that while she felt sympathy for the appellant, the evidence did not create a reasonable doubt as to the two counts of murder resulting in guilty verdicts.
Id.
Even if it were permissible to consider the juror response as evidence of misconduct, then, we agree with the Minnesota courts and the district court that relief would not be available. The juror’s statement was not an unsolicited statement of the juror’s views, but a response to specific questions such as “What were your impressions of [the defense attorney]?” The juror specifically criticized the defense attorney as the only one capable of preparing Pederson for trial and the only person capable of deflecting the impact of the prosecution’s evidence against Pederson. While the juror’s statement regarding a presumption of innocence is troubling on its face, it was not unreasonable to view the response as explaining that the defense needed to do more to counter the state’s strong showing of guilt. As such, the Minnesota Supreme Court did not make an unreasonable finding of fact nor apply Estelle in an unreasonable manner when it held that the statement failed to show that the juror denied Pederson of a presumption of innocence.
For the reasons stated above, we affirm the judgment of the district court.
Notes
. The Honorable James M. Rosenbaum, Chief Judge, United States District Court for the District of Minnesota, adopting the report and recommendation of the Honorable Janie S. Mayeron, United States Magistrate Judge for the District of Minnesota.
